| 序号 | 工作内容 | 实施情况 | | --- | --- | --- | | 1 | 建立健全并有效执行持续督导工作制度，并针对 | 保荐机构已建立健全并有效执 | | | 具体的持续督导工作制定相应的工作计划。 | 行了持续督导制度，并制定了相 | | | | 应的工作计划。 | | 2 | 根据中国证监会相关规定，在持续督导工作开始 前，与上市公司或相关当事人签署持续督导协 | 保荐机构已与金科环境签署持 | | | | 续督导协议，就双方在持续督导 | | | 议，明确双方在持续督导期间的权利义务，并报 | 期间的权利和义务进行了明确 | | | 上海证券交易所备案。 | 约定，并报上海证券交易所备 | | | | 案。 | | 3 | 持续督导期间，按照有关规定对上市公司违法违 | 2023 年 1-6 月，金科环境在持 | | | 规事项公开发表声明的，应于披露前向上海证券 | 续督导期间未发生按有关规定 | | | 交易所报告，经上海证券交易所审核后在指定媒 | 须保荐机构公开发表声明的违 | | | 体上公告。 | 法违规情形。 | | 4 | 持续督导期间，上市公司或相关当事人出现违法 ...

Financial Performance - The company reported a significant increase in revenue for the first half of 2023, with a year-on-year growth of 25%[1]. - The company achieved operating revenue of CNY 254.22 million in the first half of 2023, representing a year-on-year increase of 16.09%[17]. - Net profit attributable to shareholders reached CNY 43.57 million, up 27.50% compared to the same period last year[17]. - The net cash flow from operating activities surged to CNY 84.05 million, a significant increase of 916.21% year-on-year[17]. - The company's total assets increased by 9.25% to CNY 2.02 billion compared to the end of the previous year[17]. - Basic earnings per share rose to CNY 0.43, reflecting a growth of 30.30% compared to the previous year[18]. - The company's net assets attributable to shareholders increased by 3.89% to CNY 1.12 billion[17]. - The company reported a revenue of 341.00 million with a gross profit margin of 8.41% and a net profit of 55.22 million in the first half of 2023[103]. - The company reported a total revenue of 11,676.82 million RMB for the first half of 2023, with a net profit of 1,120.37 million RMB[108]. Market Expansion and Strategy - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[1]. - A strategic acquisition of a local competitor is in progress, which is anticipated to increase the company's market share by 5%[1]. - The company aims to enhance its market presence through innovative business models like PIPP, focusing on long-term contracts and partnerships in wastewater treatment[28]. - The company is focusing on expanding its market presence in emerging industries such as solar energy and PCB, while also addressing high water consumption and pollution sectors[147]. - The company has established strategic cooperation agreements with local governments to deploy New Water Island products, enhancing regional development and addressing environmental capacity issues[131]. Research and Development - The company has invested 15 million in R&D for innovative water treatment technologies, aiming to reduce operational costs by 20%[1]. - The company has applied for 7 invention patents and obtained 7 authorized invention patents, bringing the total to 95 patents, including 26 domestic invention patents and 8 PCT patents[95]. - Total R&D investment decreased by 6.14% year-on-year to CNY 1,120.37 million, with the proportion of R&D investment to operating income dropping from 5.45% to 4.41%[99]. - The company has 26 ongoing research projects, with some projects already achieving industrialization of research results and entering the initial review or acceptance stage for domestic invention and utility model patents[100]. - The company is actively collaborating with universities to accelerate the development of simulation models for membrane treatment processes, enhancing its technological advantages[89]. Product Development and Innovation - New product development includes the launch of a high-quality recycled water treatment system, expected to enhance operational efficiency by 30%[1]. - The company has developed a third-generation product, "New Water Island," which integrates equipment and facilities into a smart unit for water treatment[31]. - The "Twin Water Plant" smart operation management platform utilizes AI algorithms and digital twin technology to optimize water treatment processes[32]. - The company launched the new product "New Water Island," which integrates hardware and software to transform traditional water treatment plants into fully productized intelligent units, achieving significant operational efficiency and cost savings[68]. - The new water treatment product, "New Water Island," can handle a scale from 0.25 thousand tons/day to 20 thousand tons/day, addressing diverse customer needs[113]. Environmental and Regulatory Compliance - The company has established an environmental protection mechanism and is classified as a key pollutant discharge unit[175]. - The company has implemented an environmental self-monitoring plan to track pollutant discharge and its impact on surrounding environmental quality[187]. - The company has obtained environmental impact assessment approvals for all its projects during the reporting period[185]. - The company is committed to maintaining and improving its environmental protection management practices[184]. - The company actively adheres to national and local environmental protection laws, ensuring that pollutants are treated to meet discharge standards[192]. Financial Management and Investments - The company reported a significant increase in long-term borrowings, which rose by 157.93% to ¥284,513,819.93, reflecting increased bank loans by subsidiaries[156]. - The cash flow from financing activities improved by 843.11% year-on-year to ¥170,744,813.85, also due to increased bank borrowings[153]. - The company has established a strategic performance management system that enhances organizational efficiency and focuses on key strategic goals[136]. - The company repurchased shares amounting to 15,007,365.67 yuan, acquiring 964,873 shares as part of its employee stock ownership plan or equity incentive[136]. - The company has identified 5 core technical personnel with over 10 years of experience in the water treatment industry[169]. Operational Efficiency and Cost Management - The implementation of a digital project management platform is expected to streamline project execution, reducing project timelines by 25%[1]. - The company has developed proprietary project management systems to optimize project lifecycle data, ensuring effective cost management and service quality[121]. - The company aims to mitigate project execution risks by leveraging its new water island product advantages and enhancing project management capabilities[140]. - The company is focusing on the development of a low-carbon sludge reduction technology to address key challenges in wastewater treatment[108]. - The company is exploring intelligent prediction feedback control systems, which have broad application potential in the water treatment industry[106]. Industry Trends and Government Support - The Chinese industrial wastewater treatment industry is expected to grow at a compound annual growth rate (CAGR) of 8% from 2023 to 2028, with a projected market size of 451.9 billion yuan by 2028[54]. - The central government allocated 25.7 billion yuan for water pollution prevention in 2023, an increase of 2 billion yuan from the previous year[52]. - The implementation of the new drinking water hygiene standards (GB5749-2022) on April 1, 2023, emphasizes the quality of water at the end-user level, addressing secondary pollution issues[56]. - The market for recycled water is being promoted through the adjustment of pricing mechanisms, with Beijing being the first city to implement market-based pricing for recycled water[52]. - The introduction of various national policies in 2023 is expected to promote the development of the water treatment industry and enhance the demand for recycled water solutions[129].

证券代码：688466 证券简称：金科环境 公告编号：2023-029 金科环境股份有限公司 关于召开 2023 年半年度业绩说明会的公告 重点内容提示： 一、说明会类型 金科环境股份有限公司（以下简称"公司"）已于 2023 年 8 月 25 日在上海 证券交易所网站（www.sse.com.cn）披露公司《2023 年半年度报告》及其摘要。 为加强与投资者的沟通交流，使投资者更加全面、深入地了解公司 2023 年半年 度经营成果、财务情况，公司计划于 2023 年 9 月 20 日（周三）上午 10:00-11:00， 召开 2023 年半年度业绩说明会，就投资者关心的问题进行交流。 本次业绩说明会以网络文字互动方式召开，公司将针对 2023 年半年度的经 营成果及财务指标的具体情况与投资者进行互动交流，在信息披露法律法规允许 的范围内就投资者普遍关注的问题进行回答。 （三）会议召开方式：网络文字互动 二、说明会召开的时间与地点 三、参会人员 （一）会议召开时间：2023 年 9 月 20 日（周三）上午 10:00-11:00 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大 ...

招商证券股份有限公司 关于金科环境股份有限公司部分募投项目延期的核查意见 招商证券股份有限公司（以下简称"招商证券"或"保荐机构"）作为金科 环境股份有限公司（以下简称"金科环境"或"公司"）首次公开发行股票并在 科创板上市的保荐机构，根据《证券发行上市保荐业务管理办法》《上市公司监 管指引第 2 号——上市公司募集资金管理和使用的监管要求（2022 年修订）》 《上海证券交易所科创板股票上市规则》《上海证券交易所上市公司募集资金管 理办法（2013 年修订）》《上海证券交易所科创板上市公司自律监管指引第 1 号 ——规范运作》等法律、法规的有关规定，对金科环境关于部分募投项目的延期 事项进行了核查，核查情况与意见如下： 一、首次公开发行股票募集资金基本情况 经中国证券监督管理委员会证监许可[2020]581 号文核准，并经上海证券交 易所同意，公司由主承销商招商证券采用询价方式，向社会公众公开发行人民币 普通股（A 股）股票 2,569 万股，发行价为每股人民币 24.61 元，共计募集资金 63,223.09 万元，扣除本次发行的发行费用 6,617.21 万元后，公司本次募集资金 净额为 56,605. ...

证券代码：688466 证券简称：金科环境 公告编号：2023-028 金科环境股份有限公司 2023年半年度募集资金存放与实际使用情况专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 根据中国证券监督管理委员会《上市公司监管指引第2号—上市公司募集资 金管理和使用的监管要求》《上海证券交易所科创板股票上市规则》《上海证 券交易所科创板上市公司自律监管指引第1号——规范运作》等有关规定，金 科环境股份有限公司（以下简称"公司"）董事会对2023年半年度募集资金存放 和实际使用情况专项说明如下： 一、募资资金基本情况 （一）实际募集资金金额和资金到账时间 经中国证券监督管理委员会核发的《关于核准金科环境股份有限公司首 次公开发行股票注册的批复》（证监许可[2020]581），并经上海证券交易所 同意，公司由主承销商招商证券股份有限公司（以下简称"招商证券"）采用 询价方式，向社会公众公开发行人民币普通股（A股）股票2,569万股，发行 价为每股人民币24.61元，共计募集资金63,223.09万元，扣除本次发行的发 ...

证券代码：688466 证券简称：金科环境 公告编号：2023-030 金科环境股份有限公司 关于公司部分募投项目延期的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 2023年8月23日，金科环境股份有限公司（以下简称"金科环境"或"公司"） 召开第二届董事会第二十一次会议、第二届监事会第十八次会议，审议通过 《关于公司部分募投项目延期的议案》。由于区域扬尘污染治理原因，根据公司 募集资金投资项目（以下简称"募投项目"） 的实际建设情况和投资进度，并 经过谨慎的研究讨论，拟将研发中心建设项目完工时间调整为2023年10月。 本次募投项目延期仅涉及项目进度的变化，未改变募投项目的投资内容、 投资规模、用途及实施主体等，不会对募投项目的实施造成实质性的影响。 独立董事对本事项发表了明确同意的独立意见，保荐机构招商证券股份有 限公司（以下简称"招商证券"）对本事项出具了明确同意的核查意见。上述议 案无需提交股东大会审议，现将本项目延期的具体情况公告如下： | 序号 | 项目名称 | 募集资金承诺投 | 调整后投资总 | 累计 ...

证券代码：688466 证券简称：金科环境 公告编号：2023-027 金科环境股份有限公司 第二届监事会第十八次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 金科环境股份有限公司（以下简称"公司"）第二届监事会第十八次会议（以 下简称"本次会议"）于 2023 年 8 月 12 日以书面及通讯形式发出会议通知，并于 2023 年 8 月 23 日上午 11:00 在公司会议室以现场结合通讯方式召开。 本次会议应出席监事共 3 人，实际出席监事 3 人，会议由监事会主席贾凤莲 女士主持。会议通知和召开程序及议题符合《中华人民共和国公司法》《上海证 券交易所科创板股票上市规则》等有关法律法规、规范性文件和《金科环境股份 有限公司章程》规定。本次会议表决所形成的决议合法、有效。 二、监事会会议审议情况 经全体与会监事审议，本次会议审议通过了以下议案： 1、公司 2023 年半年度报告全文及摘要 公司监事会认为：公司《2023 年半年度报告》及摘要的编制和审议程序符合 相关法律法规及《公司 ...

一、公司 2023 年半年度募集资金存放与实际使用情况专项报告 我们认为，公司 2023 年半年度募集资金存放与使用情况符合《上海证券交 易所科创板股票上市规则》《上市公司监管指引第 2 号——上市公司募集资金 管理和使用的监管要求》等法律法规、规范性文件的相关规定，符合公司《募集 资金管理办法》的规定，对募集资金进行了专户存储和专项使用，并及时履行了 相关信息披露义务，募集资金具体使用情况与公司已披露情况一致，不存在变相 改变募集资金用途和损害股东利益的情况，不存在违规使用募集资金的情况。 金科环境股份有限公司 独立董事关于第二届董事会第二十一次会议相关议案的 独立意见 根据《中华人民共和国公司法》《上市公司独立董事规则》《上海证券交易 所科创板股票上市规则》等法律法规、规范性文件以及《公司章程》的相关规定， 我们作为金科环境股份有限公司（以下简称"公司"）的独立董事，本着客观、 公正、审慎的原则，对公司第二届董事会第二十一次会议审议的相关事项发表独 立意见如下： 我们认为，公司本次募投项目延期是公司根据募投项目实施的实际情况做出 的审慎决定，符合公司经营发展需要，不涉及募投项目的建设内容、投资规模、 用途 ...

2023 年第一季度报告 证券代码：688466 证券简称：金科环境 金科环境股份有限公司 2023 年第一季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务信息 的真实、准确、完整。 第一季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 单位：元 币种：人民币 | | | 本报告期比上年 | | | --- | --- | --- | --- | | 项目 | 本报告期 | 同期增减变动幅 | | | | | 度(%) | | | 营业收入 | | 87,679,798.63 | -9.81 | | 净利润 | | 8,191,919.32 | 84.75 | | 归属于上市公司股东的净利润 | | 7,458,993.68 | 33.27 | | 归属于上市公司股东的扣除非 经常性损益的净利润 | | 6,833,740.89 | 36.22 | 1 / 19 2023 年第一季度报 ...

Share Capital and Repurchase - The company plans to distribute 2 shares for every 10 shares held, increasing the total share capital from 102,760,000 to 123,119,025 shares after the distribution[6]. - The total amount spent on share repurchases in 2022 was 14,196,134.77 yuan, accounting for 18.49% of the net profit attributable to shareholders[6]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties[9]. - The company has implemented a share repurchase plan, utilizing 15,007,365.67 RMB to buy back 964,873 shares, aimed at supporting employee stock ownership plans[52]. Financial Performance - The company's operating revenue for 2022 was approximately ¥670.89 million, representing a year-over-year increase of 19.91% compared to ¥559.51 million in 2021[23]. - The net profit attributable to shareholders for 2022 was approximately ¥76.79 million, reflecting a growth of 23.25% from ¥62.30 million in 2021[23]. - The basic earnings per share for 2022 was ¥0.75, an increase of 22.95% compared to ¥0.61 in 2021[24]. - The company's total assets as of the end of 2022 reached approximately ¥1.85 billion, a 10.17% increase from ¥1.68 billion at the end of 2021[23]. - The total equity attributable to shareholders increased to approximately ¥1.08 billion by the end of 2022, marking a 5.51% rise from ¥1.02 billion at the end of 2021[23]. - The company reported a net cash flow from operating activities of approximately ¥84.29 million in 2022, a significant recovery from a negative cash flow of ¥33.43 million in 2021[23]. - The gross profit for the period was CNY 228.84 million, up 26.25% year-on-year, with a gross margin of 34.11%[26]. - The company reported a comprehensive gross profit margin of 34.11%, maintaining stability[26]. Research and Development - Research and development expenses accounted for 5.43% of operating revenue in 2022, up from 4.34% in 2021, indicating a focus on innovation[24]. - The company has applied for a total of 13 invention patents during the reporting period, including 10 in China and 3 PCT patents, and has been granted 10 invention patents, comprising 9 in China and 1 PCT patent[48]. - The company has established a digital collaboration platform to streamline processes in construction, significantly improving efficiency and reducing management complexity[47]. - The company has invested heavily in digital technology, enhancing its digital twin management platform and artificial intelligence capabilities to optimize water treatment system operations[121]. - Total R&D investment increased by 50.06% year-on-year to CNY 3,642.00 million, with capitalized R&D investment rising by 296.06% to CNY 1,454.54 million[127]. Technology and Innovation - The company emphasizes its "resource, product, and digital" strategy to enhance operational efficiency and market competitiveness[12]. - The company is focusing on the development of new technologies, including membrane anti-pollution technology and membrane combination process technology[12]. - The company has developed a digital project implementation platform called "Water Plant Twin," which aids in project design and management[12]. - The company launched the "Twin Water Plant Intelligent Operation Management Platform" 2022 version, which is now operational in 32 online projects across various water plants, enhancing operational efficiency and reducing reliance on manual processes[46]. - The company has developed several advanced technologies for wastewater treatment, including ozone catalytic oxidation coupled biological treatment and anti-pollution reverse osmosis, significantly improving water quality and reducing investment and operating costs[116]. Market and Industry Trends - The industrial wastewater treatment market is projected to grow at a compound annual growth rate of 8% from 2023 to 2028, reaching a market size of 451.9 billion yuan by 2028[78]. - The direct drinking water market in China is expected to reach a scale of 405.9 billion yuan by 2035, with a compound annual growth rate of 20% from 2021 to 2035[91]. - The overall revenue of the water industry is projected to continue growing due to urbanization and increasing demand for water services[94]. - The company is actively pursuing market expansion in emerging industries such as solar energy and PCB manufacturing, which are closely tied to macroeconomic conditions[167]. Risk Management - The company has detailed various risks and countermeasures in its annual report, particularly in the "Management Discussion and Analysis" section[4]. - The company is facing risks related to project execution, including potential delays and cost overruns due to unforeseen circumstances[161]. - The company aims to implement a productization strategy to mitigate project execution risks and enhance operational efficiency[161]. - The company is committed to enhancing its risk management capabilities to address potential financial and operational risks[167]. Strategic Partnerships and Collaborations - The company has established partnerships with various stakeholders, including government and industrial entities, to enhance its operational capabilities in wastewater treatment[16]. - The company aims to collaborate with partners to address water scarcity and environmental challenges, contributing to high-quality ecological development[72]. Awards and Recognition - The company won the "2022 GWI Global Water Award" for the Zhangjiagang Phase I project, which is the largest nanofiltration water plant in the world[39]. - The company has been recognized as a "Specialized, Refined, Unique, and Innovative" small and medium-sized enterprise by the Ministry of Industry and Information Technology in 2022[50]. - The company received the first prize in the 2022 China Membrane Industry Association Science and Technology Award for its "water plant twin" and "membrane steward" smart technology applications[133].