非经营性资金占用及其他关联资金往来情况 汇总表的专项审计报告 关于澳柯玛股份有限公司 目 录 1、 专项审计报告 2、 附表 委托单位： 审计单位： 联系电话： 按照《上市公司监管指引第 8号 -- 上市公司资金往来、对外担保的监管要 求》(证监会公告〔2022〕26号)和《上海证券交易所上市公司自律监管指南第 2 号 -- 业务办理(2023年12月修订)》(上证函〔2023〕3870 号)的规定,澳 柯玛公司编制了后附的澳柯玛股份有限公司 2023 年度非经营性资金占用及其他 关联资金往来情况汇总表(以下简称"汇总表")。 如实编制和对外拔露汇总表并确保其真实、合法及完整是澳柯玛公司管理层 的责任。我们对汇总表所载资料与本所审计澳柯玛公司 2023年度财务报表时所 复核的会计资料和经审计的财务报表的相关内容进行了核对,在所有重大方面没 有发现不一致。除了对澳柯玛公司实施 2023年度财务报表审计中所执行的对关 联方交易有关的审计程序外,我们并未对汇总表所载资料执行额外的审计程序。 为了更好地理解澳柯玛公司的非经营性资金占用及其他关联资金往来情况。后附 汇总表应当与已审计的2023年度财务报表一并阅读。 1 ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 2,558,017,665.26, representing a year-on-year increase of 2.95%[3] - The net profit attributable to shareholders for the same period was CNY 31,968,192.80, reflecting a growth of 5.38% compared to the previous year[3] - The basic earnings per share for Q1 2024 was CNY 0.0401, up by 5.53% year-on-year[3] - The weighted average return on equity increased by 0.06 percentage points to 1.27%[3] - The net profit for Q1 2024 is CNY 34,186,328.08, a decrease from CNY 35,848,172.19 in Q1 2023, representing a decline of approximately 4.63%[19] - The total comprehensive income for Q1 2024 is CNY 29,778,367.52, down from CNY 36,036,634.97 in Q1 2023, indicating a decrease of about 17.49%[19] - The basic and diluted earnings per share for Q1 2024 are both CNY 0.0401, compared to CNY 0.0380 in Q1 2023, reflecting an increase of 3.16%[19] Cash Flow - The net cash flow from operating activities was negative at CNY -225,519,080.92, indicating increased procurement payments during the period[6] - Cash flow from operating activities for Q1 2024 shows a net outflow of CNY -225,519,080.92, worsening from CNY -109,711,564.64 in Q1 2023[21] - Cash flow from investing activities for Q1 2024 results in a net outflow of CNY -48,283,659.94, compared to CNY -46,863,121.88 in Q1 2023[22] - Cash flow from financing activities for Q1 2024 shows a net inflow of CNY 372,136,519.85, an increase from CNY 75,381,758.86 in Q1 2023[22] - The company's operating cash inflow for Q1 2024 is CNY 2,581,593,350.15, down from CNY 2,638,863,670.22 in Q1 2023[21] Assets and Liabilities - The total assets at the end of Q1 2024 amounted to CNY 8,451,412,206.09, which is a 6.69% increase from the end of the previous year[4] - Total current assets increased to ¥5,681,697,312.73, compared to ¥5,111,363,563.57 at the end of 2023, marking a growth of 11.13%[12] - Total liabilities as of March 31, 2024, amounted to ¥5,698,135,504.15, an increase from ¥5,200,393,074.88 at the end of 2023[14] - The total assets increased to CNY 5,913,606,633.18 in Q1 2024 from CNY 5,788,965,608.67 in Q1 2023, reflecting a growth of 2.16%[26] - The total liabilities rose to CNY 3,108,342,339.87 in Q1 2024, up from CNY 2,997,396,989.18 in Q1 2023, indicating an increase of 3.73%[26] Shareholder Information - The company had 45,518 common shareholders at the end of the reporting period[8] - The largest shareholder, Qingdao Aokema Holding Group Co., Ltd., held 23.03% of the shares[9] Operational Highlights - The company did not report any significant new product developments or market expansion strategies during this quarter[10] - Total operating costs for Q1 2024 were ¥2,520,688,683.89, up from ¥2,449,568,093.12 in Q1 2023, reflecting a year-over-year increase of 2.88%[18] - Operating profit for Q1 2024 was ¥33,286,687.50, a decrease of 5.2% from ¥35,111,365.82 in Q1 2023[18] - The company reported sales revenue from goods and services of CNY 2,533,761,671.63 in Q1 2024, a slight decrease from CNY 2,577,994,101.00 in Q1 2023[21] Research and Development - Research and development expenses decreased to CNY 31,144,775.09 in Q1 2024 from CNY 40,647,294.01 in Q1 2023, a reduction of 23.3%[28] Financing Activities - The company raised $255,000,000.00 from financing activities, significantly up from $70,000,000.00 in the prior period[31] - The net cash flow from financing activities was $135,112,519.79, an increase from $30,760,805.20 year-over-year[31] Accounting Standards - The company did not apply new accounting standards or interpretations starting in 2024[31] Report Issuance - The report was issued by the board of directors on April 26, 2024[31]

澳柯玛股份有限公司 董事会审计委员会2023年度履职情况报告 作为澳柯玛股份有限公司（以下简称"公司"）董事会审计委员会委员，2023年我们严 格按照《上市公司治理准则》、《上海证券交易所股票上市规则》、《上海证券交易所上市 公司自律监管指引第1号——规范运作》以及公司《章程》、《董事会审计委员会实施细则》 等有关规定，勤勉尽责地履行审计委员会工作职责，积极开展各项工作，充分发挥了作为专 业委员会的作用。现将我们2023年度履职情况报告如下： 公司第九届董事会审计委员会由3名董事组成，分别为周咏梅女士、孟庆春先生和张斌 先生，均不在公司担任高级管理人员，其中，周咏梅女士和孟庆春先生为独立董事，主任委 员由具有会计专业资格的独立董事周咏梅女士担任。公司审计委员会的人员构成符合相关规 定及要求。 二、审计委员会会议召开情况 2023年公司审计委员会共召开了5次会议，我们均亲自出席相关会议。召开会议的情况 具体如下： （一）2023年4月20日，审计委员会召开了2023年第一次会议。本次会议主要议程为审 议公司2022年度财务报告、募集资金管理情况检查报告以及开展远期外汇交易业务的可行性 分析报告，我们一致同意相关 ...

澳柯玛股份有限公司 独立董事 2023 年度述职报告 作为澳柯玛股份有限公司（以下简称"公司"）独立董事，本人严格按照《上市公司治 理准则》、《上市公司独立董事管理办法》等法律法规以及公司《章程》、《独立董事工作制度》 等有关规定，在 2023 年的工作中，勤勉、尽责、忠实地履行职务，按时出席相关会议，认 真审议董事会各项议案，对公司相关事项发表独立意见，切实维护了公司及股东尤其是广大 中小股东的合法权益。 一、基本情况 本人系公司第八届董事会独立董事，2023 年 5 月公司完成董事会换届，继续连任公司 第九届董事会独立董事，基本情况如下： 本人生于 1975 年 5 月，动力工程及工程热物理博士，教授。曾任 TCL 集团空调研发中 心工程师；2001 年 11 月至今在西安交通大学能动学院制冷与低温工程系工作，历任讲师、 副教授，现任制冷与低温工程系主任、教授；2020 年 5 月至今任公司独立董事。主要从事制 冷系统的环保和节能技术研究。 本人任职公司独立董事符合《上市公司独立董事管理办法》第六条规定的独立性要求， 不存在影响独立性的情况。 二、年度履职概况 （一）参加董事会及出席股东大会情况 报告期内 ...

投资金额：同一时点累计投资余额不超过 6 亿元。 投资范围：安全性、流动性高的短期投资产品：如货币基金，固定收益类的国 债、银行等金融机构保本理财产品，国债逆回购以及其他低风险的理财产品。 投资期限：自董事会审议通过之日起生效至 2024 年度董事会召开当日止，单次 短期投资品种期限最长不超过 12 个月。 审议程序：本次短期投资事项已经公司九届七次董事会审议通过。本次短期投 资事项在公司董事会决策权限范围内，无需提交公司股东大会审议。 一、本次短期投资基本情况 （一）投资目的 2024 年根据公司部分经营业务需要按账期付款的特点，在保证公司生产经营资金需 求的前提下，利用经营资金短期闲置时间进行短期投资，有利于进一步提高资金使用效 率及收益水平， 证券代码：600336 证券简称：澳柯玛 编号：临 2024－014 澳柯玛股份有限公司 关于使用自有资金进行短期投资的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 单品种投资总余额不超过 3 亿元（国债逆回购产品除外），同一时点累计投资余额 不超过 6 亿 ...

Financial Performance - The company's operating revenue for 2023 was approximately ¥9.30 billion, a decrease of 2.75% compared to ¥9.57 billion in 2022[22]. - The net profit attributable to shareholders of the listed company for 2023 was approximately ¥56.06 million, down 61.65% from ¥146.18 million in 2022[22]. - The net cash flow from operating activities was negative at approximately -¥22.92 million, compared to -¥36.19 million in 2022[22]. - The total assets at the end of 2023 were approximately ¥7.92 billion, an increase of 4.31% from ¥7.59 billion at the end of 2022[22]. - The basic earnings per share for 2023 were ¥0.07, a decrease of 61.11% from ¥0.18 in 2022[23]. - The weighted average return on net assets for 2023 was 2.26%, down 3.77 percentage points from 6.03% in 2022[23]. - The company reported a significant decrease of 86.67% in net profit after deducting non-recurring gains and losses, amounting to approximately ¥17.14 million in 2023[22]. - The revenue from refrigeration products declined by 7.62% year-on-year, significantly impacting overall sales performance[52]. - The domestic market revenue was CNY 6.31 billion, down 5.41% year-on-year, while export revenue increased by 2.56% to CNY 2.15 billion[54]. Dividend Distribution - The company plans to distribute a cash dividend of ¥0.10 per 10 shares, totaling approximately ¥7.98 million, which accounts for 42.70% of the net profit attributable to shareholders[6]. - The 2023 annual profit distribution plan includes a cash dividend of CNY 0.10 per 10 shares, amounting to a total of CNY 23,940,443.07, which is 42.70% of the net profit attributable to shareholders[133]. - The company implemented a cash dividend policy for the 2022 fiscal year, distributing a total of CNY 55,861,033.83, which represents 38.21% of the net profit attributable to shareholders[130]. Product Development and Innovation - The company launched several new products, including a -40℃ deep freezing refrigerator and a new generation of intelligent image recognition display cabinets[31][33]. - The company has made significant advancements in technology innovation, particularly in air conditioning and washing machine sectors, with new product launches focusing on user comfort and health[31]. - 85% of the new products developed in 2023 were focused on intelligent and green energy-efficient solutions[36]. - The company is focusing on enhancing R&D capabilities and product innovation, aiming for high-end, intelligent, and green product upgrades[63]. - The company is focusing on the development of new products and technologies, with an investment of 53.9 million allocated for R&D[109]. Market Expansion and Strategy - The company is actively transforming its marketing strategy to enhance user engagement and expand its online presence[30]. - The company is actively expanding its overseas marketing platform and building overseas assembly factories to enhance its global footprint[46]. - The company aims to enhance its competitive edge in the refrigeration sector through a digital transformation and the "Internet + Full Cold Chain" strategy[80]. - The strategic focus includes three main areas: smart cold chain equipment manufacturing, smart home appliances, and international trade services[80]. - The company plans to enhance product research and development, diversify its product matrix, and expand into international markets to improve profitability in 2024[175]. Governance and Management - The company has established a governance structure that ensures clear responsibilities and effective checks and balances, complying with relevant laws and regulations[98]. - The company is committed to maintaining the independence of its personnel, assets, finances, and operations from its controlling shareholders[100]. - The company has implemented measures to ensure independent financial operations, including establishing a separate financial department and independent bank accounts[101]. - The company has a consistent remuneration structure for its senior management, with pre-tax remuneration ranging from 10 million to 119.7 million yuan[107]. - The company has a robust evaluation mechanism for senior management, linking performance assessments to strategic goals and economic benefits[136]. Environmental and Social Responsibility - The company invested 5.75 million yuan in environmental protection during the reporting period[141]. - The company reduced hazardous waste disposal by 61 tons year-on-year, totaling 37.1 tons disposed of[143]. - The company achieved a 100% accuracy and real-time data upload for wastewater monitoring systems[142]. - The company emphasizes environmental protection and sustainable development, adhering to the "energy conservation and emission reduction" concept[153]. - The company conducted charitable donations totaling 35,000 yuan during the reporting period[150]. Risks and Challenges - The company faces a challenging market environment with increased competition and pressure on survival for smaller enterprises[76]. - The company faces macroeconomic risks that could impact consumer confidence and purchasing power, potentially affecting overall industry growth[91]. - Intense market competition poses a risk, with the potential for price wars if the company fails to maintain its competitive edge in product innovation and brand value[92]. - Rising raw material costs and currency fluctuations present significant risks to operational cost control and financial stability, which the company aims to mitigate through various strategies[94]. Shareholder Information - The total number of ordinary shareholders increased to 50,464 by the end of the reporting period, up from 45,518 at the end of the previous month[185]. - The top shareholder, Qingdao Aokema Holding Group Co., Ltd., holds 183,812,152 shares, representing 23.03% of the total shares[187]. - The total shares held by the top ten unrestricted shareholders include 183,812,152 shares by Qingdao Aokema Holdings Group Co., Ltd., 124,605,073 shares by Qingdao Enterprise Development Investment Co., Ltd., and 40,812,461 shares by Qingdao Urban Investment City Financial Holdings Group Co., Ltd.[188]. - The company has no other significant shareholders with over 10% ownership apart from the identified major shareholders.[193]. Internal Control and Compliance - The internal control system was audited by Zhongxinghua Accounting Firm, which issued a standard unqualified opinion on the effectiveness of the internal control over financial reporting for 2023[139]. - The company has established a comprehensive internal control system covering various aspects, including development strategy, human resources, production, procurement, sales, investment, and financial reporting[137]. - The company has strengthened its internal control systems to enhance operational risk management and compliance[98].

中信建投证券股份有限公司 关于澳柯玛股份有限公司 2023 年度募集资金存放与实际使用情况的专项核查报告 根据《证券发行上市保荐业务管理办法》《上市公司监管指引第 2 号——上 市公司募集资金管理和使用的监管要求（2022 年修订）》《上海证券交易所上市 公司自律监管指引第 1 号——规范运作》等有关法律法规的要求，中信建投证券 股份有限公司（以下简称"中信建投"、"保荐机构"）作为澳柯玛股份有限公司 （以下简称"澳柯玛"、"公司"）2016 年度非公开发行 A 股股票的保荐机构，对 澳柯玛非公开发行 A 股募集资金于 2023 年度的存放与使用情况进行了核查，核 查意见如下： 一、募集资金基本情况 （一）实际募集资金金额、资金到位时间 2016年12月1日，经中国证券监督管理委员会《关于核准澳柯玛股份有限公 司非公开发行股票的批复》（证监许可[2016]2958号）核准，同意公司非公开发行 不超过147,448,300股新股。公司本次发行最终确定非公开发行股票数量为 94,681,269股，发行价格为7.88元/股，募集资金总额人民币746,088,399.72元，由 青岛市企业发展投资有限公司、青岛城投金 ...

公司代码：600336 公司简称：澳柯玛 澳柯玛股份有限公司 2023 年度内部控制评价报告 澳柯玛股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内部 控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专项 监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露内 部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责组织 领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存 在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别及连带法 律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整，提 高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标提供 合理保证。此外，由于情况的变化可能导致内部控制变 ...

证券代码：600336 证券简称：澳柯玛 编号：临 2024-008 会议经审议，通过如下决议： 一、审议通过《关于公司 2023 年度财务决算报告的议案》，5 票同意，0 票反对，0 票弃权。 二、审议通过《关于公司 2023 年度监事会工作报告的议案》，5 票同意，0 票反对， 0 票弃权。 2023 年，公司监事会严格按照《公司法》《上海证券交易所股票上市规则》《上海证 券交易所上市公司自律监管指引第 1 号—规范运作》等法律法规以及公司《章程》《监 事会议事规则》等制度的规定和要求，认真履行监督职责，对公司依法运作情况、财务 状况、关联交易情况及现金分红情况等进行有效监督，切实维护了公司和股东的利益。 1、监事会会议召开及列席董事会、股东大会情况 报告期内，公司监事会共召开了 5 次会议，全体监事均能勤勉尽责地出席相关会议， 并按照监事会议事规则等对有关议案进行表决，形成相关决议；有关会议的召集、召开 及表决程序符合《公司法》等有关法律法规及公司相关制度的规定。同时，监事会成员 还积极列席了报告期内公司召开的各次董事会、股东大会等重要会议，及时了解公司生 产经营决策部署情况，监督各项重要决策的形成过程 ...

澳柯玛股份有限公司 2024 年度对外担保预计公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 被担保人名称：公司及控股子公司。 本次担保金额及已实际为其提供的担保余额：公司拟为控股子公司提供总额不 超过 27.3 亿元担保（含正在执行的担保），相关控股子公司拟为公司（含分公司）提供 总额不超过 25 亿元担保（含正在执行的担保），相关控股子公司之间拟为对方提供总额 不超过 4 亿元担保（含正在执行的担保）。截至本公告披露日，公司对控股子公司已实 际提供的担保余额为 8.57 亿元，控股子公司对公司已实际提供的担保余额为 24.05 亿 元，控股子公司之间为对方已实际提供的担保余额为 2.31 亿元。 特别风险提示：截至本公告披露日，公司及控股子公司对外提供担保总额为 10.88 亿元（不含控股子公司对公司的担保），占公司最近一期经审计净资产的 43.54%； 同时，本次作为被担保对象的公司控股子公司资产负债率已超 70%，请广大投资者充分 关注担保风险。 证券代码：600336 证券简称：澳柯玛 编号：临 ...