财通证券股份有限公司 公司 2023 年上半年募集资金的存放与使用符合中国证监会、上 海证券交易所关于上市公司募集资金存放和使用的相关规定，符合公 司《募集资金管理制度》等有关规定，不存在募集资金存放和使用违 规的情形。公司 2023 年半年度募集资金存放与使用情况的专项报告 真实、准确、完整地反映了 2023 年上半年募集资金的存放和使用实 际情况。 独立董事关于第四届董事会第八次会议相关事项之独立意见 独立董事：高强、韩洪灵、贲圣林 根据中国证监会《上市公司独立董事规则》《上海证券交易所上 市规则》等相关法律法规及公司《章程》《独立董事工作制度》等有 关规定，我们作为财通证券股份有限公司（以下简称"公司"）的独立 董事，基于独立判断，就第四届董事会第八次会议审议的《2023 年半 年度募集资金存放与实际使用情况专项报告》发表独立意见如下： 2023 年 8 月 24 日 ...

证券代码：601108 证券简称：财通证券 公告编号：2023-047 财通证券股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 09 月 08 日(星期五) 至 09 月 14 日(星期四)16:00 前登 录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 ir@ctsec.com 进行提问。公司将在说明会上对投资者普遍关注的问题进行回答。 财通证券股份有限公司（以下简称"公司"）已于 2023 年 8 月 25 日发布公 司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半年度 经营成果、财务状况，公司计划于 2023 年 09 月 15 日 下午 16:00-17:00 举行 2023 年半年度业绩说明会，就投资者关心的问题进行交流。 一、 说明会类型 本次投资者说明会以网络互动形式召开， ...

证券代码：601108 证券简称：财通证券 公告编号：2023-046 2020 年度，公司使用公开发行可转换公司债券的募集资金人民币 1,687,192,325.25 元；2021 年度，公司使用公开发行可转换公司债券的募集资 金人民币 1,712,807,674.75 元；2022 年度，公司未使用公开发行可转换公司 债券的募集资金；2023 年 1-6 月，公司未使用公开发行可转换公司债券的募集 资金。截至 2023 年 6 月 30 日，公司累计使用公开发行可转换公司债券的募集 资金人民币 3,400,000,000.00 元，产生利息人民币 15,283,722.08 元，募集资 金结余人民币 403,723,344.72 元。根据《上市公司监管指引第 2 号——上市公 司募集资金管理和使用的监管要求（2022 年修订）》的规定，经本公司于 2023 年 4 月 26 日召开第四届董事会第五次会议批准，公司于 2023 年 4 月将公开发 行可转换公司债券闲置募集资金人民币 400,000,000.00 元暂时用于补充流动资 金。截至 2023 年 6 月 30 日，公司公开发行可转换公司债券募集资 ...

证券代码：601108 证券简称：财通证券 公告编号：2023-045 财通证券股份有限公司 第四届监事会第三次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 财通证券股份有限公司（以下简称"公司"）第四届监事会第三次会议通知于 2023 年 8 月 11 日以电子邮件的形式发出，会议于 2023 年 8 月 23 日在公司总部 以现场会议的方式召开。本次会议应出席监事 5 名，实际现场出席监事 3 名，监 事章荣忠先生、监事郑杰先生因公未能参加本次会议，委托监事马笑渊先生代为 出席。本次会议由监事会主席郑联胜主持。本次会议的召集召开符合《公司法》、 公司《章程》和《监事会议事规则》等有关规定。本次会议审议并通过了以下议案： 一、审议通过《关于审议 2023 年半年度报告的议案》 表决结果：【5】票同意，【0】票反对，【0】票弃权。 监事会认为：公司 2023 年半年度报告的编制和审议程序符合法律、法规、 公司《章程》及公司内部管理制度的各项规定；公司 2023 年半年度报告的内容 和格式符合中国证券监督管理委员会和上海证券交易所的各项规定，报告 ...

证券代码：601108 证券简称：财通证券 公告编号：2023-044 财通证券股份有限公司 第四届董事会第八次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 二、审议通过《关于调整部分董事会专门委员会委员的议案》 会议选举独立董事贲圣林先生为战略与 ESG 委员会主任委员（召集人），与 原委员章启诚先生、支炳义先生和陈丽英女士共同组成第四届董事会战略与 ESG 委员会；选举贲圣林先生为薪酬与提名委员会委员，与原主任委员高强先生和韩 洪灵先生共同组成第四届董事会薪酬与提名委员会。贲圣林先生上述专门委员会 的任期均与本届董事会一致。 表决情况：9 票赞成，0 票反对，0 票弃权。 三、审议通过《2023 年半年度募集资金存放与实际使用情况专项报告》 财通证券股份有限公司（以下简称"公司"）第四届董事会第八次会议通知于 2023 年 8 月 11 日以电话和电子邮件等方式发出，于 2023 年 8 月 23 日在公司总 部 1105 会议室以现场方式召开。本次会议应出席董事 9 人，实际出席董事 9 人。 会议 ...

证券代码：601108 证券简称：财通证券 公告编号：2023-043 财通证券股份有限公司 2023年度第四期短期融资券发行结果公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 | 短期融资券名称 | | 财通证券股份有限公司 | | | 年度第四期短期融资券 2023 | | | | --- | --- | --- | --- | --- | --- | --- | --- | | 短期融资券简称 | 23 | 财通证券 | | CP004 | 短期融资券代码 | 072310171 | | | 发行日 | 2023 | 年 8 月 | 18 | 日 | 起息日期 | 2023 年 8 | 月 21 日 | | 兑付日期 | 2024 | 年 1 月 | 19 | 日 | 期限 | 151D | | | 计划发行总额 | 20 | 亿元人民币 | | | 实际发行总额 | 20 | 亿元人民币 | | 发行价格 | | 元/张 100 | | | 票面利率 | | 2.12% | 本期发行短期融资券的相关文件已在以下网站上刊登： 1、中国货币网，htt ...

证券代码：601108 证券简称：财通证券 公告编号：2023-042 财通证券股份有限公司 2023 年第一次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | 23 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 1,836,470,118 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 39.5472 | (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次会议由公司董事会召集，公司董事长章启诚先生因公未能出席，经半数 以上董事共同推举，本次会议由公司董事、总经理黄伟建先生主持。本次股东大 (一) 股东大会召开的时间：2023 年 8 月 8 日 (二) 股东大会召开的地点：杭州市西湖区天目山路198 号财通双冠大厦西楼1102 室 (三) 出席会议的普通股股东和恢复表决权的优先股股东及其持有股份情况： 会所 ...

浙江六和律师事务所 关于财通证券股份有限公司 2023 年第一次临时股东大会的 法律意见书 浙六和法意（2023）第 1175 号 致：财通证券股份有限公司 根据《中华人民共和国证券法》（以下简称"《证券法》"）、《中华人民共 和国公司法》（以下简称"《公司法》"）和中国证券监督管理委员会发布的《上 市公司股东大会规则》等法律、法规、规范性文件以及《财通证券股份有限公司 章程》（以下简称"《公司章程》"）的规定，浙江六和律师事务所接受财通证券 股份有限公司（以下简称"公司"）委托，指派王舒瑜律师、吕荣律师（以下简称 "六和律师"）出席了公司 2023 年第一次临时股东大会并对本次股东大会的相关 事项进行见证，并出具本法律意见书。 为出具本法律意见书，六和律师对本次股东大会所涉及的有关事项进行了审 查，查阅了六和律师认为出具本法律意见书所必须的文件、资料，并对有关事实 进行了必要的核查和验证。 六和律师同意将本法律意见书作为本次股东大会的法定必备文件予以公告， 并依法对所出具的法律意见承担责任。 六和律师根据我国法律的要求，按照律师行业公认的业务标准、道德规范和 勤勉尽责精神，对公司 2023 年第一次临时股东 ...

Financial Performance - The company reported a total revenue of 1.5 billion, representing a year-over-year growth of 15%[194]. - The company's total revenue for 2022 was approximately ¥4.83 billion, a decrease of 24.67% compared to ¥6.41 billion in 2021[52]. - Net profit attributable to shareholders for 2022 was approximately ¥1.52 billion, down 40.88% from ¥2.57 billion in 2021[52]. - The company's total assets as of the end of 2022 reached approximately ¥125.69 billion, reflecting a 13.83% increase from ¥110.42 billion at the end of 2021[52]. - The total liabilities at the end of 2022 were approximately ¥92.72 billion, an increase of 8.81% from ¥85.21 billion in 2021[52]. - Basic earnings per share for 2022 were ¥0.34, a decrease of 50.00% compared to ¥0.68 in 2021[53]. - The weighted average return on equity for 2022 was 4.96%, down 5.72 percentage points from 10.68% in 2021[53]. - The company's total equity attributable to shareholders increased by 30.73% to approximately ¥32.95 billion at the end of 2022, compared to ¥25.21 billion at the end of 2021[52]. - The company's total revenue for the year 2022 reached RMB 7,863,415,361.49, with a net profit of RMB 484,815,674.08, resulting in a total comprehensive income of RMB 8,348,231,035.57[145]. Capital and Financing - The company achieved over 120 billion yuan in financing for enterprises, enhancing the flow of financial resources to the real economy[8]. - The company successfully raised CNY 7.17 billion through a rights issue, enhancing its capital strength and brand image[10]. - The registered capital of the company increased from CNY 500,800,000 to CNY 681,739,522 after a capital increase in 2006[25]. - The registered capital further increased to CNY 781,739,522 following an additional capital increase in 2007[25]. - The company completed a rights issue, resulting in an increase in registered capital to CNY 4,643,730,080 in July 2022[33]. - The company financed 71.563 billion yuan for nearly 200 clients, ranking first in IPO approvals in Zhejiang with a 100% approval rate for 10 IPOs[118]. - The bond underwriting scale reached 67.567 billion yuan, with a market share of 13.11% in provincial corporate bonds, ranking third in Zhejiang[118]. Business Strategy and Development - The company has implemented the "137N" innovative development strategy, focusing on collaborative and efficient operational models[9]. - The company aims to develop three key business areas: "Science and Technology Innovation Investment Bank," "Common Prosperity Investment Bank," and "State-owned Assets Investment Bank" to enhance its market position[9]. - The company is actively promoting direct financing initiatives, including the "Thousand People Entering Thousand Enterprises to Raise Thousand Billion" campaign[9]. - The company is focusing on a comprehensive financial service model integrating investment banking, investment, and wealth management to drive growth[12]. - The company aims to enhance its wealth management business by focusing on product quality and expanding sales in 2023[74]. - The investment banking strategy will emphasize collaboration with leading private equity firms and industry leaders to accelerate business development[79]. - The company plans to deepen its bond business by introducing innovative products and enhancing service capabilities in underperforming regions[79]. Risk Management - The company has established a dynamic risk control system to manage various operational risks, including market and credit risks[3]. - The company faces various risks including market risk, credit risk, liquidity risk, operational risk, information technology risk, and reputation risk[165]. - The risk management framework includes a three-tiered system for monitoring and controlling various types of risks, ensuring compliance with regulatory requirements[173]. - The company has established a comprehensive liquidity risk management system, including a three-tier liquidity reserve pool to enhance its debt structure[177]. - Credit risk management involves thorough due diligence and real-time monitoring of client transactions to mitigate potential losses[176]. Market Expansion and User Engagement - User data showed an increase in active users to 10 million, up from 8 million last year, marking a growth of 25%[42]. - The company is considering strategic acquisitions to bolster its product offerings, with a budget of 100 million allocated for this purpose[41]. - Market expansion plans include entering three new regions, projected to increase market share by 5%[43]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share within the next two years[195]. - The number of clients increased by 15% to over 2.86 million, with client asset scale reaching CNY 633.6 billion[72]. Digital Transformation and Innovation - The company is committed to digital transformation and innovation, implementing a collaborative innovation system to enhance operational efficiency[10]. - The company aims to strengthen its role in the "technology-industry-finance" cycle, promoting innovation in the digital economy[11]. - The company is investing 50 million in R&D for new technologies aimed at enhancing user experience[42]. - The company plans to invest 200 million CNY in research and development for innovative financial solutions over the next year[195]. - The company aims to enhance its digital transformation by building a comprehensive digital platform and investing significantly in financial technology, with a focus on the "1231" intelligent financial system[163]. Governance and Compliance - The company has improved its corporate governance structure, ensuring effective separation and checks among its governance bodies[184]. - The total pre-tax remuneration for directors, supervisors, and senior management during the reporting period amounted to CNY 1,885.21 million[192]. - The company has implemented a comprehensive reputation risk management mechanism to identify, assess, and mitigate reputation risks[186]. - The company has strengthened its operational risk management through the establishment of a risk management framework and training initiatives[178]. - The company conducted regular or ad-hoc stress tests to assess its risk tolerance and develop corresponding response measures[179].

Financial Performance - The company's operating revenue for Q1 2023 was RMB 1,785,587,642.32, representing a year-on-year increase of 174.23%[4] - Net profit attributable to shareholders for Q1 2023 was RMB 494,248,295.06, reflecting a growth of 214.54% compared to the same period last year[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses was RMB 432,893,564.91, an increase of 198.74% year-on-year[4] - The basic earnings per share for Q1 2023 was RMB 0.11, up 175.00% from the previous year[4] - The diluted earnings per share for Q1 2023 was RMB 0.10, representing a 150.00% increase compared to the same period last year[4] - The company reported a significant increase in margin from financial asset fair value changes, contributing to the overall profit growth[9] - The company reported a significant fair value gain of ¥932,808,940.48 in Q1 2023, compared to a loss of ¥557,337,385.91 in the same period last year[22] - The total comprehensive income attributable to the parent company's owners for Q1 2023 was CNY 529,701,090.11, compared to CNY 161,128,786.71 in Q1 2022, representing a significant increase[23] - The company’s total comprehensive income for Q1 2023 was CNY 529,390,554.24, compared to CNY 161,168,749.33 in Q1 2022, showing a substantial increase[23] Cash Flow and Liquidity - The net cash flow from operating activities was RMB 2,752,757,311.43, showing a growth of 25.51% year-on-year[4] - The net cash flow from operating activities for Q1 2023 was CNY 2,752,757,311.43, up from CNY 2,193,281,648.85 in Q1 2022, indicating a growth of approximately 25.6%[25] - The company recorded a net increase in cash flow from operating activities of CNY 6,126,630,416.00 in Q1 2023, compared to CNY 5,623,888,957.93 in Q1 2022, marking an increase of approximately 8.9%[25] - Cash and cash equivalents at the end of Q1 2023 stood at CNY 24,772,061,797.88, down from CNY 26,077,371,883.38 at the end of Q1 2022[26] - The company’s total cash inflow from financing activities in Q1 2023 was CNY 4,821,384,500.00, down from CNY 6,410,303,158.40 in Q1 2022[26] - The company’s total cash outflow from investing activities in Q1 2023 was CNY 71,854,987.83, compared to CNY 39,926,107.13 in Q1 2022, indicating an increase in investment activity[25] - The company’s net cash flow from investing activities for Q1 2023 was -CNY 51,310,130.06, compared to -CNY 39,679,882.66 in Q1 2022[25] Assets and Liabilities - Total assets at the end of Q1 2023 were RMB 126,506,377,082.27, a slight increase of 0.65% from the end of the previous year[6] - The company's total assets as of March 31, 2023, were CNY 20,819,767,478.04, slightly down from CNY 21,109,103,651.94 at the end of 2022[17] - Total liabilities increased to ¥93,002,656,794.28 from ¥92,717,374,584.63, indicating a rise of about 0.3%[19] - The company's other liabilities increased by 49.81% to CNY 4,488,944,575.02, mainly due to an increase in other payables[12] - The deferred income tax liabilities rose by 63.49% to CNY 190,591,221.39, attributed to changes in the fair value of financial assets[12] Shareholder Information - The number of ordinary shareholders reached 140,499, with the largest shareholder, Zhejiang Financial Holdings Co., Ltd., holding 29.16% of the shares[13] - Shareholders' equity attributable to the parent company was RMB 33,480,340,916.19, reflecting a year-on-year increase of 1.61%[6] - The equity attributable to shareholders rose to ¥33,480,340,916.19 from ¥32,950,856,693.06, reflecting an increase of approximately 1.6%[19] Expenses and Income - The company's business and management expenses increased by 120.53% to CNY 1,230,469,548.30, reflecting higher costs associated with revenue growth[12] - Other income surged by 448.64% to CNY 78,827,720.51, primarily due to increased government subsidies related to daily operations[12] - Net interest income decreased to ¥112,751,444.00 from ¥158,073,666.92, a decline of about 28.8% year-over-year[20] - Net commission and fee income was ¥746,024,294.48, slightly down from ¥753,811,378.63, indicating a decrease of approximately 1%[20] - Investment income showed a loss of ¥87,143,990.61 compared to a profit of ¥280,455,666.58 in the previous year, marking a significant decline[22] - Total operating expenses for Q1 2023 were ¥1,242,203,722.87, up from ¥514,337,688.80, reflecting an increase of about 141.6%[22]