2023 年年度股东大会的 法律意见书 二零二四年六月 | 北京总部 | 电话: | (86-10) 8519-1300 | 上海分所 | 电话: | (86-21) 5298-5488 | 广州分所 | 电话: (86-20) 2805-9088 | 深圳分所 | 电话: (86-755) 2939-5288 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 传真: | (86-10) 8519-1350 | | 传真: | (86-21) 5298-5492 | | 传真: (86-20) 2805-9099 | | 传真: (86-755) 2939-5289 | | 杭州分所 | 电话: | (86-571)2689-8188 | 成都分所 | 电话: | (86-28) 6739-8000 | 青岛分所 | 电话: (86-532)6869-5000 | 大连分所 | 电话: (86-411) 8250-7578 | | | 传真: | (86-571)2689-8199 | | 传真: | (86-28) 673 ...

| 证券代码：603051 | 证券简称：鹿山新材 | 公告编号：2024-041 | | --- | --- | --- | | 债券代码：113668 | 债券简称：鹿山转债 | | 广州鹿山新材料股份有限公司 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | 17 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 52,039,097 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 55.7636 | (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 1 (一) 股东大会召开的时间：2024 年 6 月 3 日 (二) 股东大会召开的地点：广州市黄埔区云埔工业区埔北路 22 号公司 301 会议室 (三) 出席会议的普通股股东和恢复表决权的优先股股东及其持有股份情况： 本次会议由公司董事会召集，采用现场记名投票表决和网络投票表决相结合 的方式召开。会议由公司董事长汪加胜先生主持，会议的召集、召开及表决方式 均符合《公司法》及《公司章程》的规定。 2023 年年度股东大会决议公告 ...

| 证券代码：603051 | 证券简称：鹿山新材 公告编号：2024-042 | | --- | --- | | 债券代码：113668 | 债券简称：鹿山转债 | －1－ 广州鹿山新材料股份有限公司 关于回购注销限制性股票减少注册资本通知债权人 的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、通知债权人的原由 广州鹿山新材料股份有限公司（以下简称"公司"）召开了第五届董事会第 十三次会议、第五届监事会第十二次会议及 2023 年年度股东大会，审议通过《关 于回购注销部分限制性股票的议案》，公司 2022 年限制性股票激励计划（以下 简称"本激励计划"）首次授予的 1 名激励对象因离职而不再具备激励对象资格， 根据本激励计划及相关法律法规的规定，公司决定回购注销其已获授但尚未解除 限售的全部限制性股票共计 5,000 股，回购价格为 32.96 元/股，回购资金总额 为 164,800 元。具体内容参见公司于 2023 年 10 月 28 日在上海证券交易所网站 （www.sse.com.cn）披露的《广州鹿山新 ...

证券代码：603051 证券简称：鹿山新材 公告编号：2024-040 债券代码:113668 债券简称:鹿山转债 广州鹿山新材料股份有限公司 关于为子公司提供担保的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示: 被担保人名称:广州鹿山新材料股份有限公司(以下简称"公司")的全资 子公司江苏鹿山新材料有限公司(以下简称"江苏鹿山")； 本次担保金额及已实际为其提供的担保余额：本次为江苏鹿山提供担保 的本金金额为10,000万元。截至本公告披露日，公司已实际为江苏鹿山提供的担 保余额为28,463.91万元； 本次担保是否有反担保：否； 对外担保逾期的累计数量：公司无逾期对外担保的情况。 特别风险提示：截至本公告披露日，公司及子公司经2022年年度股东大 会审议通过的对外担保额度为人民币22亿元，占公司最近一期经审计净资产的 167.23%，敬请投资者注意风险。 一、 担保情况概述 公司分别于2023年4月27日、2023年5月22日召开第五届董事会第八次会 议、第五届监事会第八次会议和2022年年度股东大 ...

广州鹿山新材料股份有限公司 2023 年年度股东大会会议资料 2024 年 6 月 目 录 | 2023 年年度股东大会会议须知 | 2 | | --- | --- | | 2023 年年度股东大会会议议程 | 4 | | 议案一：《关于回购注销部分限制性股票的议案》（一） | 6 | | 议案二：《关于首次公开发行股票部分募投项目结项并将节余募集资金永久补充流动资 | | | 金的议案》 | 7 | | 议案三：《关于回购注销部分限制性股票的议案》（二） | 8 | | 议案四：《关于公司 2023 年度董事会工作报告的议案》 | 9 | | 议案五：《关于公司 2023 年度监事会工作报告的议案》 | 16 | | 议案六：《关于公司 2023 年年度报告及其摘要的议案》 | 21 | | 议案七：《关于公司 2023 年度财务决算报告的议案》 | 22 | | 议案八：《关于<公司董事 2024 年薪资及奖金计划>的议案》 | 27 | | 议案九：《关于<公司监事 2024 年薪资及奖金计划>的议案》 | 28 | | 议案十：《关于公司 2023 年度利润分配预案的议案》 | 29 | | 议案十一 ...

| 证券代码：603051 | 证券简称：鹿山新材 公告编号：2024-039 | | --- | --- | | 债券代码：113668 | 债券简称：鹿山转债 | 广州鹿山新材料股份有限公司 广州鹿山新材料股份有限公司： 依据《公开发行证券的公司信息披露内容与格式准则第 2 号-年度报告的内 容与格式》（以下简称《格式准则第 2 号》）《上海证券交易所上市公司自律监 管指引第 3 号——行业信息披露》（以下简称 3 号指引）等规则的要求，经对你 公司 2023 年年度报告的事后审核，为便于投资者理解，根据本所《股票上市规 则》第 13.1.1 条的规定，请你公司进一步补充披露下述信息。 1.关于经营业绩。公司 2022 年 3 月上市，上市后业绩持续下滑，2022 年、 2023 年经营活动产生的现金流量净额分别为-6.91 亿元、-1.55 亿元，持续为负。 2023 年,公司营业收入为 29.51 亿元，同比增长 13%，但归母净利润、扣非净利 润分别亏损 8631 万元、1.09 亿元，均由盈转亏；热熔胶胶膜、功能性新材料业 务毛利率分别为-1.11%、-3.46%，同比下降 9.04%、8.35% ...

Group 1: Financial Performance - In Q1 2024, the company achieved a net profit of RMB 24.94 million, marking a significant turnaround from losses in previous periods [3] - The gross profit margin decreased due to competitive pricing strategies aimed at securing large customer orders in the solar photovoltaic sector [2] - The company reported a substantial improvement in gross profit year-on-year for Q1 2024 [3] Group 2: Production Capacity - By the end of 2023, the company established a production capacity of 1 billion square meters per year for solar cell packaging films and 120,000 tons per year for functional polyolefin hot melt adhesive particles [3] - There are currently no immediate plans for further capacity expansion, and the company maintains a good capacity utilization rate [3] Group 3: Cash Flow Management - The company reported negative operating cash flow for both 2022 and 2023, primarily due to business scale and payment cycle dynamics [3] - Measures are being implemented to improve cash flow, including stricter control over accounts receivable and payment cycles [3] Group 4: New Product Development - The company is focusing on new product development, with OCA optical adhesive films ready for mass production and increased efforts in lithium battery and hydrogen fuel cell materials [4] - The revenue contribution from new products has been gradually increasing, although specific figures for 2024 are yet to be disclosed [4] Group 5: ESG Practices - The company is committed to enhancing its ESG practices, acknowledging lower scores from rating agencies and planning to improve its social responsibility initiatives [4] - The company integrates environmental protection and social responsibility into its daily operations, as detailed in its 2023 ESG report [4]

| 证券代码：603051 | 证券简称：鹿山新材 | 公告编号：2024-033 | | --- | --- | --- | | 债券代码：113668 | 债券简称：鹿山转债 | | 广州鹿山新材料股份有限公司关于"鹿山转债" 预计满足转股价格向下修正条件的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、可转换公司债券基本情况 （一）可转债上市发行概况 根据中国证券监督管理委员会《关于核准广州鹿山新材料股份有限公司公开 发行可转换公司债券的批复》(证监许可[2023]250 号)，本公司获准向社会公开 发行面值总额为 524,000,000.00 元可转换公司债券，期限 6 年。根据发行结果， 公司本次公开发行可转换公司债券，发行数量 5,240,000 张，发行价格为每张人 民币 100.00 元，募集资金总额为人民币 5.24 亿元。本次发行的可转债票面利率 设定为：第一年 0.40%、第二年 0.60%、第三年 1.20%、第四年 1.80%、第五年 2.50%、第六年 3.00%。经上交所"自律监管决 ...

证券代码：603051 证券简称：鹿山新材 编号：2024-001 广州鹿山新材料股份有限公司投资者关系活动记录表 R特定对象调研 □分析师会议 £媒体采访 □新闻发布会 投资者关系活 动类别 □现场参观 £其他 参与单位名称 参与单位名称及人员姓名详见后续附表 及人员姓名 时间 2024年4月23日-2024年4月30日 会议方式 电话会议 上市公司接待 副总经理兼董事会秘书唐小军先生、证券事务代表唐翠女士、证券事务助 人员姓名 理何利君女士 投资者关系活 一、请公司介绍下2024年第一季度经营情况，预计2024年各主营 动记录 产品出货情况怎么样？ ...

Financial Performance - The net profit attributable to shareholders for 2023 was a loss of RMB 86,309,851.97, indicating a negative performance for the year[6]. - As of December 31, 2023, the company's distributable profits amounted to RMB 342,541,432.01, but no profit distribution will be made due to the net loss[6]. - The company has decided not to conduct any capital reserve transfers or other forms of distribution for the fiscal year 2023, pending shareholder approval[6]. - The company's operating revenue for 2023 was CNY 2,950,571,492.58, representing a 12.69% increase compared to CNY 2,618,231,014.10 in 2022[21]. - The net profit attributable to shareholders of the listed company was a loss of CNY 86,309,851.97, a decrease of 215.33% from a profit of CNY 74,840,421.28 in 2022[21]. - The net cash flow from operating activities was a negative CNY 154,844,153.57, compared to a negative CNY 691,361,612.18 in 2022[21]. - The basic earnings per share for 2023 was -CNY 0.94, down 208.05% from CNY 0.87 in 2022[22]. - The total assets at the end of 2023 were CNY 2,740,270,374.42, an increase of 9.89% from CNY 2,493,575,702.94 at the end of 2022[21]. - The company reported a significant increase in financial expenses due to higher bank borrowings to meet working capital needs[23]. - The gross margin for solar cell packaging film products decreased significantly due to the declining prices of EVA resin and competitive pricing strategies to capture market share[23]. Risk Management - The company emphasizes the uncertainty of future plans and strategies, warning investors of potential risks associated with forward-looking statements[7]. - The company has outlined potential risks in its management discussion and analysis section, which investors should review[8]. - The company faces risks from industry policy changes and fluctuations in downstream demand, particularly in the solar energy and construction sectors[130]. - The company is at risk of losing competitive advantage if it fails to keep up with product and technology upgrades in response to customer needs[131]. - Raw material price fluctuations, particularly for petrochemical resins, could negatively impact the company's gross margin and profitability[131]. Corporate Governance - The board of directors and supervisory board members have confirmed the authenticity and completeness of the annual report[4]. - The audit report issued by the accounting firm was a standard unqualified opinion, ensuring the reliability of the financial statements[5]. - The company held 2 shareholder meetings during the reporting period, ensuring equal treatment of all shareholders and safeguarding the rights of minority shareholders[135]. - The board of directors consists of 5 members, including 2 independent directors, meeting the legal requirements for composition and structure[136]. - A total of 7 board meetings were held during the reporting period, with all directors fulfilling their duties diligently and responsibly[136]. - The company has 3 supervisors, and 6 supervisory meetings were conducted, adhering to legal and regulatory requirements[136]. - The company maintains independence from its controlling shareholder, with no instances of fund occupation or guarantees provided to the controlling shareholder[137]. - The company emphasizes continuous information disclosure, ensuring timely and accurate communication with all shareholders[137]. - The company is committed to improving its governance structure in accordance with legal regulations to promote sustainable and high-quality development[139]. Research and Development - The company invested heavily in new product development, marketing, and talent acquisition, impacting overall profitability[23]. - The company has developed a new high-reflective black encapsulation film for N-type batteries, which is now being supplied in bulk to major manufacturers[35]. - The company has launched thermoplastic polyolefin encapsulation films for perovskite batteries, achieving mass production levels[36]. - The company established a high-standard advanced materials R&D center, receiving CNAS laboratory accreditation[36]. - The company has applied for 269 national patents, with 164 valid patents granted, including 116 invention patents, indicating strong R&D capabilities[70]. - The company has developed a core technology system for producing functional polyolefin hot melt adhesives and functional films, recognized as internationally leading by industry experts[71]. Market Expansion - The company is focusing on expanding into new markets, including optical adhesive films and solid-state lithium batteries[37]. - The company established a factory in Malaysia with an investment of RMB 150 million to produce high-performance adhesive films and functional polyolefin hot melt adhesives, aiming to expand its international market presence[40]. - The company plans to start building overseas production lines in 2024, indicating future market expansion[96]. - The company aims to strengthen its international presence, with steady growth in overseas exports and ongoing construction of a base in Malaysia to support global market needs[127]. Environmental and Social Responsibility - The company has received multiple green certifications and honors, including the "Green Factory" title, reflecting its commitment to sustainable and environmentally friendly production practices[43]. - The company has committed to social responsibility, with a total investment of 50,000 yuan in public welfare projects during the reporting period[191]. - The company has implemented carbon reduction measures, successfully reducing carbon equivalent emissions by 1,804 tons through the establishment of solar photovoltaic power stations on suitable rooftops[189]. - The company has maintained compliance with environmental regulations, ensuring that emissions of major pollutants are within standards[186]. - The company emphasizes occupational health and safety, conducting regular hazard assessments and providing health check-ups for employees[188]. Employee Management - The company emphasizes a competitive and fair compensation structure, with performance evaluations influencing employee bonuses[166]. - The company has established a comprehensive training system to enhance employee skills and support career development[166]. - The total remuneration for all directors, supervisors, and senior management at the end of the reporting period amounted to 7.0473 million yuan[150]. - The company has implemented a comprehensive internal control framework that meets regulatory requirements and supports management and development needs[181]. Future Outlook - The company is preparing for mass production of OCA optical adhesive films and will expand market promotion efforts in lithium batteries and hydrogen fuel cells[128]. - The company plans to disclose its 2023 ESG report on April 23, 2024, highlighting its commitment to sustainability[190]. - The company aims to achieve a non-fossil energy consumption ratio of approximately 25% by 2030, with a 65% reduction in carbon emissions per unit of GDP compared to 2005 levels[62].