2023 年度董事会审计委员会履职情况报告 江苏华盛锂电材料股份有限公司 江苏华盛锂电材料股份有限公司（以下简称"公司"）董事会审计委员会根据 中国证监会《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运 作》、《上市公司治理准则》、《上海证券交易所科创板股票上市规则》，并按照《公 司章程》、《审计委员会议事规则》的有关规定，在 2023 年度勤勉尽责，积极开 展工作，认真履行职责。现将 2023 年度工作情况报告如下： 一、审计委员会基本情况 公司第二届董事会审计委员会成员分别为温美琴女士、黄雄先生、林刚先生， 其中独立董事占审计委员会成员总数的 2/3，主任委员为由具备会计专业资格的 独立董事温美琴女士担任。 根据《上市公司独立董事管理办法》等有关规定，审计委员会成员应当为不 在上市公司担任高级管理人员的董事。公司于 2023 年 12 月 11 日召开了公司第 二届董事会第十一次会议，审议通过了《关于调整公司第二届审计委员会委员的 议案》，对董事会审计委员会部分成员进行调整，公司董事、副总经理林刚不再 担任公司第二届董事会审计委员会委员，推选公司董事马阳光先生担任公司第二 届董事会审计委员会 ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥102,154,768.57, representing a decrease of 9.77% compared to the same period last year[5]. - The net profit attributable to shareholders was -¥12,803,257.91, a decline of 216.34% year-over-year[5]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥23,149,097.59, reflecting a significant drop of 918.88%[5]. - Basic and diluted earnings per share were both -¥0.08, down 214.67% from the previous year[6]. - Net profit for Q1 2024 was a loss of ¥15.35 million, compared to a profit of ¥9.10 million in Q1 2023, representing a significant decline[20]. - The company’s total comprehensive income for Q1 2024 was a loss of ¥15.35 million, compared to a profit of ¥9.10 million in Q1 2023[21]. Cash Flow and Investments - The net cash flow from operating activities was -¥34,072,927.43, indicating a negative cash flow situation[5]. - The company reported a net cash outflow from operating activities of ¥34.07 million in Q1 2024, an improvement from a net outflow of ¥39.40 million in Q1 2023[23]. - Investment activities resulted in a net cash outflow of ¥1.59 billion in Q1 2024, compared to a net outflow of ¥1.63 billion in Q1 2023[24]. Assets and Liabilities - The company's total assets increased from ¥4,281,092,932.21 at the end of the previous year to ¥4,421,768,939.12, a change of -3.18%[6]. - As of March 31, 2024, total assets amounted to CNY 4,281,092,932.21, a decrease from CNY 4,421,768,939.12 as of December 31, 2023, reflecting a decline of approximately 3.2%[14]. - Current assets totaled CNY 2,470,623,568.08, down from CNY 2,638,798,108.40, indicating a decrease of about 6.4%[15]. - Cash and cash equivalents decreased significantly from CNY 2,043,917,404.12 to CNY 403,071,702.35, a drop of approximately 80.3%[14]. - The company's total liabilities decreased from CNY 628,712,398.69 to CNY 504,809,656.07, a reduction of about 19.7%[16]. - The equity attributable to shareholders decreased from CNY 3,728,877,571.74 to CNY 3,698,992,029.66, a decline of approximately 0.8%[17]. Research and Development - The total R&D investment amounted to ¥8,436,693.76, which is 8.26% of operating revenue, an increase of 1.00 percentage point[6]. - Research and development expenses for Q1 2024 were ¥8.44 million, slightly up from ¥8.22 million in Q1 2023[19]. Sales and Revenue - Total operating revenue for Q1 2024 was ¥102.15 million, a decrease of 9.2% from ¥113.22 million in Q1 2023[19]. - Total operating costs increased to ¥131.45 million in Q1 2024, up 14.7% from ¥114.53 million in Q1 2023[19]. - The company recorded a significant increase in sales cash inflow to ¥98.20 million in Q1 2024, compared to ¥43.66 million in Q1 2023[22]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 10,824[11].

证券代码：688353 证券简称：华盛锂电 公告编号：2024-010 江苏华盛锂电材料股份有限公司 第二届监事会第九次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 江苏华盛锂电材料股份有限公司（以下简称"公司"）第二届监事会第九次会 议于 2024 年 4 月 23 日以现场与通讯相结合的方式召开。公司于 2024 年 4 月 13 日以邮件等方式向全体监事发出召开本次会议的通知，与会的各位监事已知悉与 所议事项相关的必要信息。本次会议由监事会主席周超主持，会议应到监事 3 名，实到监事 3 名，会议的召集和召开程序符合《中华人民共和国公司法》（以 下简称"《公司法》"）等法律、法规、部门规章以及《江苏华盛锂电材料股份有 限公司章程》（以下简称"《公司章程》"）的有关规定，作出的决议合法、有效。 会议以现场与通讯表决方式审议通过了以下议案： 二、监事会会议审议情况 1、审议通过《关于公司<2023 年度监事会工作报告>的议案》 监事会认为：2023 年，公司监事会严格按照《公司法》 ...

证券代码：688353 证券简称：华盛锂电 公告编号：2024-013 一、拟聘任会计师事务所的基本情况 （一）机构信息 1、基本信息 江苏华盛锂电材料股份有限公司 关于续聘会计师事务所的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 拟聘任的会计师事务所名称：容诚会计师事务所（特殊普通合伙） 容诚会计师事务所（特殊普通合伙）由原华普天健会计师事务所（特殊普通 合伙）更名而来，初始成立于 1988 年 8 月，2013 年 12 月 10 日改制为特殊普通 合伙企业，是国内最早获准从事证券服务业务的会计师事务所之一，长期从事证 券服务业务。注册地址为北京市西城区阜成门外大街22 号1幢外经贸大厦901-22 至 901-26，首席合伙人肖厚发。 2、人员信息 截至 2023 年 12 月 31 日，容诚会计师事务所共有合伙人 179 人，共有注册 会计师 1,395 人，其中 745 人签署过证券服务业务审计报告。 3、业务规模 容诚会计师事务所经审计的 2022 年度收入总额为 266,287.74 ...

募集资金存放与实际使用情况鉴证报告 江苏华盛锂电材料股份有限公司 容诚专字[2024]230Z1066 号 容诚会计师事务所(特殊普通合伙) 中国·北京 目 录 | 序号 | 内 容 | 页码 | | --- | --- | --- | | 1 | 募集资金存放与实际使用情况鉴证报告 | 1-2 | | 2 | 募集资金存放与实际使用情况的专项报告 | 3-8 | 募集资金存放与实际使用情况鉴证报告 容诚专字[2024]230Z1066 号 容诚会计师事务所(特殊普通合伙) 总所：北京市西城区阜成门外大街 22 号 外经贸大厦 15 层/922-926(10037) TEL: 010-6600 1391 FAX: 010-6600 1392 E-mail:bj@rsmchina.com.cn https//WWW.rsm.global/china/ 江苏华盛锂电材料股份有限公司全体股东： 我们审核了后附的江苏华盛锂电材料股份有限公司（以下简称华盛锂电）董事 会编制的 2023 年度《募集资金存放与实际使用情况的专项报告》。 一、 对报告使用者和使用目的的限定 本鉴证报告仅供华盛锂电年度报告披露之目的使用，不得 ...

江苏华盛锂电材料股份有限公司 关于 2023 年度计提资产减值准备的公告 证券代码：688353 证券简称：华盛锂电 公告编号：2024-014 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 江苏华盛锂电材料股份有限公司（以下简称"公司"）于 2024 年 4 月 23 日召 开了第二届董事会第十二次会议、第二届监事会第九次会议，审议通过了《关于 2023 年度计提资产减值准备的议案》，现将有关事项公告如下： 一、 计提资产减值准备的情况概述 | 项 目 | 2023 | 年度计提金额 | 注 | 备 | | --- | --- | --- | --- | --- | | 信用减值损失 | | 50.90 | 应收账款、应收票据、其它应 | | | | | | | 收款坏账准备 | | 资产减值损失 | | 2458.08 | 存货跌价准备、合同资产减值 | | | | | | | 合同资产减值准备 | | 合计 | | 2508.98 | | | 二、 计提资产减值准备事项的具体说明 1 1、信用减值损失 公司以预期信 ...

证券代码：688353 证券简称：华盛锂电 公告编号：2024-019 江苏华盛锂电材料股份有限公司 关于使用部分暂时闲置募集资金进行现金管理的公 告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、募集资金基本情况 根据中国证券监督管理委员会出具的《关于同意江苏华盛锂电材料股份有限 公司首次公开发行股票注册的批复》（证监许可[2022]887 号），公司获准以首次 公开发行方式向公众发行人民币普通股 2,800.00 万股，发行价格为人民币 98.35 元/股，募集资金总额为人民币 2,753,800,000.00 元，扣除各项发行费用（不含增 值税）人民币 186,795,496.51 元后，实际募集资金净额为人民币 2,567,004,503.49 元。容诚会计师事务所（特殊普通合伙）对公司募集资金的到位情况进行了审验， 并出具了容诚验字[2022]230Z0178 号《验资报告》。 为规范公司募集资金管理和使用，保护投资者权益，公司对募集资金采取专 户存储管理，募集资金到账后，已全部存放于经公司董事会批准开设的 ...

证券代码：688353 证券简称：华盛锂电 公告编号：2024-022 江苏华盛锂电材料股份有限公司 关于召开 2023 年年度股东大会的通知 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、 召开会议的基本情况 （一） 股东大会类型和届次 2023 年年度股东大会 召开日期时间：2024 年 5 月 15 日 13 点 00 分 召开地点：江苏扬子江国际化学工业园德盛路 1 号公司一楼会议室 （五） 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2024 年 5 月 15 日 至 2024 年 5 月 15 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即 9:15-9:25,9:30-11:30，13:00-15:00；通过互联 股东大会召开日期：2024年5月15日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 （二） 股东大会召集人：董事会 （三） 投票方式 ...

Financial Performance - The company reported a net profit attributable to shareholders of RMB -23.91 million for the year 2023, with cumulative undistributed profits amounting to RMB 590.67 million as of December 31, 2023[5]. - The company did not declare any cash dividends, stock dividends, or capital reserve transfers to increase share capital for the year 2023, in line with its profit distribution plan[5]. - The company's operating revenue for 2023 was ¥525,031,402.36, representing a decrease of 39.09% compared to ¥861,970,904.29 in 2022[21]. - The net profit attributable to shareholders of the listed company was -¥23,911,803.46, a decline of 109.17% from ¥260,813,501.79 in the previous year[21]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥63,329,557.74, down 125.96% from ¥243,960,617.60 in 2022[21]. - The net cash flow from operating activities decreased by 143.43% year-on-year, amounting to -134,894,897.67 RMB, primarily due to a significant drop in sales and an increase in bank acceptance bills received[22]. - The gross margin for the main business was 11.26%, down 35.53% year-on-year[126]. - The company faced a net cash flow from operating activities of -CNY 134.89 million, a decline of 143.43% year-on-year[123]. - The company's comprehensive gross margin for the reporting period was 11.26%, a significant decline from 46.79% in the previous year, primarily due to increased industry capacity and price drops[113]. Operational Developments - The company is developing a new project with an annual production capacity of 20,000 tons of low-energy high-performance lithium battery anode materials, with the first phase set at 50,000 tons[12]. - The company plans to establish a new production line for 6,000 tons of vinyl carbonate and 3,000 tons of fluorinated carbonate ester[12]. - The first phase of the lithium difluoro(oxalato)borate (LiDFOB) project will have an annual production capacity of 500 tons[12]. - The company is expanding its market presence through the construction of a new production line for 80,000 tons of chlorinated vinyl carbonate ester[12]. - The company aims to enhance its product offerings with the introduction of new technologies and materials in the lithium battery sector[12]. - The company is actively expanding production capacity, with projects including an annual production of 6,000 tons of vinyl carbonate and 3,000 tons of fluorinated ethylene carbonate[38]. - The company aims to achieve an annual production capacity of 140,000 tons for VC and FEC products with the completion of its third-phase project[41]. Research and Development - Research and development expenses accounted for 9.04% of operating revenue, an increase of 3.30 percentage points from the previous year, highlighting a focus on innovation despite financial challenges[23]. - In 2023, the company's R&D investment reached CNY 47.46 million, accounting for 9.04% of its revenue[33]. - The company applied for 18 new patents and obtained 19 patents in 2023, including 13 invention patents and 6 utility model patents[33]. - The R&D team consists of 111 personnel, accounting for 9.82% of the total workforce, indicating a strong commitment to continuous innovation[71]. - The company holds a total of 118 intellectual property rights, including 77 invention patents, with 19 new rights obtained during the reporting period[86]. - The company is committed to increasing R&D investment and enhancing its innovation system to maintain a competitive edge in the electrolyte additive market[191]. Market and Industry Trends - Global sales of new energy vehicles reached 14.653 million units in 2023, up 35.4% year-on-year, with China accounting for 64.8% of global sales[61]. - The company anticipates continued growth in the electrolyte additive market driven by the expansion of the lithium battery and new energy vehicle industries[181]. - The demand for electrolyte additives is expected to increase due to higher safety, cycle life, and energy density requirements for lithium batteries[181]. - The energy storage battery market is expanding, with various applications such as power storage, communication storage, and household storage, leading to a sustained increase in demand for electrolyte additives[186]. - The emergence of 5G technology is expected to drive the demand for lithium battery electrolyte additives, as the deployment of small base stations will increase the need for high-capacity batteries[188]. Risks and Challenges - The company has not faced any significant risks that could materially impact its operations during the reporting period[4]. - The company is exposed to risks from potential technological disruptions in lithium-ion batteries, with new technologies like solid-state batteries possibly affecting market share[105]. - The company faces risks related to the loss of core technology and personnel, which could impact its competitive position and profitability[107][108]. - The company is exposed to risks from raw material price fluctuations, which could adversely affect production and profitability[117]. - The company is at risk of being affected by changes in industry regulatory policies, which could impact normal operations and project approvals[116]. Corporate Governance and Compliance - The company’s board of directors and management have confirmed the accuracy and completeness of the annual report[4]. - The company is in compliance with the regulations regarding the disclosure of its annual report[8]. - The company has not reported any special arrangements in corporate governance[8]. - The company has established a comprehensive quality management system, achieving ISO9001, ISO14001, and ISO45001 certifications[34]. - The company emphasizes customer satisfaction and product stability, ensuring quality control across all production stages[35]. - The company will strictly adhere to regulatory requirements for listed companies, improving governance and internal control management to enhance decision-making compliance and transparency[198].

江苏华盛锂电材料股份有限公司 第二届董事会第十二次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 江苏华盛锂电材料股份有限公司（以下简称"公司"）第二届董事会第十二次 会议于 2024 年 4 月 23 日以现场与通讯相结合的方式召开。公司于 2024 年 4 月 13 日以邮件等方式向全体董事发出召开本次会议的通知，与会的各位董事已知 悉与所议事项相关的必要信息。本次会议由董事长沈锦良先生召集并主持，会议 应到董事 9 名，实到董事 9 名，会议的召集和召开程序符合《中华人民共和国公 司法》（以下简称"《公司法》"）等法律、法规、部门规章以及《江苏华盛锂电 材料股份有限公司章程》（以下简称"《公司章程》"）的有关规定，作出的决议 合法、有效。会议以现场与通讯表决方式审议通过了以下议案： 证券代码：688353 证券简称：华盛锂电 公告编号：2024-009 1、审议通过《关于公司<2023 年度总经理工作报告>的议案》 2023 年度，公司总经理严格遵守《公司法》《证券法》等法律法规以及《公 司章程》等公司 ...