证券代码：688015 证券简称：交控科技 公告编号：2023-031 交控科技股份有限公司 关于自愿披露宁波至象山市域（郊）铁路工程信号 系统采购项目中标公示期结束的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 交控科技股份有限公司（以下简称"公司"）中标项目为宁波至象山市域 （郊）铁路工程信号系统采购项目，中标金额为 364,020,000.00 元。 拟签订合同生效条件：合同双方法定代表人或双方授权代表签字、加盖单 位公章且卖方提交合格的履约保证金后本合同生效。 拟签订合同履行期限：本次中标宁波至象山市域（郊）铁路工程信号系统 采购项目，合同履行期限为合同签订日至项目质保期结束，本项目暂定于 2026 年 12 月开通运营，质保期 2 年（以上信息最终以合同签订为准）。 风险提示：虽然公示期已结束，但公司尚未收到此次招标的正式中标通知 书，且尚未签订相关正式合同，存在不确定性。本项目所涉最终金额、履行条款 等内容以正式签订的合同为准。公司将在后续定期报告中履行信息披露义务，披 露项目实施进展情 ...

Financial Performance - The company reported a total revenue of RMB 500 million for the first half of 2023, representing a year-on-year increase of 15%[14]. - The net profit attributable to shareholders for the same period was RMB 80 million, up 20% compared to the previous year[14]. - The company reported a revenue of CNY 754.61 million for the first half of 2023, a decrease of 19.35% compared to the same period last year[20]. - Net profit attributable to shareholders was CNY 31.47 million, down 61.34% year-on-year, primarily due to project delays and lower delivery volumes[22]. - The basic earnings per share decreased to CNY 0.17, a decline of 61.36% compared to the previous year[21]. - Future guidance estimates a revenue growth of 12% for the second half of 2023, driven by increased demand in urban transit solutions[14]. - The company achieved a total revenue of 741.30 million RMB in the first half of 2023, with a net profit of 105.07 million RMB, reflecting a significant increase in operational efficiency[51]. - The company reported a total of 475,670 restricted stock units granted to key personnel, with no new grants during the reporting period[155]. Research and Development - The company has allocated RMB 50 million for research and development in the next fiscal year, focusing on AI and IoT technologies[14]. - Research and development expenditure accounted for 16.44% of revenue, an increase of 3.80 percentage points year-on-year, reflecting ongoing investment in new products and technologies[23]. - The company achieved a total R&D investment of ¥124,094,577.10 in the first half of 2023, representing a 4.94% increase compared to ¥118,253,535.65 in the same period last year[45]. - The company applied for 57 new patents and received 58 authorizations in the first half of 2023, bringing the total authorized patents to 915[43]. - The company is focusing on technological innovation, integrating emerging technologies such as cloud computing, big data, and AI into its operations[57]. - The company has established 5 national-level platforms and 8 provincial-level platforms to enhance its R&D capabilities[58]. Market Expansion and Strategy - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[14]. - The company continues to focus on developing advanced urban rail transit signal systems and expanding its product offerings in the market[29]. - The company is actively pursuing market expansion strategies, with successful bids for the Jinan Urban Rail Transit Line 4 and Taiyuan Urban Rail Transit Line 1 signal system projects[61]. - The company is exploring potential mergers and acquisitions to strengthen its market position and expand its product offerings[184]. - Future performance guidance indicates a projected revenue growth of 10% for the next fiscal year, driven by new product launches and market expansion efforts[184]. Operational Challenges - The net cash flow from operating activities was negative at CNY -166.20 million, indicating challenges in cash generation[20]. - The company is experiencing intensified market competition, with 13 domestic competitors in the urban rail transit signal system sector, which may affect business growth if the company fails to maintain its competitive edge[76]. - The company is at risk of declining gross margins due to rising raw material costs and increased competition, necessitating continuous product innovation[79]. - The company faces significant risks from macroeconomic conditions, with potential impacts on international business expansion due to uncertain global economic environments[75]. Corporate Governance and Compliance - The board of directors confirmed that all members attended the meeting, ensuring full accountability for the report's accuracy[5]. - The company has not reported any significant changes in the audit opinion from the previous annual report[121]. - The financial report has been approved by the board of directors on August 29, 2023, indicating a commitment to transparency and governance[197]. - The company has confirmed its ability to continue as a going concern for at least the next 12 months, with no significant issues affecting this capability[195]. Environmental and Social Responsibility - The company invested 0.88 million yuan in environmental protection during the reporting period[109]. - The company implemented effective measures for wastewater and air emissions treatment, ensuring compliance with environmental regulations[110]. - The company promotes energy-saving practices and has increased green coverage in its parks[111]. - The company emphasizes social responsibility through various charitable initiatives and community support[112]. Financial Position - The company's total assets at the end of June 2023 were CNY 5,409.48 million, down 3.72% from the end of the previous year[22]. - The company's net assets attributable to shareholders decreased by 1.42% to CNY 2,422.77 million compared to the end of the previous year[22]. - The total current assets amounted to CNY 4,014,815,867, a decrease from CNY 4,304,492,302.11 as of December 31, 2022, representing a decline of approximately 6.73%[161]. - The total liabilities decreased to CNY 2,411,621,667.47 as of June 30, 2023, from CNY 2,698,337,522.94 at the end of 2022, a reduction of 10.6%[167]. Employee and Talent Development - The number of R&D personnel decreased to 483, accounting for 24.48% of the total workforce, while the average salary for R&D staff increased to 15.09 million RMB[54]. - The company is implementing a talent development program called the "Wild Goose Plan," which includes various training initiatives aimed at enhancing employee capabilities and ensuring career development pathways[73]. - The company has established a special reward fund to encourage employees to create incremental value beyond existing tasks, enhancing overall productivity[73].

关于交控科技股份有限公司 半年报问询函的回复 er 立 ( 文 本所没有接受委托审计或审阅交控科技股份有限公司(以下简称"交控科技"或 "公司")2023年1月至6月期间的财务报表,因此无法对交控科技上述期间的财 务信息发表意见或结论。以下所述的核查程序及实施核查程序的结果仅为协助交控 科技回复交易所问询目的,不构成审计或审阅,其结果可能与我们作为年审会计师 未来执行交控科技 2023年度财务报表审计得出的结论存在差异。 问题一 关于业绩大幅下滑。公司 2022年、2023年上半年分别实现营业收入 246.769.82 万元、75,460.70 万元,同比下降 4%、19%:归母净利润 22,949.49万元、3.147.49 万元,同比下降 21%、61%;扣非净利润 18,703.58万元、1,088.35万元,同比下 降 29%、84%。公司称业绩下滑主要系在执行项目交货量低于上年同期。请公司: (1)列示 2022年、2023年上半年城轨新线建设规模,城市轨道交通信号系统工程项 目开标量、公司中标量以及较上年同期变化,结合行业状况、在手订单量、新增订 单量的变化情况,说明 2022年以来公司业绩持续下 ...

中信建投证券股份有限公司 关于交控科技股份有限公司2023年半年度报告 的事后审核问询函回复的核查意见 上海证券交易所： 根据贵所《关于对交控科技股份有限公司 2023 年半年度报告的事后审核 问询函》（上证科创公函【2023】0296号，以下简称"《问询函》"）的要求 ，中信建投证券股份有限公司（以下简称"中信建投"或"持续督导机构"） 作为交控科技股份有限公司（以下简称"公司"或"交控科技"）2020年度向 特定对象发行股票的的持续督导机构，已对《问询函》所列问题进行了认真核 查，现就相关问题作出如下回复： 问题一、关于业绩大幅下滑 公司2022年、2023年上半年分别实现营业收入246,769.82万元、75,460.70 万元，同比下降4%、19%；归母净利润22,949.49万元、3,147.49万元，同比下 降21%、61%；扣非净利润18,703.58万元、1,088.35万元，同比下降29%、84% 。公司称业绩下滑主要系在执行项目交货量低于上年同期。请公司：(1)列示 2022年、2023年上半年城轨新线建设规模，城市轨道交通信号系统工程项目开 标量、公司中标量以及较上年同期变化，结合行业状 ...

证券代码：688015 证券简称：交控科技 公告编号：2023-029 交控科技股份有限公司 关于2023年半年度报告的事后审核问询函的回复公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 交控科技股份有限公司（以下简称"公司"或"交控科技"）于2023年9月 11日收到上海证券交易所下发的《关于对交控科技股份有限公司2023年半年度 报告的事后审核问询函》（上证科创公函【2023】0296号），公司就函件关注 的相关问题逐项进行了认真的核查落实，现就函件相关问题回复如下： 根据中国城市轨道交通协会发布的《城市轨道交通2022年度统计和分析 报告》，2022年全年共完成城轨交通建设投资5,443.97亿元，年度完成建设投 资额同比略有下降。2022年当年，共有2个城市新一轮城轨交通建设规划和3 个城市的城市轨道交通建设规划调整方案获国家发改委批复，获批项目中涉及 新增线路长度约330公里，新增计划投资额约2,600亿元。截至2022年底，中国 大陆地区共有51个城市(个别由地方政府批复项目未纳入统计)有城轨交通项目 在 ...

证券代码：688015 证券简称：交控科技 公告编号：2023-028 交控科技股份有限公司 2021 年限制性股票激励计划第二个归属期 及 2020 年限制性股票激励计划第三个归属期 归属结果暨股份上市公告 一、本次限制性股票激励计划已履行的决策程序和信息披露情况 （一）2021 年限制性股票激励计划归属的决策程序及相关信息披露 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次股票归属数量：73.728 万股。其中 2021 年限制性股票激励计划第二 个归属期归属 30.8352 万股，2020 年限制性股票激励计划第三个归属期归属 42.8928 万股。 本次归属股票上市流通时间：2023 年 9 月 27 日 根据中国证券监督管理委员会、上海证券交易所、中国证券登记结算有限责 任公司上海分公司有关业务规则的规定，交控科技股份有限公司（以下简称"公 司"）于 2023 年 9 月 22 日收到中国证券登记结算有限责任公司上海分公司出具 的《证券变更登记证明》，公司于 2023 年 9 月 21 日完 ...

证券代码：688015 证券简称：交控科技 公告编号：2023-027 交控科技股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 交控科技股份有限公司（以下简称"公司"）已于 2023 年 8 月 30 日发布公 司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 半年度 经营成果、财务状况，公司计划于 2023 年 09 月 14 日上午 11:00-12:00 举行 2023 年半年度业绩说明会，就投资者关心的问题进行交流。 一、说明会类型 本次投资者说明会以网络互动形式召开，公司将针对 2023 年半年度的经营 成果及财务指标的具体情况与投资者进行互动交流和沟通，在信息披露允许的 范围内就投资者普遍关注的问题进行回答。 二、说明会召开的时间、地点 （一）会议召开时间：2023 年 09 月 14 日 上午 11:00-12:00 重要内容提示： 会议召开时间：2023 年 09 月 14 日(星期四) 上午 11:00-12:00 会议 ...

Financial Performance - The company reported a total revenue of RMB 500 million for the first half of 2023, representing a year-on-year increase of 15%[14]. - The net profit attributable to shareholders was RMB 80 million, up 20% compared to the same period last year[14]. - The company achieved a gross margin of 35%, which is an improvement of 5 percentage points year-on-year[14]. - The company achieved operating revenue of CNY 754.61 million in the first half of 2023, a decrease of 19.35% compared to the same period last year[20]. - Net profit attributable to shareholders was CNY 31.47 million, down 61.34% year-on-year, primarily due to delays in project execution and lower delivery volumes[22]. - Basic earnings per share were CNY 0.17, a decrease of 61.36% compared to the same period last year[21]. - The company's total assets at the end of June 2023 were CNY 5,409.48 million, down 3.72% from the end of the previous year[22]. - The net cash flow from operating activities was negative at CNY -166.20 million, indicating challenges in cash generation[20]. - The company's net assets attributable to shareholders decreased by 1.42% to CNY 2,422.77 million compared to the end of the previous year[20]. - The net profit attributable to shareholders, excluding non-recurring gains and losses, was 10.88 million yuan, down 83.68% year-on-year[64]. Research and Development - Research and development expenses increased by 30%, reflecting the company's commitment to innovation[14]. - Research and development expenses accounted for 16.44% of operating revenue, an increase of 3.80 percentage points year-on-year, reflecting ongoing investment in new products and technologies[23]. - The company achieved a total R&D investment of ¥124,094,577.10 in the first half of 2023, representing a 4.94% increase compared to ¥118,253,535.65 in the same period last year[46]. - The company applied for 57 new patents and received 58 patents in the first half of 2023, bringing the total number of authorized patents to 915[44]. - The total R&D expenditure for the first half of 2023 was approximately RMB 741.30 million, with a focus on developing products that meet international safety standards, including the SIL4 standard for signal systems[52]. - The company is actively developing new technologies, including the "virtual coupling" technology, which aims to improve train operation efficiency and reduce intervals between trains[58]. Market Expansion and Future Outlook - Future outlook includes a projected revenue growth of 10% for the second half of 2023, driven by market expansion strategies[14]. - The company has identified key markets for expansion, including Southeast Asia and Europe, aiming for a 15% market share in these regions by 2025[14]. - The company plans to launch two new products in Q3 2023, focusing on advanced train control systems[14]. - The company plans to construct approximately 3,000 kilometers of new urban rail lines over the next five years, indicating a stable development in the industry[33]. - The company is exploring potential acquisitions to enhance its technology capabilities and market presence[14]. Operational Challenges - The decline in operating revenue was attributed to project delays and lower execution volume of new orders compared to the previous year[82]. - The company faces risks from market competition, with 13 domestic competitors in the urban rail transit signal system sector[77]. - The company is exposed to financial risks, including potential difficulties in collecting accounts receivable due to economic downturns[79]. Corporate Governance and Compliance - The company has no plans for dividend distribution in the current reporting period[14]. - The company has not engaged in any non-operating fund occupation by controlling shareholders or other related parties[120]. - The company has not experienced any violations regarding guarantees during the reporting period[121]. - The company has committed to ensuring that its compensation measures are effectively implemented in accordance with regulatory requirements[119]. Social Responsibility and Environmental Initiatives - The company invested 0.88 million yuan in environmental protection during the reporting period[109]. - The company does not belong to heavily polluting industries and ensures all pollutants are discharged in compliance with national and local regulations[109]. - The company established the "Beijing Fengyi Futai Cooperation Development Foundation" with a contribution of 1 million yuan to support public welfare initiatives[112]. - A total of 209,000 yuan was donated to various schools in Sichuan Province for sports equipment as part of a public donation activity[113]. - The company actively engages in volunteer activities, including community clean-up and traffic safety initiatives, to promote social responsibility[114]. Shareholder Information - The company reported a total of 8,445 ordinary shareholders as of the end of the reporting period[146]. - The top ten shareholders hold a total of 31,978,822 shares, representing 17.02% of the voting rights[151]. - The company has a total issued share capital of 187,943,462 shares as of June 30, 2023[192]. Financial Management - The company has a total of RMB 9,188.22 million in fixed income deposits with China Everbright Bank, yielding an annualized return of 1.625%[142]. - The company has RMB 9,850.82 million in fixed income deposits with Ping An Bank, yielding an annualized return of 1.7%[142]. - The company has RMB 4,606.71 million in fixed income deposits with Hengfeng Bank, yielding an annualized return of 2.7%[142]. - The company has engaged in cash management activities to ensure the safety of raised funds while not affecting the normal implementation of investment projects[137]. Legal and Regulatory Matters - The company has no significant litigation or arbitration matters during the reporting period[122]. - The company has not reported any major guarantees or other significant contracts during the reporting period[130].

证券代码：688015 证券简称：交控科技 公告编号：2023-022 交控科技股份有限公司 关于调整公司 2020 年限制性股票激励计划授予价格 并作废处理部分限制性股票的公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 交控科技股份有限公司（以下简称"交控科技"或"公司"）于 2023 年 8 月 29 日召开的第三届董事会第十五次会议、第三届监事会第十二次会议审议通 过了《关于调整公司 2020 年限制性股票激励计划授予价格并作废处理部分限制 性股票的议案》，现将有关事项说明如下： 一、公司 2020 年限制性股票激励计划已履行的决策程序和信息披露情况 1、2020 年 6 月 8 日，公司召开第二届董事会第十五次会议，会议审议通过 了《关于<公司 2020 年限制性股票激励计划（草案）>及其摘要的议案》、《关 于<公司 2020 年限制性股票激励计划实施考核管理办法>的议案》以及《关于提 请公司股东大会授权董事会办理股权激励相关事宜的议案》等议案。公司独立董 事就本激励计划相关议案发表了独立意见。 同日，公司召开 ...

整、第三个归属期归属条件成就 暨部分限制性股票作废事项的 法律意见书 北京德恒律师事务所 关于交控科技股份有限公司 2020 年限制性股票激励计划授予价格调 北京市西城区金融街 19 号富凯大厦 B 座 12 层 电话:010-52682888 传真:010-52682999 邮编:100033 北京德恒律师事务所 关于交控科技股份有限公司 2020 年限制性股票激励计划授予价格调 整、第三个归属期归属条件成就暨部分限制性股票作废事项的法律意见书 北京德恒律师事务所 关于交控科技股份有限公司 2020 年限制性股票激励计划授予价格调整、 第三个归属期归属条件成就 暨部分限制性股票作废事项的法律意见书 德恒 01G20230349-1 号 致：交控科技股份有限公司 为出具本法律意见书，本所律师审查了公司提供的与出具本法律意见书相关 的文件资料，并就相关事项向公司有关人员作了询问并进行了必要的讨论。公司 向本所保证其已向本所律师提供了为出具本法律意见书所必需的真实、完整、有 1 北京德恒律师事务所 关于交控科技股份有限公司 2020 年限制性股票激励计划授予价格调 整、第三个归属期归属条件成就暨部分限制性股票作废 ...