北京市东城区建国门内大街 26 号新闻大厦 7 层、8 层 电话：010-88004488/66090088 传真：010-66090016 邮编：100005 北京国枫律师事务所 关于四川和邦生物科技股份有限公司 2024 年第四次临时股东大会的 法律意见书 国枫律股字[2024]A0537号 致：四川和邦生物科技股份有限公司（贵公司） 北京国枫律师事务所（以下简称"本所"）接受贵公司的委托，指派律师出席并见 证贵公司 2024 年第四次临时股东大会（以下简称"本次会议"）。 本所律师根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人 民共和国证券法》（以下简称"《证券法》"）、《上市公司股东大会规则》（以下简 称"《股东大会规则》"）、《律师事务所从事证券法律业务管理办法》（以下简称"《证券 法律业务管理办法》"）、《律师事务所证券法律业务执业规则（试行）》（以下简称"《证 券法律业务执业规则》"）等相关法律、行政法规、规章、规范性文件及《四川和邦生物 科技股份有限公司章程》（以下简称"《公司章程》"）的规定，就本次会议的召集与召开 程序、召集人资格、出席会议人员资格、会议表决程序及表决结果 ...

证券代码：603077 证券简称：和邦生物 公告编号：2024-096 四川和邦生物科技股份有限公司 关于以集中竞价交易方式回购股份的预案 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： ● 回购股份金额：本次回购股份资金总额不低于人民币 1.00 亿元（含），不 超过人民币 2.00 亿元（含）； ● 回购股份资金来源：公司自有资金或自筹资金； ● 回购股份用途：维护公司价值及股东权益； ● 回购股份价格：不超过人民币 3.01 元/股，该价格不高于公司董事会审议 通过本次回购方案决议前 30 个交易日公司股票交易均价的 150%； ● 回购股份方式：集中竞价交易方式； ● 回购股份期限：自公司董事会审议通过回购股份方案之日起不超过 3 个月； ● 相关股东是否存在减持计划：公司董监高、实际控制人及一致行动人、持 股 5%以上股东四川和邦投资集团有限公司未来 3 个月、未来 6 个月不存在减持本 公司股份的计划；公司持股 5%以上股东四川省盐业集团有限责任公司未回复公司 问询； ● 相关风险提示： 1、公 ...

证券代码：603077 证券简称：和邦生物 公告编号：2024-095 四川和邦生物科技股份有限公司 关于签订募集资金专户存储三方监管协议的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、募集资金基本情况 经中国证券监督管理委员会（以下简称"中国证监会"）证监许可〔2024〕 1233 号文《关于同意四川和邦生物科技股份有限公司向不特定对象发行可转换 公司债券注册的批复》核准，四川和邦生物科技股份有限公司（以下简称"公司"） 向不特定对象发行可转换公司债券 4,600.00 万张，发行价格为人民币 100.00 元 /张，募集资金总额为人民币 4,600,000,000.00 元，扣除发行费用（不含税）人 民币 24,599,056.60 元后，公司实际募集资金净额为人民币 4,575,400,943.40 元，资金到账时间为 2024 年 11 月 1 日。上述募集资金到位情况业经四川华信 （集团）会计师事务所（特殊普通合伙）予以验证，并出具川华信验（2024）第 0045 号《验资报告》。 二、《募集资金专户存储 ...

证券代码：603077 证券简称：和邦生物 公告编号：2024-094 四川和邦生物科技股份有限公司 关于股份回购实施结果暨股份变动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 | 回购方案首次披露日 | 2024/8/3 | | --- | --- | | 回购方案实施期限 | 2024/8/2~2024/11/1 | | 预计回购金额 | 100,000,000 元~200,000,000 元 | | 回购价格上限 | 2.51 元/股 | | 回购用途 | □减少注册资本 | | | □用于员工持股计划或股权激励 | | | □用于转换公司可转债 | | | √为维护公司价值及股东权益 | | 实际回购股数 | 62,181,660 股 | | 实际回购股数占总股本比例 | 0.70% | | 实际回购金额 | 103,995,776.75 元 | | 实际回购价格区间 | 1.64 元/股~1.72 元/股 | 二、 回购实施情况 （一）2024 年 8 月 13 日，公司首次实施回购股份，并于 2024 年 ...

证券代码：603077 证券简称：和邦生物 公告编号：2024-093 四川和邦生物科技股份有限公司 向不特定对象发行可转换公司债券发行结果公告 保荐机构（主承销商）：首创证券股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 四川和邦生物科技股份有限公司（以下简称"发行人"或"公司"）公开发行 可转换公司债券（以下简称"可转债"）已获得中国证券监督管理委员会证监许可 〔2024〕1233 号文核准。首创证券股份有限公司（以下简称"首创证券"、"主承 销商"或"保荐人（主承销商）"）为本次发行的保荐机构（主承销商）。本次发行 的可转债简称为"和邦转债"，债券代码为"113691"。 | 类别 | 认购数量（手） | 放弃认购数量（手） | | --- | --- | --- | | 原股东 | 2,587,759 | 0 | | 网上社会公众投资者 | 1,939,826 | 72,415 | | 网下机构投资者 | - | - | | 主承销商包销数量（放弃 | | 72,415 | | 认购总数量 ...

根据上海证券交易所《上市公司自律监管指引第 3 号行业信息披露：第十三 号——化工》及相关要求，四川和邦生物科技股份有限公司（以下简称"公司"） 现将 2024 年 1-9 月主要经营数据披露如下： 一、主要产品的产量、销量及收入实现情况 | 主要产品 | 产量（吨） | 销量（吨） | 营业收入（万元） | | --- | --- | --- | --- | | 联碱化工类产品 | 1,950,818.85 | 1,172,241.94 | 143,345.37 | | 农药及中间体、副产品 | 201,297.77 | 182,034.43 | 241,621.01 | | 营养剂及中间体、副产品 | 122,115.48 | 126,343.48 | 87,378.17 | 注 1：联碱化工类产品包括：碳酸钠、氯化铵； 注 2：农药及中间体、副产品包括：双甘膦、草甘膦原粉、磷酸氢二钠等； 证券代码：603077 证券简称：和邦生物 公告编号：2024-092 四川和邦生物科技股份有限公司 2024 年 1-9 月主要经营数据公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重 ...

Financial Performance - The company's operating revenue for Q3 2024 was ¥1,965,251,679.74, a decrease of 16.15% compared to the same period last year[2]. - The net profit attributable to shareholders for Q3 2024 was ¥29,048,798.43, down 92.78% year-on-year[2]. - The net profit attributable to shareholders after deducting non-recurring gains and losses for Q3 2024 was ¥28,338,421.57, a decrease of 92.87% compared to the same period last year[2]. - The basic earnings per share for Q3 2024 was ¥0.0036, reflecting a decline of 92.19% year-on-year[4]. - The net profit for Q3 2024 was CNY 195,536,979.04, a significant decrease from CNY 1,014,075,433.12 in Q3 2023, representing a decline of approximately 80.7%[17]. - Operating profit for Q3 2024 was CNY 260,299,739.07, down from CNY 1,210,602,688.47 in the same period last year, indicating a decrease of about 78.5%[17]. - The company reported a total comprehensive income of CNY 162,460,496.75 for Q3 2024, a significant drop from CNY 1,014,013,688.94 in Q3 2023[18]. - Basic and diluted earnings per share for Q3 2024 were both CNY 0.0268, down from CNY 0.1168 in Q3 2023, reflecting a decrease of approximately 77%[18]. Assets and Liabilities - The total assets at the end of the reporting period were ¥25,975,312,679.92, an increase of 5.84% compared to the end of the previous year[4]. - The equity attributable to shareholders at the end of the reporting period was ¥18,764,699,737.51, a decrease of 4.14% compared to the end of the previous year[4]. - Total liabilities increased to CNY 6,594,523,781.89 from CNY 4,324,051,901.56, indicating a rise of about 52.5%[15]. - The company's equity attributable to shareholders decreased to CNY 18,764,699,737.51 from CNY 19,575,342,485.28, reflecting a decline of approximately 4.1%[15]. - Total assets reached CNY 25,975,312,679.92, up from CNY 24,542,434,122.85, representing a growth of approximately 5.8%[14]. Cash Flow - The net cash flow from operating activities for the year-to-date was -¥137,222,815.52, a decline of 192.91% year-on-year[2]. - Cash flow from operating activities showed a net outflow of CNY 137,222,815.52 in Q3 2024, contrasting with a net inflow of CNY 147,696,141.25 in Q3 2023[19]. - Net cash flow from investing activities was -$764.51 million, compared to -$672.36 million in the previous period[20]. - Cash inflow from financing activities totaled $2.87 billion, significantly up from $1.50 billion in the prior period[20]. - Net cash flow from financing activities was $367.71 million, a turnaround from -$299.20 million previously[20]. - Cash and cash equivalents at the end of the period amounted to $2.37 billion, down from $3.73 billion at the end of the previous period[20]. - The company experienced a net decrease in cash and cash equivalents of -$538.30 million, compared to -$810.11 million in the prior period[20]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 203,888[8]. - The largest shareholder, Sichuan Hebang Investment Group Co., Ltd., held 22.24% of the shares, amounting to 1,963,779,103 shares[8]. - The company reported a significant shareholder structure, with Sichuan Hebang Investment Group holding 1,963,779,103 shares, representing a substantial portion of the total shares[10]. - The company’s major shareholders include Sichuan Provincial Salt Industry Group and He Zhenggang, with significant ownership stakes contributing to the overall governance structure[10]. Operational Developments - The company has acquired a 7.6833% stake in Chongqing Heyou Industrial Co., Ltd., becoming one of its significant shareholders, to facilitate market integration in the soda ash and photovoltaic glass sectors[11]. - The company is nearing completion of the Guang'an Bimeda project, which aims for an annual production capacity of 500,000 tons of glyphosate, with large equipment procurement currently underway[11]. - The company has successfully obtained exploration rights for copper and lead-zinc mines in Xinjiang, signing contracts with the local natural resources department on September 14, 2024[11]. - The company is advancing the construction of the Indonesian project, having completed necessary investment registration and paid a 10% deposit for land acquisition[11]. - The company is in the final stages of the Ma Bian Yan Feng phosphate mine project, which is expected to commence production soon, while the Liujiashan phosphate mine project is progressing as planned[11]. - The company has engaged in market consolidation strategies through acquisitions, enhancing its operational capabilities and resource optimization[11]. Market and Future Outlook - Future outlook includes plans for market expansion and potential new product launches, aiming to leverage recent technological advancements in the biotech sector[16]. - The company reported a significant decrease in net profit due to macroeconomic impacts, including declines in product prices and sales volume[6]. Expenses - Total operating costs for the first three quarters of 2024 were CNY 6,550,036,297.80, up from CNY 5,261,021,840.03 in 2023, reflecting a significant increase in operational expenses[16]. - Research and development expenses decreased to CNY 22,518,887.99 in Q3 2024 from CNY 28,642,997.80 in Q3 2023, a reduction of approximately 21.5%[17]. - The total operating expenses rose to CNY 381,390,792.05 in Q3 2024, compared to CNY 339,168,812.71 in Q3 2023, an increase of approximately 12.5%[17]. - Financial expenses increased to CNY 32,109,142.20 in Q3 2024, compared to a financial income of CNY 7,095,986.15 in Q3 2023, indicating a shift of CNY 39,205,128.35[17]. - The company experienced a decrease in investment income, reporting a loss of CNY 463,137.97 in Q3 2024, down from a profit of CNY 45,317,746.40 in Q3 2023[17]. Accounting Standards - The company has adopted new accounting standards starting in 2024, which may affect financial reporting[21].

证券代码：603077 证券简称：和邦生物 公告编号：2024-091 凡参与和邦转债网上申购的投资者持有的申购配号尾数与上述号码相同的， 则为中签号码。中签号码共有 2,012,241 个，每个中签号码只能认购 1 手（1,000 元）和邦转债。 特此公告。 发行人：四川和邦生物科技股份有限公司 保荐人（主承销商）：首创证券股份有限公司 2024 年 10 月 30 日 网上中签结果公告 保荐人（主承销商）：首创证券股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 根据《四川和邦生物科技股份有限公司向不特定对象发行可转换公司债券发 行公告》，发行人四川和邦生物科技股份有限公司、本次发行的保荐人（主承销 商）首创证券股份有限公司于 2024 年 10 月 29 日（T+1 日）主持了四川和邦生 物科技股份有限公司向不特定对象发行可转换公司债券（以下简称"和邦转债"） 网上发行中签摇号仪式。摇号仪式按照公开、公平、公正的原则在有关单位代表 的监督下进行，摇号结果经上海市东方公证处公证。现将中签结果公告如下： | 末尾 ...

Investment Rating - The report suggests a positive investment recommendation for HeBang Convertible Bonds, with an expected listing price range of 123.67 to 137.77 CNY on the first trading day, indicating a favorable market response [2][20][23]. Core Viewpoints - HeBang Bio is positioned as a leader in the glyphosate sector, leveraging its resource advantages in the Sichuan region to establish a robust industrial chain across chemicals, agriculture, and photovoltaic sectors [3][36]. - The company has shown steady revenue growth since 2019, with a compound annual growth rate (CAGR) of 10.27% from 2019 to 2023, despite a significant drop in revenue in 2023 [25][27]. - The convertible bond has a solid debt protection feature, with a current bond floor valuation of 97.55 CNY and a yield to maturity (YTM) of 2.41% [1][18]. Summary by Sections 1. Convertible Bond Basic Information - The total issuance scale of HeBang Convertible Bonds is 4.6 billion CNY, with net proceeds allocated to a glyphosate production project [1][15]. - The bond has a maturity period of 6 years, with a credit rating of AA/AA- from Zhongzheng Pengyuan [1][14]. 2. Investment Subscription Suggestions - The expected first-day trading price range for HeBang Convertible Bonds is between 123.67 and 137.77 CNY, with an anticipated subscription rate of 0.0214% [2][20][23]. 3. Underlying Stock Fundamental Analysis 3.1 Financial Data Analysis - HeBang Bio's revenue is primarily derived from the chemical industry, with a significant portion of its income coming from products like sodium carbonate and glyphosate [24][29]. - The company has diversified its product offerings and has established a strong market position in the glyphosate sector, with a focus on sustainable growth [3][36]. 3.2 Company Highlights - HeBang Bio has developed a resource-circulating industrial chain, enhancing its competitive edge in the southwestern region of China [3][36]. - The company has maintained stable sales and gross profit margins, with a notable decrease in sales expense ratios [4][33].

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