南京晶升装备股份有限公司 2024 年年度股东大会会议资料 证券代码：688478 证券简称：晶升股份 南京晶升装备股份有限公司 2024 年年度股东大会会议资料 2025 年 5 月 | 目录 | | --- | | 2024 年年度股东大会会议须知 | | 1 | | --- | --- | --- | | 年年度股东大会会议议程 2024 | | 3 | | 2024 年年度股东大会会议议案 | | 6 | | 议案一：关于 2024 | 年度董事会工作报告的议案 | 6 | | 议案二：关于 2024 | 年度监事会工作报告的议案 | 14 | | 议案三：关于 2024 | 年年度利润分配预案的议案 | 19 | | 议案四：关于 2025 | 年度董事薪酬方案的议案 | 20 | | 议案五：关于 2025 | 年度监事薪酬方案的议案 | 21 | | | 议案六：关于续聘会计师事务所的议案 | 22 | | 议案七：关于 2024 | 年度财务决算报告的议案 | 25 | | | 议案八：关于变更注册地址、取消监事会、修订《公司章程》并办理工商变更登记的 | | | 议案 | | 32 | | ...

Core Viewpoint - Nanjing Jingsheng Equipment Co., Ltd. (stock code: 688478) reported a revenue of 425 million yuan for 2024, a year-on-year increase of 4.78%, while net profit attributable to shareholders decreased by 24.32% to 53.74 million yuan due to industry cycle fluctuations and increased R&D investments [1][2]. Group 1: Financial Performance - The company achieved a revenue of 425 million yuan in 2024, reflecting a growth of 4.78% compared to the previous year [1]. - The net profit attributable to shareholders was 53.74 million yuan, representing a decline of 24.32% year-on-year [1]. Group 2: R&D Investment - R&D expenses reached 44.25 million yuan in 2024, marking a 16.39% increase from the previous year, accounting for 10.41% of total revenue [2]. - The focus of R&D funding is on optimizing the processes for large-size silicon carbide equipment and semiconductor-grade single crystal silicon furnaces, preparing for the next industry recovery [2]. Group 3: Product Offering and Market Position - The company provides customized products such as semiconductor-grade single crystal silicon furnaces and silicon carbide single crystal furnaces, which are core products contributing significantly to revenue [1]. - Jingsheng Equipment is one of the few companies in China to achieve mass production of 8-inch silicon carbide single crystal furnaces, with significant revenue growth in this segment [2]. - The SCMP series single crystal furnaces have been successfully supplied in batches, ensuring equipment support for the transition to larger size silicon carbide substrates over the next 3 to 5 years [2].

Core Viewpoint - Nanjing Crystal Growth Equipment Co., Ltd. (688478.SH) has reported stable revenue growth but profit pressure in its 2024 financial results, reflecting the dual impact of semiconductor industry cycle fluctuations and accelerated domestic substitution [1] Financial Performance - The company achieved a revenue of 425 million yuan in 2024, representing a year-on-year increase of 4.78% - The net profit attributable to shareholders was 53.74 million yuan, down 24.32% year-on-year [1] - R&D expenses reached 44.25 million yuan, a 16.39% increase from the previous year, accounting for 10.41% of total revenue [1] R&D and Innovation - The company has maintained a strong focus on R&D, with cumulative R&D investment exceeding 100 million yuan over the past three years [1] - As of December 31, 2024, the company and its subsidiaries have obtained 95 domestic patents, including 38 invention patents and 57 utility model patents [2] Product Portfolio and Market Position - The company offers customized products including semiconductor-grade single crystal silicon furnaces and silicon carbide single crystal furnaces, with the former being a core product that contributes significantly to revenue [3] - The semiconductor-grade single crystal silicon furnace covers mainstream 12-inch and 8-inch wafer production, enabling the manufacturing of various semiconductor devices [3] - The market share of the 12-inch single crystal silicon furnace has increased from 9%-15% in 2023 to approximately 20% [4] Growth Drivers - The 8-inch silicon carbide single crystal furnace has become a core growth engine, with significant revenue growth expected in 2024 [5] - The company’s products support various growth methods and have achieved international advanced levels in yield and stability, reducing substrate production costs by over 30% compared to imported equipment [5][6] Industry Context - The global semiconductor industry is undergoing a significant transition, with China being the largest semiconductor consumer market, projected to exceed 30 billion USD in domestic equipment market size in 2024 [8] - The company is positioned to benefit from the "self-controllable" policy, with strong customer relationships and recognition from major semiconductor manufacturers [8] Strategic Transformation - The company is transitioning from a single equipment supplier to a comprehensive solution provider, enhancing customer stickiness and opening new growth avenues [8] - The company has also announced a cash dividend of 2.50 yuan per 10 shares to all shareholders, reflecting its commitment to returning value to investors [9]

Financial Performance - The company reported a total revenue of 70.81 million yuan for Q1 2025, a decrease of 12.69% year-on-year compared to 81.11 million yuan in Q1 2024 [1] - The net profit attributable to the parent company was -2.53 million yuan, representing a decline of 117.1% from a profit of 14.82 million yuan in the same quarter last year [1] - The gross margin fell to 4.53%, down 86.15% year-on-year from 32.70% [1] - The net margin turned negative at -3.58%, a decrease of 119.58% from 18.27% in the previous year [1] - The company's accounts receivable increased by 38.76% year-on-year, reaching 157 million yuan [1] Operational Insights - The company has a healthy cash asset position, with a total financing of 1.125 billion yuan and cumulative dividends of 62.26 million yuan since its listing [3] - The return on invested capital (ROIC) was reported at 3.25%, indicating a weak capital return [3] - The company has faced challenges with cash flow, as the average operating cash flow over the past three years has been negative [3] Industry Trends - The silicon carbide industry is experiencing cost pressures, but there are signs of recovery with decreasing substrate prices and expanding applications [5] - The company has seen improved order intentions from downstream customers, indicating a potential uptick in demand [5] - The company has successfully delivered and validated its 8-inch silicon carbide equipment for approximately 80% of its customers, with ongoing improvements in yield [5] Future Outlook - The company is optimistic about maintaining revenue growth in 2025, despite anticipated challenges from industry fluctuations and market competition [5] - Strategies to address profit pressures include enhancing operational efficiency, optimizing the supply chain, and developing high-value new products [5] - The company is exploring the integration of its automation technologies into robotics through collaborations and partnerships [7]

Core Insights - The company reported a total revenue of 425 million yuan in 2024, reflecting a year-on-year growth of 4.78%, but the growth rate significantly slowed compared to 82.70% in 2023 [4] - Net profit attributable to shareholders decreased by 24.32% to 53.74 million yuan, while the net profit excluding non-recurring items fell by 28.70% to 30.23 million yuan, indicating challenges in cost control and profitability [4][5] - The gross profit declined from 132 million yuan in 2023 to 111 million yuan, a decrease of 16.67%, highlighting issues in cost management [4] Revenue and Profitability - Despite a slight increase in revenue, the company struggled with a significant drop in net profits and net profits excluding non-recurring items, suggesting ineffective cost management and operational efficiency [4][5] - The fourth quarter showed particularly poor performance, with revenue declining by 39.9% year-on-year and a net loss of 630,000 yuan, a decrease of 102.3% [4] Research and Development - The company increased its R&D expenditure to 44.25 million yuan in 2024, a growth of 16.39%, accounting for 10.41% of total revenue [5] - The company and its subsidiaries obtained a total of 95 domestic patents during the reporting period, including 38 invention patents and 57 utility model patents, enhancing its competitiveness in the semiconductor crystal growth equipment sector [5] Talent and Governance - The company made significant progress in talent acquisition and development, with a total of 210 employees by the end of 2024, of which 85 were R&D personnel, representing 40.48% of the workforce, an increase of 19.72% year-on-year [6] - The company is enhancing its internal governance by improving operational compliance and internal control management systems, which is expected to strengthen management efficiency and support long-term stable development [6]

南京晶升装备股份有限公司 2024 年度独立董事述职报告（谭昆仑） 2024 年，本人谭昆仑作为南京晶升装备股份有限公司（以下简称"公司"） 的独立董事，按照《中华人民共和国公司法》《中华人民共和国证券法》《上市 公司治理准则》等相关法律、法规、规范性文件和《南京晶升装备股份有限公 司章程》（以下简称"《公司章程》"）、《南京晶升装备股份有限公司独立董事工 作制度》等相关规定，在工作中忠实、勤勉地履行职责，独立、负责地行使职 权，及时了解公司经营信息，全面关注公司发展状况，积极参与公司股东大会、 董事会及各专门委员会相关会议，对重大事项积极参与沟通并独立、审慎、客 观地发表意见，充分发挥独立董事的独立作用，有效促进公司决策的公平合理 性及运作的规范性，切实维护公司及股东尤其是中小股东的合法权益。现就本 人 2024 年度作为独立董事履职情况报告如下： 一、独立董事基本情况 （一）个人工作履历、专业背景以及兼职情况 谭昆仑，男，1979 年 7 月出生，中国国籍，无境外永久居留权，硕士研究 生学历，律师。2001 年 7 月至 2004 年 5 月，任河南润升房地产开发有限公司法 务专员；2006 年 11 月 ...

南京晶升装备股份有限公司 关联交易管理制度 第一章 总 则 第一条 为规范南京晶升装备股份有限公司（以下简称"公司"）的关联交 易行为，保证公司关联交易决策行为的公允性，保护公司及全体股东的合法权 益，根据《中华人民共和国公司法》《上海证券交易所科创板股票上市规则》等 有关法律、法规、规范性文件及《南京晶升装备股份有限公司章程》（以下简称 "《公司章程》"）的有关规定，制定本制度。 第二条 公司与关联方之间的关联交易行为除遵守有关法律、法规、规范性 文件和《公司章程》的规定外，还需遵守本制度的有关规定。 第三条 公司的关联交易应当遵循以下基本原则： 第二章 关联人及关联交易认定 第四条 公司的关联人，指具有下列情形之一的自然人、法人或其他组织： （四）与本项第（一）、第（二）和第（三）所述关联自然人关系密切的家 庭成员，包括配偶、年满十八周岁的子女及其配偶、父母及配偶的父母、兄弟 姐妹及其配偶、配偶的兄弟姐妹、子女配偶的父母； （五）直接持有公司百分之五以上股份的法人或其他组织及其一致行动人； 在交易发生之日前十二个月内，或相关交易协议生效或安排实施后十二个 月内，具有前述所列情形之一的法人、其他组织或自然人 ...

南京晶升装备股份有限公司 2024 年度独立董事述职报告（李小敏） （二）是否存在影响独立性情况的说明 作为公司的独立董事，本人符合《上市公司独立董事管理办法》《上海证券 交易所科创板上市公司自律监管指引第 1 号——规范运作》等规定的独立性要 求。 二、独立董事年度履职概况 （一）出席会议情况 报告期内，公司董事会会议、股东大会会议的召集、召开程序依法合规， 重大决策事项均履行了相关审议程序且合法有效，本人对董事会会议审议的相 关议案及公司其他事项均投了同意票，未有对议案及其他事项提出异议、反对 和弃权的情形。 （二）参加专门委员会情况 报告期内，本人作为董事会审计委员会委员（召集人）、提名委员会委员、 薪酬与考核委员会委员（召集人），严格按照《上市公司治理准则》以及公司各 专门委员会工作规则的相关要求，主持召开董事会审计委员会会议及薪酬与考 核委员会会议（报告期内，未召开提名委员会），利用自身所具备的专业知识和 工作经验，对相关议案均进行了认真审查，为公司重大事项决策提供了重要意 见和建议，有效提高了公司董事会的决策效率。 2024 年，本人李小敏作为南京晶升装备股份有限公司（以下简称"公司"） 的独立董 ...

南京晶升装备股份有限公司 累积投票制实施细则 第一章 总 则 第一条 为进一步完善南京晶升装备股份有限公司（以下简称"公司"）治理 结构，维护中小股东合法权益，规范公司董事的选举行为，根据《中华人民共和 国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证 券法》"）、《上市公司治理准则》《上市公司股东会规则》《上海证券交易所上市公 司自律监管指引第 1 号——规范运作》及《南京晶升装备股份有限公司章程》（以 下简称"《公司章程》"）的有关规定，特制定本细则。 第二条 本细则所称累积投票制是指股东会选举两名以上董事时，股东所持 每一股份拥有与应选董事人数相同的投票表决权，股东拥有的投票表决权总数等 于其所持有的股份总数与应选董事人数的乘积。投票表决权可以集中使用投给一 名董事候选人，也可以投给数名候选人，根据应选董事人数，按照获得的选举票 数由多到少的顺序确定当选董事。 第三条 本细则适用于选举董事的议案。本细则所称"董事"包括独立董事 和非独立董事。 第四条 股东会选举产生的董事人数及结构应符合《公司章程》的规定。 第五条 公司通过累积投票制选举产生的董事，其任期不实施交错任期制， ...

第一章 总 则 第一条 为了加强和规范南京晶升装备股份有限公司（以下简称"公司"） 的内部控制，促进公司规范运作和健康发展，保护投资者合法权益，根据《中华 人民共和国公司法》《中华人民共和国证券法》《上海证券交易所科创板股票上市 规则》《企业内部控制基本规范》等法律、法规和规范性文件以及《南京晶升装 备股份有限公司章程》（以下简称"《公司章程》"）的相关规定，结合公司实际情 况，制定本制度。 南京晶升装备股份有限公司 内部控制制度 第二条 本制度适用于公司及其全资子公司、控股子公司（以下统称"子公 司"）。 第三条 本制度所称内部控制是指由公司董事会、管理层和全体员工实施的、 旨在实现控制目标的过程。 内部控制的目标是合理保证公司经营管理合法合规、资产安全、财务报告及 相关信息真实完整，提高经营效率和效果，促进公司实现发展战略。 第四条 公司实施内部控制应遵循以下原则： （一）全面性原则。内部控制应当贯穿决策、执行和监督全过程，覆盖公司 及其子公司的各种业务和事项。 （二）重要性原则。内部控制应当在全面控制的基础上，关注重要业务事项 和高风险领域。 （三）制衡性原则。内部控制应当在治理结构、机构设置及权责分配 ...