上海新相微电子股份有限公司 2023 年度监事会工作报告 2023 年（以下简称"报告期"），上海新相微电子股份有限公司（以下简称 "公司"）监事会依照《中华人民共和国公司法》（以下简称"《公司法》"）、《中 华人民共和国证券法》（以下简称"《证券法》"）等法律、法规及《公司章程》和 《监事会议事规则》等公司制度的要求，认真履行监督职责，积极维护全体股东 及公司的利益。对公司在生产经营、财务运作等方面的重大决策事项、重要经济 活动等都积极参与了审核，并提出意见和建议，对公司董事、高级管理人员等履 行职责情况进行了有效的监督，保障了股东权益、公司利益和员工合法权益，促 进了公司规范运作水平提高。现将公司 2023 年度监事会工作情况报告如下： （一）公司依法规范运作情况 一、公司监事会组织架构情况 2023 年度，监事会由 3 名监事组成，其中职工监事 1 名。 二、监事会的工作情况 2023 年度，公司监事会共召开 6 次监事会会议，各次监事会会议的组织、 召开和表决程序均符合《公司法》《公司章程》等有关规定，会议合法有效，监 事会对报告期内的监督事项均无异议，具体情况如下： | 会议届次 | | 召开日期 ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥100,246,182.95, representing a year-on-year increase of 2.89%[3] - The net profit attributable to shareholders was -¥11,464,471.74, a decrease of 157.12% compared to the same period last year[3] - The net profit for Q1 2024 was a loss of CNY 12,145,094.18, compared to a net profit of CNY 18,372,793.81 in Q1 2023[30] - The basic and diluted earnings per share were both -¥0.025, a decrease of 145.45% compared to the same period last year[3] - The total comprehensive income for the company in Q1 2024 was reported at -¥12,145,094.18, compared to ¥18,372,793.81 in Q1 2023, indicating a substantial decline[31] Cash Flow - The net cash flow from operating activities was -¥41,342,723.26, reflecting a decline of 255.46% year-on-year[3] - Cash flow from operating activities for Q1 2024 was a net outflow of CNY 41,342,723.26, compared to a net inflow of CNY 26,593,104.02 in Q1 2023[23] - The company's cash flow from operating activities was positively impacted by a tax refund of ¥1,083,649.80, which increased from ¥703,367.53 in the previous year[33] - The cash flow from financing activities was negative CNY 53,241,310.27, indicating a net outflow in this category[24] Assets and Liabilities - Total assets at the end of the reporting period were ¥1,726,619,010.93, a decrease of 3.99% from the end of the previous year[4] - The company's total assets as of March 31, 2024, were CNY 1,781,212,514.81, a decrease from CNY 1,813,932,917.85 as of December 31, 2023[29] - Total liabilities decreased to CNY 214,198,113.67 as of March 31, 2024, from CNY 230,245,770.33 at the end of 2023[28] - Total equity decreased to CNY 1,585,946,049.03 in Q1 2024 from CNY 1,602,078,463.64 in Q1 2023[16] Research and Development - Research and development expenses totaled ¥11,143,156.52, which is an increase of 36.48% compared to the previous year[3] - R&D expenses accounted for 11.12% of operating revenue, an increase of 2.74 percentage points year-on-year[4] - Research and development expenses increased to CNY 11,164,761.69 in Q1 2024, up from CNY 8,386,045.27 in Q1 2023, reflecting a growth of 33.5%[30] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 11,927[8] - The company repurchased a total of 480,971 shares during the reporting period, accounting for 0.10% of the total share capital of 45,952,941.2 shares, with a total expenditure of RMB 4,998,951.18[11] - The company has not reported any changes in major shareholders or significant changes in shareholding structure during the reporting period[11] Inventory and Receivables - Accounts receivable increased to RMB 125,195,485.51 from RMB 105,149,280.49, indicating a growth of approximately 19.1%[14] - Inventory decreased to RMB 135,212,491.18 from RMB 141,120,144.36, showing a reduction of about 4.2%[14] - The company's inventory decreased to CNY 91,851,972.47 in Q1 2024 from CNY 112,473,064.29 in Q1 2023, a reduction of 18.3%[27] Financial Expenses - The company reported a significant increase in financial expenses, with a net financial expense of CNY -5,468,834.08 in Q1 2024 compared to CNY 502,388.59 in Q1 2023[30] Investment Activities - The company reported a net cash outflow from investing activities of ¥21,399,245.58 in Q1 2024, compared to a smaller outflow of ¥277,074.19 in Q1 2023[34] - The company invested ¥18,700,000.00 in cash payments for investments in Q1 2024, marking a significant investment activity[34]

证券代码：688593 证券简称：新相微 公告编号：2024-031 上海新相微电子股份有限公司 第一届董事会第二十二次会议决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、 董事会会议召开情况 上海新相微电子股份有限公司（以下简称"公司"）第一届董事会第二十二 次会议通知已于 2024 年 4 月 15 日以通讯方式发出，并于 2024 年 4 月 25 日在公 司会议室以现场会议结合通讯会议方式召开。会议应出席董事 9 人，实际出席董 事 9 人。 会议由董事长 Peter Hong Xiao（肖宏）先生召集并主持，本次会议的召集 和召开符合《中华人民共和国公司法》《公司章程》及有关法律、法规的规定。 表决形成的决议合法、有效。 二、 董事会会议审议情况 (一) 审议通过《关于部分募投项目新增实施主体、实施地点的议案》 表决结果：同意 9 票、反对 0 票、弃权 0 票。 本议案已经独立董事专门会议审议通过。 具体内容详见公司于同日在上海证券交易所网站(http://www.sse.com.cn) 披露的《新 ...

上海新相微电子股份有限公司 监事会关于公司 2024 年限制性股票激励计划（草案） 的核查意见 上海新相微电子股份有限公司（以下简称"公司"）监事会依据《中华人民 共和国公司法》（以下简称"《公司法》"）《中华人民共和国证券法》（以下简称"《证 券法》"）《上市公司股权激励管理办法》（以下简称"《管理办法》"）《上海证券交 易所科创板股票上市规则》（以下简称"《上市规则》"）《科创板上市公司自律监 管指南第 4 号——股权激励信息披露》等相关法律、法规及规范性文件和《上海 新相微电子股份有限公司章程》（以下简称"《公司章程》"）的有关规定，对《上 海新相微电子股份有限公司 2024 年限制性股票激励计划（草案）》（以下简称"《激 励计划（草案）》"或"本次激励计划"）有关事项进行了核查，发表核查意见如 下： 1、公司不存在《管理办法》等法律、法规规定的禁止实施股权激励计划的 情形，包括： （1）最近一个会计年度财务会计报告被注册会计师出具否定意见或者无法 表示意见的审计报告； （2）最近一个会计年度财务报告内部控制被注册会计师出具否定意见或无 法表示意见的审计报告； （3）上市后最近 36 个月内出现过未按法 ...

2024 年限制性股票激励计划实施考核管理办法 上海新相微电子股份有限公司 2024 年限制性股票激励计划实施考核管理办法 上海新相微电子股份有限公司 考核评价必须坚持公正、公开、公平的原则，严格按照本办法和考核对象的 绩效进行评价，以实现本次激励计划与激励对象工作业绩、贡献紧密结合，从而 提高绩效管理水平，实现公司与全体股东利益最大化。 第三条 考核范围 本办法适用于参与公司本次激励计划的所有激励对象，具体包括在公司（含 分公司及子公司，下同）任职的核心技术人员及董事会认为需要激励的骨干员工。 1 为了进一步建立、健全上海新相微电子股份有限公司（以下简称"公司"） 长效激励约束机制，吸引和留住优秀人才，充分调动公司核心团队的积极性，有 效地将股东利益、公司利益和核心团队个人利益结合在一起，使各方共同关注和 推动公司的长远发展，在充分保障股东利益的前提下，公司按照激励与约束对等 的原则，制定了《上海新相微电子股份有限公司 2024 年限制性股票激励计划（草 案）》（以下简称"本次激励计划"）。 为保证本次激励计划的顺利实施，根据《中华人民共和国公司法》《中华人 民共和国证券法》《上市公司股权激励管理办法》《上 ...

Dividend Distribution - The company plans to distribute a cash dividend of 0.39 yuan per 10 shares, totaling approximately 17,902,889.20 yuan, which represents 65.01% of the net profit attributable to shareholders for 2023[5]. - The profit distribution plan has been approved by the board and is pending approval from the shareholders' meeting[6]. - The total share capital as of the report date is 459,529,412 shares, with 459,048,441 shares available for dividend distribution after accounting for repurchased shares[5]. Financial Performance - In 2023, the company's operating revenue reached CNY 48,044.73 million, representing a year-on-year increase of 12.52% due to expanded sales scale and increased sales volume[23]. - The net profit attributable to shareholders was CNY 2,753.91 million, a decrease of 74.56% compared to the previous year, primarily due to weak demand in the consumer electronics market and intense product price competition[25]. - Basic and diluted earnings per share for 2023 were CNY 0.065, down 77.97% year-on-year, while the basic earnings per share after deducting non-recurring gains and losses was CNY 0.051, down 79.84%[25]. - The weighted average return on equity decreased by 15.90 percentage points to 2.30%, mainly due to the decline in net profit and an increase in net assets from public offerings during the reporting period[25]. - The gross profit margin decreased to 21.00%, down by 20.35 percentage points from the same period last year[82]. Research and Development - Research and development expenses accounted for 11.87% of operating revenue, a slight decrease of 0.14 percentage points from the previous year[24]. - The company is focusing on developing new products such as full HD LTPS RAMless integrated display driver chips and low-power FHD display timing control chips[36]. - The company’s R&D efforts focus on innovative technologies such as low-power charge recovery and smart dynamic compensation for AMOLED chips, improving display quality[41]. - The company has introduced three new core technologies during the reporting period, including a narrow bezel panel chip design technology that enhances display area for wearable and mobile devices[57]. - The company is focused on talent development and optimizing human resources to support its growth and innovation strategies[127]. Market Position and Strategy - The company is a leading supplier of display chips in mainland China, focusing on the research, design, and sales of display chip systems, with a comprehensive product layout and strong R&D capabilities[40]. - The global display driver chip market is projected to reach $11.8 billion in 2023 and $13.7 billion in 2024, while the Chinese market is expected to grow from 40.39 billion yuan in 2023 to 48.21 billion yuan in 2024[47]. - The company aims to expand its product categories and application fields, including TCON chips, electronic paper, and Mini/Micro-LED technologies, to capture a larger market share[50]. - The company is committed to developing new display technologies, including Mini/Micro-LED chips, to replace imports and expand its product line[121]. - The company is exploring potential acquisitions to further strengthen its market position, with a budget of $100 million allocated for this purpose[152]. Governance and Compliance - The company has received a standard unqualified audit report from Dahua Certified Public Accountants[5]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties[9]. - The company has not experienced any violations of decision-making procedures regarding external guarantees[9]. - The company has established a robust internal decision-making mechanism to protect the rights of shareholders and creditors, ensuring transparency and effective communication with investors[196]. - The company is committed to transparency and has disclosed all relevant changes in management and board structure to the Shanghai Stock Exchange[154]. Supply Chain and Procurement - The company maintains strong supply chain management capabilities, ensuring stable product development and delivery through long-term partnerships with key suppliers[69]. - The total procurement amount from the top five suppliers was 45,407.95 million yuan, accounting for 91.10% of the total annual procurement[95]. - Regular assessments and evaluations of suppliers are conducted to dynamically adjust the list of qualified suppliers[199]. - Confidentiality agreements are signed with suppliers to mitigate the risk of technology leakage[199]. - The company emphasizes customer needs and aims to provide high-quality products and services[199]. Employee and Management - The total number of employees in the parent company and major subsidiaries is 179, with 101 in R&D, 37 in sales, and 41 in management[175]. - The number of R&D personnel increased to 101, accounting for 56.42% of the total workforce, compared to 87 personnel and 57.24% in the previous year[66]. - The company has established a scientific talent training mechanism to promote employee growth and support business development[178]. - The company’s compensation policy is based on market benchmarks and considers performance evaluations and internal equity[177]. - The company prioritizes employee welfare by providing social insurance and fostering a positive work environment to enhance employee engagement and satisfaction[197]. Environmental and Social Responsibility - The board of directors emphasizes ESG (Environmental, Social, and Governance) management, integrating sustainable development into daily operations and committing to reducing environmental impact through innovative product design[189]. - The company has not faced any administrative penalties related to environmental issues during the reporting period, indicating compliance with environmental regulations[192]. - The company is committed to promoting green development and has implemented measures to reduce carbon emissions through the development of high-efficiency, low-power products[194]. - The company has not engaged in any charitable activities during the reporting period, focusing instead on its core business operations[195]. - The company has established a comprehensive quality management system and has passed the ISO9001 certification to ensure product safety[200].

深圳价值在线咨询顾问有限公司 独立财务顾问报告 深圳价值在线咨询顾问有限公司 关于 上海新相微电子股份有限公司 2024 年限制性股票激励计划（草案） 之 独立财务顾问报告 二〇二四年四月 | | | 深圳价值在线咨询顾问有限公司 独立财务顾问报告 第一章 释 义 在本报告中，如无特殊说明，下列简称具有如下含义： | 释义项 | 指 | 释义内容 | | --- | --- | --- | | 新相微、本公司、上市公 | 指 | 上海新相微电子股份有限公司 | | 司、公司 | | | | 限制性股票激励计划、本 激励计划、本次激励计 | 指 | 上海新相微电子股份有限公司 2024 年限制性股票激励计 | | | 划 | | | 划、本计划 | | | | 《激励计划（草案）》 | 指 | 《上海新相微电子股份有限公司 2024 年限制性股票激励 | | | | 计划（草案）》 | | 本报告、本独立财务顾问 | | 《深圳价值在线咨询顾问有限公司关于上海新相微电子股 | | 报告 | 指 | 份有限公司 2024 年限制性股票激励计划（草案）之独立财 | | | | 务顾问报告》 | | 独立财务顾问、价 ...

成立日期：2012 年 2 月 9 日成立（由大华会计师事务所有限公司转制为特 殊普通合伙企业） 上海新相微电子股份有限公司 2023 年度会计师事务所的履职情况评估报告 上海新相微电子股份有限公司（以下简称"公司"）聘请大华会计师事务所 （特殊普通合伙）（以下简称"大华"）作为公司 2023 年度财务报告出具审计报 告的会计师事务所。 根据财政部、国务院国有资产监督管理委员会、中国证券监督管理委员会颁 布的《国有企业、上市公司选聘会计师事务所管理办法》，公司对大华在 2023 年 度的审计工作的履职情况进行了评估。具体情况如下： 一、 2023 年年审会计师事务所基本情况 （一） 基本信息 机构名称：大华会计师事务所（特殊普通合伙）（以下简称"大华"） 注册地址：北京市海淀区西四环中路 16 号院 7 号楼 1101 首席合伙人：梁春 执业资质：1992 年首批获得财政部、中国证券监督管理委员会核发的《会计 师事务所证券、期货相关业务许可证》，2006 年经 PCAOB 认可获得美国上市公司 审计业务执业资格，2010 年首批获得 H 股上市公司审计业务资质。 （二） 投资者保护能力 大华会计师事务所（特殊 ...

（一）主要会计数据 单位：万元 | 主要会计数据 | 2023年/ 2023年12月31 | 2022年 | | 增减变动 | | --- | --- | --- | --- | --- | | | | | | (%) | | | 日 | 调整后 | 调整前 | | | 营业收入 | 48,044.73 | 42,700.44 | 42,700.44 | 12.52 | | 归属于上市公司股东 | 2,753.91 | 10,827.23 | 10,836.07 | -74.56 | | 的净利润 | | | | | | 归属于上市公司股东 | 2,127.79 | 9,295.02 | 9,303.86 | -77.11 | | 的扣除非经常性损益 | | | | | | 的净利润 | | | | | | 经营活动产生的现金 | 9,566.06 | -6,905.27 | -6,905.27 | 不适用 | | 流量净额 | | | | | | 归属于上市公司股东 | 159,645.07 | 64,904.20 | 64,909.29 | 145.97 | | 的净资产 | | | | | | 总资产 ...