证券代码：838971 证券简称：天马新材 公告编号：2024-012 河南天马新材料股份有限公司 2023 年年度权益分派预案公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 1 三、审议及表决情况 （一）董事会审议和表决情况 河南天马新材料股份有限公司（以下简称"公司"）于 2024 年 3 月 25 日召开 了第三届董事会第二十一次会议及第三届监事会第十九次会议，会议审议通过了 《关于公司 2023 年年度权益分派的议案》。现将相关事宜公告如下： 一、权益分派预案情况 根据公司 2024 年 3 月 26 日披露的 2023 年年度报告（财务报告已经审计）， 截至 2023 年 12 月 31 日，上市公司合并报表归属于母公司的未分配利润为 67,230,808.52 元，母公司未分配利润为 60,643,985.77 元。 公司本次权益分派预案如下：公司目前总股本为 106,128,002 股，以未分配 利润向全体股东每 10 股派发现金红利 2.50 元（含税）。本次权益分派共预计派 发现 ...

河南天马新材料股份有限公司 非经常性损益专项审核报告 中勤万信会计师事务所（特殊普通合伙） 地址：北京西直门外大街 112 号阳光大厦 10 层 电话：（010）68360123 传真：（010）68360123-3000 邮编：100044 河南天马新材料股份有限公司 勤信专字【2024】第 0314 号 中勤万信会计师事务所（特殊普通合伙） 中国 北京 二〇二四年三月 | | | | 内 | 容 | 页 | 次 | | --- | --- | --- | --- | | 一、专项审核报告 | | 1-2 | | | 二、非经常性损益表及附注 | | 3-4 | | 一、管理层的责任 天马新材管理层的责任是提供真实、合法、完整的相关资料，按照中国证券监督管理委员会 《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益（2023 年修订）》的规定编 制非经常性损益明细表及其附注，并保证其内容真实、准确、完整，不存在虚假记载、误导性陈 述或重大遗漏。 二、注册会计师的责任 非经常性损益专项审核报告 勤信专字【2024】第 0314 号 河南天马新材料股份有限公司全体股东： 我们接受委托，在审计了河南 ...

证券代码：838971 证券简称：天马新材 公告编号：2024-020 河南天马新材料股份有限公司 募集资金存放与实际使用情况的专项报告 （一）实际募集资金金额和资金到账时间 2022 年 9 月 2 日，中国证券监督管理委员会出具《关于同意河南天马新材 料股份有限公司向不特定合格投资者公开发行股票注册的批复》（证监许可 〔2022〕2026 号），同意公司向不特定合格投资者公开发行股票的注册申请。 经北京证券交易所《关于同意河南天马新材料股份有限公司股票在北京证券交易 所上市的函》（北证函〔2022〕195 号）批准，公司股票于 2022 年 9 月 27 日在 北京证券交易所上市。 公司本次发行股数 14,406,668 股（超额配售选择权行使前），发行价格为人 民币 21.38 元/股，募集资金总额为人民币 308,014,561.84 元（超额配售选择权行 使前），扣除发行费用人民币 25,859,452.20 元（不含增值税），募集资金净额 为人民币 282,155,109.64 元（超额配售选择权行使前），募集资金已于 2022 年 9 月 21 日划至公司指定账户。上述募集资金到位情况已经中勤万 ...

关于河南天马新材料股份有限公司 2023 年度 非经营性资金占用及其他关联资金 往来情况专项报告 勤信专字【2024】第 0315 号 中勤万信会计师事务所（特殊普通合伙） 中国 北京 二〇二四年三月 目 录 | 内 容 | | 页 | | 次 | | --- | --- | --- | --- | --- | | 一、专项说明 | | | 1-2 | | | 二、附件： | | | | | | 河南天马新材料股份有限公司 2023 | 年度非经营 | | 3 | | | 性资金占用及其他关联资金往来情况汇总表 | | | | | 中 勤 万 信会 计 师事务 所 （ 特殊 普 通合伙 ） 地址：北京西直门外大街 112 号阳光大厦 10 层 电话：（86-10）68360123 传真：（86-10）68360123-3000 邮编：100044 关于河南天马新材料股份有限公司 非经营性资金占用及其他关联资金往来 情况的专项报告 勤信专字【2024】第0315号 河南天马新材料股份有限公司全体股东： 我们接受委托，根据《中国注册会计师审计准则》审计了河南天马新材料股份有限 公司（以下简称"贵公司"）的财务报表 ...

Corporate Governance and Management - The company is focused on enhancing its governance structure and improving communication efficiency to ensure compliance and transparency [44]. - The company has established a comprehensive internal control system that effectively manages operations across research, production, sales, and finance, ensuring robust risk management [187]. - The company has established a sound mechanism to protect shareholder rights, ensuring equal rights and access to information [168]. - The company’s governance structure includes a shareholder meeting, board of directors, supervisory board, and management team, providing a comprehensive framework for decision-making [168]. - The company has established a performance evaluation mechanism for senior management, aligning compensation with industry standards [189]. - The company has implemented various training programs to enhance employee skills and knowledge, including onboarding and position-specific training [158]. - The company has not encountered any significant risk issues during the supervisory activities of the supervisory board [184]. - The company has maintained its independence and autonomous operational capabilities, ensuring no interference from controlling shareholders [185]. - The company’s board consists of 5 members, while the supervisory board has 3 members, with no related party transactions among them [148]. - The company’s management team includes 4 senior executives, with no significant changes in personnel during the reporting period [148]. - The company has not experienced any changes in its board of directors, general manager, or financial director during the reporting period [151]. - The company’s board members and senior management have actively participated in compliance training to enhance governance standards [176]. - The company has established a special management system for the use of raised funds, ensuring proper storage and usage [173]. - The company has reported on the actual use of raised funds in its semi-annual report, ensuring transparency [173]. - The company has adhered to legal requirements for convening and conducting meetings, ensuring all procedures are followed correctly [175]. - The company has improved its corporate governance structure in line with regulations from the Beijing Stock Exchange [176]. - The board of directors has set up four specialized committees, including the Audit Committee and the Strategic Decision Committee, to enhance corporate governance [178]. - Independent directors have actively participated in board meetings, attending a total of 8 meetings during the reporting period [180]. - The company has established a new corporate governance system during the reporting period, ensuring compliance with relevant laws and regulations [167]. - The company has made no decisions that harm the legal rights of shareholders or third parties during its meetings [175]. Financial Performance - The company's operating revenue for 2023 was ¥188,788,892.38, representing a year-over-year increase of 1.54% compared to ¥185,933,216.72 in 2022 [25]. - The net profit attributable to shareholders for 2023 was ¥12,251,189.52, a significant decrease of 65.62% from ¥35,635,027.68 in 2022 [25]. - The gross profit margin for 2023 was 26.23%, down from 29.00% in 2022 [25]. - The total assets increased by 6.31% to ¥518,772,879.88 at the end of 2023, compared to ¥487,980,322.12 at the end of 2022 [26]. - The total liabilities rose by 62.41% to ¥82,062,642.00 at the end of 2023, compared to ¥50,527,080.09 at the end of 2022 [26]. - The net cash flow from operating activities for 2023 was ¥19,399,820.06, a turnaround from a negative cash flow of ¥21,303,607.33 in 2022, marking a 191.06% improvement [26]. - The basic earnings per share for 2023 was ¥0.1170, down 72.33% from ¥0.4228 in 2022 [25]. - The company reported a non-recurring loss of ¥12,432,315.27 in 2023, compared to a gain of ¥5,505,680.67 in 2022 [32]. - The weighted average return on equity based on net profit was 2.82% for 2023, down from 17.13% in 2022 [25]. - The company’s total revenue for 2023 was ¥188,788,892.38, representing a 1.54% increase compared to ¥185,933,216.72 in 2022 [55]. - The gross profit margin decreased to 26.23% in 2023 from 29.00% in 2022, indicating a decline in profitability [55]. - The company's net profit for 2023 was ¥12,251,189.52, a significant decrease of 65.62% from ¥35,635,027.68 in 2022, mainly due to increased non-operating expenses [55]. - The company’s cash dividend policy complies with its articles of association and shareholder resolutions [145]. - The company has a bank loan of ¥10,000,000.00 from China Construction Bank with an interest rate of 3.70% [143]. - The company confirmed that the use of raised funds aligns with the disclosed purposes, with no funds used for trading financial assets or entrusted financial management [140]. - The company raised a total of ¥308,014,561.84 through public stock issuance, with ¥105,102,261.48 utilized during the reporting period [139]. Research and Development - The company holds 7 invention patents and 37 utility model patents, with R&D expenses increasing by 18.56% during the reporting period [42]. - The company completed the R&D of a special alumina powder suitable for 3D printing, which is expected to expand product applications [84]. - The company is collaborating with Zhengzhou University on the development of a 3D printing process for 95 porcelain X-ray tubes, aiming to meet conventional product performance levels [85]. - The company has established a new R&D center for powder materials, enhancing its product development capabilities and quality assurance [84]. - R&D expenditure amounted to ¥8,931,940.25, representing 4.73% of operating revenue, an increase from 4.05% in the previous period [81]. - The total number of R&D personnel increased from 23 to 29, with the proportion of R&D staff to total employees remaining stable at approximately 13.36% [81]. - The company is increasing investment in R&D, production, and promotion, showing a continuous rise in domestic market share and aiming for comprehensive technological breakthroughs across all product categories [97]. Market and Industry Trends - The semiconductor market is expected to grow by 20.0% in 2024 according to IDC, reflecting a positive outlook for the industry [48]. - The consumer electronics market in China showed signs of recovery, with a sales growth rate of 6% in mid-2023, indicating potential for future revenue growth [48]. - The fine alumina market is expanding, with applications in electronics, flat displays, and new energy sectors, indicating a strong growth trajectory for advanced inorganic materials [95]. - Domestic companies are improving R&D levels and production processes, transitioning from mid-low-end products to high-end offerings in the fine alumina industry [96]. - The company is positioned to benefit from national policies encouraging innovation and self-sufficiency in manufacturing, enhancing its competitive edge in the fine alumina market [96]. Legal and Compliance Issues - The company has reported ongoing litigation with a total amount of 22,260,685.00 yuan, representing 5.10% of the net assets at the end of the reporting period [107]. - The company is actively working to mitigate risks associated with raw material price fluctuations by adjusting inventory based on market trends [102]. - The company has filed a counterclaim for 3,900,000 yuan against a partner for unpaid goods, which is now consolidated for trial [111]. - The company has successfully defended against a patent infringement claim, resulting in a ruling that dismissed the plaintiff's demands for 10,000,000 yuan [112]. - The company is currently appealing a court decision regarding a significant product quality dispute, with a hearing scheduled for January 23, 2024 [110]. - The company has no reported instances of shareholders or related parties misappropriating funds or assets during the reporting period [114]. - The company has ongoing litigation involving claims for 1,560,000 yuan and 2,340,000 yuan against its subsidiaries for unpaid goods [111]. - The audit concluded that the management's judgment regarding the provision for bad debts is appropriate, ensuring financial statement reliability [90]. - The company has implemented key audit procedures to ensure the authenticity and completeness of revenue recognition, given the significant amount and potential risks associated with management estimates [87]. Shareholder and Equity Information - The company completed the registration of restricted stock grants as part of its incentive plan, increasing total shares outstanding [128]. - The company has a total of 106,128,002 shares outstanding after the implementation of the 2022 annual equity distribution plan and the stock incentive plan [127][128]. - The top ten shareholders hold a combined 66.50% of the company's shares, with the largest shareholder owning 23.59% [131]. - The company’s major shareholders include family relationships, indicating potential influence on governance [132]. - The company has a total of 2,400,000 unexercised stock options available for core employees, with an exercise price of 16.24 yuan per share [155]. - The total number of common shareholders is 9,001 [126]. - Major customers accounted for 50.13% of total sales, with the top five customers contributing ¥94,637,626.10 in sales [62]. Audit and Financial Reporting - The audit report issued by Zhongqin Wanxin Accounting Firm confirms that the financial statements fairly reflect the company's financial position as of December 31, 2023 [196]. - The audit opinion is unqualified, indicating no significant issues were found during the audit process [195]. - Key audit matters identified include the recognition of revenue, which is critical due to its impact on profit and the potential for misstatement [199]. - The audit concluded that the management's revenue recognition practices are appropriate and in line with accounting standards [200]. - The audit report was dated March 25, 2024, reflecting timely completion of the audit process [195]. - The audit fee for the accounting firm was ¥300,000, indicating the cost of the audit services provided [195].

证券代码：838971 证券简称：天马新材 公告编号：2024-014 河南天马新材料股份有限公司 2023 年度独立董事述职报告（孙亚光） 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担个别及连带法律责任。 本人孙亚光作为河南天马新材料股份有限公司（以下简称"公司"）的独立董 事，在任职期间严格按照《公司法》《证券法》《公司章程》《北京证券交易所 股票上市规则（试行）》《北京证券交易所上市公司持续监管指引第 1 号——独 立董事》《上市公司独立董事管理办法》等法律法规的规定和要求，谨慎、认真、 勤勉、独立地履行职责，持续关注公司规范运作、重大生产经营活动、财务状况 等，积极出席 2023 年度的相关会议，认真审议各项议案，对重大事项发表了独 立意见，维护了公司整体利益和全体股东尤其是中小股东的合法权益。现就 2023 年度任职期间内履行职责情况汇报如下： 一、独立董事独立性情况 作为公司的独立董事，本人及本人直系亲属均不在公司或其附属企业担任除 独立董事之外的其他职务，也未在公司主要股东处担任任何职务；没有为公司或 其附 ...

本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 河南天马新材料股份有限公司（以下简称"公司"）第三届董事会审计委员 会根据《公司法》《证券法》《上市公司独立董事管理办法》《北京证券交易所 股票上市规则（试行）》《公司章程》及《审计委员会议事规则》等相关法律法 规及公司制度的规定和要求，在 2023 年度认真履职。现将本年度履职情况汇报 如下： 一、基本情况 公司第三届董事会审计委员会由 3 名董事组成，分别为独立董事黄志刚、独 立董事孙亚光、非独立董事姚磊，其中召集人由具有会计专业资格的独立董事黄 志刚担任。 二、会议召开情况 2023 年度，公司董事会审计委员会共召开 4 次会议，具体情况如下： 证券代码：838971 证券简称：天马新材 公告编号：2024-017 河南天马新材料股份有限公司 董事会审计委员会 2023 年度履职情况报告 （二）监督及评估外部审计机构工作 报告期内，董事会审计委员会对公司聘请的财务报告审计机构中勤万信会计 师事务所（特殊普通合伙）（以下简称"中勤万信"）执行年度财务审 ...

河南天马新材料股份有限公司 审计报告 勤信审字【2024】第 0584 号 目 录 | 内 容 | 页 次 | | --- | --- | | 一、审计报告 | 1-6 | | 二、已审财务报表 | | | 1.合并资产负债表 | 7-8 | | 2.母公司资产负债表 | 9-10 | | 3.合并利润表 | 11 | | 4.母公司利润表 | 12 | | 5.合并现金流量表 | 13 | | 6.母公司现金流量表 | 14 | | 7.合并所有者权益变动表 | 15-16 | | 8.母公司所有者权益变动表 | 17-18 | | 三、财务报表附注 | 19-88 | 中勤 万 信会 计 师事 务所 （ 特殊 普 通合 伙） 地址：北京西直门外大街 112 号阳光大厦 10 层 电话：（86-10）68360123 传真：（86-10）68360123-3000 邮编：100044 审 计 报 告 勤信审字【2024】第 0584 号 河南天马新材料股份有限公司全体股东： 一、审计意见 我们审计了河南天马新材料股份有限公司（以下简称"天马新材"）财务报表， 包括 2023 年 12 月 31 日的合并及母 ...

河南天马新材料股份有限公司 内部控制鉴证报告 勤信鉴字【2024】第 0005 号 中勤万信会计师事务所（特殊普通合伙） 中国 北京 二〇二四年三月 目 录 | 内 | 容 | 页 | 次 | | --- | --- | --- | --- | | 一、内部控制鉴证报告 | | 1-2 | | | 二、附件： | | | | | 河南天马新材料股份有限公司 | | 3-7 | | | 关于公司内部控制的自我评价报告 | | | | 我们的责任是在实施鉴证工作的基础上对财务报告内部控制的有效性发表鉴证结论。我们按 照《中国注册会计师其他签证业务准则第 3101 号——历史财务信息审计或审阅以外的鉴证业务》 的规定执行了鉴证业务。该准则要求我们遵守中国注册会计师职业道德规范，计划和实施鉴证工 作，以对天马新材是否于 2023 年 12 月 31 日在所有重大方面按照《企业内部控制基本规范》的 相关规定保持有效的财务报告内部控制获取合理保证。在执行鉴证工作过程中，我们实施了包括 了解、测试和评价内部控制的有效性以及我们认为必要的其他程序。 我们相信，我们的鉴证工作为发表鉴证结论提供了合理的基础。 三、内部控制的固有 ...

（四）独立董事及其配偶、父母、子女未在公司控股股东、实际控制人的附 属企业任职； 证券代码：838971 证券简称：天马新材 公告编号：2024-016 河南天马新材料股份有限公司 董事会关于独立董事独立性自查情况的专项报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担个别及连带法律责任。 根据中国证券监督管理委员会《上市公司独立董事管理办法》及北京证券交 易所《北京证券交易所上市公司持续监管指引第 1 号——独立董事》等相关规定， 并结合独立董事出具的《独立董事独立性自查报告》，河南天马新材料股份有限 公司（以下简称"公司"）董事会就公司在任独立董事孙亚光、黄志刚的独立性情 况进行评估并出具了专项意见。 根据独立董事向董事会提供的关于独立性情况的自查报告，结合其他相关资 料，董事会就独立董事的独立性形成如下结论： （一）独立董事及其配偶、父母、子女、具有主要社会关系的人员未在公司 或公司附属企业任职； （二）独立董事及其配偶、父母、子女未直接或间接持有公司已发行股份百 分之一以上，不是公司前十名股东中的自然人股东； （ ...