证券代码：688015 证券简称：交控科技 公告编号：2023-037 交控科技股份有限公司 关于与关联方共同开展《高安全SIL4级站台门全系统成 套关键技术研究与应用》科研项目暨关联交易的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 交易简要内容：交控科技股份有限公司（以下简称"公司""交控科技"） 的全资子公司交控技术装备有限公司（以下简称"交控装备"）拟与北京市基础 设施投资有限公司（以下简称"京投公司"）、北京市轨道交通建设管理有限公 司、北京鼎汉技术集团股份有限公司签署《高安全 SIL4 级站台门系统成套关键技 术研究与应用》科研项目协议，共同进行高安全 SIL4 级站台门系统及成套技术开 发。各方自行承担在过程自身产生的费用，交控装备出资额为 180 万。 本次与关联方合作研发，构成关联交易，但不构成《上市公司重大资产重 组管理办法》《科创板上市公司重大资产重组特别规定》规定的重大资产重组。 本次关联交易实施不存在重大法律障碍。 本次与关联方合作研发暨关联交易事项已经公司第三届董事会第十 ...

关于交控科技股份有限公司放弃参股公司优先增资权 暨关联交易的核查意见 中信建投证券股份有限公司 1 （一）关联关系说明 一、关联交易概述 1、米塔盒子 交控科技股份有限公司参股公司米塔盒子科技有限公司（以下简称"米塔盒子"） 拟进行融资，米塔盒子拟与先进制造产业投资基金二期（有限合伙）（以下简称"先 进制造业基金"）签署《增资协议》，由先进制造业基金向米塔盒子增资人民币 5,000 万元。此次融资将有利于米塔盒子未来的经营和发展，并推动企业技术创新、新产 品研发能力的进一步提升。综合考虑公司战略布局和相关因素，公司拟放弃本次优 先增资权，米塔盒子其他原股东北京轨道交通技术装备集团有限公司、北京极星汇 智科技中心（有限合伙）同时放弃对本次米塔盒子相应比例的优先增资权。本次交 易完成后，米塔盒子的注册资本将由人民币 10,000 万元增加至人民币 11,851.8519 万元，其中交控科技对米塔盒子的持股比例将从 47.5%稀释至 40.078%。 米塔盒子系公司的参股公司，本次交易前交控科技持有其 47.5%的股权，且 公司董事长兼总经理郜春海先生担任米塔盒子公司董事长。该关联人符合《上海 证券交易所科创板股票 ...

综上，我们同意《关于与关联方共同开展<盾构智能化施工成套技术研究与 应用>科研项目暨关联交易的议案》，并同意将此议案提交公司董事会审议，关联 董事审议相关议案时需回避表决。 二、关于与关联方共同开展《高安全 SIL4 级站台门全系统成套关键技术研 究与应用》科研项目暨关联交易的议案 交控科技股份有限公司独立董事 关于第三届董事会第十七次会议相关事项的事前认可意见 根据《中华人民共和国公司法》《中华人民共和国证券法》《上海证券交易所 科创板股票上市规则》《上市公司独立董事管理办法》《交控科技股份有限公司章 程》（以下简称"《公司章程》"）的有关规定，作为公司的独立董事，仔细审阅第 三届董事会第十七次会议审议的相关议案后，发表事前认可意见如下： 一、关于与关联方共同开展《盾构智能化施工成套技术研究与应用》科研项 目暨关联交易的议案 根据了解，公司本次与关联方合作研发，可以充分利用各方在盾构智能化施 工成套技术研究与应用方面的研发经验及软硬件基础，提升公司的核心竞争力。 本次合作遵循自愿、平等、公平的原则，不会影响公司的正常生产经营活动，不 会对公司财务及经营状况产生重大影响。本次交易流程符合有关法律、法规的规 定 ...

重要内容提示： 股东大会召开日期：2023年11月15日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 证券代码：688015 证券简称：交控科技 公告编号：2023-034 一、召开会议的基本情况 交控科技股份有限公司 关于召开 2023 年第一次临时股东大会的通知 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 召开地点：北京市丰台区智成北街 3 号院交控大厦 1 号楼 5 层 501 室 （五）网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2023 年 11 月 15 日 （一）股东大会类型和届次 2023 年第一次临时股东大会 （二）股东大会召集人：董事会 （三）投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相 结合的方式 （四）现场会议召开的日期、时间和地点 召开日期时间：2023 年 11 月 15 日 14 点 00 分 至 2023 年 11 月 15 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的 ...

会议召开时间：2023 年 11 月 8 日(星期三) 上午 11:00-12:00 会议召开地点：上海证券交易所上证路演中心 （网址：https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 11 月 1 日(星期三)至 11 月 7 日(星期二)16:00 前登录 上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 ir@bj-tct.com 进 行提问。公司将在说明会上对投资者普遍关注的问题进行回答。 证券代码：688015 证券简称：交控科技 公告编号：2023-032 交控科技股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 交控科技股份有限公司（以下简称"公司"）于 2023 年 10 月 28 日发布公 司 2023 年第三季度报告，为便于广大投资者更全面深入地了解公司 2023 第三 季度经营成果、财务状况，公司计划于 2023 年 11 月 8 日上午 11: ...

交控科技股份有限公司 公司章程 二〇二三年十月 | 目录 | | --- | | 目录 | 1 | | --- | --- | | 第一章 | 总则 2 | | 第二章 | 经营宗旨和经营范围 3 | | 第三章 | 股份 3 | | 第一节 | 股份发行 3 | | 第二节 | 股份增减和回购 5 | | 第三节 | 股份转让 6 | | 第四章 | 股东和股东大会 6 | | 第一节 | 股东 6 | | 第二节 | 股东大会的一般规定 8 | | 第三节 | 股东大会的召集 11 | | 第四节 | 股东大会的提案与通知 12 | | 第五节 | 股东大会的召开 14 | | 第六节 | 股东大会的表决和决议 16 | | 第五章 | 董事会 20 | | 第一节 | 董事 20 | | 第二节 | 董事会 22 | | 第三节 | 董事会专门委员会 26 | | 第六章 | 总经理及其他高级管理人员 27 | | 第七章 | 监事会 28 | | 第一节 | 监事 29 | | 第二节 | 监事会 29 | | 第八章 | 财务会计制度、利润分配和审计 30 | | 第一节 | 财务会计制度 30 | ...

关于变更公司注册资本、修订《公司章程》 并办理工商变更登记的公告 证券代码：688015 证券简称：交控科技 公告编号：2023-033 交控科技股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 2023 年 10 月 30 日，交控科技股份有限公司（以下简称"公司"）召开了第 三届董事会第十七次会议，审议通过了《关于变更公司注册资本、修订<公司章 程>并办理工商变更登记的议案》，本议案尚需提交股东大会审议，同时提请股东 大会授权公司管理层办理上述修订涉及的工商变更登记、章程备案等相关事宜。 具体如下： 根据公司 2023 年 8 月 29 日召开的第三届董事会第十五次会议审议通过的 《关于调整公司 2021 年限制性股票激励计划授予价格并作废处理部分限制性股 票的议案》、《关于公司 2021 年限制性股票激励计划第二个归属期符合归属条 件的议案》，公司向 23 名符合条件的激励对象办理归属，对应限制性股票的归 属数量为 308,352 股，每股面值 1 元，各股东均以货币出资。截至 2023 年 9 月 4 ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥442,860,214.03, a decrease of 16.72% compared to the same period last year[6]. - The net profit attributable to shareholders for Q3 2023 was ¥13,897,535.81, down 76.60% year-on-year[6]. - The basic earnings per share for Q3 2023 was ¥0.07, reflecting a decline of 77.42% compared to the previous year[7]. - Total revenue for the first three quarters of 2023 was CNY 1,197,467,237.90, a decrease of approximately 18.4% compared to CNY 1,467,393,071.57 in the same period of 2022[23]. - Net profit for Q3 2023 was CNY 61,191,047.00, compared to CNY 140,867,817.04 in Q3 2022, indicating a decline of approximately 56.5%[24]. - The total comprehensive income for Q3 2023 was ¥61,195,068.33, compared to ¥141,131,809.54 in Q3 2022, indicating a decrease of about 56.7%[25]. - The net profit attributable to the parent company for Q3 2023 was ¥45,372,466.34, a decrease from ¥140,789,269.44 in Q3 2022, representing a decline of approximately 67.8%[25]. Assets and Liabilities - Total assets at the end of Q3 2023 were ¥5,452,408,723.27, a decrease of 2.95% from the end of the previous year[7]. - The total assets as of Q3 2023 amounted to CNY 5,452,408,723.27, a decrease from CNY 5,618,369,198.05 in the previous year[21]. - Total liabilities for Q3 2023 were CNY 2,894,180,523.43, down from CNY 3,062,358,318.49 in the same quarter of 2022[21]. - The total liabilities of the company as of September 30, 2023, are not explicitly stated but are essential for assessing the overall financial health[18]. Cash Flow - The company reported a cash flow deficit from operating activities of ¥156,736,479.08 for the year-to-date period[7]. - Cash inflow from operating activities for the first three quarters of 2023 was ¥1,342,504,101.21, down from ¥1,634,242,072.28 in the same period of 2022, a decrease of approximately 17.8%[27]. - The net cash flow from operating activities for the first three quarters of 2023 was -¥156,736,479.08, an improvement from -¥176,603,322.96 in the same period of 2022[27]. - Cash inflow from investment activities for the first three quarters of 2023 was ¥725,063,704.96, significantly lower than ¥1,795,647,963.80 in the same period of 2022, a decrease of about 59.6%[28]. - The net cash flow from investment activities for the first three quarters of 2023 was ¥291,761,837.09, compared to ¥20,469,693.10 in the same period of 2022, showing a substantial increase[28]. - The net cash flow from financing activities for the first three quarters of 2023 was -¥100,324,930.83, slightly improved from -¥105,456,062.29 in the same period of 2022[28]. Research and Development - Research and development expenses totaled ¥71,265,244.18 in Q3 2023, accounting for 16.09% of operating revenue, an increase of 2.04 percentage points year-on-year[7]. - Research and development expenses for Q3 2023 were CNY 195,359,821.28, slightly up from CNY 192,961,251.08 in Q3 2022[24]. Current Assets - As of September 30, 2023, the company's total current assets amounted to approximately RMB 4.08 billion, a decrease from RMB 4.30 billion at the end of 2022, reflecting a decline of about 5.3%[18]. - The company's cash and cash equivalents stood at approximately RMB 1.16 billion, slightly up from RMB 1.15 billion at the end of 2022, indicating a growth of about 0.4%[18]. - Accounts receivable decreased to approximately RMB 1.56 billion from RMB 1.61 billion, representing a decline of about 3.0%[18]. - Inventory increased significantly to approximately RMB 693.27 million, up from RMB 586.39 million, marking an increase of about 18.2%[18]. - The company's long-term equity investments rose to approximately RMB 65.68 million, compared to RMB 48.53 million at the end of 2022, reflecting an increase of about 35.4%[18]. - The total non-current assets reached approximately RMB 1.12 billion, with fixed assets decreasing to approximately RMB 329.08 million from RMB 379.26 million, a decline of about 13.2%[18]. Stock Incentive Plans - The company completed the registration of 428,928 restricted stocks for the third vesting period of its 2020 stock incentive plan on September 21, 2023[15]. - The company also completed the registration of 308,352 restricted stocks for the second vesting period of its 2021 stock incentive plan on September 21, 2023[16]. Future Plans - The company plans to focus on market expansion and new product development in the upcoming quarters[22]. - The company has not disclosed any significant new product developments or market expansion strategies in the current report[18]. Project Delivery - The company experienced a decline in project delivery volumes, impacting revenue and profit margins significantly[11].

证券代码：688015 证券简称：交控科技 公告编号：2023-031 交控科技股份有限公司 关于自愿披露宁波至象山市域（郊）铁路工程信号 系统采购项目中标公示期结束的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 交控科技股份有限公司（以下简称"公司"）中标项目为宁波至象山市域 （郊）铁路工程信号系统采购项目，中标金额为 364,020,000.00 元。 拟签订合同生效条件：合同双方法定代表人或双方授权代表签字、加盖单 位公章且卖方提交合格的履约保证金后本合同生效。 拟签订合同履行期限：本次中标宁波至象山市域（郊）铁路工程信号系统 采购项目，合同履行期限为合同签订日至项目质保期结束，本项目暂定于 2026 年 12 月开通运营，质保期 2 年（以上信息最终以合同签订为准）。 风险提示：虽然公示期已结束，但公司尚未收到此次招标的正式中标通知 书，且尚未签订相关正式合同，存在不确定性。本项目所涉最终金额、履行条款 等内容以正式签订的合同为准。公司将在后续定期报告中履行信息披露义务，披 露项目实施进展情 ...

Financial Performance - The company reported a total revenue of RMB 500 million for the first half of 2023, representing a year-on-year increase of 15%[14]. - The net profit attributable to shareholders for the same period was RMB 80 million, up 20% compared to the previous year[14]. - The company reported a revenue of CNY 754.61 million for the first half of 2023, a decrease of 19.35% compared to the same period last year[20]. - Net profit attributable to shareholders was CNY 31.47 million, down 61.34% year-on-year, primarily due to project delays and lower delivery volumes[22]. - The basic earnings per share decreased to CNY 0.17, a decline of 61.36% compared to the previous year[21]. - Future guidance estimates a revenue growth of 12% for the second half of 2023, driven by increased demand in urban transit solutions[14]. - The company achieved a total revenue of 741.30 million RMB in the first half of 2023, with a net profit of 105.07 million RMB, reflecting a significant increase in operational efficiency[51]. - The company reported a total of 475,670 restricted stock units granted to key personnel, with no new grants during the reporting period[155]. Research and Development - The company has allocated RMB 50 million for research and development in the next fiscal year, focusing on AI and IoT technologies[14]. - Research and development expenditure accounted for 16.44% of revenue, an increase of 3.80 percentage points year-on-year, reflecting ongoing investment in new products and technologies[23]. - The company achieved a total R&D investment of ¥124,094,577.10 in the first half of 2023, representing a 4.94% increase compared to ¥118,253,535.65 in the same period last year[45]. - The company applied for 57 new patents and received 58 authorizations in the first half of 2023, bringing the total authorized patents to 915[43]. - The company is focusing on technological innovation, integrating emerging technologies such as cloud computing, big data, and AI into its operations[57]. - The company has established 5 national-level platforms and 8 provincial-level platforms to enhance its R&D capabilities[58]. Market Expansion and Strategy - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[14]. - The company continues to focus on developing advanced urban rail transit signal systems and expanding its product offerings in the market[29]. - The company is actively pursuing market expansion strategies, with successful bids for the Jinan Urban Rail Transit Line 4 and Taiyuan Urban Rail Transit Line 1 signal system projects[61]. - The company is exploring potential mergers and acquisitions to strengthen its market position and expand its product offerings[184]. - Future performance guidance indicates a projected revenue growth of 10% for the next fiscal year, driven by new product launches and market expansion efforts[184]. Operational Challenges - The net cash flow from operating activities was negative at CNY -166.20 million, indicating challenges in cash generation[20]. - The company is experiencing intensified market competition, with 13 domestic competitors in the urban rail transit signal system sector, which may affect business growth if the company fails to maintain its competitive edge[76]. - The company is at risk of declining gross margins due to rising raw material costs and increased competition, necessitating continuous product innovation[79]. - The company faces significant risks from macroeconomic conditions, with potential impacts on international business expansion due to uncertain global economic environments[75]. Corporate Governance and Compliance - The board of directors confirmed that all members attended the meeting, ensuring full accountability for the report's accuracy[5]. - The company has not reported any significant changes in the audit opinion from the previous annual report[121]. - The financial report has been approved by the board of directors on August 29, 2023, indicating a commitment to transparency and governance[197]. - The company has confirmed its ability to continue as a going concern for at least the next 12 months, with no significant issues affecting this capability[195]. Environmental and Social Responsibility - The company invested 0.88 million yuan in environmental protection during the reporting period[109]. - The company implemented effective measures for wastewater and air emissions treatment, ensuring compliance with environmental regulations[110]. - The company promotes energy-saving practices and has increased green coverage in its parks[111]. - The company emphasizes social responsibility through various charitable initiatives and community support[112]. Financial Position - The company's total assets at the end of June 2023 were CNY 5,409.48 million, down 3.72% from the end of the previous year[22]. - The company's net assets attributable to shareholders decreased by 1.42% to CNY 2,422.77 million compared to the end of the previous year[22]. - The total current assets amounted to CNY 4,014,815,867, a decrease from CNY 4,304,492,302.11 as of December 31, 2022, representing a decline of approximately 6.73%[161]. - The total liabilities decreased to CNY 2,411,621,667.47 as of June 30, 2023, from CNY 2,698,337,522.94 at the end of 2022, a reduction of 10.6%[167]. Employee and Talent Development - The number of R&D personnel decreased to 483, accounting for 24.48% of the total workforce, while the average salary for R&D staff increased to 15.09 million RMB[54]. - The company is implementing a talent development program called the "Wild Goose Plan," which includes various training initiatives aimed at enhancing employee capabilities and ensuring career development pathways[73]. - The company has established a special reward fund to encourage employees to create incremental value beyond existing tasks, enhancing overall productivity[73].