证券代码：688498 证券简称：源杰科技 公告编号：2024-027 陕西源杰半导体科技股份有限公司 2023 年度募集资金存放与实际使用情况专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 根据中国证券监督管理委员会《上市公司监管指引第 2 号——上市公司募 集资金管理和使用的监管要求（2022 年修订）》（证监会公告〔2022〕15 号）、 《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》以及 《上海证券交易所上市公司自律监管指南第 1 号——公告格式》的相关规定， 陕西源杰半导体科技股份有限公司（以下简称"公司"或"本公司"）就 2023 年度募集资金存放与实际使用情况作如下专项报告： 一、募集资金基本情况 （一）实际募集资金金额、资金到位时间 根据本公司 2021 年第一次临时股东大会会议决议和第一届董事会第四次会 议决议，经中国证券监督管理委员会《关于同意陕西源杰半导体科技股份有限 公司首次公开发行股票注册的批复》（证监许可[2022]2638 号）批准注册申请， 并经上海证券交易所同 ...

证券代码：688498 证券简称：源杰科技 公告编号：2024-028 陕西源杰半导体科技股份有限公司 关于公司续聘 2024 年度审计机构的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 拟聘任的会计师事务所名称：立信会计师事务所（特殊普通合伙） 一、拟聘任会计师事务所的基本情况 （一）机构信息 1. 基本信息 立信会计师事务所（特殊普通合伙）（以下简称"立信"）由我国会计泰斗潘 序伦博士于 1927 年在上海创建，1986 年复办，2010 年成为全国首家完成改制的 特殊普通合伙制会计师事务所，注册地址为上海市，首席合伙人为朱建弟先生。 立信是国际会计网络 BDO 的成员所，长期从事证券服务业务，新证券法实施前具 有证券、期货业务许可证，具有 H 股审计资格，并已向美国公众公司会计监督委 员会（PCAOB）注册登记。 截至 2023 年末，立信拥有合伙人 278 名、注册会计师 2,533 名、从业人员 总数 10,730 名。签署过证券服务业务审计报告的注册会计师 693 名。 立信 2023 ...

陕西源杰半导体科技股份有限公司 营业收入扣除情况表的鉴证报告 2023 年度 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.gov.cn）"进行查验 关于陕西源杰科技股份有限公司2023年度 营业收入扣除情况表的鉴证报告 信会师报字[2024]第ZA11654号 陕西源杰科技股份有限公司全体股东: 我们审计了陕西源杰科技股份有限公司(以下简称"源杰科技公 司")2023年度的财务报表,包括 2023年 12 月 31 日的合并及母公司 资产负债表、2023年度合并及母公司利润表、合并及母公司现金流量 表、合并及母公司所有者权益变动表和相关财务报表附注,并于 2024 年 4 月 24 日出具了报告号为信会师报字[2024]第 ZA11650 号的无保留 意见审计报告。 在对上述财务报表执行审计的基础上,我们接受委托,对后附的 源杰科技公司2023年度营业收入扣除情况表(以下简称"营业收入扣除 情况表")执行了合理保证的鉴证业务。 一、管理层的责任 源杰科技公司管理层的责任是按照《上海证券交易所科创板股票 上市规则》和上海证券交易所《科创板上市公司自律监管指南第9号 - ...

Revenue and Profit Performance - Revenue for the first quarter of 2024 reached RMB 60,063,175.77, a year-on-year increase of 72.33%[4] - Total operating revenue for Q1 2024 reached 60,063,175.77, a significant increase from 34,853,815.01 in Q1 2023[33] - Revenue increased by 72.33% due to the recovery of the optical chip industry and the expansion of the product line, particularly the EML products[60] - Net profit attributable to shareholders of the listed company was RMB 10,534,967.18, a year-on-year decrease of 11.06%[4] - Net profit for Q1 2024 was 10,534,967.18, compared to 11,845,367.73 in Q1 2023[35] - Net profit attributable to shareholders of the listed company after deducting non-recurring gains and losses was RMB 9,570,094.24, a year-on-year increase of 109.72%[4] - Net profit attributable to shareholders, excluding non-recurring gains and losses, increased by 109.72%, mainly due to a significant decrease in government subsidies compared to the previous period[60] - Total comprehensive income for Q1 2024 was 10,509,791.74, compared to 11,845,367.73 in Q1 2023[35] R&D and Operating Costs - R&D investment totaled RMB 8,950,721.46, a year-on-year increase of 37.07%, accounting for 14.90% of revenue[5] - R&D expenses increased to 8,950,721.46 in Q1 2024 from 6,529,903.45 in Q1 2023[33] - Operating costs for Q1 2024 were 51,301,300.08, up from 30,431,762.13 in Q1 2023[33] Assets and Liabilities - Total assets at the end of the reporting period were RMB 2,231,464,398.79, a slight decrease of 0.23% compared to the end of the previous year[5] - Equity attributable to shareholders of the listed company was RMB 2,112,907,536.34, a slight decrease of 0.18% compared to the end of the previous year[5] - Total liabilities decreased slightly to 118,556,862.45 in Q1 2024 from 119,994,497.88 in the previous period[30] - Total equity remained stable at 2,112,907,536.34 in Q1 2024, compared to 2,116,687,842.73 in the previous period[30] - The company's total assets and liabilities combined were 2,231,464,398.79 in Q1 2024, slightly down from 2,236,682,340.61 in the previous period[30] Earnings and Share Performance - Basic and diluted earnings per share were RMB 0.12, a year-on-year decrease of 40.00%[5] - Basic earnings per share for Q1 2024 were 0.12, down from 0.20 in Q1 2023[35] - Basic and diluted earnings per share decreased by 40.00%, primarily due to an increase in share capital[60] - Weighted average return on equity was 0.50%, a decrease of 0.06 percentage points[5] Fixed Assets and Construction - Fixed assets amounted to RMB 433,060,934.53, a slight decrease from the previous year[29] - Construction in progress increased to RMB 115,825,128.85, up from RMB 106,863,727.56 in the previous year[29] Cash Flow and Financial Activities - Cash and cash equivalents decreased to RMB 1,092,793,291.56 as of March 31, 2024, compared to RMB 1,343,508,714.16 as of December 31, 2023[40] - Net cash flow from operating activities was RMB 22,407,486.05 for Q1 2024, a significant improvement from a negative RMB 24,961,622.10 in Q1 2023[49] - Net cash flow from investing activities was negative RMB 246,978,761.38 for Q1 2024, compared to negative RMB 491,167,699.88 in Q1 2023[50] - Net cash flow from financing activities was negative RMB 15,420,386.10 for Q1 2024, compared to positive RMB 13,253,723.34 in Q1 2023[50] - Total cash and cash equivalents at the end of Q1 2024 were RMB 1,092,725,346.35, down from RMB 1,332,649,714.16 at the beginning of the quarter[50] - Sales revenue from goods and services received in cash was RMB 37,579,103.57 in Q1 2024, up from RMB 24,218,497.37 in Q1 2023[49] - Financial expenses showed a negative value of -5,484,600.81 in Q1 2024, indicating higher interest income[33] Accounts Receivable and Inventory - Accounts receivable increased to RMB 115,301,528.87 as of March 31, 2024, up from RMB 99,735,740.01 as of December 31, 2023[40] - Inventory increased to RMB 148,020,245.84 as of March 31, 2024, compared to RMB 140,819,009.30 as of December 31, 2023[40] Non-Recurring Gains and Losses - Non-recurring gains and losses for Q1 2024 included RMB 827,756.16 from fair value changes and disposal of financial assets and liabilities[57] - Government subsidies recognized in Q1 2024 amounted to RMB 273,722.56[57] - The company's total non-recurring gains and losses amounted to RMB 964,872.94, with an income tax impact of RMB 170,271.69[60] Shareholder Information and Share Repurchase - The top shareholder, ZHANG XINGANG, holds 12.36% of the shares, with 10,562,958 shares[61] - The second-largest shareholder, QIN YANSHENG, holds 5.39% of the shares, with 4,604,859 shares[61] - The third-largest shareholder, QIN WEIXING, holds 5.24% of the shares, with 4,478,859 shares[61] - The company's total share capital is 85,461,670 shares[61] - The company repurchased 402,149 shares, accounting for 0.47% of the total shares, with a total payment of RMB 49,974,971.30[65] - The company's share repurchase price ranged from RMB 121.14 to RMB 125.00 per share[65]

关于陕西源杰半导体科技股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项审计报告 目 录 1、 专项审计报告 2、 附表 委托单位：陕西源杰半导体科技股份有限公司 审计单位：立信会计师事务所（特殊普通合伙） 联系电话：021-23280000 陕西源杰半导体科技股份有限公司 非经营性资金占用及其他关联资金 往来情况的专项报告 2023 年度 您可使用手机"扫一扫"或进入"注册会计师行业统一流管平台（btgs/7acc.gov.co）"进行营变 您可使用手机"扫一扫"或进入"注原会计师行业统一流管平台（btm://acc.gov.spx.jp200817 17.40 ( 字号 立信会计师事务所(特殊普通合伙) DO CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP 关于陕西源杰半导体科技股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项报告 信会师报字[2024]第 ZA11652 号 陕西源杰半导体科技股份有限公司全体股东: 我们审计了陕西源杰半导体科技股份有限公司(以下简称"源杰 科技")2023年度的财务报表,包括2023年12 ...

证券代码：688498 证券简称：源杰科技 公告编号：2024-034 陕西源杰半导体科技股份有限公司 第二届董事会第四次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、董事会会议召开情况 陕西源杰半导体科技股份有限公司（以下简称"公司"）第二届董事会第四 次会议于 2024 年 4 月 24 日在公司会议室以现场结合通讯方式召开。本次会议通 知于 2024 年 4 月 14 日以邮件的方式向全体董事发出。应到会董事 7 名，实到会 董事 7 名，本次会议由公司董事长 ZHANG XINGANG 先生召集和主持，公司监事、 高级管理人员列席了会议。本次会议的召集、召开程序符合《中华人民共和国公 司法》和《陕西源杰半导体科技股份有限公司章程》（以下简称《公司章程》）的 有关规定，会议合法有效。 二、董事会会议审议情况 经与会董事认真审议，以记名投票方式，通过了如下议案： （一） 关于《公司 2023 年度总经理工作报告》的议案 2023 年度，公司总经理严格按照《公司法》《证券法》和《上海证券交易所 科创板 ...

陕西源杰半导体科技股份有限公司 募集资金存放与实际使用情况专项报告 的鉴证报告 2023 年度 我们接受委托,对后附的陕西源杰半导体科技股份有限公司 (以下简称"源杰科技")2023年度募集资金存放与实际使用情况专 项报告(以下简称"募集资金专项报告")执行了合理保证的鉴证业 务。 一、董事会的责任 源杰科技董事会的责任是按照中国证券监督管理委员会《上市 公司监管指引第2号 -- 上市公司募集资金管理和使用的监管要求 (2022年修订)》(证监会公告(2022)15号)、《上海证券交易 所科创板上市公司自律监管指引第1号 -- 规范运作》以及《上海证 券交易所上市公司自律监管指南第1号 -- 公告格式》的相关规定编 制募集资金专项报告。这种责任包括设计、执行和维护与募集资金 专项报告编制相关的内部控制,确保募集资金专项报告真实、准 确、完整,不存在虚假记载、误导性陈述或重大遗漏。 二、注册会计师的责任 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://ac.mof.gov.cn）"进行查题 "进行查理"或进入"注册会计师行业统一监管平台（http://ac.mof.gov.cn）"进行查 ...

公司代码：688498 公司简称：源杰科技 陕西源杰半导体科技股份有限公司 2023 年度内部控制评价报告 陕西源杰半导体科技股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内 部控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专 项监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了 评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露 内部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责 组织领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内 容不存在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别 及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整， 提高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标 提供合理保证。此外，由于 ...

证券代码：688498 证券简称：源杰科技 公告编号：2024-037 注册资本：捌仟伍佰肆拾陆万壹仟陆佰柒拾元人民币 陕西源杰半导体科技股份有限公司 关于完成工商变更登记并换发营业执照的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 陕西源杰半导体科技股份有限公司（以下简称"公司"）于 2024 年 3 月 15 日召开了第二届董事会第三次会议，审议通过了《关于变更公司注册资本、修订 <公司章程>并办理工商变更登记的议案》。具体情况详见 2024 年 3 月 16 日在上 海证券交易所网站（www.sse.com.cn）披露的《陕西源杰半导体科技股份有限公 司关于变更公司注册资本、修订<公司章程>并办理工商变更登记的公告》（公告 编号：2024-023）。 近日，公司已完成工商变更登记，并取得了陕西省西咸新区市场监督管理局 换发的《营业执照》，具体信息如下： 名称：陕西源杰半导体科技股份有限公司 统一社会信用代码：9161000006191747XU 类型：股份有限公司（外商投资、上市） 法定代表人：ZHANGXI ...

Financial Performance - The company's operating revenue for 2023 was CNY 144,403,649.04, a decrease of 48.96% compared to CNY 282,905,278.42 in 2022[32]. - Net profit attributable to shareholders for 2023 was CNY 19,479,815.27, down 80.58% from CNY 100,316,964.59 in the previous year[32]. - The net cash flow from operating activities was CNY -17,399,733.48, a decline of 146.11% compared to CNY 37,739,184.13 in 2022[32]. - Basic earnings per share decreased by 87.89% to 0.27 CNY in 2023 compared to 2.23 CNY in 2022[57]. - The weighted average return on net assets dropped by 14.07 percentage points to 0.92% in 2023 from 14.99% in 2022[57]. - The company reported a net profit attributable to shareholders of -1,968,051.96 CNY in Q4 2023, following a profit of 2,056,781.00 CNY in Q3 2023[60]. - The company's revenue decreased by 48.96% year-on-year, while net profit attributable to shareholders dropped by 80.58%[162]. Dividend and Profit Distribution - The company plans to distribute a cash dividend of 1 RMB per 10 shares, totaling approximately 8,505,952.10 RMB, which represents 43.67% of the net profit attributable to shareholders for the year 2023[7]. - As of December 31, 2023, the company's undistributed profits amounted to 158,001,494.31 RMB[12]. - The total share capital of the company is 85,461,670 shares, with 402,149 shares held in the repurchase account not participating in the dividend distribution[7]. Research and Development - Research and development expenses increased by 14.23% to CNY 30,946,100 in 2023, focusing on high-speed optical chips and high-power optical chips[41]. - The company has developed and tested differentiated 10G DFB products and optimized 10G EML products for fiber access applications[41]. - In the data center sector, the company completed the development of 100G PAM4 EML and 70mW/100mW high-power CW chips, which are currently undergoing client testing[41]. - The company is working on the performance development of 200G PAM4 EML chips, with ongoing optimizations[41]. - Research and development expenses accounted for 21.43% of operating income, an increase of 11.85 percentage points from 9.58% in 2022[57]. - The company emphasizes talent development and has strengthened its recruitment and training systems to enhance its R&D capabilities[70]. Market and Industry Trends - The decline in revenue and profit was primarily due to underperformance in the telecom market and increased price competition in domestic markets[33]. - The company experienced a significant slowdown in traditional cloud data center investments in 2023 after several years of large-scale investment[59]. - The global optical module market is projected to exceed $20 billion by 2027, with a compound annual growth rate (CAGR) of 12% from 2022 to 2027[81]. - The demand for high-speed optical modules, particularly 400G and 800G, is driven by the rapid development of artificial intelligence and increasing computational needs[81]. - The company is focusing on expanding its product offerings, including 100G PAM4 EML and CW light sources, to meet the growing demand in the artificial intelligence sector[68]. Corporate Governance and Compliance - The audit report issued by Lixin Certified Public Accountants confirms the accuracy and completeness of the financial statements[6]. - The company has not disclosed any special arrangements for corporate governance or significant matters[8]. - The company has not faced any non-operating fund occupation by controlling shareholders or related parties[19]. - The company has not violated decision-making procedures for providing guarantees[19]. - The company emphasizes that forward-looking statements do not constitute substantive commitments to investors[13]. - The company has not reported any significant internal control deficiencies during the reporting period[171]. Environmental and Social Responsibility - The company invested 1.1922 million CNY in environmental protection initiatives during the reporting period[175]. - The company has not been classified as a key pollutant discharge unit and has not faced any administrative penalties related to environmental issues during the reporting period[176]. - The company has implemented internal environmental management systems to control emissions, with all monitored pollutants meeting national standards[177]. - The company emphasizes ESG management, integrating it into its development strategy and operations[174]. - The company has implemented carbon reduction measures, focusing on water and electricity conservation[182]. Financial Reporting and Accounting Policies - The company recognizes revenue when control of goods or services is transferred to customers, which is when customers can direct the use and obtain almost all economic benefits[144]. - Revenue is allocated to each performance obligation based on the relative standalone selling prices of the promised goods or services[144]. - The company confirms revenue based on the progress of performance obligations, using either the output method or input method to determine progress[148]. - The company has implemented a significant accounting policy change effective January 1, 2023, related to deferred income tax liabilities and assets, resulting in an impact of -¥15,237.87 on income tax expenses[192]. - The adjustment to retained earnings and other financial statement items due to the new accounting policy was necessary for transactions occurring between the earliest reporting period and the implementation date[196]. - The company is committed to complying with the latest accounting standards as issued by the Ministry of Finance, ensuring transparency and reliability in its financial reporting[196].