山西华翔集团股份有限公司 关于使用部分闲置募集资金进行现金管理的 进展及赎回公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： （三）委托理财赎回情况 | 证券代码：603112 | 证券简称：华翔股份 | 公告编号：2023-064 | | --- | --- | --- | | 转债代码：113637 | 转债简称：华翔转债 | | （一）本次公告统计期间：2023 年 9 月 1 日——2023 年 10 月 8 日 （二）委托理财进展情况 委托理财受托方：中信建投证券股份有限公司； 本次委托理财金额：9,000 万元； 委托理财产品名称：中信建投收益凭证"看涨宝"294 期收益凭证（由闲置 可转债募集资金购买）； 委托理财产品期限： 36 天。 委托理财受托方：中信银行股份有限公司、国泰君安证券股份有限公司、 中信建投证券股份有限公司； 本次赎回委托理财金额：共计 19,000 万元 委托理财产品名称：共赢智信汇率挂钩人民币结构性存款 15457 期、君跃 飞龙壹仟（看涨鲨鱼鳍）23020 收益凭证、 ...

| 证券代码：603112 | 证券简称：华翔股份 | 公告编号：2023-065 | | --- | --- | --- | | 转债代码：113637 | 转债简称：华翔转债 | | 经中国证券监督管理委员会证监许可[2021]3088号文核准，山西华翔集团 股份有限公司（以下简称"公司"）于2021年12月22日公开发行了8,000,000张 可转换公司债券，每张面值100元，发行总额80,000万元。 经上交所自律监管决定书[2022]15号文同意，公司80,000万元可转换公司债 券于2022年1月20日起在上交所挂牌交易，债券简称"华翔转债"，债券代码 "113637"。 山西华翔集团股份有限公司 可转债转股结果暨股份变动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 累计转股情况：截至 2023 年 9 月 30 日，累计共有人民币 214,000 元华 翔转债转换为公司 A 股股份，累计转股数量为 16,755 股，占可转债转股前 公司已发行股份总额的 0.003833%。 未转股可转债情 ...

二、本次限售股形成后至今公司股本数量变化情况 公司本次限售股形成后至今股本数量变化情况如下表所示： 国泰君安证券股份有限公司 关于山西华翔集团股份有限公司 首次公开发行限售股上市流通事项的核查意见 国泰君安证券股份有限公司（以下简称"保荐机构"）作为山西华翔集团股 份有限公司（以下简称"公司"或"华翔股份"）首次公开发行股票并上市的保 荐机构，根据《证券发行上市保荐业务管理办法》《上海证券交易所股票上市规 则》及《上海证券交易所上市公司持续督导工作指引第 11 号——持续督导》等 相关法律法规的要求，对公司首次公开发行限售股上市流通事项进行了核查，具 体情况如下： 一、本次限售股上市类型 2020 年 9 月，经中国证券监督管理委员会《关于核准山西华翔集团股份有 限公司首次公开发行股票的批复》"证监许可（2020）1841 号"批复核准，华 翔股份首次公开发行人民币普通股（A 股）5,320.00 万股。该次公开发行股票后， 公司的总股本由 37,180.00 万股增加至 42,500.00 万股，公司的注册资本由人民币 37,180.00 万元增加至人民币 42,500.00 万元。 本次上市流通的限售股为 ...

转债代码 ： 113637 转债简称 ： 华翔转债 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次股票上市类型为首发股份；股票认购方式为网下，上市股数为 271,135,074 股。 本次股票上市流通总数为 271,135,074 股。 本次股票上市流通日期为 2023 年 9 月 18 日。（因解除限售日期 2023 年 9 月 17 日为非交易日，故顺延至下一交易日，下同） 证券代码：603112 证券简称：华翔股份 公告编号：2023-062 山西华翔集团股份有限公司 关于首次公开发行限售股上市流通公告 一、本次限售股上市类型 经中国证券监督管理委员会《关于核准山西华翔集团股份有限公司首次公开 发行股票的批复》（证监许可[2020]1841 号文）核准，山西华翔集团股份有限公司 （以下简称"华翔股份"或"公司"）首次公开发行人民币普通股（A 股） 53,200,000 股，并于 2020 年 9 月 17 日在上海证券交易所主板挂牌上市。公司首次 公开发行前的总股本为 371,800,000 股 ...

| 证券代码：603112 | 证券简称：华翔股份 公告编号：2023-061 | | --- | --- | | 转债代码：113637 | 转债简称：华翔转债 | 山西华翔集团股份有限公司 关于使用部分闲置募集资金进行现金管理的 进展及赎回公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本统计区间内无赎回。 （四）相关审议程序 履行的审议程序：山西华翔集团股份有限公司（以下简称"公司"、"本 公司"）于 2022 年 12 月 7 日召开第二届董事会第二十六次会议及第二届 监事会第二十一次会议，审议通过了《关于继续使用部分闲置募集资金进 行现金管理的议案》。在确保不影响公司正常生产经营及资金安全的情况 下，同意公司对 IPO 募集资金总额不超过人民币 5,500 万元（含）和可转 债募集资金总额不超过人民币 5.0 亿元（含）的暂时闲置募集资金进行现 金管理，额度有效期自董事会、监事会审议通过之日起 12 个月之内有效。 （一）本次公告统计期间：2023 年 8 月 1 日——2023 年 8 月 3 ...

上海证券交易所文件 上证上审（再融资）〔2023〕605 号 关于山西华翔集团股份有限公司向特定 对象发行股票申请文件的审核问询函 山西华翔集团股份有限公司、国泰君安证券股份有限公司： 根据《证券法》《上市公司证券发行注册管理办法》《上 海证券交易所上市公司证券发行上市审核规则》等有关法律、 法规及本所有关规定等，本所审核机构对山西华翔集团股份 有限公司（以下简称发行人或公司）向特定对象发行股票申 请文件进行了审核，并形成了本轮问询问题。 1.关于前次募投项目 根据申报材料，1）发行人 2020 年首发募集资金净额为 36,450.98 万元，截至 2022 年 12 月 31 日，已累计使用募集 资金总额 31,580.36 万元；相关募投项目预计可使用日期为 1 ─────────────── 2023 年 5 月 31 日；2）公司已于 2023 年 6 月 12 日召开董事 会审议通过《关于募投项目结项并将节余募集资金永久补充 流动资金的议案》，将首发募集资金投资项目结项并将节余 募集资金永久补充流动资金；3）发行人 2021 年发行可转债 募集资金净额为 78,651.07 万元，截至 2022 年 ...

Financial Performance - The company's operating revenue for the first half of 2023 was RMB 1,535,155,093.34, a decrease of 12.08% compared to RMB 1,746,121,935.41 in the same period last year[21]. - The net profit attributable to shareholders of the listed company was RMB 176,484,224.51, down 1.96% from RMB 180,017,897.59 year-on-year[21]. - The net profit attributable to shareholders after deducting non-recurring gains and losses increased by 5.09% to RMB 155,470,221.00 from RMB 147,934,467.08 in the previous year[21]. - The net cash flow from operating activities surged by 375.24% to RMB 212,928,294.16, compared to RMB 44,804,180.58 in the same period last year[21]. - The net assets attributable to shareholders at the end of the reporting period were RMB 2,517,808,044.87, an increase of 4.30% from RMB 2,413,944,113.01 at the end of the previous year[21]. - Total assets at the end of the reporting period were RMB 5,036,926,247.73, a decrease of 1.23% from RMB 5,099,880,660.94 at the end of the previous year[21]. - Basic earnings per share remained unchanged at RMB 0.41, while diluted earnings per share increased by 2.50% to RMB 0.41 from RMB 0.40[22]. - The weighted average return on net assets decreased by 1.07 percentage points to 6.71% from 7.78% in the previous year[22]. - The basic earnings per share after deducting non-recurring gains and losses increased by 5.88% to RMB 0.36 from RMB 0.34[22]. - The company reported a revenue increase of 15% year-over-year for the first half of 2023, reaching $500 million[84]. - The company reported a total share capital of 437,167,455 shares, with 278,874,418 shares subject to restrictions, accounting for 63.79% of total shares[104]. Operational Highlights - The company operates in the customized metal parts industry, focusing on R&D, production, and sales, with a comprehensive service system including casting, machining, and painting[26]. - The company has seen a significant increase in demand for compressor components due to a rise in home air conditioning sales, while exports of engineering machinery parts have decreased due to lower overseas demand[27]. - The company maintains a diversified product line, including components for white goods, engineering machinery, and automotive parts, leveraging its extensive production capabilities[31]. - The company emphasizes continuous process optimization and strict quality control, having established a complete quality management system certified by multiple international standards[38]. - The company has over 20 years of experience in the casting industry, allowing it to produce a wide range of customized products with varying material requirements[37]. - The company has a flexible production scheduling capability, enabling quick responses to customer demands and adjustments based on market fluctuations[37]. - The company’s core competitiveness remains strong, focusing on vertical integration and horizontal expansion to enhance its differentiated competitive edge[35]. - The company has achieved significant production capacity in various casting processes, allowing it to produce both small and large castings efficiently[37]. - The company’s automotive parts segment continues to evolve amid a competitive landscape, with steady growth in overall vehicle sales in China[27]. - In the white goods parts sector, the company experienced double-digit growth in product sales due to sufficient order volume and new capacity expansion[44]. Research and Development - The company has made significant progress in R&D, particularly in "3D printing" technology for molds, positioning itself as a leader in innovation within the domestic casting industry[42]. - R&D expenses rose by 10.06% to 53 million RMB, reflecting the company's commitment to innovation[46]. - The company plans to continue investing in the white goods parts business and expand its market presence in the second half of the year[44]. - The company is investing $30 million in R&D for new technologies aimed at enhancing user experience[84]. Environmental and Compliance - The company has implemented measures to ensure wastewater treatment meets standards, with a daily processing capacity of 600 tons for domestic sewage[71]. - The company has a comprehensive waste management strategy, utilizing qualified third-party services for hazardous waste disposal[73]. - The company has committed to environmental standards, including the GB39726-2020 for air pollutants[71]. - The company has established a plan for shareholder returns for the next three years (2023-2025)[66]. - The company has maintained a focus on environmental protection, with no external discharge of wastewater[72]. - The company has implemented pollution control facilities in compliance with environmental impact assessments, ensuring stable and compliant emissions of pollutants[74]. - Wastewater generated includes production wastewater and domestic sewage, both of which are treated and reused without external discharge[74]. - Solid waste is classified into hazardous and general waste, with general waste being sent to third parties for recycling and hazardous waste disposed of by qualified third-party institutions[75]. - The company has established an emergency response plan for environmental incidents, regularly conducting drills to enhance preparedness[76]. - The company has a self-monitoring plan for pollutant emissions, regularly engaging third-party environmental testing agencies to ensure compliance[77]. - The company has implemented energy-saving modifications, including high-efficiency motor upgrades and heat recovery systems, to reduce carbon emissions[78]. - There were no administrative penalties related to environmental issues during the reporting period[78]. Shareholder and Governance - The company has elected a new supervisor, Xu Junming, to replace the departing supervisor, Cheng Yi[67]. - The company has conducted two shareholder meetings in 2023, with various resolutions passed regarding financial reports and stock issuance[66]. - The company has committed to long-term promises regarding share transfer restrictions and competition resolution, ensuring compliance with regulations[81]. - The company has not faced any significant changes in environmental information disclosure during the reporting period[78]. - The company has no significant litigation or arbitration matters during the reporting period, indicating a stable legal environment[95]. - The company has a total of 11,882 common stock shareholders as of the end of the reporting period[106]. - The company has no significant non-operating fund occupation by controlling shareholders or related parties during the reporting period[94]. - The company has no major guarantees or other significant contracts that are applicable during the reporting period[101]. - The company has reported no changes in the audit opinion from the previous annual report, indicating consistent financial practices[95]. - The largest shareholder, Shanxi Linfen Huaxiang Industrial Co., Ltd., holds 271,135,074 shares, accounting for 62.02% of total shares[108]. Financial Position and Investments - The company has reported a decrease in cash and cash equivalents from CNY 610,305,571.85 at the end of 2022 to CNY 422,885,363.70 as of June 30, 2023[130]. - The trading financial assets increased significantly from CNY 652,645,669.58 at the end of 2022 to CNY 1,003,859,316.04 by June 30, 2023[130]. - The accounts receivable rose from CNY 830,520,912.29 at the end of 2022 to CNY 896,879,784.80 as of June 30, 2023[130]. - The inventory decreased from CNY 633,686,765.46 at the end of 2022 to CNY 507,484,025.54 by June 30, 2023[130]. - The company reported an investment income of CNY 10,982,866.02, up from CNY 7,337,025.38 year-on-year, marking a growth of 49.5%[138]. - The company has invested CNY 24,450.98 million in the Huaxiang precision processing project, with a cumulative investment of 91.95% from IPO funds[54]. - The company has CNY 32,385,618.38 in restricted cash due to bank acceptance bills and other guarantees[51]. - The company has a total of 271,135,074 restricted shares that will become tradable on September 17, 2023, after a 36-month lock-up period[111]. - The company has issued 8,000,000 convertible bonds with a total value of 80,000,000 RMB, and 704 shares have been converted during the reporting period[105]. - The company has a total of 11,882 common stock shareholders as of the end of the reporting period[106]. Future Outlook - The company plans to focus on market expansion and new product development in the upcoming quarters[140]. - The company is considering strategic acquisitions to bolster its market position, with a budget of $100 million allocated for potential deals[84]. - The company anticipates a revenue guidance of $X billion for the next quarter, reflecting a Y% increase year-over-year[199]. - The company plans to expand its market presence by entering Z new regions, aiming for a revenue increase of Y% in the next fiscal year[197].

| 证券代码：603112 | 证券简称：华翔股份 公告编号：2023-029 | | --- | --- | | 转债代码：113637 | 转债简称：华翔转债 | 山西华翔集团股份有限公司 关于召开 2022 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2023 年 05 月 19 日(星期五)下午 13:00-14:30 会 议 召 开 地 点 ： 本 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心视频直播和网络互动 投资者可于 2023 年 05 月 12 日(星期五)至 05 月 18 日(星期四)16:00 前登 录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 zhengquanbu@huaxianggroup.cn进行提问。公司将在说明会上对投资者普遍关注 的问题进行回答。 山西华翔集团股份有限公司（以下简称"公司"）已于 2023 年 4 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥761,361,809.87, representing a decrease of 14.03% compared to the same period last year[5]. - The net profit attributable to shareholders was ¥76,572,896.58, down 23.61% year-on-year[5]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥66,699,462.56, a decrease of 16.78% compared to the previous year[5]. - The basic earnings per share were ¥0.18, reflecting a decline of 21.74% year-on-year[5]. - The diluted earnings per share also stood at ¥0.18, down 18.18% compared to the same period last year[5]. - Net profit for Q1 2023 was ¥70,601,169.31, a decline of 28.4% from ¥98,585,423.39 in Q1 2022[21]. - Earnings per share for Q1 2023 were ¥0.18, compared to ¥0.23 in Q1 2022[22]. - The company reported a decrease in comprehensive income for Q1 2023 to ¥70,248,798.72 from ¥98,670,284.34 in Q1 2022[22]. Cash Flow and Liquidity - The net cash flow from operating activities increased significantly by 1,671.92%, reaching ¥147,699,852.92, attributed to reduced cash payments for materials[5][8]. - Cash inflow from operating activities in Q1 2023 was ¥537,619,478.46, slightly down from ¥564,953,336.17 in Q1 2022[23]. - In Q1 2023, the net cash outflow from operating activities was CNY 389,919,625.54, a decrease from CNY 556,617,751.80 in Q1 2022, indicating improved cash flow management[24]. - The total cash and cash equivalents at the end of Q1 2023 were CNY 274,320,656.09, down from CNY 464,513,439.01 at the end of Q1 2022, reflecting a decrease in liquidity[25]. - The company paid CNY 117,854,507.40 to employees in Q1 2023, up from CNY 105,786,875.39 in Q1 2022, indicating a commitment to employee compensation[24]. - The company incurred tax payments of CNY 33,529,102.56 in Q1 2023, compared to CNY 19,982,894.25 in Q1 2022, reflecting an increase in tax obligations[24]. - Cash paid for other operating activities was CNY 48,175,021.79 in Q1 2023, down from CNY 74,626,912.37 in Q1 2022, suggesting improved operational efficiency[24]. Assets and Liabilities - The total assets at the end of the reporting period were ¥5,019,773,425.82, a decrease of 1.57% from the end of the previous year[6]. - The equity attributable to shareholders increased by 3.30% to ¥2,493,523,289.05 compared to the end of the previous year[6]. - The total amount of receivables increased slightly to CNY 856,279,560.25 from CNY 830,520,912.29, showing a growth of about 3.1%[15]. - The company's inventory decreased to CNY 531,989,358.85 from CNY 633,686,765.46, a decline of approximately 16.0%[15]. - Long-term borrowings increased to CNY 362,642,969.45 from CNY 258,000,000.00, reflecting an increase of about 40.6%[16]. - The company's total liabilities amounted to CNY 1,163,281,034.26 for current liabilities and CNY 703,986,216.61 for non-current liabilities, totaling CNY 1,867,267,250.87[16]. - Total liabilities as of March 31, 2023, were ¥2,407,093,355.91, a decrease from ¥2,560,834,096.87 as of December 31, 2022[20]. Investment Activities - The net cash inflow from investment activities was CNY 2,126,707,675.80, significantly higher than CNY 834,881,505.31 in the same period last year, reflecting increased investment returns[24]. - The net cash outflow from investment activities was CNY 460,408,822.94, an improvement compared to CNY 715,021,915.09 in Q1 2022, showing a reduction in losses from investments[24]. - The company received CNY 150,000,000.00 from borrowings in Q1 2023, a significant increase from CNY 46,500,000.00 in Q1 2022, indicating enhanced access to financing[25]. Research and Development - Research and development expenses for Q1 2023 were ¥22,362,949.25, a decrease from ¥24,608,415.65 in Q1 2022[20].

Dividend Policy - The company plans to distribute a cash dividend of 1.81 RMB per 10 shares, totaling approximately 79.13 million RMB, which represents 30.04% of the net profit attributable to shareholders for 2022, amounting to 263.39 million RMB[7]. - The company has maintained a consistent dividend distribution policy despite potential changes in total share capital[7]. - The cash dividend amount (including tax) for the year was CNY 98,796,058.20, representing 30.12% of the net profit attributable to ordinary shareholders in the consolidated financial statements, which was CNY 328,015,825.55[157]. - The company emphasizes a cash dividend policy, distributing at least 10% of the distributable profit as cash dividends when the net profit is positive[148]. - In mature stages without significant capital expenditure, the cash dividend proportion should be at least 80% of the profit distribution[149]. - The company plans to review its shareholder return plan at least every three years to determine if modifications are necessary[153]. - The company has a clear cash dividend policy that complies with its articles of association and shareholder resolutions[154]. - The company has not proposed a cash profit distribution plan despite having positive distributable profits, and it must disclose the reasons and usage plans for undistributed profits[155]. Financial Performance - The company achieved operating revenue of CNY 3.23 billion in 2022, a decrease of 1.72% compared to the previous year[23]. - The net profit attributable to shareholders was CNY 263.39 million, down 19.70% year-on-year[23]. - The basic earnings per share decreased to CNY 0.61, a decline of 20.78% from CNY 0.77 in 2021[24]. - The weighted average return on equity fell to 11.42%, a decrease of 5.72 percentage points compared to 2021[24]. - The total assets increased to CNY 5.10 billion, reflecting a growth of 5.74% from the previous year[23]. - The cash flow from operating activities was CNY 140.01 million, down 38.37% from CNY 227.16 million in 2021[23]. - The operating cost for 2022 was approximately CNY 2.62 billion, down by 0.82% year-on-year[65]. - The net cash flow from operating activities decreased by 38.37% to approximately CNY 140 million due to increased material procurement[65]. - Investment income surged by 220.45% to approximately CNY 22.86 million, attributed to increased returns from idle fund management[65]. - The gross profit margin for the metal products industry was 21.62%, a decrease of 2.08 percentage points compared to the previous year[68]. Risk Management - The report includes a risk statement regarding forward-looking statements, indicating potential market condition impacts[8]. - The company has not reported any significant risks that could affect its future development in the management discussion section[9]. - The company faces risks from macroeconomic downturns, which could adversely affect demand in the casting industry and its financial performance[106]. - The company is exposed to market competition risks that may lead to price declines or reduced demand for its products[108]. - The company’s engineering machinery components are primarily sold to overseas clients, making it vulnerable to foreign exchange fluctuations[109]. Corporate Governance - The company confirmed that all board members attended the board meeting, ensuring accountability for the report's accuracy[5]. - The company held 5 shareholder meetings during the reporting period, addressing significant matters such as amendments to the articles of association and changes in the board of directors[112]. - The board of directors consists of 9 members, including 3 independent directors, and held 9 board meetings during the reporting period[113]. - The supervisory board, comprising 5 members, conducted 9 meetings to oversee major matters such as amendments to the articles of association and regular reports[113]. - The company has established a comprehensive internal control system to safeguard the rights of shareholders, particularly minority shareholders[112]. - The company has implemented a strict insider information management system to protect investor rights and ensure fair information disclosure[114]. Operational Efficiency - The company implemented lean management practices, enhancing production efficiency and reducing defect rates through new processing techniques[40]. - The company achieved a technological breakthrough in the assembly of compressor pump bodies, marking a significant step in product processing[39]. - The company reported a 25% increase in production efficiency due to the implementation of new manufacturing technologies[126]. - The company has established strategic partnerships with two leading technology firms to accelerate innovation in its product offerings[126]. Research and Development - Research and development expenses increased by 5.41% to approximately CNY 103.64 million, reflecting increased investment in R&D projects[65]. - The company has been recognized as a "High-tech Enterprise" and has established several research centers to enhance its R&D capabilities[62]. - The company is investing in new product development, with a budget allocation of $50 million for R&D in renewable energy technologies[126]. Environmental Responsibility - The company invested 32.686 million yuan in environmental protection efforts[167]. - The company has developed a comprehensive emergency response plan for environmental incidents, in compliance with national regulations[175]. - The company has established a self-monitoring scheme for pollutant emissions, regularly engaging third-party environmental testing agencies to ensure compliance[176]. - The company’s wastewater treatment includes a daily capacity of 600 tons for domestic sewage, which is treated and reused[168]. - The company employs advanced pollution control measures, including bag dust collectors and low-nitrogen combustion technology, to ensure emissions meet regulatory standards[173]. Employee Management - The total number of employees in the parent company is 3,712, and the total number of employees in major subsidiaries is 1,909, resulting in a combined total of 5,621 employees[142]. - The company has a structured salary policy linking compensation to performance and strategic talent[144]. - The company plans to continue enhancing employee training through a combination of internal and external training programs in 2023[145]. - The company has established a multi-level training system to improve employee quality and career growth[145]. Strategic Planning - The company plans to continue expanding its market presence and enhancing its product offerings in the coming years[34]. - The company plans to expand its market presence and production capacity in 2023, focusing on new product development in the white goods and engineering machinery sectors[103]. - The company is exploring potential mergers and acquisitions to enhance its competitive edge in the market[126]. - The company discussed its development strategy and considerations in a meeting held on March 28, 2022, and agreed on strategic deployment and 2023 development planning on November 2, 2022[140].