证券代码：601108 证券简称：财通证券 公告编号：2025-021 财通证券股份有限公司 公司坚定践行金融的政治性、人民性，突出功能性定位，聚焦金融"五篇 大文章"，聚力"全面建设现代一流投资银行"，奋力建设"四型财通"，着力实施 "十大重点突破工程"，努力当好直接融资的"服务商"、资本市场的"看门人"和社 会财富的"管理者"，以自身高质量发展更好服务金融强国、金融强省建设。一是 抢抓政策机遇率先落地互换便利，做大市场增量服务实体经济。抢抓中央货币互 换便利政策机遇，成为首批获得互换便利业务资格的 20 家金融机构之一。充分 利用政策红利服务大局，实现公司业务的新突破。二是主动融入长三角一体化、 京津冀协同发展、粤港澳大湾区、成渝双城经济圈和海南自贸港等重大战略，以 上海、重庆、北京、深圳、海南五大业务总部、区域业务中心及各地分支机构为 服务触角，做好"深耕浙江、服务全国、融通世界"的文章。上海业务总部经营体 系日臻完善，重庆、北京、深圳三大业务总部先后揭牌，海南业务总部建设有序 推进。建立联席会议及季度推进会议制度，以"四张清单"模式推动五大业务总部 建设走深走实。三是开展降本增效专项行动，通过精细化管 ...

审计委员会关于会计师事务所 2024 年度审计履 职评估及履行监督职责情况的报告 根据《国有企业、上市公司选聘会计师事务所管理办法 》的要求，财通证券股份有限公司（"本公司"）对本公司 2024 年度的财务报表及内部控制审计机构毕马威华振会计 师事务所（特殊普通合伙）（以下简称"毕马威华振"）的 审计质量管理、人员资源配置、信息安全管理、审计工作方 案及执行等方面进行了评估；公司董事会审计委员会切实履 行监督职责，现就相关评估及监督情况报告如下： 一、2024 年度会计师事务所基本情况 毕马威华振会计师事务所于 1992 年 8 月 18 日在北京成 立，于 2012 年 7 月 5 日获财政部批准转制为特殊普通合伙 的合伙制企业，更名为毕马威华振会计师事务所（特殊普通 合伙）（以下简称"毕马威华振"），2012 年 7 月 10 日取得 工商营业执照，并于 2012 年 8 月 1 日正式运营。 毕马威华振总所位于北京，注册地址为北京市东城区东 长安街 1 号东方广场东 2 座办公楼 8 层。毕马威华振的首席 合伙人邹俊，中国国籍，具有中国注册会计师资格。于 2024 年 12 月 31 日，毕马威华振有合 ...

证券代码：601108 证券简称：财通证券 公告编号：2025-025 重要内容提示： 本次日常关联交易预计需提交股东大会审议。 公司日常关联交易不会导致公司业务对关联人产生依赖，不影响公司的独 立性，不会损害公司和全体股东的整体利益。 财通证券股份有限公司（以下简称"公司"）经证监会批准从事证券业务，依法 开展证券经纪、证券投资咨询、证券承销与保荐等有关业务，交易对手和服务对象 广泛并且具有不确定性，交易对手和服务对象包含公司的关联方。为做好关联交易 管理工作，结合公司日常经营和业务开展的需要，根据《上海证券交易所股票上市 规则》、公司《章程》《关联交易管理制度》等有关规定和要求，公司对 2024 年 度发生的日常关联交易进行了梳理确认，并对 2025 年可能发生的日常关联交易进 行了合理预计，具体情况如下： 一、2024 年关联交易情况 1.采购商品 / 接受劳务情况表 财通证券股份有限公司 关于预计 2025 年日常关联交易的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 | 关联方 | | 关联交易内容 | 年 ...

CaitongSecuritiesCo.,Ltd. 2024 SustainabilityReport CaitongSecuritiesCo.,Ltd. Stock Code：601108 2024 SustainabilityReport UpholdingIntegrityandHarmonyinPursuitofDreams CaitongSecuritiesCo.,Ltd. OfficialWebsite：https://www.ctsec.com Address:WestBuilding,CaitongShuangguanTower,198TianmushanRoad,XihuDistrict,Hangzhou, ZhejiangProvince CaitongSecuritiesWeChat SubscriptionAccount CaitongSecuritiesAPP Thisreportisprintedonenvironmentallyfriendlyrecycledpaper. CONTENTS | AbouttheReport | 01 | | --- | --- | | Board ...

公司代码：601108 公司简称：财通证券 财通证券股份有限公司 2024年度内部控制评价报告 财通证券股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内部 控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专项 监督的基础上，我们对公司2024年12月31日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露内 部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责组织 领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存 在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别及连带法 律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整，提 高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标提供 合理保证。此外，由于情况的变化可能导致内部控 ...

Financial Performance - The company's operating revenue for Q1 2025 was ¥1,069,468,118.38, a decrease of 24.16% compared to ¥1,410,150,024.91 in the same period last year[5] - Net profit attributable to shareholders was ¥289,662,555.45, down 36.52% from ¥456,283,443.00 year-on-year[5] - Basic and diluted earnings per share decreased by 40.00%, from ¥0.10 to ¥0.06[5] - The total comprehensive income for the period was CNY 221,475,721.80, a decrease from CNY 527,006,843.99 in the previous year[22] - Basic and diluted earnings per share were both CNY 0.06, down from CNY 0.10 in the same quarter last year[22] Assets and Liabilities - Total assets at the end of the reporting period were ¥138,921,696,407.05, down 3.90% from ¥144,554,584,546.53 at the end of the previous year[6] - Total liabilities decreased to CNY 102,273,137,379.55 as of March 31, 2025, down 5.3% from CNY 108,127,504,252.99 at the end of 2024[18] - Shareholders' equity increased to CNY 36,648,559,027.50 as of March 31, 2025, up from CNY 36,427,080,293.54 at the end of 2024[18] Cash Flow - The company reported a net cash flow from operating activities of ¥5,914,972,037.89, an increase of 15.53% compared to ¥5,119,659,907.61 in the same period last year[5] - Cash inflow from operating activities totaled CNY 11,198,401,461.62, down from CNY 13,716,588,216.82 year-over-year[25] - Cash outflow from operating activities was CNY 5,283,429,423.73, compared to CNY 8,596,928,309.21 in the previous year[25] - Net cash flow from investing activities was CNY -63,528,007.48, an improvement from CNY -1,361,248,840.69 in the previous year[25] - The net cash flow from financing activities was CNY -7,468,028,165.03, compared to CNY -906,795,602.79 in the same quarter last year[26] Investment and Income - Investment income and fair value decreased by 79.36% to ¥100.12 million primarily due to reduced income from financial asset investments[11] - Non-recurring gains and losses totaled ¥21,809,543.73, with significant contributions from government subsidies and asset disposals[8] - Interest income for Q1 2025 was CNY 598,246,839.20, a decrease of 4.6% from CNY 626,768,790.85 in Q1 2024[21] - Net interest income increased to CNY 139,828,992.74 in Q1 2025, up 19.4% from CNY 117,166,513.03 in Q1 2024[21] - Commission and fee income for Q1 2025 was CNY 795,975,221.66, an increase of 4.3% compared to CNY 762,753,433.34 in Q1 2024[21] - Investment income for Q1 2025 was CNY 689,388,199.22, a significant recovery from a loss of CNY 680,814,140.59 in Q1 2024[21] Shareholder Information - The number of common shareholders at the end of the reporting period was 124,847[13] - Zhejiang Financial Holdings Co., Ltd. holds 29.16% of shares, making it the largest shareholder[13] Risk and Capital Management - The weighted average return on net assets fell to 0.79%, a decrease of 0.52 percentage points from 1.31%[6] - The company's net capital was ¥21,787,910,273.57, a decrease from ¥22,212,043,348.91 at the end of the previous year[7] - The risk coverage ratio improved to 298.30%, up from 245.55%[7] - Short-term financing payables decreased by 33.34% to ¥8.14 billion due to a reduction in short-term financing bonds and income certificates[11] - The company reported a significant increase of 118.71% in borrowed funds to ¥1.75 billion[11] - The deferred tax assets increased by 39.95% to ¥230.10 million, attributed to an increase in deductible temporary differences[11] Business Strategy - The company plans to enhance its customer business and optimize its self-operated investment strategy, focusing on a diversified asset allocation approach[15]

Financial Performance - The company achieved an annual revenue of 6.286 billion CNY and a net profit attributable to shareholders of 2.340 billion CNY for the year 2024[19]. - The company's total revenue for 2024 was approximately ¥6.29 billion, a decrease of 3.55% compared to ¥6.52 billion in 2023[70]. - Net profit attributable to shareholders of the parent company increased by 3.90% to approximately ¥2.34 billion in 2024 from ¥2.25 billion in 2023[70]. - The company reported a revenue increase of 15% year-over-year, reaching $1.2 billion in Q3 2023[62]. - The company reported a net profit margin of 12%, up from 10% in the previous quarter[65]. - The company's operating income was 6.286 billion yuan, a year-on-year decrease of 3.55%, while the total profit reached 2.771 billion yuan, reflecting a year-on-year growth of 6.09%[164]. Assets and Liabilities - Total assets reached 144.555 billion CNY, with net assets attributable to shareholders at 36.405 billion CNY, resulting in a return on equity of 6.59%[19]. - Total assets reached approximately ¥144.55 billion at the end of 2024, reflecting an 8.07% increase from ¥133.75 billion at the end of 2023[71]. - Total liabilities increased by 9.08% to approximately ¥108.13 billion in 2024, up from ¥99.13 billion in 2023[71]. - The company's total assets as of December 31, 2024, amounted to 1445.55 billion RMB, an increase of 8.07% year-over-year[183]. - Cash and cash equivalents reached 294.52 billion RMB, accounting for 20.37% of total assets[183]. Business Operations and Strategy - The company provided direct financing support to the real economy amounting to 146.2 billion CNY, marking seven consecutive years of recognition as an outstanding institution supporting Zhejiang's economic development[19]. - The company maintained its position as a leading underwriter in bond financing within Zhejiang province, with total underwriting scale exceeding 100 billion CNY for two consecutive years[20]. - The company actively expanded its business headquarters in five major cities, enhancing its service capabilities across the nation[19]. - The company plans to focus on internal development and external mergers and acquisitions to enhance its overall value and risk resistance[24]. - The company aims to create a first-class modern investment bank, balancing functionality and profitability while serving the real economy and promoting common prosperity[200]. Customer and Market Growth - Customer base increased by 12.7%, with managed asset scale growing by 11.3% and new asset inflow rising by 28%[20]. - The company’s wealth management business saw a 12.7% increase in customer numbers and an 11.3% increase in customer custody asset scale[109]. - Market expansion efforts have led to a 20% increase in market share in the Asia-Pacific region[63]. - The company plans to enter two new international markets by the end of 2024, aiming for a 15% increase in global sales[62]. Investment and Financing Activities - The company provided bond financing of 15.54 billion yuan to mountainous and island counties, marking an 8.3% year-on-year increase[155]. - The company achieved a bond underwriting amount of CNY 87.68 billion, with CNY 79.97 billion from provincial company and enterprise bonds, ranking first in Zhejiang province[114]. - The company successfully sponsored the IPO of Hongxin Technology on the ChiNext board and completed three refinancing projects, improving its industry ranking by 7 positions compared to 2023[113]. - The company achieved a 46.7% year-on-year growth in bond underwriting for provincial state-owned enterprises, reflecting its strong market position[114]. Research and Development - The company is investing $50 million in R&D for new technologies aimed at enhancing user experience[62]. - The company plans to enhance its AI capabilities by developing a comprehensive AI-driven operational system[176]. Compliance and Governance - The company has established a strong compliance framework, with multiple licenses and qualifications for different financial activities, ensuring regulatory adherence[35][36]. - The company has a robust information disclosure policy, utilizing major financial media and the Shanghai Stock Exchange website for annual report dissemination[40]. Social Responsibility and Community Engagement - The company established 21 "Common Prosperity Investment Education Stations" to enhance financial literacy and risk awareness among community residents[155]. - The company has signed strategic cooperation agreements with 29 banks, enhancing its financial service capabilities[152]. Future Outlook - The company plans to reshape its client operation system centered on customer needs in 2025, enhancing its brand influence as "the broker of Zhejiang enterprises"[115]. - The company aims to deepen its "one main, two wings" business layout, focusing on traditional investment research and capital market innovation in 2025[119].

证券代码：601108 证券简称：财通证券 公告编号：2025-023 财通证券股份有限公司 关于2024年度募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 根据《上市公司证券发行注册管理办法》、《上市公司监管指引第 2 号—— 上市公司募集资金管理和使用的监管要求（2022 年修订）》、《上海证券交易 所上市公司自律监管指引第 1 号——规范运作（2023 年 12 月修订）》、《上海 证券交易所上市公司自律监管指南第 1 号——公告格式（2024 年 11 月修订）》 和《财通证券股份有限公司募集资金管理制度》之要求，编制了本公司公开发行 可转换公司债券募集资金截至 2024 年 12 月 31 日止的存放与实际使用情况的专 项报告。 一、募集资金基本情况 经中国证券监督管理委员会《关于核准财通证券股份有限公司公开发行可转 换公司债券的批复》（证监许可[2020]2927 号）核准，本公司于 2020 年 12 月 10 日由联席主承销商中信证券股份有限公司（以下简称"中信证券"）和中 ...

证券代码：601108 证券简称：财通证券 公告编号：2025-022 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 财通证券股份有限公司（以下简称"公司"）于 2025 年 4 月 24 日召开第四 届董事会第二十一次会议，审议通过了《关于修订<公司章程>的议案》，拟对《公 司章程》相关条款进行修订。 根据《中国共产党基层组织工作条例（试行）》《关于进一步完善国有企业 法人治理结构的指导意见》等有关要求，为进一步完善《公司章程》涉及党组织 的职责权限、机构设置、运行机制等有关内容。同时，结合新《公司法》《上市 公司章程指引》等有关规定和要求，进一步完善和提升公司规范运作水平，公司 对《公司章程》进行了相应修订。现将《公司章程》具体修订情况公告如下： | 序号 | 修订前 | 修订后 | | --- | --- | --- | | 1 | 第一条 为维护财通证券股份有限公司（以下简 | 第一条 为维护财通证券股份有限公司（以下简 | | | 称"公司"）、股东和债权人的合法权益，规范公 | 称"公司"）、股东、职工和债权人的 ...