索 引 号 bm56000001/2023-00013414 分 类 发布机构 发文日期 1701300163000 名 称 关于对吴正兴采取出具警示函措施的决定 文 号 中国证券监督管理委员会安徽监管局行政监管措施决定书〔2023〕49号 主 题 词 关于对吴正兴采取出具警示函措施的决定 吴正兴： 经查，你作为安徽集友新材料股份有限公司（以下简称公司）财务总监，你母亲唐凤英于2022年2月18日至2023年 4月10日期间，累计买入公司股票24,000股，成交金额301,712元，卖出公司股票23,900股，成交金额26,6201元，买卖行 为前后间隔期不足6个月。上述行为违反了《证券法》第四十四条第一款、第二款的规定，构成短线交易。 根据《证券法》第一百七十条第二款的规定，我局决定对你采取出具警示函的行政监管措施，并记入证券期货市 场诚信档案。你应深刻吸取教训，加强证券法律法规学习，严格规范股票交易行为，杜绝类似违法行为再次发生。 如对本监督管理措施不服，可以在收到本决定书之日起60日内向中国证券监督管理委员会提出行政复议申请，也 可以在收到本决定书之日起6个月内向有管辖权的人民法院提起诉讼。复议与诉讼期 ...

1 市规则》）第 1.4 条、第 3.4.1 条、第 3.4.11 条等有关规定及其在 《董事（监事、高级管理人员）声明及承诺书》中作出的承诺。 鉴于上述违规事实和情节，根据《股票上市规则》第 13.2.2 条 和《上海证券交易所纪律处分和监管措施实施办法》等有关规定， 我部作出如下监管措施决定： 上证公监函〔2023〕0243 号 关于对安徽集友新材料股份有限公司 时任财务总监吴正兴予以监管警示的决定 当事人： 吴正兴，安徽集友新材料股份有限公司时任财务总监。 经查明，安徽集友新材料股份有限公司（以下简称公司）于 2023 年 11 月 2 日披露公告称，吴正兴自 2022 年 3 月 9 日就任公司财务 总监，其母亲唐凤英于 2021 年 11 月 4 日至 2023 年 4 月 10 日期间 存在多次买卖公司股票的情况，构成短线交易。其中累计买入股数 24,900 股，买入金额 322,808 元，累计卖出股数 28,900 股，卖出金 额 404,138 元。根据公司公告，本次短线交易所获收益已上缴公司。 上市公司董事、监事、高级管理人员在 6 个月内买入公司股票 又将其卖出的行为，构成短线交易。根据 ...

一、本次交易的基本情况 经核查，在 2021 年 9 月 9 日前，唐凤英女士持有公司股票 4,100 股，在 2021 年 11 月 4 日至 2023 年 4 月 10 日期间多次买卖公司股票，具体交易情况如下： | 交易时间 | | 证券买入 | | 证券卖出 | | | | --- | --- | --- | --- | --- | --- | --- | | | 数量（股） | 交易价格 | 交易金额 | 数量（股） | 交易价格 | 交易金额 | | | | （元/股） | （元） | | （元/股） | （元） | | 期初持有 | 4,100.00 | 23.8517 | 97,792.00 | | | | | 2021.11.04 | 900.00 | 23.4400 | 21,096.00 | | | | | 2021.11.16 | | | | 5,000.00 | | 27.5874 137,937.00 | | 2022.02.18 | 2,000.00 | 23.5800 | 47,160.00 | | | | | 2022.03.29 | 1,000.00 | 20.2900 | ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥204,975,719.72, representing a 15.57% increase compared to the same period last year[4] - The net profit attributable to shareholders for Q3 2023 was ¥46,734,210.49, showing a growth of 23.03% year-on-year[4] - The basic earnings per share for Q3 2023 was ¥0.09, an increase of 28.57% compared to the same period last year[5] - Total operating revenue for the first three quarters of 2023 was CNY 505,846,747.77, a decrease of 2.9% compared to CNY 521,415,739.52 in the same period of 2022[21] - Net profit for the first three quarters of 2023 reached CNY 122,381,130.66, an increase of 10.3% from CNY 111,078,720.74 in the same period of 2022[22] - Earnings per share for the first three quarters of 2023 were CNY 0.23, compared to CNY 0.22 in the same period of 2022[22] Assets and Liabilities - The total assets at the end of Q3 2023 amounted to ¥1,906,913,593.96, reflecting a 1.50% increase from the end of the previous year[5] - As of September 30, 2023, the company's total assets amounted to RMB 1,906,913,593.96, an increase from RMB 1,878,734,191.64 at the end of 2022, reflecting a growth of approximately 1.4%[16] - Total liabilities as of the end of Q3 2023 were CNY 343,373,057.56, a decrease from CNY 436,403,183.00 at the end of Q3 2022[18] - The total current liabilities decreased to RMB 312,000,000.00 from RMB 353,000,000.00, showing a reduction of about 11.6%[17] - The company reported a significant reduction in accounts payable, which fell to RMB 151,227,023.66 from RMB 163,360,193.07, a decrease of approximately 7.4%[17] Cash Flow - The net cash flow from operating activities for the year-to-date period was ¥177,117,013.79, which is a 12.73% increase compared to the same period last year[5] - Cash flow from operating activities for the first three quarters of 2023 was CNY 177,117,013.79, an increase from CNY 157,117,573.69 in the same period of 2022[25] - The net cash increase from operating activities for Q3 2023 was 144,855,572.89, compared to 17,710,421.76 in Q3 2022, indicating significant growth[26] - The total cash and cash equivalents at the end of Q3 2023 reached 963,334,172.31, up from 810,140,824.56 in the same period last year[26] - The cash outflow from investment activities totaled 84,944,937.66, a decrease from 194,624,553.96 in Q3 2022, reflecting a reduction in investment spending[26] - The net cash flow from investment activities was -23,586,545.92, an improvement from -63,442,928.56 in Q3 2022, suggesting better management of investment cash flows[26] - Cash outflow from financing activities was 8,674,894.98, compared to 75,964,223.37 in the previous year, indicating a decrease in financing costs[26] - The company did not report any cash inflow from financing activities in Q3 2023, which may suggest a shift in financing strategy[26] Investments - The company experienced a 100% increase in long-term equity investments at the end of the reporting period due to increased external investments[9] - The company’s long-term equity investments stood at RMB 12,000,000.00, indicating a new investment strategy[17] Accounts Receivable - Accounts receivable decreased by 44.44% at the end of the reporting period, primarily due to increased sales collections[9] - Accounts receivable decreased to RMB 119,438,548.89 from RMB 214,954,179.91, representing a decline of approximately 44.5%[16] - The company reported a 795.21% increase in accounts receivable financing at the end of the reporting period, attributed to an increase in bill settlements[9] Management and Governance - The company’s actual controller and chairman, Xu Shanshui, is under investigation for bribery, which may impact future operations and governance[14] - The board has appointed Director Cao Ao to act as the chairman and CEO during Xu's absence, ensuring continuity in leadership[14] - The company will continue to monitor the investigation's progress and fulfill its disclosure obligations to mitigate risks associated with governance changes[14] Research and Development - The company reported a decrease in research and development expenses to CNY 26,777,410.14 from CNY 27,565,622.37 in the previous year[21] - The company has not disclosed any new product launches or technological advancements in this reporting period[14] - The company plans to continue focusing on market expansion and new product development in the upcoming quarters[20] Financial Reporting - The company has not applied new accounting standards or interpretations for the year 2023, maintaining consistency in financial reporting[26] - The total investment cash outflow reflects a strategic focus on optimizing cash management rather than aggressive expansion[26] - The company’s cash position has strengthened significantly, with an increase of over 17.9% in cash and cash equivalents year-over-year[26] - The management team remains focused on improving operational efficiency and cash flow management in the upcoming quarters[26]

Financial Performance - The company reported no profit distribution or capital reserve conversion to share capital for the first half of 2023[6]. - The company's operating revenue for the first half of 2023 was ¥300,871,028.05, a decrease of 12.55% compared to the same period last year[24]. - The net profit attributable to shareholders was ¥75,814,011.18, down 2.62% year-on-year, primarily due to a decrease in main business income[25]. - The net cash flow from operating activities decreased by 20.53% to ¥118,943,214.22, mainly due to increased tax payments during the period[26]. - Basic earnings per share decreased by 6.67% to ¥0.14, reflecting the decline in net profit attributable to shareholders[26]. - The company reported non-recurring gains of ¥4,247,233.32 during the period, primarily from government subsidies and other non-operating income[29]. - The company achieved a significant reduction in operating costs, with a decrease of 17.53% in operating costs to ¥178,862,168.80[48]. - The company reported a decrease in sales costs to CNY 141,960,286.88 from CNY 169,764,884.52, reflecting a reduction of 16.4%[121]. - The company’s total profit for the first half of 2023 was CNY 63,707,496.56, up from CNY 57,004,580.26 in the same period of 2022, marking an increase of 11.9%[121]. Assets and Liabilities - The company's total assets at the end of the reporting period were ¥1,874,707,178.42, a slight decrease of 0.21% from the end of the previous year[24]. - The company's net assets attributable to shareholders increased by 5.32% to ¥1,500,151,259.15 compared to the end of the previous year[24]. - Total assets at the end of the reporting period amounted to 1,877,000,000.00 CNY, with a year-on-year decrease of 38.47% in accounts receivable[51]. - Accounts receivable decreased to 132,255,405.21 CNY, representing 7.05% of total assets, down from 11.44% in the previous year[51]. - The company reported a significant reduction in contract liabilities, which decreased by 100% to 0.00 CNY[51]. - Tax payable decreased by 76.96% to 10,986,400.48 CNY, down from 47,683,815.23 CNY in the previous year[51]. - The company’s total liabilities decreased to RMB 643,155,065.76 as of June 30, 2023, from RMB 647,007,887.85 at the end of 2022, reflecting a reduction of 0.13%[115]. - The company's total liabilities decreased to RMB 357,888,114.69 from RMB 436,403,183.00, a reduction of about 18%[111]. Corporate Governance and Compliance - The board of directors and management confirmed the accuracy and completeness of the financial report[4]. - The company has established a complete governance structure and internal control mechanism to ensure compliance with relevant laws and regulations[88]. - The company has committed to fair and reasonable practices in any necessary related party transactions[84]. - There were no significant related party transactions reported during the period[89]. - The company has not reported any non-compliance issues regarding major guarantees during the reporting period[87]. - The company will ensure timely information disclosure and risk warnings as per regulatory requirements[88]. Market and Competitive Environment - The company has established stable cooperative relationships with over ten domestic tobacco companies, enhancing its competitive advantage in the market[34]. - The company is focusing on expanding its cigarette packaging materials business, including cigarette paper and labels, to drive sustainable growth[35]. - The company faces risks related to high customer concentration, which could impact business volume if major clients' demand declines[56]. - Fluctuations in raw material prices, such as paper and aluminum, pose a risk to the company's gross margin and profit levels[56]. - The company is subject to intensified market competition, particularly in the tobacco packaging sector, which may affect economic performance[56]. - The company has long-term plans to expand into overseas markets, although domestic demand remains a significant focus[57]. Environmental and Social Responsibility - The company is classified as a key pollutant discharge unit, with emissions of volatile organic compounds (VOCs), nitrogen oxides (NOx), sulfur dioxide (SO2), and particulate matter meeting environmental standards[67]. - The company has implemented pollution control measures, including the operation of RTO facilities for waste gas treatment[68]. - The company promotes resource conservation and environmental awareness among employees to reduce carbon emissions[73]. Shareholder and Investment Information - The controlling shareholder, Xu Shanshui, holds 215,305,300 shares, representing 41.05% of the total shares, with 129,477,280 shares frozen, accounting for 24.69% of the total shares[97]. - The company has not experienced any changes in its total share capital or share structure during the reporting period[95]. - The company has a total of 69,163,207.23 CNY in restricted assets, primarily due to credit pledges on fixed and intangible assets[52]. - The company has committed to avoiding any business competition with Shaanxi Dafu Printing Technology Co., Ltd. both currently and in the future, ensuring no direct or indirect competition arises[79]. Research and Development - The company has over 100 patents, including approximately 20 invention patents, demonstrating strong R&D capabilities[46]. - R&D expenses decreased by 16.02% to ¥16,728,627.88, reflecting a reduction in material consumption for R&D[48]. - The company has developed dozens of new products annually, providing a strong technical foundation for market expansion[46]. Accounting and Financial Reporting - The company adheres to the enterprise accounting standards, ensuring that financial statements accurately reflect its financial position and operating results[150]. - The accounting period for the company runs from January 1 to December 31 each year[151]. - The company uses a 12-month operating cycle for its financial reporting[152]. - The company's accounting currency is Renminbi (RMB)[153].

安徽集友新材料股份有限公司 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 二、《2023 年半年度募集资金存放与使用情况的专项报告的议案》 证券代码：603429 证券简称：集友股份 公告编号：2023-025 第三届监事会第十二次会议决议公告 安徽集友新材料股份有限公司（以下简称"公司"）第三届监事会第十二次 会议于2023年8月15日以电话、书面方式发出会议通知，会议于2023年8月25日在 公司会议室以现场结合通讯方式召开。本次会议由公司监事会主席赵吉辉先生主 持，应出席会议监事3人，实际出席会议监事3人。本次会议的召集、召开符合有 关法律、行政法规、部门规章、规范性文件和公司章程的规定。 经与会监事审议，通过了以下议案： 一、《2023 年半年度报告全文及其摘要》 表决情况：赞成票 3 票，反对票 0 票，弃权票 0 票。 相关内容请详见上海证券交易所网站（www.sse.com.cn）及公司指定信息披 露媒体《中国证券报》、《上海证券报》、《证券时报》和《证券日报》。 1 表决情况：赞成票 3 票，反对票 0 ...

证券代码：603429 证券简称：集友股份 公告编号：2023-024 安徽集友新材料股份有限公司 第三届董事会第十五次会议决议公告 本公司及除董事徐善水先生外董事会全体成员保证公告内容真实、准确和完 整，没有虚假记载、误导性陈述或重大遗漏。截至本公告披露之日，公司未取得 徐善水先生保证公告内容真实、准确和完整的相关说明。 二、《2023 年半年度募集资金存放与使用情况的专项报告的议案》 表决情况：赞成票 5 票，反对票 0 票，弃权票 0 票。 《2023 年半年度募集资金存放与使用情况的专项报告》（公告编号： 2023-026）详见上海证券交易所网站 （www.sse.com.cn）及公司指定信息披露 媒体《上海证券报》、《中国证券报》、《证券时报》、《证券日报》。 公司独立董事对第三届董事会第十五次会议审议的相关事项发表了独立意 1 见，意见内容详见上海证券交易所网站（www.sse.com.cn）。 安徽集友新材料股份有限公司（以下简称"公司"）第三届董事会第十五次 会议于 2023 年 08 月 15 日以电话、书面方式发出会议通知，会议于 2023 年 08 月 25 日在公司会议室以现场结合通讯 ...

独立董事：刘文华 赵旭强 2023 年 8 月 25 日 （此页无正文，专为《安徽集友新材料股份有限公司独立董事关于第三届董事 会第十四次会议中相关事项的独立意见》的签字页） 独立董事关于第三届董事会第十五次会议相关事项的独立意见 安徽集友新材料股份有限公司 根据《公司法》、《公司章程》和《独立董事制度》的相关规定，我们对安 徽集友新材料股份有限公司（以下简称"公司"）第三届董事会第十五次会议 中相关事项发表如下独立意见： 一、关于 2023 年半年度募集资金存放与使用情况的专项报告 在审阅和了解相关情况后，依据客观公正的原则，基于独立判断的立场， 对公司 2023 年半年度募集资金存放与使用情况事项发表如下独立意见：经核 查，公司 2023 年半年度募集资金存放与使用情况符合中国证监会、上海证券 交易所等相关法律法规规定，募集资金存放与实际使用不存在违反的情景。我 们一致同意该议案。 赵旭强： 2023 年 08 月 25 日 独立董事： 刘文华： ...

证券代码：603429 证券简称：集友股份 公告编号：2023-026 安徽集友新材料股份有限公司 2023 年半年度募集资金存放与使用情况的 专项报告 本公司及除董事徐善水先生外董事会全体成员保证公告内容真实、准确和完 整，没有虚假记载、误导性陈述或重大遗漏。截至本公告披露之日，公司未取得 徐善水先生保证公告内容真实、准确和完整的相关说明。 一、 募集资金基本情况 公司于 2020 年 9 月 12 日披露了《关于变更持续督导保荐机构及保荐代表人 的公告》（公告编号：2020-051），保荐机构变更为华安证券股份有限公司。公 司与华安证券股份有限公司同交通银行股份有限公司安徽省分行、中国工商银行 股份有限公司太湖支行重新签订了《募集资金专户存储三方监管协议》。公司与 全资子公司安徽集友时代包装科技有限公司、中国建设银行股份有限公司合肥金 寨南路支行、华安证券股份有限公司重新签署了《募集资金专户存储四方监管协 议》。 根据公司与华安证券股份有限公司签订的《监管协议》，公司 1 次或 12 个 月内累计从募集资金存款户中支取的金额超过人民币 5,000.00 万元且达到发行募 经中国证券监督管理委员会证监发行字 ...

证券代码：603429 证券简称：集友股份 公告编号：2023-021 1 安徽集友新材料股份有限公司 关于签订合作协议暨对外投资的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： ●投资标的名称：合肥集新能源科技有限公司（以下简称"集新能源"、"合 资公司"或"丙方"）。 ●投资金额：安徽集友新材料股份有限公司（以下简称"公司"或"甲方"） 拟以现金方式向集新能源增资 16,983.85 万元取得合资公司 85%的股权。 ●相关风险提示：本次投资属于公司从原有的印刷包装业务向储能等能源材 料业务板块的转型投资项目，储能等能源材料研发及生产经营管理与原有主业存 在较大差异，公司尚无开展相关业务的经验，且投资所涉及的储能等能源材料相 关技术属于新技术，公司存在跨行业投资、经营、管理的风险。该技术研发进度、 结果及产品效益均存在不确定性。本次投资的合资公司，尚需按照经营管理的实 际需要增加相应的管理、研发、生产与销售人员，团队人员配置的情况可能会对 其未来的研发进度、投资进度、工业化项目落地进度、经营发展 ...