作为五矿资本股份有限公司（以下简称"公司"或"五矿资本"） 独立董事，在 2024 年我严格按照《证券法》《公司法》《上市公司 治理准则》《上市公司独立董事管理办法》及《五矿资本股份有限公 司章程》（以下简称"《公司章程》"）《五矿资本股份有限公司独 立董事议事办法》等有关规定，忠实勤勉尽责，独立履行职权，对公 司董事会审议的相关事项发表了独立客观的意见，切实维护了全体股 东尤其是中小股东的利益。现将 2024 年度履行职责的情况报告如下： 五矿资本股份有限公司 一、独立董事的基本情况 （一）个人工作履历、专业背景以及兼职情况 经公司2022年年度股东大会和2023年第一临时股东大会审议通 过，本人分别担任第八届、第九届董事会独立董事；经第八届董事会 第二十五次会议和第九届董事会第一次会议审议通过，本人分别担任 公司第八届董事会、第九届董事会提名委员会、薪酬与考核委员会的 召集人及审计委员会委员。下面，我就个人工作履历、专业背景以及 兼职情况进行说明： 2024 年度独立董事述职报告 张子学，男，1968年8月生，中共党员，中国政法大学商法博士 毕业，博士研究生学位。现任中国政法大学教授，兼任中国上市公司 协 ...

Financial Performance - In 2024, Wukuang Capital achieved a net profit of 685.63 million yuan, with a distributable profit of 490.94 million yuan after accounting for statutory surplus reserves and dividend distributions[11]. - Total revenue for 2024 was CNY 7,982,315,299.43, a decrease of 18.35% compared to CNY 9,776,282,402.97 in 2023[27]. - Net profit attributable to shareholders for 2024 was CNY 505,506,807.10, down 78.08% from CNY 2,306,311,371.79 in 2023[27]. - Basic earnings per share for 2024 dropped to CNY 0.01, a decrease of 97.44% compared to CNY 0.39 in 2023[28]. - The company achieved total operating revenue of 7.98 billion yuan, a year-on-year decline of 18.35%, and net profit attributable to shareholders was 505.51 million yuan, down 78.08%[43]. - The company reported a significant drop in commission income, with Q4 2024 commission income at 804.82 million RMB, down from 1.12 billion RMB in Q1 2024[32]. - The company reported a 34.05% decrease in fee and commission income, totaling CNY 2,826,832,369[88]. - The company’s net profit attributable to shareholders was CNY 50,550,680, reflecting a significant decline of 78.08% year-on-year[86]. Dividend Distribution - The company plans to distribute cash dividends in the range of 5%-10% of the net profit attributable to shareholders for the first half of 2025[11]. - For the first half of 2024, the company plans to distribute a cash dividend of 0.38 RMB per 10 shares, totaling 170.93 million RMB, which represents 34% of the net profit attributable to shareholders[183][188]. - The cumulative cash dividend over the last three fiscal years was approximately 1.73 billion RMB, with a cash dividend payout ratio of 97% based on the average annual net profit of 1.78 billion RMB[189]. - The company has not proposed a profit distribution plan for the current reporting period, citing the need to ensure normal operations and future business development[187]. Investment and Strategic Focus - Wukuang Capital invested 4.289 billion yuan in clean energy and environmental protection sectors, supporting the country's green industrial transformation[5]. - The company is focusing on strategic transformation towards "industrial finance, technology finance, and green finance" to enhance its core competitiveness[44]. - The company is committed to a transformation towards industrial finance, leveraging its integrated industrial chain advantages[4]. - The company aims to strengthen risk management and compliance to safeguard financial stability and operational safety[7]. - The company plans to continue its strategic transformation and focus on enhancing its core business areas to improve profitability in the upcoming quarters[30]. - The company is focusing on business transformation and enhancing risk management capabilities, which has impacted commission income[29]. Awards and Recognition - Wukuang Capital received three awards, including the "National New Cup ESG Golden Bull Award" for its commitment to ESG governance[4]. - The company has received multiple awards for its ESG governance, including the "Carbon Neutrality Top 20" award from China Securities Journal[49]. Risk Management - The company has established a comprehensive risk management system and is enhancing its digital capabilities to improve operational efficiency[48]. - The company aims to enhance its core functions and competitiveness by focusing on supporting the real economy and aligning financial services with societal needs[135]. - The company faces credit risk due to uncertainties in the domestic economy, which may increase exposure in trust and leasing businesses[141]. - Market risk is heightened by significant fluctuations in the securities market, influenced by weak macroeconomic recovery and external disturbances[142]. - Liquidity risk is a concern due to limited financing channels, which may pressure the company's liquidity management[143]. - Compliance risk is increasing due to stricter regulatory requirements and the need for timely adaptation to policy changes[144]. Operational Efficiency - The company is focusing on digital transformation and ESG development to optimize its management and operational efficiency[85]. - The company has implemented a comprehensive salary policy in line with national guidelines, focusing on enhancing core functions and competitiveness[180]. - The company has established a talent training program aimed at building a sustainable workforce, utilizing both digital platforms and in-person training[181]. - The company aims to enhance service value by integrating financial services with key industry chain demands, promoting a four-dimensional service model[139]. Corporate Governance - The company has organized 3 annual and temporary shareholder meetings, 11 board meetings, and 6 supervisory meetings in 2024, ensuring effective governance and stakeholder engagement[149]. - The company disclosed 4 periodic reports and 64 temporary announcements in 2024, continuously improving the quality of information disclosure[150]. - The company maintains independence in assets, personnel, finance, institutions, and business, with a complete business system and independent operational capabilities[151]. - The company has established an independent financial department with a complete accounting system, ensuring no shared bank accounts with the controlling shareholder[154]. - The company has a complete set of personnel management systems, with all senior management receiving salaries solely from the company[153]. Market and Industry Trends - The trust industry reported an asset scale of CNY 27 trillion as of June 2024, with a year-on-year growth rate of 24.52%[70]. - The financial leasing industry reached a total asset scale of CNY 4.63 trillion, growing by 10.82% compared to the end of 2023[72]. - The securities industry achieved operating revenue of CNY 451.17 billion and net profit of CNY 167.26 billion in 2024, representing year-on-year increases of 11.15% and 21.35% respectively[74]. - The futures market saw a total trading volume of approximately 7.73 billion contracts, a year-on-year decrease of 9.08%, while the total trading value reached CNY 61.93 trillion, marking a year-on-year increase of 8.93%[76]. Employee and Management Structure - The company has a total of 2,604 employees, with 1,658 in sales, 429 in technical roles, and 111 in finance[179]. - The company has seen a change in its board composition, with several new appointments and departures due to work reasons[168]. - The company has a strong educational background among employees, with 1,316 holding postgraduate degrees[179]. - The company has appointed Zhao Ligong as the new chairman and Chen Hui as the new general manager, effective September 2024[167].

Financial Performance - Total operating revenue for Q1 2025 was CNY 1,623,598,411.96, a decrease of 17.41% compared to the same period last year[5]. - Operating income increased by 134.75% to CNY 268,480,498.98, driven by the growth of the subsidiary Wukuang Industrial Financial Services[11]. - Net profit attributable to shareholders decreased by 58.17% to CNY 192,104,115.32, primarily due to changes in business structure and reduced commission income[11]. - Basic earnings per share fell by 75.00% to CNY 0.02, reflecting the decline in net profit[6]. - The weighted average return on equity decreased by 0.63 percentage points to 0.19%[6]. - Net cash flow from operating activities was negative at CNY -1,680,555,845.88, a decline of 427.17% year-on-year[5]. - Total revenue for Q1 2025 was CNY 1,623,598,411.96, a decrease of 17.4% compared to CNY 1,965,740,627.28 in Q1 2024[29]. - Net profit for Q1 2025 was CNY 226,112,058.55, down 62.7% from CNY 606,737,180.78 in Q1 2024[30]. - Operating profit decreased significantly to CNY 242,203,757.87 from CNY 790,882,947.10, a drop of 69.4%[30]. - The company reported a decrease in operating costs to CNY 1,363,626,787.18 from CNY 1,494,148,266.49, a decline of 8.7%[29]. - Other comprehensive income after tax for Q1 2025 was CNY 76,522,672.74, compared to CNY 168,739,772.56 in Q1 2024, a decrease of 54.7%[31]. Assets and Liabilities - Total assets at the end of the reporting period were CNY 155,377,830,524.94, down 3.21% from the end of the previous year[6]. - The company's current assets totaled CNY 94.46 billion, down from CNY 97.37 billion, indicating a decrease of about 2.5%[25]. - Cash and cash equivalents decreased significantly from CNY 21.99 billion to CNY 15.47 billion, representing a decline of approximately 29.5%[24]. - The company's short-term borrowings were CNY 28.88 billion, slightly down from CNY 29.44 billion, showing a decrease of about 1.9%[25]. - Total liabilities decreased to CNY 93,300,654,581.11 from CNY 98,755,253,713.39, a reduction of 5.0%[27]. - The company’s total non-current liabilities decreased to CNY 13,619,975,664.50 from CNY 14,290,231,372.64, a decrease of 4.7%[27]. - The company’s total non-current assets were CNY 60.92 billion, down from CNY 63.16 billion, indicating a decrease of approximately 3.6%[25]. Shareholder Information - Total number of common shareholders at the end of the reporting period is 141,414[14]. - The largest shareholder, China Minmetals Corporation, holds 2,117,064,042 shares, representing 47.07% of total shares[14]. - The second largest shareholder, Changsha Metallurgical Research Institute, holds 150,751,955 shares, representing 3.35%[14]. - The top ten shareholders collectively hold a significant portion of the company's shares, with the largest three being state-owned entities[15]. - The total number of preferred shareholders at the end of the reporting period is 28[16]. - The largest preferred shareholder, Shaanxi International Trust, holds 10,000,000 shares, representing 20.00%[16]. - The second largest preferred shareholder, Taiping Life Insurance, holds 6,700,000 shares, representing 13.40%[16]. - The company has not reported any changes in the shareholding structure due to margin trading or stock lending[15]. - There are no preferred shareholders with restored voting rights reported[18]. - The company is unaware of any other shareholders having related party relationships or acting in concert, aside from the known major shareholders[15]. Cash Flow Activities - In Q1 2025, the cash inflow from operating activities was CNY 2,699,628,001.95, a decrease of 48.7% compared to CNY 5,248,471,292.73 in Q1 2024[32]. - The net cash flow from operating activities was negative at CNY -1,680,555,845.88, contrasting with a positive CNY 513,658,700.46 in the same quarter last year[33]. - Cash inflow from investment activities totaled CNY 20,190,576,987.17, significantly up from CNY 11,227,824,634.52 in Q1 2024, marking an increase of 79.5%[33]. - The net cash flow from investment activities was CNY -2,669,318,161.21, compared to a positive CNY 1,538,320,903.79 in Q1 2024[33]. - Cash inflow from financing activities was CNY 206,609,861.66, a substantial increase from CNY 1,650,000.00 in Q1 2024[33]. - The net cash flow from financing activities was CNY -1,922,061,593.74, worsening from CNY -991,632,490.02 in the previous year[33]. - The total cash and cash equivalents at the end of Q1 2025 stood at CNY 16,046,869,739.03, down from CNY 21,942,028,148.72 at the end of Q1 2024[35]. - The company reported a significant increase in cash received from investment recoveries, amounting to CNY 20,147,272,631.07, compared to CNY 11,216,857,519.65 in the previous year[33]. - The total cash outflow from operating activities was CNY 4,380,183,847.83, slightly lower than CNY 4,734,812,592.27 in Q1 2024[33]. - The company experienced a cash decrease of CNY 6,272,338,427.61 in Q1 2025, contrasting with an increase of CNY 1,060,409,366.82 in Q1 2024[33].

下属企业财务审计费用 63 万元，上市公司以及下属企业审计费用均 与上年度审计费用持平。同意将相关议案提交董事会审议。 二、监督情况 五矿资本股份有限公司 第九届董事会审计委员会对中审众环会计师事务所（特殊普 通合伙）2024 年度履行监督职责情况报告 2024 年，五矿资本股份有限公司（简称"公司"）第九届董事会审 计委员会（简称"审计委员会"）落实《上市公司治理准则》《国有企 业、上市公司选聘会计师事务所管理办法》等有关法律法规和上海证 券交易所监管规则的相关要求，根据《五矿资本股份有限公司章程》 （简称"《公司章程》"）、《五矿资本股份有限公司董事会审计委员 会议事规则》的相关规定，督促外部审计机构诚实守信、勤勉尽责， 切实履行监督及评估外部审计工作的职责。审计委员会现对公司外部 审计机构中审众环会计师事务所（特殊普通合伙）（简称"中审众环"） 2024 年度履职情况出具监督报告如下： 一、外部审计机构聘任及资质审查情况 2024 年 12 月 11 日，公司召开第九届董事会审计委员会 2024 年 第六次会议，审议通过《关于公司变更 2024 年度财务报告和内部控 制审计机构的议案》。审计委员会在选聘 ...

证券代码：600390 证券简称：五矿资本 公告编号：临 2025-024 五矿资本股份有限公司 2024年度募集资金存放与实际使用情况的 本次优先股采用分次发行方式，其中第一期发行数量为5,000万股， 募集资金总额为500,000万元，于2023年4月20日募集完毕，扣除已支付 的承销保荐费（含税）人民币1,000万元后，实收募集资金人民币499,000 万元，本次实收募集资金尚未扣除承销保荐费之外的其他发行费用。向 特定对象发行优先股募集资金总额扣除全部发行费用13,535,377.36元 （不含增值税）后，本次向特定对象发行优先股的实际募集资金净额为 人民币4,986,464,622.64元，全部计入其他权益工具。第一期募集资金到 位情况已经天职国际会计师事务所（特殊普通合伙）审验，并于2023 1 年4月20日出具天职业字[2023]30186号验资报告。 第二期发行数量为3,000万股，募集资金总额为300,000万元，于2023 年8月11日募集完毕，扣除已支付的承销保荐费（含税）人民币600万元 后，实收募集资金人民币299,400万元，本次实收募集资金尚未扣除承 销保荐费之外的其他发行费用。 ...

五矿资本股份有限公司 内部控制审计报告 众环审字(2025)0203999号 内部控制审计报告 众环审字（2025）0203999 号 五矿资本股份有限公司全体股东： 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求，我们审计了五 矿资本股份有限公司（以下简称"五矿资本"）2024 年 12 月 31 日的财务报告内部控制的有 效性。 一、五矿资本对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部控制评价指引》 的规定，建立健全和有效实施内部控制，并评价其有效性是五矿资本董事会的责任。 二、注册会计师的责任 中国注册会计师： 我们的责任是在实施审计工作的基础上，对财务报告内部控制的有效性发表审计意见， 并对注意到的非财务报告内部控制的重大缺陷进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性，存在不能防止和发现错报的可能性。此外，由于情况的变化 可能导致内部控制变得不恰当，或对控制政策和程序遵循的程度降低，根据内部控制审计结 果推测未来内部控制的有效性具有一定风险。 四、财务报告内部控制审计意见 我们认为，五矿资本股份有限公司于 2024 年 12 月 ...

证券代码：600390 证券简称：五矿资本 公告编号：临2025-026 五矿资本股份有限公司 关于预计2025年度日常关联交易的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、日常关联交易基本情况 （一）日常关联交易履行的审议程序 公司于2025年4月23日召开了第九届董事会独立董事专门会议 2025年第一次会议，审议通过了《关于预计公司2025年度日常关联交 易的议案》，并发表审核意见如下：经审查，上述关联交易是公司日 常经营管理活动的组成部分，有利于保证公司的正常运营，定价公允， 关联交易决策程序符合相关法律法规及《公司章程》的规定。没有发 1 该事项尚需提交五矿资本股份有限公司（以下简称"公司"或"本 公司"）2024年年度股东大会审议。 公司及下属子公司与关联方之间的关联交易，有助于公司拓展融资 渠道、业务渠道，并能为公司带来较好的收益；同时本公司与关联 方之间发生的各项关联交易，均符合本公司及关联方各项制度尤其 是风险管理制度的要求，均符合国家金融监督管理总局、证监会等 相关监管部门的规定 ...

关于五矿资本股份有限公司 非经营性资金占用及其他关联资金往来情况 表的专项审核报告 目 录 1、 专项审核报告 2、 附表 委托单位：五矿资本股份有限公司 审计单位：中审众环会计师事务所（特殊普通合伙） 联系电话：027 86791215 我们按照中国注册会计师审计准则的相关规定执行了审核工作。中国注册会计师审计 准则要求我们遵守中国注册会计师职业道德守则，计划和执行审核工作以对情况表是否不 存在重大错报获取合理保证。在审核过程中，我们实施了包括检查会计记录、重新计算相 关项目金额等我们认为必要的程序。我们相信，我们的审核工作为发表审核意见提供了合 理的基础。 我们认为，后附情况表所载资料与我们审计五矿资本股份有限公司 2024 年度财务报表 时所复核的会计资料和经审计的财务报表的相关内容，在所有重大方面没有发现不一致。 为了更好地理解五矿资本 2024 年度非经营性资金占用及其他关联资金往来情况，后附 情况表应当与已审的财务报表一并阅读。 其他目的。 中审众环会计师事务所（特殊普通合伙） 中国注册会计师： 中国·武汉 2025年4月24日 王锐 中国注册会计师： 杨洪武 中国注册会计师： 毛宝军 本审核报告 ...

关于召开 2024 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 证券代码：600390 证券简称：五矿资本 公告编号：临 2025-029 https://roadshow.sseinfo.com/） 五矿资本股份有限公司 五矿资本股份有限公司（以下简称"公司"）已于 2025 年 4 月 25 日发布公司 2024 年年度报告，为便于广大投资者更全面深入地了解 公司 2024 年度经营成果、财务状况，公司计划于 2025 年 5 月 14 日 下午 13:00-14:00 举行 2024 年度业绩说明会，就投资者关心的问题进 行交流。 一、 说明会类型 本次投资者说明会以网络互动形式召开，公司将针对 2024 年度 会议召开时间：2025 年 5 月 14 日（星期三）下午 13:00-14:00 会议召开地点：上海证券交易所上证路演中心（网址： 会议召开方式：上证路演中心网络互动 投资者可于 2025 年 5 月 7 日（星期三）至 5 月 13 日（星期二） 16:00 前登录上 ...

证券代码：600390 证券简称：五矿资本 公告编号：临2025-023 五矿资本股份有限公司 2025年4月23日及24日，公司召开第九届董事会第二十二次会议、 关于五矿信托计提2024年度预计负债的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、计提预计负债的情况说明 为了增强抗风险能力，并体现会计谨慎性原则，根据《中国银监 会办公厅关于进一步加强信托公司风险监管工作的意见》（银监办发 [2016]58号）精神，五矿资本股份有限公司（以下简称"公司"）下 属控股子公司五矿国际信托有限公司（以下简称"五矿信托"）自2019 年度起以存续的信托项目资产余额为基数，将信托项目划分为主动管 理类项目和事务管理类项目，对于主动管理类项目，根据中国银行业 监督管理委员会（现已更名为国家金融监督管理总局）《信托公司净 资本管理办法》（中国银行业监督管理委员会令2010年第5号）的要求 折算风险资本，并按照风险资本的5%计提信托业务准备金（对应科目 为预计负债），当累计计提的信托业务准备金金额达到风险资本的20% 时，可以不再计 ...