证券代码：688353 证券简称：华盛锂电 公告编号：2025-050 江苏华盛锂电材料股份有限公司 第二届监事会第十九次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 江苏华盛锂电材料股份有限公司（以下简称"公司"）第二届监事会第十九次 会议于 2025 年 8 月 26 日以现场与通讯相结合的方式召开。公司于 2025 年 8 月 21 日以邮件等方式向全体监事发出召开本次会议的通知，与会的各位监事已知 悉与所议事项相关的必要信息。本次会议由监事会主席周超主持，会议应到监事 3 名，实到监事 3 名，会议的召集和召开程序符合《中华人民共和国公司法》（以 下简称"《公司法》"）等法律、法规、部门规章以及《江苏华盛锂电材料股份有 限公司章程》（以下简称"《公司章程》"）的有关规定，作出的决议合法、有效。 会议以现场与通讯表决方式审议通过了以下议案： 二、监事会会议审议情况 1、审议通过《关于公司〈2025 年半年度报告〉及其摘要的议案》； 具 体 内 容 详 见 公 司 于 2025 ...

Meeting Overview - The second supervisory board meeting of Jiangsu Huasheng Lithium Battery Materials Co., Ltd. was held on August 26, 2025, combining on-site and remote participation [1] - The meeting was chaired by the chairman of the supervisory board, Zhou Chao, and all resolutions made were deemed legal and effective according to relevant laws and regulations [1] Financial Reporting - The supervisory board approved the company's 2025 semi-annual report, confirming that the preparation and review processes complied with relevant laws and internal regulations, accurately reflecting the company's financial status and operational results for the first half of 2025 [1][2] - The supervisory board ensured that there were no violations of confidentiality during the report preparation process and that the report contained no false statements or significant omissions [1] Fund Management - The supervisory board confirmed that the management of raised funds for the first half of 2025 complied with relevant laws and regulations, with funds stored in dedicated accounts and used for specified purposes [2] - The company disclosed the actual use of raised funds accurately and timely, fulfilling its information disclosure obligations [2] Asset Impairment - The supervisory board agreed on the provision for asset impairment, stating that it complied with accounting standards and accurately reflected the company's financial condition and asset value [3] - The decision-making process for the impairment provision was deemed compliant with legal and regulatory requirements [3] Foreign Exchange Derivatives - The supervisory board approved the company's plan to engage in foreign exchange derivative transactions up to $25 million or equivalent in other currencies to mitigate foreign exchange risk [4] - The company established relevant approval and internal control systems for these transactions [4] Use of Additional Funds - The supervisory board approved the use of RMB 237 million of excess raised funds to permanently supplement working capital, enhancing fund utilization efficiency and reducing financial costs [4][5] - This decision aligns with the company's development strategy and benefits all shareholders [5] Governance Changes - The supervisory board agreed to cancel the supervisory board and transfer its powers to the audit committee of the board of directors to improve corporate governance and operational efficiency [5][6] - The legal representative of the company will change from the chairman to the general manager, with corresponding amendments to the company's articles of association [6] - The supervisory board also approved revisions to certain governance documents in line with updated legal and regulatory requirements [6]

Meeting Information - The second extraordinary general meeting of shareholders for 2025 will be held on September 15, 2025, at 13:30 [1] - The meeting will take place at the company's conference room located at No. 1 Desheng Road, Jiangsu Yangtze River International Chemical Industrial Park [1] - Voting will be conducted through a combination of on-site and online methods using the Shanghai Stock Exchange's network voting system [1][2] Voting Procedures - Online voting will be available on the day of the meeting from 9:15 to 15:00, with specific trading time slots for the voting platform [2] - Shareholders must follow the relevant regulations for margin trading, transfer, and other investment accounts when voting [2] - There are no public solicitations for voting rights in this meeting [2] Agenda Items - The meeting will review several proposals, including: - Using part of the raised funds to permanently supplement working capital [3] - Canceling the supervisory board and changing the company's legal representative [3] - Electing non-independent and independent directors for the third board [3][4] - The proposals have been approved by the company's second board and supervisory board meetings prior to this general meeting [3][4] Attendance and Registration - Shareholders registered with the China Securities Depository and Clearing Corporation Limited Shanghai Branch by the close of trading on September 8, 2025, are eligible to attend [5] - Registration for the meeting will occur on September 11, 2025, and requires specific documentation [5][6] Additional Information - Shareholders attending the meeting will be responsible for their own travel and accommodation expenses [6] - Contact information for company representatives is provided for any inquiries related to the meeting [6]

Core Viewpoint - The company, Jiangsu Huasheng Lithium Battery Materials Co., Ltd., is planning to engage in foreign exchange derivative trading to mitigate foreign exchange risks associated with its significant export business, aiming to enhance the efficiency of foreign currency usage and reduce financial costs [1][2][7] Group 1: Trading Overview - The primary purpose of the trading is to hedge against foreign exchange market risks and prevent adverse impacts from significant exchange rate fluctuations on the company's operational performance [1] - The total amount for foreign exchange derivative trading is expected to not exceed USD 25 million or its equivalent in other currencies within a 12-month period [2][3] - The company will utilize its own funds for these transactions, avoiding the use of raised funds or bank credit [2] Group 2: Trading Methodology - The company will adhere to principles of hedging and neutral management of exchange rate risks, opting for straightforward and liquid derivative instruments such as foreign exchange forwards, swaps, and options [2][3] - The trading period is valid for 12 months from the approval date by the board, with the ability to roll over funds within the approved limits [2][3] Group 3: Risk Analysis and Control Measures - The trading activities face market risks, including the potential inability to execute contracts at agreed prices, leading to unhedged risk exposures [3] - Risk control measures include defined decision-making authority for purchasing foreign exchange forward contracts and regular reporting of trading activities to the management team [4][6] Group 4: Impact on the Company - Engaging in foreign exchange derivative trading is expected to enhance the company's ability to manage foreign exchange volatility risks, thereby improving financial stability and protecting profit margins [6][7] - The accounting treatment for these transactions will comply with relevant financial regulations and standards, ensuring proper recognition and measurement of financial instruments [6]

Core Viewpoint - The company intends to use part of the excess raised funds to permanently supplement its working capital, which is expected to enhance the efficiency of fund utilization and reduce financial costs without affecting the normal progress of investment projects [1][6]. Fundraising Overview - The company was approved to issue 28 million shares at a price of RMB 98.35 per share, raising a total of RMB 2,753.8 million, with a net amount of RMB 2,567.0 million after deducting issuance costs [1]. - The excess funds amount to RMB 186.7 million, with a remaining balance of RMB 13.7 million after repurchasing shares worth RMB 300 million [5]. Fund Management - The company has established a special account for the management of raised funds, which are stored in a dedicated account approved by the board of directors [2]. - A tripartite supervision agreement has been signed with the sponsor and the bank where the special account is held [2]. Previous Use of Excess Funds - The company previously approved the use of excess funds to permanently supplement working capital, with a limit of RMB 50 million, representing 26.78% of the total excess funds [3][4]. Current Plan for Excess Funds - The company plans to use part of the excess funds, not exceeding RMB 23.7 million, which is 12.69% of the total excess funds, for working capital needs [5]. - The company commits that the use of excess funds will not affect the funding requirements of investment projects and will not engage in high-risk investments within twelve months after the fund supplementation [5][6]. Approval Process - The proposal to use part of the excess funds has been approved by the company's board and will be submitted for shareholder approval [6].

江苏华盛锂电材料股份有限公司 募集资金使用管理制度 第一章 总则 第一条 为规范江苏华盛锂电材料股份有限公司（以下简称"公司"）募集资 金的管理和运用，提高募集资金使用效率，保护投资者利益，根据《中华人民共 和国公司法》《中华人民共和国证券法》《上市公司监管指引第2号——上市公 司募集资金管理和使用的监管要求》《上海证券交易所科创板股票上市规则》（以 下简称"《科创板上市规则》"）、《上海证券交易所上市公司自律监管指引第 1号——规范运作》等法律、法规、规范性文件以及《江苏华盛锂电材料股份有 限公司章程》（以下简称"《公司章程》"）的相关规定，结合本公司实际，制 定本制度。 第二条 本制度所称募集资金是指公司通过向不特定对象发行证券（包括首 次公开发行股票、配股、增发、发行可转换公司债券、发行分离交易的可转换公 司债券等）以及向特定对象发行证券募集的资金，但不包括公司实施股权激励计 划募集的资金。 第三条 公司董事会负责建立健全本制度，对募集资金的存储、使用、 变更、 监督和责任追究等内容进行明确规定，并确保本制度的有效实施。 第四条 募集资金投资项目通过公司的子公司或者公司控制的其他企业实施 的，公司应当确 ...

江苏华盛锂电材料股份有限公司 独立董事工作制度 第一章 总则 第一条为进一步完善江苏华盛锂电材料股份有限公司（以下简称"公司"） 的法人治理结构及公司董事会结构，强化对内部董事及经理层的约束和激励机 制，保护中小股东及利益相关者的利益，促进公司的规范运作，根据《中华人民 共和国公司法》（以下简称"《公司法》"）、《上市公司独立董事管理办法》 （以下简称"《管理办法》"）、《上海证券交易所科创板股票上市规则》（以 下简称"《科创板股票上市规则》"）、《上海证券交易所科创板上市公司自律 监管指引第 1 号——规范运作》（以下简称"《自律监管指引第 1 号》"）等法 律、行政法规、部门规章及规范性文件和《江苏华盛锂电材料股份有限公司章程》 （以下称"《公司章程》"）的有关规定，制定本制度。 第二条独立董事是指不在公司担任除董事外的其他职务，并与公司及其主要 股东、实际控制人不存在直接或者间接利害关系，或者其他可能影响其进行独立 客观判断关系的董事。 独立董事应当独立履行职责，不受公司及其主要股东、实际控制人或者其他 与公司存在利害关系的单位或个人的影响。 第三条公司独立董事占董事会成员的比例不得低于三分之一，且至少 ...

江苏华盛锂电材料股份有限公司 关联交易管理制度 第一章 总则 第一条 为规范江苏华盛锂电材料股份有限公司（以下简称"公司"）的关联交易 行为，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《上市公司治 理准则》《上海证券交易所科创板股票上市规则》《上海证券交易所上市公司自律监 管指引第5 号——交易与关联交易》等有关法律、法规和规范性文件及《江苏华盛锂 电材料股份有限公司章程》（以下简称"《公司章程》"）的规定，特制定本制度。 第二条 公司关联交易应当定价公允、决策程序合规、信息披露规范。 第三条 公司关联交易应当遵循以下基本原则： （一）符合诚实信用的原则； （二） 由本制度第六条以及第七条所列公司的关联法人或关联自然人直接或者 间接控制的，或者由关联自然人（独立董事除外）担任董事、高级管理人员的，除公 司及其控股子公司以外的法人或者其他组织； （三） 直接或间接持有公司5%以上股份的法人或其他组织； （二）尽量避免、减少并规范关联交易原则。对于无法回避的关联交易之审议、 审批，必须遵循公开、公平、公正的原则； （三）股东会、董事会应当根据客观标准判断该关联交易是否对公司有利。董事 会、股东会对关 ...

江苏华盛锂电材料股份有限公司 累积投票制实施细则 第一章 总 则 第一条 为进一步完善公司法人治理结构，规范公司董事的选举，保证股东 充分行使权利，维护中小股东利益，根据《中华人民共和国公司法》（以下简称 "《公司法》"）、《上市公司治理准则》、《上海证券交易所科创板股票上市 规则》等有关法律、法规、其他规范性文件和《江苏华盛锂电材料股份有限公司 章程》（以下简称"《公司章程》"）的规定，结合本公司的实际情况，特制订 本实施细则。 第二条 本细则所指累积投票制，是指公司股东会选举两名以上董事时，出 席股东会的股东所拥有的选票数等于其所持有的有表决权股份总数乘以应选董 事人数之乘积，出席会议股东可以将其拥有的选票集中投给一位董事候选人，也 可以将其拥有的选票分散投给多位董事候选人，按得票多少依次决定董事人选。 第三条 本细则所称的"董事"，包括独立董事和非独立董事（职工代表担 任的董事除外）。 第四条 股东会选举产生的董事人数及结构应符合《公司章程》的规定。 第二章 董事候选人的提名 第五条 董事候选人提名的方式和程序为： （一）董事会提名委员会有权向公司董事会推荐非独立董事候选人，并提供 非独立董事候选人的简 ...

江苏华盛锂电材料股份有限公司 内幕信息知情人登记备案制度 第一章 总则 第一条 为建立健全江苏华盛锂电材料股份有限公司（以下简称公司）内幕 信息管理制度，做好内幕信息保密工作，保护投资者的合法权益，公司依据《中 华人民共和国公司法》《中华人民共和国证券法》《上海证券交易所科创板股票上 市规则》《上市公司信息披露管理办法》《上海证券交易所科创板上市公司自律监 管指引第 1 号——规范运作》、《上市公司监管指引第 5 号——上市公司内幕信息 知情人登记管理制度》等有关法律、法规、规范性文件及《江苏华盛锂电材料股 份有限公司章程》（以下简称《公司章程》）的有关规定，特制订本制度。 第二条 本制度适用于公司、下属全资子公司、控股子公司及参股 30%以上 且公司对其有重要影响的参股子公司（以下统称为子公司）。 第三条 公司董事会秘书办公室是公司内幕信息的管理机构。公司各部门、 分公司及子公司发生涉及内幕信息的报告、登记、披露等情形时，应按照董事会 秘书办公室的安排进行相应处理。 第四条 公司各部门、分公司及子公司未经过董事会秘书办公室而擅自处理 内幕信息，因此给公司造成损害的，相应的负责人要向公司承担赔偿责任。 第二章 ...