2019 年第三季度报告 公司代码：603859 公司简称：能科股份 能科科技股份有限公司 2019 年第三季度报告 1 / 23 2019 年第三季度报告 一、 重要提示 二、 公司基本情况. 11[ 重要事项 四、 附录 目录 2 / 23 2019 年第三季度报告 单位：元 币种：人民币 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人祖军、主管会计工作负责人马巧红及会计机构负责人（会计主管人员）李丽保证 季度报告中财务报表的真实、准确、完整。 1.4 本公司第三季度报告未经审计。 二、 公司基本情况 2.1 主要财务数据 | --- | --- | --- | --- | |-----------------------------------------------|------------------------------|------------------------------------|----- ...

2019 年半年度报告 公司代码：603859 公司简称：能科股份 能科科技股份有限公司 2019 年半年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实、准确、完 整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 本半年度报告未经审计。 四、 公司负责人祖军、主管会计工作负责人朱昕梅及会计机构负责人（会计主管人员）刘中涛声 明：保证半年度报告中财务报告的真实、准确、完整。 五、 经董事会审议的报告期利润分配预案或公积金转增股本预案 不适用。 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中所涉及的未来计划、发展战略等前瞻性描述不构成公司对投资者的实质承诺，敬请 投资者注意投资风险。 七、 是否存在被控股股东及其关联方非经营性占用资金情况 否 八、 是否存在违反规定决策程序对外提供担保的情况？ 否 九、 重大风险提示 本公司已在本报告中详细描述了存在风险事项，敬请查阅第四节"经营情况讨论与分析"中 其他披露事项可能面对的风险。 十、 其他 □适用 √不适用 1 / 141 2019 年半年度报告 ...

2019 年第一季度报告 公司代码：603859 公司简称：能科股份 能科科技股份有限公司 2019 年第一季度报告 1 / 20 2019 年第一季度报告 重要提示 í 二、 公司基本情况 . IIÍ 重要事项 四、 附录 . 目录 2 / 20 2019 年第一季度报告 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人祖军、主管会计工作负责人朱昕梅及会计机构负责人（会计主管人员）刘中涛保 证季度报告中财务报表的真实、准确、完整。 1.4 本公司第一季度报告未经审计。 二、 公司基本情况 2.1 主要财务数据 | --- | --- | --- | --- | --- | |-----------------------------------------------|----------------|----------------------|-------|---------------------------- ...

能科科技股份有限公司 Nancal Technology Co.,Ltd 二〇一八年年度报告 （股票代码：603859） 二〇一九年三月 2018 年年度报告 公司代码：603859 公司简称：能科股份 能科科技股份有限公司 2018 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 北京天圆全会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人祖军、主管会计工作负责人朱昕梅及会计机构负责人（会计主管人员）朱昕梅声 明：保证年度报告中财务报告的真实、准确、完整。 五、 经董事会审议的报告期利润分配预案或公积金转增股本预案 以截至2018年12月31日公司总股本113,560,000股为基数，向全体股东每10股派发现金股利人 民币0.45元（含税），合计派发现金股利人民币5,110,200元（含税）,不以公积金转增股本，不 送红股，剩余未分配利润结转以后年度。 鉴于公司正在实施发行股份购买资产事项，若本利润分 ...

1 / 20 | 目录 | | --- | | 一、 | 重要提示 | 3 | | --- | --- | --- | | 二、 | 公司基本情况 | 3 | | 三、 | 重要事项 | 5 | | 四、 | 附录 | 9 | 2018 年第三季度报告 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 2018 年第三季度报告 公司代码：603859 公司简称：能科股份 能科科技股份有限公司 2018 年第三季度报告 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人祖军、主管会计工作负责人朱昕梅及会计机构负责人（会计主管人员）孙剑鸣保 证季度报告中财务报表的真实、准确、完整。 1.4 本公司第三季度报告未经审计。 二、 公司基本情况 2.1 主要财务数据 单位：元 币种：人民币 | | 本报告期末 | | 上年度末 | | 本报告期末比上 年度末增减(%) | | | --- | --- | --- | --- | --- | --- | --- | | 总资产 | 8 ...

Financial Performance - The company's operating revenue for the first half of the year reached ¥164,053,925.98, representing a 77.20% increase compared to ¥92,580,374.37 in the same period last year[18]. - Net profit attributable to shareholders increased by 80.06% to ¥12,326,264.47 from ¥6,845,654.08 year-on-year[18]. - Basic earnings per share rose by 79.93% to ¥0.1085, up from ¥0.0603 in the previous year[17]. - The weighted average return on equity increased by 0.80 percentage points to 1.85% from 1.05% year-on-year[17]. - The operating profit for the period was CNY 10.89 million, a 119.31% increase compared to the previous year[33]. - The net profit for the first half of 2018 was ¥17,929,724.75, up from ¥7,177,483.26 in the prior year, reflecting a growth of approximately 149.5%[89]. Assets and Liabilities - The company’s total assets grew by 7.64% to ¥862,929,510.48 from ¥801,684,352.18 at the end of the previous year[25]. - Total liabilities increased from ¥107,556,862.51 to ¥115,185,896.06, marking an increase of about 7.6%[81]. - The company's cash and cash equivalents decreased by 24.80% to ¥118,004,324.09, primarily due to increased procurement expenditures and ongoing investment in fundraising projects[40]. - Accounts receivable increased by 19.03% to ¥415,745,508.08, reflecting a rise in sales revenue[40]. - Inventory rose by 21.59% to ¥58,727,836.51, attributed to the acquisition of stock from Botian Haoyu[40]. Research and Development - R&D expenditure increased by 108.07% compared to the same period last year, with 46 new projects initiated and 8 completed[28]. - The company has made significant advancements in electric drive technology, launching high-performance low-voltage AC drive products[24]. - The company is actively expanding its smart manufacturing business unit, enhancing its competitive edge and driving revenue growth[43]. Business Strategy and Market Position - The company aims to provide comprehensive smart manufacturing solutions, focusing on high-end equipment manufacturing and digital transformation[22]. - The smart manufacturing business has successfully collaborated with various clients in the aerospace, defense, and high-tech sectors, enhancing market expansion capabilities[23]. - The company is focusing on high-end manufacturing markets such as aerospace, weaponry, and new energy vehicles, leveraging national economic policies for growth[33]. Shareholder and Equity Information - The company has committed to not transferring or entrusting its shares for 36 months from the date of listing, which will last until October 20, 2019[55]. - The company plans to distribute cash dividends of no less than 20% of the available profit for distribution in the current year, provided that the company is profitable and has positive undistributed profits[57]. - The total amount of stock repurchase by controlling shareholders and senior management should not be less than 15% of the cash dividends received from the previous year[57]. - The company has completed the first phase of its employee stock ownership plan, purchasing a total of 9,685,157 shares at an average price of approximately 16.19 RMB per share, representing 8.53% of the total share capital[62]. Risks and Challenges - The company faces risks including policy changes that could impact its intelligent manufacturing and electrical businesses, as well as the need for continuous technological innovation to maintain competitive advantages[48][49]. - The company is exposed to talent retention risks in the knowledge-intensive sectors of intelligent manufacturing and electrical engineering, which are critical for maintaining its competitive edge[49]. - Increased competition is anticipated due to government investments in aerospace and new energy vehicles, attracting new entrants and intensifying market pressures[50]. Compliance and Governance - The company has established a commitment to maintain the integrity of its controlling shareholders and senior management, with no significant debts or court judgments outstanding[60]. - The company has a commitment to disclose information through designated newspapers and the China Securities Regulatory Commission's website[15]. - The company reported no changes in its share capital structure during the reporting period[68]. Accounting and Financial Reporting - The financial statements are prepared based on the going concern principle, indicating no significant issues affecting the company's ability to continue operations[116]. - The company adheres to the relevant accounting standards, ensuring the financial statements reflect a true and complete picture of its financial status[118]. - The company recognizes revenue from the sale of goods when the main risks and rewards of ownership have been transferred to the buyer, and the amount can be reliably measured[178].

2018 年第一季度报告 公司代码：603859 公司简称：能科股份 能科节能技术股份有限公司 2018 年第一季度报告 1 / 18 | 一、 | 重要提示 3 | | --- | --- | | 二、 | 公司基本情况 3 | | 三、 | 重要事项 5 | | 四、 | 附录 8 | 2018 年第一季度报告 一、 重要提示 二、 公司基本情况 2.1 主要财务数据 非经常性损益项目和金额 √适用 □不适用 单位：元 币种：人民币 | 项目 | 本期金额 | 说明 | | --- | --- | --- | | 非流动资产处置损益 | 143,528.78 | | | 计入当期损益的政府补助，但与公司正常经营 | 154,897.68 | | | 业务密切相关，符合国家政策规定、按照一定 | | | 3 / 18 单位：元 币种：人民币 本报告期末 上年度末 本报告期末比上年度 末增减(%) 总资产 820,772,099.78 801,684,352.18 2.38 归属于上市公司股东的净资产 669,666,635.90 655,048,631.88 2.23 年初至报告期末 上年初至上年报告 期末 ...

Financial Performance - The company's operating revenue for 2017 was CNY 229,033,031.79, representing a 0.22% increase compared to CNY 228,524,327.81 in 2016[22]. - The net profit attributable to shareholders for 2017 was CNY 38,148,178.81, a decrease of 10.00% from CNY 42,384,727.12 in 2016[22]. - The basic earnings per share for 2017 was CNY 0.3359, down 28.76% from CNY 0.4715 in 2016[24]. - The weighted average return on equity for 2017 was 5.82%, a decrease of 3.09 percentage points from 8.91% in 2016[24]. - The total profit amounted to 49,000,053.78 CNY, which is a 0.58% increase year-on-year[52]. - The company achieved a profit before tax of CNY 49,000,053.78, slightly up from CNY 48,715,507.58 in 2016, reflecting a growth of 0.58%[183]. - The comprehensive income for the current period amounts to 44,156,386.15, which includes a profit distribution of -22,712,000.00 to the owners[197]. Cash Flow and Investments - The net cash flow from operating activities improved by 45.68%, reaching CNY -28,478,838.56 in 2017 compared to CNY -52,423,380.68 in 2016[22]. - The net cash flow from operating activities was -28,478,838.56 RMB, compared to -52,423,380.68 RMB in the previous period, indicating an improvement[190]. - The net cash flow from investment activities was -54,799,372.09 RMB, worsening from -15,390,225.47 RMB in the previous year[190]. - The net cash flow from financing activities was -12,662,015.00 RMB, a decline from a positive 192,768,542.30 RMB in the previous year[191]. - The company received tax refunds amounting to 10,296,899.06 RMB, compared to 7,759,116.84 RMB in the previous period, showing a slight increase in tax recovery[190]. Dividend Policy - The company plans to distribute a cash dividend of RMB 0.6 per 10 shares, totaling RMB 6,813,600 for all shareholders as of December 31, 2017[7]. - The cash dividend distribution for 2017 is lower than that of 2016, which may indicate a conservative approach due to potential future investments[91]. - The company has a policy to distribute at least 20% of the annual distributable profit as cash dividends, unless there are significant investment plans or cash expenditures[89]. - The company commits to a cash dividend distribution of no less than 20% of the annual distributable profit, provided it is profitable and has positive retained earnings[97]. - The company’s cash dividend policy is designed to ensure shareholder returns while allowing for future growth investments[89]. Audit and Compliance - The company has received a standard unqualified audit report from Beijing Tianyuan Quan Accounting Firm[6]. - The company confirmed that there were no significant deficiencies in internal control during the reporting period[161]. - The audit report emphasizes the importance of assessing the company's ability to continue as a going concern[171]. - The audit identified key audit matters, including revenue recognition, which were deemed critical for the financial statements[172]. - The company has established a robust internal governance structure to ensure stable operations and compliance with regulatory requirements[110]. Market and Strategic Focus - The company aims to become a leading provider of intelligent manufacturing system integration services, focusing on smart manufacturing and smart electrical solutions[31]. - The company is focused on expanding its market presence and enhancing its product offerings through technological advancements[10]. - The company is well-positioned to benefit from national policies supporting smart manufacturing and electric vehicle infrastructure development[44]. - The company plans to expand its market presence in the rotating transmission and testing platform sectors, leveraging its accumulated customer and technical resources in the aerospace industry[80]. - The company is exploring partnerships with local firms in emerging markets to facilitate faster market entry and growth[136]. Research and Development - R&D expenditure increased significantly by 85.99% to 43,231,016.07 CNY, indicating a strong commitment to innovation[54]. - The company has introduced various solutions in smart manufacturing, including digital production line systems and real-time collaborative management platforms[40]. - The company plans to focus on integrating artificial intelligence, big data, and cloud computing into its manufacturing solutions, enhancing its competitiveness in the smart manufacturing sector[83]. - New product development initiatives are underway, with an investment of 200 million allocated for R&D in renewable energy technologies[136]. - The company has established a comprehensive training plan to enhance the overall quality of employees and ensure sustainable development[146]. Shareholder Structure - The total number of ordinary shareholders increased to 15,372, up from 12,289 at the end of the previous month, reflecting growing investor interest[120]. - The top shareholder, Zu Jun, holds 25,168,000 shares, representing 22.16% of the total shares, with 10,311,140 shares pledged[122]. - The company has a lock-up period of 36 months for shares held by major shareholders since the stock listing date[124]. - The company does not have any strategic investors or general legal entities among the top ten shareholders[126]. - The total number of shares held by the top ten shareholders includes significant pledges, indicating potential liquidity risks[124]. Operational Challenges - The company faced challenges in its smart electrical business due to industry capacity reduction and price competition, leading to a revenue decline in that segment[48]. - The tightening of market funding and rising financing costs pose a risk to the company's financial stability and operational capabilities[87]. - The company recognizes the need for continuous technological innovation to maintain its competitive edge in smart manufacturing and electrical sectors[87]. - The company is at risk of talent loss in its knowledge-intensive industries, which could affect its operational stability and growth potential[87]. - The company has not faced any penalties from securities regulatory agencies in the past three years[143].

2017 年第三季度报告 公司代码：603859 公司简称：能科股份 能科节能技术股份有限公司 2017 年第三季度报告 1.2 未出席董事情况 | 未出席董事姓名 | 未出席董事职务 | 未出席原因的说明 | 被委托人姓名 | | --- | --- | --- | --- | | 范爱民 | 董事 | 出差 | 无 | 1.3 公司负责人祖军、主管会计工作负责人兰立鹏及会计机构负责人（会计主管人员）王凤英保 证季度报告中财务报表的真实、准确、完整。 1.4 本公司第三季度报告未经审计。 二、 公司基本情况 1 / 20 | 目录 | | --- | | 一、 | 重要提示 | 3 | | --- | --- | --- | | 二、 | 公司基本情况 | 3 | | 三、 | 重要事项 | 7 | | 四、 | 附录 | 9 | 2017 年第三季度报告 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 | 加权平均净资产收益 | 1.5405 | 2.0721 | 减少 0.53 ...

Financial Performance - The company's operating revenue for the first half of 2017 was ¥92,580,374.37, representing a 12.17% increase compared to ¥82,533,223.84 in the same period last year[20]. - The net profit attributable to shareholders for the first half of 2017 was ¥6,845,654.08, a 9.35% increase from ¥6,260,460.66 in the previous year[20]. - Basic earnings per share for the first half of 2017 were ¥0.0603, a decrease of 17.96% from ¥0.0735 in the same period last year[21]. - The weighted average return on net assets was 1.05%, down 0.42 percentage points from 1.47% in the previous year[21]. - The company achieved a revenue of ¥92,580,374.37 in the first half of 2017, representing a year-on-year growth of 12.17%[39]. - The net profit attributable to shareholders was ¥6,845,654.08, an increase of 9.35% compared to the previous year[39]. - The company reported a total profit for the current period of ¥8,088,941.26, an increase of 15.3% from ¥7,021,183.29 in the previous period[91]. Cash Flow and Assets - The net cash flow from operating activities decreased by 59.06%, amounting to -¥46,179,236.79, primarily due to increased customer payments received via acceptance bills and higher procurement costs and taxes[21]. - The total assets at the end of the reporting period were ¥762,073,324.34, down 5.30% from ¥804,748,150.94 at the end of the previous year[20]. - The company reported a significant decrease in cash and cash equivalents, totaling ¥138,196,429.53, which represents 18.13% of total assets, down 44.30% from the previous period[46]. - Accounts receivable increased by 73.00% to ¥82,779,953.68, accounting for 10.86% of total assets, primarily due to the collection of customer payments via bank acceptance bills[46]. - The company reported a cash outflow of CNY 24,980,598.14 for taxes paid, compared to CNY 4,565,595.86 in the prior period[97]. Research and Development - The company emphasizes R&D investment, with a focus on product innovation and market expansion, leveraging its core competencies in technology[30]. - The company's R&D expenditure increased by 127.40% to ¥17,096,382.83, aimed at enhancing product competitiveness and developing new technologies[45]. - The company plans to continue increasing R&D investment and focus on the intelligent manufacturing business in the second half of 2017[41]. Market and Product Development - The company provides integrated solutions for energy efficiency management and smart manufacturing, serving high-end manufacturing industries such as aerospace and petrochemicals[26]. - The company has developed high-power variable frequency drives and energy management systems, focusing on high-end intelligent equipment and energy-saving retrofits[27]. - The company has established a complete smart charging system product line, including various models of DC and AC charging piles[29]. - The company launched the NC HVVF series inverter technology, successfully implemented in the West-to-East Gas Transmission project[41]. Shareholder and Corporate Governance - The company has committed to not transferring or entrusting the management of its shares for 36 months post-listing, ensuring stability among major shareholders[57]. - Shareholders are restricted from transferring shares for 12 months post-listing, further stabilizing the ownership structure[57]. - The company has established a profit distribution plan and capital reserve fund increase proposal for the half-year period, although specific figures are not disclosed[56]. - The company will repurchase shares if any false statements or omissions are found in the prospectus, ensuring investor protection[58]. Risks and Challenges - The company faces risks related to policy changes that could impact the operating environment, particularly in the industrial energy-saving equipment sector[52]. - The industrial software sector is experiencing increased competition due to government investments in energy-saving industries, aerospace, and new energy vehicles, attracting numerous potential competitors[53]. - The company faces a risk of talent loss as the industrial software industry is knowledge-intensive, requiring skilled personnel with both technical and industry-specific expertise[53]. Accounting and Financial Reporting - The company has made a change in accounting policy effective June 12, 2017, due to the issuance of a new accounting standard regarding government grants[66]. - The "other income" item in the income statement will now separately report government grants related to daily activities, increasing this item by CNY 3,098,380.03 for the reporting period[66]. - The company recognizes revenue from sales of goods when the significant risks and rewards of ownership have been transferred to the buyer, and the amount can be reliably measured[183].