关 于 宁波能源集团股份有限公司 2019 年限制性股票激励计划 第三个解除限售期解除限售相关事项之 国浩律师（杭州）事务所 法律意见书 国浩律师（杭州）事务所 法律意见书 地址：杭州市上城区老复兴路白塔公园 B 区 2 号、15 号国浩律师楼 邮编：310008 Grandall Building, No.2＆No.15, Block B, Baita Park, Old Fuxing Road, Hangzhou, Zhejiang 310008, China 电话/Tel: (+86)(571) 8577 5888 传真/Fax: (+86)(571) 8577 5643 电子邮箱/Mail：grandallhz@grandall.com.cn 网址/Website：http://www.grandall.com.cn 二零二四年四月 国浩律师（杭州）事务所 法律意见书 国浩律师（杭州）事务所 关 于 宁波能源集团股份有限公司 2019年限制性股票激励计划 第三个解除限售期解除限售条件成就之 法律意见书 致：宁波能源集团股份有限公司 国浩律师（杭州）事务所（以下简称"本所"）接受宁波能源集团股份有限 公 ...

宁波能源集团股份有限公司 公司简称：宁波能源 证券代码：600982 上海荣正企业咨询服务（集团）股份有限公司 关于 | 一、释义 | 3 | | --- | --- | | 二、声明 | 4 | | 三、基本假设 | 5 | | 四、本次激励计划履行的审批程序 | 6 | | 五、本激励计划第三个解除限售期解除限售条件的成就情况说明 8 | | | 六、第三个解除限售期解除限售情况 七、独立财务顾问的核查意见 | 11 12 | 一、释义 3 1. 本公司、公司、宁波能源：指宁波能源集团股份有限公司。 2. 股权激励计划、激励计划、本计划：指《宁波能源集团股份有限公司 2019 年限制性股票激励计划（草案修订稿）》。 3. 限制性股票：指上市公司按照预先确定的条件授予激励对象一定数量的本公 司股票，激励对象只有在工作年限或业绩目标达到股权激励计划规定条件的， 方可解除限售并上市流通。 4. 股本总额：指公司股东大会审议通过本计划时公司已发行的股本总额。 5. 激励对象：指按照激励计划的规定，有资格获授一定数量限制性股票的员工。 6. 授予日：指公司向激励对象授予限制性股票的日期，授予日必须为交易日。 7. ...

宁波能源集团股份有限公司监事会 关于公司 2019 年限制性股票激励计划第三个解除限 售期解除限售条件成就的核查意见 宁波能源集团股份有限公司（以下简称"公司"）监事会根据《中华人民共 和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》、《上 市公司股权激励管理办法》(以下简称"《管理办法》")等有关法律法规及规 范性文件以及《公司章程》和公司《2019年限制性股票激励计划(草案修订稿)》 (以下简称"《激励计划》")、《2019 年限制性股票激励计划实施考核管理 办法》的有关规定,对公司第八届监事会第七次会议相关事项发表核查意见如下: 公司 2019 年限制性股票激励计划第三个解除限售期的限制性股票已达成设 定的考核指标,根据激励计划相关规定第三个解除限售期共计 10,423,992 股限制 性股票进行解除限售。公司监事会对本次激励对象名单进行核查后认为:本次解 除限售的 66 名激励对象解除限售资格合法有效,公司限制性股票激励计划第三 个解除限售期解除限售条件已经成就,同意公司董事会后续为激励对象办理解除 限售手续。 宁波能源集团股 ...

八届七次监事会决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、监事会会议召开情况 宁波能源集团股份有限公司（以下简称"公司"）八届七次监事会会议通知 于 2024 年 4 月 3 日以电子邮件方式发送至各位监事，会议于 2024 年 4 月 7 日以 通讯表决的方式举行。本次会议应出席监事 3 名，实际出席监事 3 名，会议的召 开符合《公司法》和《公司章程》等有关法律、法规和规章的规定。 一、审议通过《关于 2019 年限制性股票激励计划第三个解除限售期解除限 售条件成就的议案》； 债券代码:185462 债券简称:GC 甬能 01 公司监事会认为： 根据公司《2019 年限制性股票激励计划（草案修订稿）》 的规定，自 2024 年 4 月 3 日起 2019 年限制性股票激励计划进入第三个解除 限售期，解除限售条件已经达成，满足第三个解除限售期解除限售条件，同意公 司对符合解除限售条件的激励对象按规定解除限售，并为其办理相应的解除限售 手续。本次符合解除限售条件的激励对象 66 人，可申请解除限售并上市流通的 ...

| 证券代码：600982 | 证券简称：宁波能源 | 公告编号：临 | 2024-008 | | --- | --- | --- | --- | | 债券代码：185462 | 债券简称：GC 甬能 01 | | | 宁波能源集团股份有限公司 关于2024年3月为控股子公司提供担保的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 被担保人：1、岱山朗辰新能源有限公司（以下简称"岱山朗辰"），宁波能 源集团股份有限公司（以下简称"宁波能源"或"公司"）全资子公司宁波朗辰 新能源有限公司持有其 51%股份；2、宁波光耀热电有限公司（以下简称"光耀 热电"），公司和公司全资子公司绿能投资发展有限公司（香港）（以下简称"香 港绿能"）合计持有其 65%股份；3、金华宁能热电有限公司（以下简称"金华热 电"），公司和香港绿能合计持有其 100%股份；4、潜江瀚达热电有限公司（以下 简称"潜江热电"），公司持有其 70%股份。 本次担保金额及已实际为控股子公司提供的担保余额：2024 年 3 月合计为上 ...

| 证券代码：600982 | 证券简称：宁波能源 | 公告编号：临 | 2024-007 | | --- | --- | --- | --- | | 债券代码：185462 | 债券简称：GC甬能01 | | | 宁波能源集团股份有限公司 关于子公司宁波金通融资租赁有限公司 获得资产支持证券挂牌转让无异议函的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 宁波能源集团股份有限公司（以下简称"公司"）于2023年5月25日召开的2023年 第二次临时股东大会审议并通过了《关于子公司宁波金通融资租赁有限公司拟开展融资 租赁资产证券化业务的议案》，同意公司子公司宁波金通融资租赁有限公司（以下简称 "金通租赁"）开展融资租赁债权及其附属权益资产证券化业务，融资规模不超过人民 币5亿元（含5亿元）（具体内容详见上海证券交易所网站[www.sse.com.cn] 2023年5 月10日、5月26日公告）。 三、甬兴资管应当在完成资产支持证券发行后，按照上海证券交易所相关规定及时 办理挂牌转让手续。 公司将按照有关法律法规的规定和无 ...

上 海 证 券 交 易 所 宁波能源集团股份有限公司，A 股证券简称：宁波能源，A 股证 券代码：600982； 马奕飞，宁波能源集团股份有限公司时任董事长； 诸南虎，宁波能源集团股份有限公司时任总经理兼副董事长； 张俊俊，宁波能源集团股份有限公司时任副总经理兼宁波能源 实业有限公司董事长； 夏雪玲，宁波能源集团股份有限公司时任财务总监； 沈 琦，宁波能源集团股份有限公司时任董事会秘书。 经查明，2024 年 2 月 8 日，宁波能源集团股份有限公司（以下 简称公司）披露关于会计差错更正的公告。公告显示，公司于 2024 年 1 月 25 日收到中国证券监督管理委员会宁波监管局下发的《行政 监管措施决定书》，根据决定书内容，公司子公司宁波能源实业有 限公司(以下简称能源实业)对部分贸易业务未恰当选择收入确认方 式,导致公司 2022 年年度报告营业收入错报金额为 94,993.45 万元， 上证公监函〔2024〕0065 号 关于对宁波能源集团股份有限公司及有关责任 人予以监管警示的决定 当事人： 占 2022 年营业收入的比例为 10.21%。同时基于谨慎性原则，公司对 能源实业 2023 年部分贸易业务未 ...

Financial Performance - The company's operating revenue for Q3 2023 was CNY 1,498,205,597.68, a decrease of 23.62% compared to the same period last year[5] - The net profit attributable to shareholders for Q3 2023 was CNY 47,362,270.27, down 41.81% year-on-year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses for Q3 2023 was CNY 71,164,039.72, a decline of 34.29% compared to the previous year[6] - The basic earnings per share for Q3 2023 was CNY 0.0426, a decrease of 40.00% year-on-year[6] - Total operating revenue for the first three quarters of 2023 was CNY 4,843,782,869.13, a decrease of 26.0% compared to CNY 6,536,402,340.28 in the same period of 2022[19] - Net profit for the first three quarters of 2023 was CNY 297,014,595.58, an increase of 36.6% from CNY 217,353,379.59 in the same period of 2022[20] - The profit attributable to shareholders of the parent company for the first three quarters of 2023 was CNY 259,217,912.10, up 37.5% from CNY 188,320,621.74 in the same period of 2022[20] - Basic earnings per share for the first three quarters of 2023 were CNY 0.2338, compared to CNY 0.1692 in the same period of 2022, representing a growth of 38.2%[20] - The total comprehensive income for the first three quarters of 2023 was CNY 296,816,424.04, an increase of 42.6% from CNY 207,979,325.52 in the same period of 2022[20] Assets and Liabilities - The total assets at the end of Q3 2023 amounted to CNY 12,577,399,056.08, representing a 7.49% increase from the end of the previous year[6] - The equity attributable to shareholders at the end of Q3 2023 was CNY 4,139,105,684.84, an increase of 3.12% compared to the end of the previous year[6] - The total liabilities as of the end of Q3 2023 amounted to CNY 7,740,706,994.46, an increase of 10.5% from CNY 7,006,335,180.16 at the end of Q3 2022[16] - The total equity as of the end of Q3 2023 was CNY 4,836,692,061.62, compared to CNY 4,694,485,313.27 at the end of Q3 2022, reflecting an increase of 3.0%[16] - Current assets totaled RMB 3,483,226,254.11, compared to RMB 3,450,974,647.87 at the end of 2022, indicating a slight increase of about 0.93%[15] - Total non-current assets reached RMB 9,094,172,801.97, up from RMB 8,249,845,845.56, which is an increase of approximately 10.23%[15] - The total liabilities amounted to RMB 3,215,823.96, compared to RMB 4,032,466.19, showing a decrease of about 25.00%[15] Cash Flow - The net cash flow from operating activities for the year-to-date period was CNY 182,788,978.21, down 82.19% year-on-year[6] - In Q3 2023, the cash inflow from operating activities totaled CNY 5,715,567,604.86, a decrease of 31.1% compared to CNY 8,363,644,389.56 in Q3 2022[23] - The net cash outflow from investing activities was CNY -1,608,849,117.92, compared to CNY -1,183,264,835.72 in the same period last year, indicating an increase in investment expenditures[23] - The net cash inflow from financing activities was CNY 1,021,192,841.94, a significant increase from CNY 147,328,734.55 in Q3 2022, reflecting improved financing conditions[24] - The total cash and cash equivalents at the end of Q3 2023 stood at CNY 502,002,691.07, down from CNY 730,367,073.95 at the end of Q3 2022[24] - The company reported a cash outflow of CNY 2,648,787,586.70 for debt repayment, which decreased from CNY 3,091,746,880.62 in the previous year[24] - The cash received from investment activities amounted to CNY 964,142,509.39, an increase from CNY 835,110,626.07 in Q3 2022[23] - The cash paid for purchasing fixed assets and intangible assets was CNY 449,935,958.67, compared to CNY 394,842,535.93 in the same quarter last year, indicating increased capital expenditures[23] - The company experienced a decrease in cash received from operating activities, which was CNY 121,271,134.53, compared to CNY 90,347,162.89 in Q3 2022[23] - The cash flow from financing activities included CNY 3,976,185,666.13 received from borrowings, an increase from CNY 3,370,377,970.53 in the previous year[24] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 62,638[11] - The company recognized a loss of CNY 54,951,454.09 from non-operating hedging activities during the reporting period[8] - The company reported a government subsidy of CNY 2,910,133.52 related to its normal business operations[8] - The company has not disclosed any new product or technology developments during this reporting period[14] - There are no significant mergers or acquisitions reported in the current quarter[14] Research and Development - Research and development expenses for the first three quarters of 2023 were CNY 34,451,929.45, an increase of 21.5% from CNY 28,404,009.37 in the same period of 2022[19]

Financial Performance - The company's operating revenue for the first half of 2023 was CNY 3,345,577,271.45, a decrease of 26.87% compared to CNY 4,574,835,495.04 in the same period last year[21]. - Net profit attributable to shareholders of the listed company increased by 98.13% to CNY 211,855,641.83 from CNY 106,924,928.52 year-on-year[21]. - The net profit after deducting non-recurring gains and losses decreased by 15.98% to CNY 104,838,050.49 compared to CNY 124,782,091.08 in the previous year[21]. - The net cash flow from operating activities was CNY 478,590,731.78, down 32.74% from CNY 711,532,622.61 in the same period last year[21]. - Basic earnings per share increased by 94.95% to CNY 0.1912 compared to the same period last year[22]. - Diluted earnings per share rose by 95.05% to CNY 0.1892 year-on-year[22]. - The company achieved a total revenue of 3.551 billion yuan in the first half of 2023, a year-on-year decrease of 25.64%[40]. - The company reported a net profit for the first half of 2023 of CNY 241,265,098.41, representing a 93.8% increase from CNY 124,358,385.62 in the previous year[146]. - The company’s total comprehensive income for the first half of 2023 was CNY 235,595,086.97, up from CNY 121,417,146.65 in the previous year, marking an increase of 94.3%[147]. Assets and Liabilities - As of the end of the reporting period, the net assets attributable to shareholders of the listed company were CNY 4,084,660,363.20, an increase of 1.77% from CNY 4,013,774,310.52 at the end of the previous year[21]. - Total assets increased by 8.22% to CNY 12,662,710,074.83 from CNY 11,700,820,493.43 at the end of the previous year[21]. - The total liabilities increased to CNY 7,859,454,993.33 from CNY 7,006,335,180.16, reflecting an increase of about 12.2%[139]. - Long-term borrowings rose to CNY 2,111,243,644.89 from CNY 1,491,166,051.57, an increase of approximately 41.58%[49]. - Current liabilities totaled CNY 4,872,584,304.99, compared to CNY 4,650,886,895.85, reflecting an increase of about 4.8%[139]. Investments and Acquisitions - The company completed the acquisition of 90% equity in Funan Biomass and 90% equity in Baoquanling Biomass, marking the largest acquisition project since its establishment[43]. - The company acquired equity and debt in Baohua Biomass and Funan Biomass projects, resulting in a net cash outflow from investing activities of ¥1,313,421,028.61[46]. - The company recognized investment income of ¥43,760,518.47 from its holdings in Tianjin Chuangye Environmental Protection Group Co., Ltd. as of June 30, 2023[65]. Research and Development - R&D investment reached 26.19 million yuan, an increase of 68.5% year-on-year, with 25 patents authorized during the period[44]. - The company is actively expanding its project portfolio, including the successful commissioning of two electrochemical energy storage projects and the completion of trial operations for the Wangjiang Thermal Power project[41]. - The company is focusing on integrated energy development, with three major project categories: integrated low-carbon industrial park projects, user-side energy centers, and small-scale biomass gasification projects[34]. Environmental Compliance - The company is classified as a key pollutant discharge unit, with specific emissions data reported, including nitrogen oxides and sulfur dioxide levels[79]. - The total nitrogen oxide emissions from the company are reported at 21.22 tons, with a regulatory limit of 180 tons per year[79]. - The company has faced challenges with environmental compliance, including instances of exceeding pollutant discharge limits during equipment maintenance[79]. - The company invested CNY 16.6773 million in environmental protection in the first half of 2023[82]. - The company has established emergency response plans for environmental pollution incidents, which have been filed with local environmental authorities[83]. Market and Strategic Outlook - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[145]. - The energy service market is expected to grow due to supportive policies and the push for low-carbon transformation[31]. - The company is exploring potential mergers and acquisitions to enhance its competitive position in the market[158]. Shareholder Information - The number of ordinary shareholders reached 74,443 by the end of the reporting period[118]. - The largest shareholder, Ningbo Kaidou Energy Group Co., Ltd., holds 282,484,731 shares, representing 25.27% of the total shares[120]. - The company has not reported any significant changes in shareholder structure during the reporting period[111]. Financial Management and Risk - The company has highlighted potential risks that may adversely affect the company's future development strategy and operational goals[6]. - The company faces macroeconomic fluctuation risks, which could lead to reduced industrial production and electricity demand, directly impacting profitability[67]. - Policy risks include potential adjustments to electricity sales prices, which may affect revenue and performance, as well as increased environmental protection costs[67]. Accounting and Financial Reporting - The financial statements are prepared in accordance with the relevant accounting standards and reflect the company's financial position and operating results accurately[180]. - The company has implemented a comprehensive consolidation method for its subsidiaries based on control[186]. - The company assesses credit risk of financial instruments at each balance sheet date to determine if there has been a significant increase in credit risk since initial recognition[197].

Financial Performance - The company's operating revenue for the first half of 2022 reached ¥4,574,835,495.04, representing a 60.68% increase compared to ¥2,847,156,480.24 in the same period last year[20]. - The net profit attributable to shareholders of the listed company was ¥106,924,928.52, a slight increase of 1.18% from ¥105,673,304.94 in the previous year[20]. - The net cash flow from operating activities surged by 326.43% to ¥711,532,622.61, compared to ¥166,858,730.02 in the same period last year[20]. - Total assets increased by 9.17% to ¥10,901,993,891.13, up from ¥9,985,893,976.59 at the end of the previous year[20]. - The basic earnings per share for the first half of 2022 was ¥0.0981, a 0.93% increase from ¥0.0972 in the same period last year[21]. - The diluted earnings per share rose to ¥0.0970, reflecting a 1.04% increase from ¥0.0960 in the previous year[21]. - The weighted average return on net assets decreased to 2.78%, down from 2.89% in the same period last year, indicating a decline of 0.11 percentage points[21]. - The company reported a decrease of 10.93% in net profit attributable to shareholders after deducting non-recurring gains and losses, totaling ¥124,782,091.08 compared to ¥140,092,474.13 in the previous year[20]. Cash Flow and Investments - The company reported a net cash flow from operating activities of 711.53 million RMB, a significant increase of 326.43%[42]. - The company’s investment activities resulted in a net cash outflow of 810.88 million RMB, primarily due to equity acquisitions[42]. - The company raised 500 million RMB through the issuance of green corporate bonds to support biomass power plant development[38]. - The company reported a net cash flow from investment activities showed a decline, with a net outflow of CNY 810,881,247.55 compared to a net outflow of CNY 408,805,619.21 in the previous year[140]. - Cash inflow from financing activities totaled CNY 3,043,078,998.12, an increase from CNY 2,207,781,658.59 in the first half of 2021, marking a growth of about 37.7%[140]. Environmental Initiatives - The company processed 26,310.84 tons of sludge during the reporting period as part of its environmental initiatives[38]. - The company emphasizes social responsibility and environmental sustainability, achieving emissions standards that meet or exceed national regulations[32]. - The company has implemented various pollution control technologies, including SNCR denitrification systems and wet desulfurization systems, which are operating normally[72]. - The company has established emergency response plans for environmental incidents, which have been filed with local environmental authorities[74]. - The company has obtained pollution discharge permits and is publicly disclosing environmental information in accordance with national standards[77]. Market and Industry Trends - The total installed power generation capacity in China reached 2.44 billion kilowatts by the end of June 2022, representing an 8.1% year-on-year increase[27]. - The market trading volume for electricity in China increased by 45.8% year-on-year, reaching 24,826 billion kilowatt-hours in the first half of 2022[28]. - The share of non-fossil energy generation capacity in newly added power generation capacity reached 83% in the first half of 2022[27]. - The number of grid-connected energy storage projects in China increased by 37.5% year-on-year, with a total of 66 projects in operation by mid-2022[29]. Strategic Focus and Innovation - The company is engaged in multiple energy sectors, including cogeneration, biomass power generation, pumped storage, and energy services, with a focus on clean energy and environmental protection[25]. - The company has a strong focus on technological innovation, collaborating with research institutions to accelerate the development of clean energy technologies[31]. - The company aims to expand its energy services in various provincial economic development zones, enhancing its regional competitive advantage[30]. - The company has established partnerships with leading technology teams and universities, resulting in 10 utility model patents and 3 software copyrights[32]. Financial Position and Liabilities - The company's total liabilities included bonds payable of ¥499,511,762.72, resulting from the issuance of carbon-neutral green corporate bonds[45]. - The company's other current liabilities increased by 248.50% to ¥41,167,008.81, primarily due to an increase in accrued expenses and pending tax credits[45]. - The company's deferred tax assets rose by 30.47% to ¥122,136,776.62, mainly due to an increase in deductible losses and temporary differences[45]. - The company's accounts payable increased by 202.20% to ¥184,345,000.00, attributed to an increase in goods settled by notes[45]. Shareholder and Corporate Governance - The total number of ordinary shareholders as of the end of the reporting period was 87,379[101]. - The largest shareholder, Ningbo Development Investment Group Co., Ltd., held 286,375,377 shares, accounting for 25.62% of the total[103]. - The company did not experience any changes in share capital structure during the reporting period[98]. - The company did not propose any profit distribution or capital reserve transfer for the reporting period[64]. Risk Factors - There are no significant risks reported that could adversely affect the company's future development strategy and operational goals[6]. - The company faced risks from macroeconomic fluctuations, policy changes, market conditions, and external environmental factors, which could impact its operational performance[57][58]. Compliance and Accounting Policies - The company’s accounting policies comply with the relevant enterprise accounting standards, ensuring accurate financial reporting[162]. - The company’s accounting period runs from January 1 to December 31, aligning with the calendar year[163]. - The company has maintained its ability to continue as a going concern for at least 12 months from the approval date of the financial statements[160].