Group 1: Company Overview - Company Code: 688305, Company Name: Kede CNC [1] - Location: Dalian Economic and Technological Development Zone, Liaoning Province [3] Group 2: Investor Relations Activities - Date of Activities: November 13-15, 2023 [2][3] - Types of Activities: One-on-one communications organized by Anxin Machinery with various institutions [2][3] Group 3: Key Product Insights - Company manufactures critical components for high-end CNC machine tools, with a focus on high-precision systems [4] - New orders for functional components increased by 106.83% year-on-year in the first nine months of 2023, with motors, spindles, and rotary tables accounting for 31%, 20%, and 37% respectively [4] Group 4: Market Trends and Product Demand - The market for five-axis machines is expanding as traditional manufacturing shifts towards higher precision and complexity [4] - The company has provided eight five-axis machines for wind power applications, replacing thirty three-axis machines, resulting in a 3-4 times increase in processing efficiency [5] Group 5: Production Capacity and Future Plans - The company plans to establish a smart manufacturing center in Yinchuan, aiming for an annual production capacity of nearly 1,000 machines and 1,300 spindles post-project completion [5][6] - New orders in the first nine months of 2023 grew by approximately 90%, with complete machines accounting for about 93% of the total [6] Group 6: Competitive Advantages - As a domestic enterprise, the company offers timely and efficient pre-sale, in-sale, and after-sale services, enhancing customer satisfaction [7] - The pricing of five-axis machines is 50%-67% of similar foreign equipment, providing a competitive edge in terms of cost-effectiveness [7] Group 7: Product Development and Diversification - The company is developing large and small gantry milling machines for aerospace components, with the large model recognized for its manufacturing maturity [8] - The company is expanding its product range to meet diverse customer needs, with a focus on flexible automation production lines [9][10]

北京观韬中茂律师事务所 GUANTAO LAW FIRM Tel：86 10 66578066 Fax：86 10 66578016 E-mail：guantao@guantao.com http：//www.guantao.com 中国北京市西城区金融大街 5 号 新盛大厦 B 座 19 层 邮编：100032 19/F, Tower B, Xinsheng Plaza, 5 Finance Street, Xicheng District, Beijing, 100032, China 北京观韬中茂律师事务所 关于科德数控股份有限公司 2023 年度 向特定对象发行人民币普通股（A 股）股票的 补充法律意见书（四） 观意字 2023 第 008921 号 二〇二三年十一月 8-3-1 北京观韬中茂律师事务所 补充法律意见书（四） 北京观韬中茂律师事务所 补充法律意见书（四） 本补充法律意见书系对《法律意见书》《律师工作报告》《补充法律意见书 （一）》《补充法律意见书（二）》《补充法律意见书（三）》的补充，并构成 《法律意见书》《律师工作报告》《补充法律意见书（一）》《补充法律意见书 （二）》《补充法律意见 ...

（住所：广东省深圳市福田区中心三路 8 号卓越时代广场（二期）北座） 证券代码：688305 证券简称：科德数控 关于科德数控股份有限公司 向特定对象发行股票 的审核中心意见落实函的回复 保荐人（主承销商） 二〇二三年十一月 上海证券交易所： 贵所于 2023 年 11 月 3 日出具的上证科审（再融资）〔2023〕227 号《关于科 德数控股份有限公司向特定对象发行股票的审核中心意见落实函》（简称"落实 函"）已收悉。科德数控股份有限公司（以下简称"科德数控"、"公司"或"发 行人"）会同中信证券股份有限公司（以下简称"中信证券"或"保荐人"）、 北京观韬中茂律师事务所（以下简称"发行人律师"）、立信会计师事务所（特 殊普通合伙）（以下简称"申报会计师"）对落实函所列问题认真进行了逐项落 实，现回复如下，请予审核。 说明： 1、本回复意见报告期为 2020 年度、2021 年度、2022 年度、2023 年 1-6 月。 2、如无特别说明，本回复报告中使用的简称或专有名词与《科德数控股份有 限公司 2023 年度向特定对象发行人民币普通股（A 股）股票募集说明书（申报稿）》 中的释义相同。在本回复报告中，合 ...

8-2-1 8-2-2 | 自 求…… | | --- | | 一、请发行人说明募投项目实施后关联交易占比呈下降趋势的具体依据及相关测 | | 算情况,如何确保未来新增关联交易价格的公允性 . | | 二、请发行人结合报告期内及募投项目新增关联交易的内容、金额、占比和定价 | | 依据,进一步说明上市后关联交易变动情况与实际控制人减少关联交易的相关承 | | 话是否一致 | 8-2-3 一、请发行人说明募投项目实施后关联交易占比呈下降趋势的具体依据及相 关测算情况,如何确保未来新增关联交易价格的公允性。 二、请发行人结合报告期内及募投项目新增关联交易的内容、金额、占比和 定价依据,进一步说明上市后关联交易变动情况与实际控制人减少关联交易的相 关承诺是否一致。 请保茬机构、发行人律师和申报会计师对上述事项进行核查并发表明确意见。 回复: 【发行人说明】 一、请发行人说明募投项目实施后关联交易占比星下降趋势的具体依据及相 关测算情况，如何确保未来新增关联交易价格的公允性 报告期内,公司与关联方光洋科技、光洋自动化发生(更名前简称为"光洋 液压"）的关联采购主要为:公司向光洋科技采购机械加工件、非金属结构件、 纸带 ...

证券代码：688305 证券简称：科德数控 科德数控股份有限公司 KEDE Numerical Control Co., Ltd. （辽宁省大连经济技术开发区天府街 1-2-1 号 1 层） 2023 年度向特定对象发行人民币普 通股（A 股）股票 募集说明书 （申报稿） 保荐人（主承销商） 广东省深圳市福田区中心三路 8 号卓越时代广场（二期）北座 二〇二三年十一月 1-1-1 科德数控股份有限公司 2023 年度向特定对象发行人民币普通股（A 股）股票募集说明书 声 明 本公司及全体董事、监事、高级管理人员承诺本募集说明书及其他信息披露 资料不存在虚假记载、误导性陈述或重大遗漏，并对其真实性、准确性、完整性 承担相应的法律责任。 本公司控股股东、实际控制人承诺本募集说明书及其他信息披露资料不存在 虚假记载、误导性陈述或重大遗漏，并对其真实性、准确性、完整性承担相应的 法律责任。 中国证监会、证券交易所对本次发行所作的任何决定或意见，均不表明其对 注册申请文件及所披露信息的真实性、准确性、完整性作出保证，也不表明其对 本公司的盈利能力、投资价值或者对投资者的收益作出实质性判断或保证。任何 与之相反的声明均属 ...

公司代码：688305 公司简称：科德数控 科德数控股份有限公司 投资者关系活动记录表 编号：2023-016 ...

上证科审（再融资）〔2023〕227 号 关于科德数控股份有限公司向特定对象发行 股票的审核中心意见落实函 科德数控股份有限公司、中信证券股份有限公司： 根据《证券法》《上市公司证券发行注册管理办法》《上海 证券交易所上市公司证券发行上市审核规则》等有关规定，本所 对科德数控股份有限公司（以下简称公司或发行人）向特定对象 发行股票申请文件进行了审核，审核中心会议讨论形成如下问题， 请予落实： 一、请发行人说明募投项目实施后关联交易占比呈下降趋势 的具体依据及相关测算情况，如何确保未来新增关联交易价格的 公允性。 1 上海证券交易所文件 请保荐机构、发行人律师和申报会计师对上述事项进行核查 并发表明确意见。 请你公司对上述问题逐项落实并及时提交回复。若回复涉及 对募集说明书的修改，请以楷体加粗标明。 上海证券交易所 二〇二三年十一月三日 主题词：科创板 再融资 落实意见函 上海证券交易所 2023 年 11 月 03 日印发 2 ─────────────── 二、请发行人结合报告期内及募投项目新增关联交易的内容、 金额、占比和定价依据，进一步说明上市后关联交易变动情况与 实际控制人减少关联交易的相关承诺是否一 ...

关于 2023 年度向特定对象发行人民币普通股（A 股）股票 申请获得上海证券交易所审核通过的公告 证券代码：688305 证券简称：科德数控 公告编号：2023-066 科德数控股份有限公司 对于《审核意见》中的落实问题，公司及相关中介机构将按照《审核意见》 的要求进行逐项落实并及时提交回复。 公司本次向特定对象发行人民币普通股（A 股）股票事项尚需获得中国证券 监督管理委员会(以下简称"中国证监会")作出同意注册的决定后方可实施，最 终能否获得中国证监会同意注册的决定及其时间尚存在不确定性。公司将按照有 关规定及时履行信息披露义务，敬请广大投资者注意投资风险。 特此公告。 科德数控股份有限公司董事会 2023 年 11 月 4 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 科德数控股份有限公司(以下简称"公司")于 2023 年 11 月 2 日收到上海证 券交易所出具的《关于科德数控股份有限公司向特定对象发行股票审核意见的通 知》（以下简称"《审核意见》"）。公司 2023 年度向特定对象发行人民币普 通股（A ...

Financial Performance - The company's operating revenue for Q3 2023 reached ¥91,549,729.76, representing a 39.15% increase compared to the same period last year[6] - Net profit attributable to shareholders for Q3 2023 was ¥17,197,693.34, a significant increase of 191.15% year-over-year[6] - The net profit after deducting non-recurring gains and losses for Q3 2023 was ¥13,729,049.25, reflecting a 137.60% increase compared to the same period last year[6] - The basic earnings per share for Q3 2023 was ¥0.1846, up 188.44% year-over-year[7] - Net profit for the third quarter of 2023 was ¥64,620,367.18, representing a 94.5% increase from ¥33,220,631.23 in the same quarter of 2022[25] - The total comprehensive income for the third quarter of 2023 was CNY 64,620,367.18, compared to CNY 33,220,631.23 in the same period of 2022, representing an increase of approximately 94.5%[26] - Basic and diluted earnings per share for the third quarter of 2023 were CNY 0.6954, up from CNY 0.3653 in the same quarter of 2022, reflecting an increase of about 90%[26] Assets and Liabilities - The total assets as of the end of Q3 2023 amounted to ¥1,475,993,616.95, an increase of 10.45% from the end of the previous year[7] - The company's total assets as of the end of Q3 2023 amounted to ¥1,475,993,616.95, compared to ¥1,336,344,355.21 at the end of Q3 2022, reflecting an increase of 10.5%[23] - Current liabilities totaled ¥271,049,204.69 in Q3 2023, an increase of 35.0% from ¥200,753,202.16 in Q3 2022[22] - The total liabilities as of Q3 2023 were ¥379,879,649.35, an increase of 24.6% from ¥304,850,754.79 in Q3 2022[22] - The company's equity attributable to shareholders reached ¥1,096,207,707.65 in Q3 2023, compared to ¥1,031,416,552.53 in Q3 2022, reflecting a growth of 6.3%[23] Cash Flow - The cash flow from operating activities for the year-to-date period reached ¥9,490,026.39, showing a remarkable increase of 511.65% compared to the same period last year[6] - Cash inflow from operating activities for the first three quarters of 2023 was CNY 365,453,427.72, compared to CNY 232,339,184.54 in the same period of 2022, marking an increase of approximately 57%[27] - The net cash flow from operating activities for the third quarter of 2023 was CNY 9,490,026.39, significantly higher than CNY 1,551,549.19 in the same quarter of 2022[28] - The company's cash and cash equivalents increased to ¥116,417,943.10 in Q3 2023, compared to ¥72,872,890.19 in Q3 2022, marking a 59.8% rise[21] - The cash and cash equivalents at the end of the third quarter of 2023 were CNY 142,514,266.03, slightly up from CNY 139,377,415.44 at the end of the same quarter in 2022[28] - The company's cash and cash equivalents as of September 30, 2023, amount to ¥158,286,049.96, a decrease from ¥268,943,958.41 at the end of 2022[20] Research and Development - Research and development expenses for Q3 2023 totaled ¥37,418,121.92, accounting for 40.87% of operating revenue, a decrease of 18.81% compared to the previous year[7] - Research and development expenses for the first three quarters of 2023 were ¥18,366,948.65, up from ¥16,092,612.03 in the same period of 2022, indicating a 14.1% increase[24] Shareholder Information - The total number of common shareholders at the end of the reporting period is 8,383[13] - The largest shareholder, Dalian Guangyang Technology Group Co., Ltd., holds 28.05% of shares, totaling 26,140,000 shares[13] - The company has a significant number of shareholders with limited sale conditions, including notable figures like Song Menglu and Gu Jinglin[14] Market and Strategic Planning - The company reported a significant increase in orders for five-axis CNC machine tools, driven by strong market demand[10] - The company has engaged in strategic planning for market expansion and product development, although specific details were not disclosed in the provided content[15] Regulatory Matters - The company received two inquiry letters from the Shanghai Stock Exchange regarding its stock issuance application on April 4 and July 20, 2023[16] - The company is in the process of responding to the inquiries and updating relevant documents as required by the Shanghai Stock Exchange[17] - The issuance of new shares is subject to approval from the Shanghai Stock Exchange and the China Securities Regulatory Commission, with uncertain timelines[18] Investment Income - The company reported an investment income of ¥10,928,129.96 for the first three quarters of 2023, compared to ¥306,825.30 in the same period of 2022[24]

第三届监事会第七次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 科德数控股份有限公司（以下简称"公司"）监事会于 2023 年 10 月 25 日 以电子邮件方式发出召开第三届监事会第七次会议的通知，会议于 2023 年 10 月 30 日在公司会议室以现场方式召开并作出决议。公司监事 3 人，实际参加会议 监事 3 人，会议由监事会主席王大伟先生主持。本次会议的召集、召开和表决情 况符合《公司法》等法律法规及《公司章程》的规定，形成的决议合法、有效。 证券代码：688305 证券简称：科德数控 公告编号：2023-063 科德数控股份有限公司 二、监事会会议审议情况 会议逐项审议并通过了以下事项： 1、审议通过《关于〈科德数控股份有限公司 2023 年第三季度报告〉的议 案》 监事会认为，公司严格按照有关法律法规以及《公司章程》等制度规范运作， 《科德数控股份有限公司 2023 年第三季度报告》的编制和审议程序、内容和格 式符合相关法律法规、部门规章、规范性文件的相关规定。监事会审 ...