| 证券代码：601108 | 证券简称: 财通证券 | 公告编号：2024-061 | | --- | --- | --- | | 债券代码：113043 | 债券简称: 财通转债 | | 财通证券股份有限公司 关于不向下修正"财通转债"转股价格的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 2.因公开发行配股，"财通转债"转股价格自 2022 年 4 月 13 日起调整为 11.69 元/股。 3.因实施 2021 年年度权益分派，"财通转债"转股价格自 2022 年 6 月 20 日 起调整为 11.49 元/股。 4.因实施 2022 年年度权益分派，"财通转债"转股价格自 2023 年 6 月 19 日 起调整为 11.39 元/股。 重要内容提示： 截至 2024 年 10 月 29 日，财通证券股份有限公司（以下简称"公司"）A 股 股票已出现连续三十个交易日中至少有十五个交易日的收盘价低于当期可转债 转股价格的 80%之情形，触及"财通转债"转股价格向下修正条款。 经公司第四届董事会第十七次会议审议通过 ...

证券代码：601108 证券简称：财通证券 公告编号：2024-060 财通证券股份有限公司 关于2024年前三季度利润分配方案的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 2024 年 5 月 22 日，公司召开 2023 年年度股东大会审议通过《关于 2023 年度 利润分配方案及授权 2024 年中期分红的议案》，同意授权公司董事会在符合相关 法律法规及《公司章程》等有关规定的前提下，根据公司盈利状况进行 2024 年中 期现金分红，制定具体的 2024 年中期利润分配方案，分红金额不超过 2024 年相 应期间归属于母公司股东的净利润。 ●分配比例：每 10 股派发现金红利 0.50 元（含税）。 ●本次利润分配以实施权益分派股权登记日登记的总股本为基数，具体日期 将在权益分派实施公告中明确。 ●在实施权益分派的股权登记日前公司总股本发生变动的，公司将维持每股 分配金额不变，相应调整分配总额。 一、利润分配方案内容 （一）2024 年前三季度利润分配方案 根据公司 2024 年三季度财务报告（ ...

Financial Performance - The company's operating revenue for Q3 2024 was ¥1,415,670,500.05, a decrease of 4.30% compared to the same period last year[2] - The net profit attributable to shareholders for Q3 2024 was ¥545,109,831.49, an increase of 17.37% year-on-year[2] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥509,685,154.05, up by 10.29% compared to the same period last year[2] - Total operating revenue for the first three quarters of 2024 was approximately ¥4.44 billion, a decrease of 10.3% compared to ¥4.95 billion in the same period of 2023[17] - Net profit for the first three quarters of 2024 was approximately ¥1.47 billion, a slight decrease of 1.9% compared to ¥1.50 billion in the same period of 2023[19] - The company reported a decrease in total comprehensive income to approximately ¥1.54 billion, down from ¥1.60 billion in the previous year[19] Assets and Liabilities - The total assets at the end of the reporting period were ¥141,757,401,378.10, reflecting a growth of 5.98% from the end of the previous year[3] - The net capital at the end of the reporting period was ¥23,205,622,042.99, up from ¥21,460,331,378.15 at the end of the previous year[4] - The net asset to liability ratio was 39.70%, an increase from 38.24% at the end of the previous year[4] - Total liabilities increased to CNY 106.06 billion from CNY 99.13 billion, reflecting a growth of approximately 7%[15] - The total equity attributable to shareholders rose to CNY 35.68 billion, compared to CNY 34.60 billion, marking an increase of about 3.1%[16] Earnings and Shares - The weighted average return on equity for Q3 2024 was 1.55%, an increase of 0.16 percentage points year-on-year[3] - The basic earnings per share for Q3 2024 was ¥0.12, an increase of 20.00% year-on-year[3] - The diluted earnings per share for Q3 2024 was ¥0.11, an increase of 10.00% compared to the same period last year[3] - Basic earnings per share remained stable at ¥0.32, while diluted earnings per share slightly decreased to ¥0.31 from ¥0.32 in the previous year[19] Cash Flow - Total operating cash flow generated was ¥18,125,395,593.57, a significant recovery from a negative cash flow of -¥2,694,613,475.53 in the previous period[9] - The net cash flow from operating activities for the first three quarters of 2024 was approximately ¥18.13 billion, a significant improvement from a negative cash flow of ¥2.69 billion in 2023[21] - Net cash flow from investing activities was -¥2,401,520,264.98, primarily due to increased cash payments for the acquisition of fixed assets and other long-term assets[9] - Net cash flow from financing activities decreased by ¥2,845,371,596.37, mainly due to a reduction in cash received from bond issuance[9] - Cash and cash equivalents increased by 59.33% to ¥30,104,280,340.56, primarily due to an increase in customer deposits[8] - Cash and cash equivalents at the end of the period reached ¥35,914,548,433.58, up from ¥21,354,886,790.56 in the previous period[22] Investments and Financial Assets - Non-recurring gains and losses for the year-to-date amounted to ¥35,424,677.44, primarily from government subsidies and asset disposals[5] - Derivative financial assets rose by 40.59% to ¥1,585,661,582.60, mainly due to changes in the fair value of over-the-counter derivatives[8] - The company’s derivative financial assets increased to CNY 1.59 billion from CNY 1.13 billion, reflecting a growth of about 40.5%[15] - The company reported a decrease in receivables from CNY 2.18 billion to CNY 350.18 million, a reduction of about 84%[15] - The company reported a significant drop in investment income to approximately ¥25.40 million, a decrease of 96.4% compared to ¥708.95 million in the same period last year[17] Shareholder Information - The number of common shareholders at the end of the reporting period was 130,460, with the largest shareholder holding 29.16% of the shares[10] - There were no changes in the top 10 shareholders due to securities lending or borrowing activities compared to the previous period[13] Tax and Other Expenses - The company reported a 55.60% increase in income tax expenses to ¥253,961,217.85, attributed to an increase in taxable income[8] - Other comprehensive income after tax decreased by 34.17% to ¥64,615,265.46, mainly due to changes in the fair value of other debt investments[8] Strategic Direction - The company has not indicated any significant changes in its strategic direction or new product developments during the reporting period[16]

证券代码：601108 证券简称：财通证券 公告编号：2024-058 财通证券股份有限公司 第四届董事会第十七次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 财通证券股份有限公司（以下简称"公司"）第四届董事会第十七次会议通知 于 2024 年 10 月 25 日以电话和电子邮件等方式发出，于 2024 年 10 月 29 日在公 司总部 1105 会议室以现场结合通讯方式召开。本次会议应出席董事 10 人，实际 出席董事 10 人，其中董事方敬华以通讯表决方式出席，独立董事高强、韩洪灵、 贲圣林、方军雄以视频方式出席。本次会议由董事长章启诚先生主持，公司监事 和高级管理人员列席了会议。本次会议的召集、召开符合《公司法》、公司《章 程》和《董事会议事规则》的有关规定，本次会议审议并通过以下议案： 一、审议通过《关于审议 2024 年第三季度报告的议案》 表决情况：10 票赞成，0 票反对，0 票弃权。 本议案已经公司董事会审计委员会事前审议通过。 《2024 年第三季度报告》刊登在《中国证券报》《上海证券报》 ...

财通证券股份有限公司 第四届监事会第十次会议决议公告 证券代码：601108 证券简称：财通证券 公告编号：2024-059 监事会认为：公司 2024 年第三季度报告的编制和审议程序符合法律法规、 公司《章程》及公司内部管理制度的各项规定；公司 2024 年第三季度报告的内 容和格式符合中国证券监督管理委员会和上海证券交易所的各项规定，报告内容 真实、准确、完整地反映了公司实际情况，不存在任何虚假记载、误导性陈述或 重大遗漏；在提出本意见之前，未发现参与 2024 年第三季度报告编制和审议的 人员有违反保密规定的行为。 二、审议通过《关于审议 2024 年前三季度利润分配方案的议案》 表决结果：5 票同意，0 票反对，0 票弃权。 特此公告。 财通证券股份有限公司监事会 2024 年 10 月 29 日 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 财通证券股份有限公司（以下简称"公司"）第四届监事会第十次会议通知 于 2024 年 10 月 25 日以电子邮件的形式发出，会议于 2024 年 10 月 29 日在公司 总 ...

| 证券代码：601108 | 证券简称：财通证券 | 公告编号：2024-057 | | --- | --- | --- | | 转债代码: 113043 | 转债简称:财通转债 | | 财通证券股份有限公司 关于"财通转债"预计满足转股价格修正条件的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、可转债发行上市概况 1、发行日期：2020 年 12 月 10 日 2、发行数量：3,800 万张（380 万手） 3、发行面值：本次发行的可转债每张面值人民币 100 元，按面值发行 4、发行总额：本次发行的可转债总额为人民币 38 亿元 5、发行票面利率：本次发行可转债票面利率为：第一年 0.2%，第二年 0.4%， 第三年 0.6%，第四年 1.0%，第五年 2.0%，第六年 2.5%。 6、债券期限：本次发行的可转债期限为发行之日起六年，即 2020 年 12 月 10 日至 2026 年 12 月 9 日。 7、上市日期：2020 年 12 月 28 日 8、债券代码：113043 9、债券简称：财通转债 ...

证券代码：601108 证券简称: 财通证券 公告编号：2024-056 财通证券股份有限公司 本公司及董事会全体成员保证本公告内容的真实、准确和完整，没有虚假记载、误 导性陈述或重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 2、上海清算所网站，http://www.shclearing.com。 特此公告。 财通证券股份有限公司董事会 财通证券股份有限公司 2024 年度第五期短期融资券已于 2024 年 10 月 17 日发行完毕， 相关发行情况如下： | 短期融资券名称 | 财通证券股份有限公司 | | | 年度第五期短期融资券 2024 | | | | --- | --- | --- | --- | --- | --- | --- | | 短期融资券简称 | 24 财通证券 CP005 | | | 短期融资券代码 | 072410182 | | | 发行日 | 2024 年 10 月 16 | | 日 | 起息日期 | 2024 年 10 月 17 | 日 | | 兑付日期 | 2025 年 1 17 | 月 | 日 | 期限 | 92D | | | 计划发行总额 | 亿元人民币 25 ...

财通证券股份有限公司 关于参与互换便利业务获得中国证监会复函的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 证券代码：601108 证券简称：财通证券 公告编号：2024-055 一、对公司参与互换便利（SFISF）无异议。公司应当根据《关于做好证券、 基金、保险公司互换便利相关工作的通知》等业务安排，结合自身战略和风险承 受能力，合理确定申请额度，经中国人民银行同意后实施。 二、公司参与互换便利应严格遵守中国人民银行和中国证监会的相关规定和 要求，在批准的额度范围内，于指定交易场所开展互换便利相关交易，不得利用 互换便利工具从事违法违规行为。 三、公司应当按月向中国证监会证券基金机构监管司和浙江证监局报送互换 便利资金运用情况。参与互换便利过程中，如遇重大情况和问题，应及时向中国 人民银行和中国证监会报告。 特此公告。 财通证券股份有限公司董事会 2024年10月18日 2024 年 10 月 18 日，财通证券股份有限公司（以下简称"公司"）获得中国证 监会《关于财通证券股份有限公司参与互换便利有关事项的复函》（机 ...

Group 1: Strategic Cooperation and Government Relations - The company has achieved strategic cooperation coverage in 11 prefecture-level cities in Zhejiang Province, enhancing interaction quality and cooperation depth with local governments [2] - In 2023, the company dispatched 11 investment banking personnel to Taizhou for practical exchanges, contributing significantly to local economic development [2] - The company provided comprehensive financial services to Taizhou Kaichuang Group, assisting in the establishment of a market-oriented fund of 300 million yuan [2] Group 2: Private Equity Investment and Business Synergy - The company actively promotes private equity investment through its subsidiary, focusing on advanced manufacturing, new information technology, and other key sectors [3] - A collaborative mechanism has been established to enhance synergy between private equity and other business lines, increasing client retention and diversifying service opportunities [3] Group 3: Wealth Management Transformation - In 2023, over 50% of the company's new clients were acquired through internet channels, highlighting the effectiveness of its online strategy [4] - The company is advancing its wealth management transformation by enhancing asset allocation services and promoting financial product systems [4] - A focus on institutional clients' diverse needs is driving the company's business transformation efforts [4] Group 4: Asset Management Development - The company is leveraging its dual licenses in asset management and public funds to enhance its business structure, focusing on equity, fixed income, and quantitative strategies [5] - The asset management division aims to optimize product offerings and expand into innovative areas such as ABS and REITs [5] - The equity research team has over 30 members, achieving full coverage of 31 primary industries, with a strong focus on pharmaceuticals, technology, and new energy sectors [5]

Investment Rating - The report maintains an "Accumulate" investment rating for the company, indicating a projected increase of 5% to 15% relative to the CSI 300 index over the next six months [27]. Core Views - The company achieved a revenue of 3.026 billion yuan in the first half of 2024, a year-on-year decrease of 12.94%, and a net profit attributable to shareholders of 927 million yuan, down 10.57% year-on-year [5][7]. - The brokerage, asset management, interest, and other income segments have seen an increase in their proportion of total revenue, while the net income from investment banking and investment income (including fair value changes) has decreased [5][8]. - The company's brokerage business has driven an increase in market share for stock-based transactions and net income from agency trading, despite a slight decline in overall brokerage fee income [5][10]. - The company has experienced a significant decline in equity financing and a simultaneous drop in debt financing, with investment banking fee income down 11.91% year-on-year [5][13]. - The asset management business remains strong, with a year-on-year increase of 17.86% in asset management fee income [5][16]. - The company has reported a 32.40% year-on-year decrease in investment income, with solid performance in fixed income investments but challenges in equity investments [5][18]. - The report forecasts earnings per share (EPS) of 0.46 yuan and 0.50 yuan for 2024 and 2025, respectively, with corresponding book value per share (BVPS) of 7.62 yuan and 7.91 yuan [5][21]. Summary by Sections Financial Performance - In the first half of 2024, the company reported total revenue of 3.026 billion yuan, a decrease of 12.94% year-on-year, and a net profit of 927 million yuan, down 10.57% year-on-year [5][7]. - The weighted average return on equity (ROE) was 2.64%, a decline of 0.45 percentage points year-on-year [5][7]. Revenue Composition - The revenue composition for the first half of 2024 showed increases in brokerage (18.8%), asset management (27.3%), and other income (8.4%), while investment banking (9.3%) and investment income (33.6%) saw declines [8][10]. Brokerage and Asset Management - The brokerage business has seen a slight decline in net income from fees, but the company has successfully increased its market share in stock-based transactions and agency trading [5][10]. - The asset management segment reported a fee income increase of 17.86%, with total assets under management reaching 286.3 billion yuan, a 3.54% increase from the end of 2023 [5][16]. Investment Banking and Financing - The company faced a significant drop in equity financing, with a 66.34% year-on-year decrease in underwriting amounts, and a 20.41% decline in debt financing [5][13]. - The investment banking fee income decreased by 11.91% year-on-year, reflecting the challenging market conditions [5][13]. Investment Income - The company reported a 32.40% year-on-year decrease in investment income, with fixed income investments performing well while equity investments faced challenges [5][18]. Future Projections - The report projects EPS of 0.46 yuan for 2024 and 0.50 yuan for 2025, with corresponding BVPS of 7.62 yuan and 7.91 yuan, indicating a stable outlook for the company's financial performance [5][21].