大华会计师事务所(特殊普通合伙) 山西科达自控股份有限公司 审计报告 大华审字[2024]0011013205 号 Da Hua Certified Public Accountants (Special General Partnership) 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http:// 山西科达自控股份有限公司 审计报告及财务报表 (2023 年 1 月 1 日至 2023 年 12 月 31 日止) | H | 录 | 页 次 | | --- | --- | --- | | 审计报告 | | 1-7 | | 已审财务报表 | | | | 合并资产负债表 | | 1-2 | | 合并利润表 | | 3 | | 合并现金流量表 | | 4 | | 合并股东权益变动表 | | 5-6 | | 母公司资产负债表 | | 7-8 | | 母公司利润表 | | 9 | | 母公司现金流量表 | | 10 | | 母公司股东权益变动表 | | 11-12 | | 财务报表附注 | | 1-104 | 北京市海淀区西四环中路 16 号院 7 号楼 12 层 舌: 86 (10) 5835 ...

关于召开 2023 年年度股东大会通知公告（提供网络投票） 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 证券代码：831832 证券简称：科达自控 公告编号：2024-035 山西科达自控股份有限公司 （三）会议召开的合法性、合规性 本次会议的召开符合《公司法》《公司章程》《股东大会议事规则》的规定 （四）会议召开方式 本次会议采用现场投票和网络投票相结合方式召开。 公司股东应选择现场投票或网络投票表决方式的一种方式，如果同一表决 权出现重复投票表决的，以第一次投票表决结果为准。 （五）会议召开日期和时间 一、会议召开基本情况 （一）股东大会届次 本次会议为 2023 年年度股东大会。 （二）召集人 本次股东大会的召集人为董事会。 召开本次会议的议案已于 2024 年 4 月 19 日经公司第四届董事会第十七次 会议审议通过。 1、现场会议召开时间：2024 年 5 月 21 日上午 9:00。 2、网络投票起止时间：2024 年 5 月 20 日 15:00—2024 年 5 月 21 日 15: ...

Financial Performance - Operating revenue for Q1 2024 reached CNY 74,214,934.88, representing a 19.09% increase from CNY 62,320,479.99 in Q1 2023[10] - Net profit attributable to shareholders rose by 20.52% to CNY 6,411,807.78, up from CNY 5,320,150.49 in the same period last year[10] - The company's net profit for Q1 2024 reached CNY 2,704,207.00, compared to CNY 1,206,001.24 in Q1 2023, representing an increase of 124.1%[41] - Total operating revenue for Q1 2024 reached ¥74,214,934.88, an increase of 19.1% compared to ¥62,320,479.99 in Q1 2023[39] - The total profit for Q1 2024 was CNY 2,245,359.04, compared to CNY 979,693.41 in Q1 2023, reflecting a significant increase of 129.0%[41] - The operating profit for Q1 2024 was CNY 2,245,359.04, compared to CNY 979,693.41 in Q1 2023, an increase of 129.0%[41] Cash Flow - The net cash flow from operating activities was CNY 40,572,278.74, a significant improvement compared to a negative CNY 43,932,112.28 in Q1 2023, marking a 192.35% change[10] - Cash inflow from operating activities in Q1 2024 was CNY 121,773,202.28, significantly higher than CNY 52,111,427.70 in Q1 2023, marking an increase of 133.4%[43] - The net cash flow from operating activities for Q1 2024 was ¥50,406,279.84, a significant improvement compared to the net cash flow of -¥44,652,563.17 in Q1 2023[46] - Total cash inflow from operating activities reached ¥150,258,437.29, up from ¥43,463,515.61 in the same period last year[46] - The total cash outflow for operating activities was ¥99,852,157.45, compared to ¥88,116,078.78 in Q1 2023, indicating higher operational costs[46] Assets and Liabilities - Total assets increased by 4.79% to CNY 1,295,889,017.57 as of March 31, 2024, compared to CNY 1,236,634,359.19 at the end of 2023[10] - The company's asset-liability ratio (consolidated) increased to 46.81% from 44.53% year-on-year[10] - Total liabilities increased from ¥550,677,503.30 to ¥606,621,811.96, an increase of approximately 10.2%[34] - Total assets amounted to ¥1,306,128,662.08 as of March 31, 2024, up from ¥1,241,998,827.69 at the end of 2023, an increase of 5.2%[38] - Total liabilities increased to ¥669,496,645.35 as of March 31, 2024, compared to ¥606,381,487.84 at the end of 2023, reflecting a rise of 10.4%[38] Shareholder Information - The total number of unrestricted shares at the end of the period is 61,709,548, representing 79.85% of total shares[16] - The total number of restricted shares at the end of the period is 15,570,452, accounting for 20.15% of total shares[16] - The largest shareholder, Fu Guojun, holds 15,234,598 shares, which is 19.71% of total shares[17] - The second-largest shareholder, Li Huiyong, holds 9,792,367 shares, representing 12.67% of total shares[17] - The total number of shareholders with unrestricted shares is 7,849[16] Investments and Expenditures - Cash outflow for investment activities was ¥100,181,912.00, compared to ¥36,779,320.87 in Q1 2023, indicating increased investment spending[46] - The net cash flow from investment activities was -¥100,181,912.00, a decline from -¥36,572,608.27 in Q1 2023, highlighting increased capital expenditures[46] Research and Development - Research and development expenses increased to ¥9,938,957.72 in Q1 2024, compared to ¥8,331,288.75 in Q1 2023, reflecting a growth of 19.3%[39] - Research and development expenses in Q1 2024 amounted to CNY 6,866,036.54, down from CNY 8,331,288.75 in Q1 2023, a decrease of 17.6%[41] Other Financial Information - Non-recurring gains and losses for the period totaled CNY 357,959.73 after tax impacts[14] - The company has no litigation or arbitration matters reported during the period[22] - There are no external guarantees or loans provided by the company during the reporting period[22] - The company has implemented a share buyback plan, with multiple announcements made between 2023-038 and 2023-119[22] - The company has fulfilled its commitments in a timely manner as disclosed in the public offering document[23] - There are no reported cases of asset seizure, freezing, or pledging during the period[23]

证券代码：831832 证券简称：科达自控 公告编号：2024-031 山西科达自控股份有限公司 关于大华会计师事务所（特殊普通合伙）的履职情况评估报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 山西科达自控股份有限公司（以下简称"公司"）聘请大华会计师事务所（特 殊普通合伙）（以下简称"大华"）作为公司 2023 年度审计机构。 根据《国有企业、上市公司选聘会计师事务所管理办法》，公司对大华 2023 年 度审计工作的履职情况进行了评估。具体情况如下： 一、会计师事务所的基本情况 2023 年度末注册会计师人数：1,471 人，其中：签署过证券服务业务审计报 告的注册会计师人数：1,141 人 2022 年收入总额（经审计）：332,731.85 万元 （一）基本信息 会计师事务所名称：大华会计师事务所（特殊普通合伙） 成立日期：2012 年 2 月 9 日 组织形式：特殊普通合伙 注册地址：北京市海淀区西四环中路 16 号院 7 号楼 1101 首席合伙人：梁春 2023 年度末合伙人数量：2 ...

证券代码：831832 证券简称：科达自控 公告编号：2024-029 山西科达自控股份有限公司 2023 年年度权益分派预案公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 山西科达自控股份有限公司（以下简称"公司"）为积极履行回报股东义务， 与全体股东分享公司经营收益，在统筹考虑公司战略发展目标及流动资金需求， 保证公司健康、稳定、持续发展的前提下，拟实施 2023 年年度利润分配。分配 预案如下： 一、权益分派预案情况 根据公司 2024 年 4 月 22 日披露的 2023 年年度报告（财务报告已经审计）， 截至 2023 年 12 月 31 日，上市公司合并报表归属于母公司的未分配利润为 173,745,259.32 元，母公司未分配利润为 133,528,184.96 元。 公司本次权益分派预案如下：公司目前总股本为 77,280,000 股，根据扣除回 购专户 672,656 股后的 76,607,344 股为基数，以未分配利润向全体股东每 10 股 派发现金红利 2.00 元（含税） ...

证券代码：831832 证券简称：科达自控 公告编号：2024-042 山西科达自控股份有限公司 2023 年度独立董事述职报告（赵峰） 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 本人赵峰作为山西科达自控股份有限公司（以下简称"公司"）的独立董 事，2023 年严格按照《公司法》《证券法》《北京证券交易所上市公司持续监管 办法（试行）》以及《公司章程》《独立董事制度》等的规定，本着客观、公 正、独立的原则，诚信、勤勉、忠实地履行职责，积极出席相关会议，认真审 议董事会各项议案，对重大事项发表独立意见，积极维护公司利益及全体股东 合法权益。现将 2023 年度履职情况汇报如下： 一、 独立董事基本情况及独立性情况 作为公司的独立董事，本人及本人直系亲属均不在公司或其附属企业担任 除独立董事之外的其他职务，也未在公司主要股东处担任任何职务；没有为公 司或其附属企业提供财务、法律、咨询等服务。除独立董事津贴外，没有从公 司及其主要股东或有利害关系的机构和人员处取得额外的、未予披露的其他利 益，不存在影响 ...

证券代码：831832 证券简称：科达自控 公告编号：2024-026 山西科达自控股份有限公司 第四届监事会第十五次会议决议公告 本公司及监事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、会议召开和出席情况 （一）会议召开情况 1.会议召开时间：2024 年 4 月 19 日 2.会议召开地点：公司会议室 3.会议召开方式：现场 4.发出监事会会议通知的时间和方式：2024 年 4 月 9 日以邮件方式发出 5.会议主持人：监事会主席崔世杰先生 6.召开情况合法、合规、合章程性说明： 本次会议的召开符合《公司法》《公司章程》《监事会议事规则》等有关法律、 法规的规定。 （二）会议出席情况 会议应出席监事 3 人，出席和授权出席监事 3 人。 二、议案审议情况 （一）审议通过《关于山西科达自控股份有限公司 2023 年年度监事会工作报告》 议案 1.议案内容： 根据《公司章程》等相关规定，由监事会主席代表监事会汇报 2023 年度监 事会工作情况，并对公司 2024 年度监事会工作作出规划。 2.议案表决结果 ...

证券代码：831832 证券简称：科达自控 公告编号：2024-043 山西科达自控股份有限公司 关于向银行申请综合授信额度的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 二、审议和表决情况 2024 年 4 月 19 日公司召开了第四届董事会第十七次会议，审议通过了《关 于山西科达自控股份有限公司拟向山西银行股份有限公司太原分行申请综合授 信人民币叁仟万元的议案》。 会议应出席董事 9 人，出席董事 9 人。 上述议案的表决结果如下：同意 9 票，反对 0 票，弃权 0 票。 根据《公司章程》的相关规定，该议案无需提交股东大会审议。 一、授信基本情况概述 为满足公司经营及业务发展需要，山西科达自控股份有限公司（以下简称 "公司"）拟向山西银行股份有限公司太原分行（以下简称：山西银行）申请综 合授信额度人民币叁仟万元整。 公司将视运营资金的实际需求在授信额度范围内办理具体业务，担保方式为 信用，具体提款方式、金额及期限以公司与山西银行实际签署的合同为准。 三、申请授信额度的必要性以及对公司的影响 ...

证券代码：831832 证券简称：科达自控 公告编号：2024-024 山西科达自控股份有限公司 持股 5%以上股东减持股份进展公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 | 股东名称 | 股东身份 | | 持股数量（股） | 持股比例 | 当前持股股份来源 | | --- | --- | --- | --- | --- | --- | | 深圳市创 | 合 计 | 持 股 | 1,628,860 | 2.1077% | 首次公开发行前持有 | | 新投资集 | 5% | 以上股 | | | 的股份 | | 团有限公 | 东 | | | | | | 司 | | | | | | | 山西红土 | 合 计 | 持 股 | 3,257,718 | 4.2155% | 首次公开发行前持有 | | 创新创业 | 5% | 以上股 | | | 的股份 | | 投资有限 | 东 | | | | | | 公司 | | | | | | | 市创 | | | 宗 | 年 | 1 | | | 00 | | 0 | ...

Intellectual Property and Innovation - The company successfully added 83 new intellectual property rights during the reporting period, bringing the total to 395, including 36 invention patents (including international patents) [2] - The company won the "2023 Open Source and Information Consumption Competition" first prize and the "Zero Carbon Excellent Solution" award for its "Three-Dimensional New Energy Charging Management System" [3] - The company’s product "Smart Ultrasonic Water Meter" based on domestic chips was awarded "2023 Excellent Product in Smart Water Affairs" at the 2023 Industry Information Technology Application Innovation Conference, indicating significant market expansion potential [7] - The company has been recognized as a leader in industrial internet solutions, further solidifying its competitive advantage in the market [6] - The company aims to achieve significant breakthroughs in market expansion with its innovative products and solutions [7] Financial Performance - The company's operating revenue for 2023 reached ¥440,296,823.43, representing a year-over-year increase of 27.05% compared to ¥346,558,718.29 in 2022 [28] - The net profit attributable to shareholders for 2023 was ¥55,145,954.56, a decrease of 2.70% from ¥56,677,631.39 in 2022 [28] - The gross profit margin for 2023 was 42.91%, slightly up from 41.74% in 2022 [28] - Total assets increased by 37.80% to ¥1,236,634,359.19 in 2023, compared to ¥897,395,889.48 in 2022 [29] - Total liabilities surged by 103.13% to ¥550,677,503.30 in 2023, up from ¥271,091,298.96 in 2022 [29] - The company's cash flow from operating activities showed a significant improvement, with a net cash outflow of ¥3,623,482.51 in 2023, a reduction of 87.81% from ¥-29,723,377.41 in 2022 [29] Market Expansion and Strategic Projects - The company secured a project with a bid amount of over 46 million RMB for the intelligent comprehensive mining face and supporting system in Ordos City, which has now completed acceptance [6] - The company has deployed approximately 100,000 community charging devices, rapidly capturing market share across more than ten provinces [46] - The company aims to become a leader in the "Industrial Internet" sector, focusing on smart mining, "Internet of Things (IoT) +", and smart municipal services [49] - The smart mining sector is crucial for national energy security, with a projected market growth rate of 7.5% annually and an expected CAGR of 43.7% from 2023 to 2028 [51] - The smart city market in China is projected to reach RMB 33 trillion by 2024, with the smart municipal sector expected to grow to RMB 436.42 billion [54] Research and Development - The company established a research and development center in Xi'an to enhance its core competitiveness in artificial intelligence and software development [42] - The total number of R&D personnel increased from 217 to 259, with R&D personnel accounting for 44.11% of total employees [90] - R&D expenditure for the current period amounted to ¥41,888,836.89, representing 9.51% of operating revenue, compared to 11.25% in the previous period [88] - The company is developing a smart water management platform that includes data mining and analysis capabilities [95] - The company is working on a project for intelligent scheduling systems in coal mines, focusing on emergency response and information exchange [98] Corporate Governance and Compliance - The company has established a comprehensive internal control system to ensure the accuracy of financial reporting and compliance with relevant regulations [106] - The audit committee confirmed that the accounting firm, Dahua, possesses the necessary experience and independence to meet the company's 2023 financial audit requirements [107] - The company has committed to strict disclosure and management of related party transactions to protect shareholder rights [175] - The company will ensure that the public offering prospectus and other disclosure materials do not contain false records, misleading statements, or significant omissions, and will bear legal responsibility for their authenticity, accuracy, and completeness [164] - The company will actively accept social supervision regarding its commitments and disclosures [168] Shareholder Relations and Profit Distribution - The company’s profit distribution policy emphasizes reasonable returns to investors while ensuring long-term sustainability and compliance with legal regulations [198] - The cash dividend ratio is generally not less than 10% of the distributable profits achieved in the current year [199] - Shareholder feedback, especially from minority shareholders, is actively sought before finalizing the profit distribution plan [200] - The company plans to repurchase shares with a total amount not less than ¥10 million and not exceeding ¥20 million, with an estimated repurchase range of 500,000 to 1,000,000 shares, accounting for 0.6517% to 1.3034% of the total share capital [149] - The company will ensure that any stock reduction complies with relevant laws and regulations, with a notice period of 15 trading days prior to any reduction [157] Risk Management and Challenges - The company is facing intensified competition in the smart mining sector, with major domestic IT giants entering the market, which may impact profitability if the company fails to seize growth opportunities [136] - The company has not faced any significant changes in major risk factors compared to the previous period, indicating consistent risk management [136] - The company is focusing on internal talent development to address the shortage of high-level technical personnel, which is critical for future growth [136] - The company has not engaged in any major related party transactions during the reporting period, maintaining transparency in financial dealings [142] - There are no new risk factors identified during the reporting period, indicating a stable risk environment [137]