北京德和衡律师事务所 关于广东富信科技股份有限公司 北京德和衡律师事务所 关于广东富信科技股份有限公司 终止实施 2021 年限制性股票激励计划 之 法律意见书 终止实施 2021 年限制性股票激励计划 之 法律意见书 德和衡证律意见（2023）第 00498 号 致：广东富信科技股份有限公司 北京德和衡律师事务所（以下简称"本所"）接受广东富信科技股份有限公 司（以下简称"公司"）的委托，依据《中华人民共和国证券法》(以下简称《证 券法》)、《中华人民共和国公司法》(以下简称《公司法》)、《上市公司股权激 励管理办法》（以下简称《管理办法》）、《上海证券交易所科创板股票上市规 则》（2020 年 12 月修订）（以下简称《上市规则》）、《科创板上市公司自律 监管指南第 4 号-股权激励信息披露》（以下简称《自律指南》）等法律、行政 法规、部门规章及规范性文件（以下简称"法律法规"）以及《广东富信科技股 份有限公司章程》(以下简称《公司章程》)、《广东富信科技股份有限公司 2021 年限制性股票激励计划（草案）》（以下简称《激励计划（草案）》）、《广东 富信科技股份有限公司 2021 年限制性股票激励计划实施 ...

（一）2021 年 12 月 3 日，公司召开了第三届董事会第二十次会议，会议审 议通过了《关于公司<2021 年限制性股票激励计划（草案）>及其摘要的议案》、 《关于公司<2021 年限制性股票激励计划实施考核管理办法>的议案》、《关于 提请公司股东大会授权董事会办理 2021 年限制性股票激励计划相关事宜的议案》 等议案。公司独立董事就本次激励计划相关议案发表了同意的独立意见。 同日，公司召开了第三届监事会第十九次会议，会议审议通过了《关于公司 <2021 年限制性股票激励计划（草案）>及其摘要的议案》、《关于公司<2021 年限制性股票激励计划实施考核管理办法>的议案》、《关于公司<2021 年限制 性股票激励计划首次授予激励对象名单>的议案》，公司监事会对本次激励计划 的相关事项进行核查并出具了核查意见。 （二）2021 年 12 月 4 日，公司在上海证券交易所网站（www.sse.com.cn） 上披露了《关于独立董事公开征集委托投票权的公告》（公告编号：2021-037）， 根据公司其他独立董事的委托，独立董事潘春晓先生作为征集人，就公司 2021 年第二次临时股东大会审议的本次激励计划相关议案 ...

广东富信科技股份有限公司独立董事 关于第四届董事会第八次会议相关事项的独立意见 根据《中华人民共和国公司法》（以下简称"《公司法》"）《上海证券交 易所科创板股票上市规则》《广东富信科技股份有限公司独立董事工作制度》， 作为广东富信科技股份有限公司（以下简称"公司"）独立董事，对本次董事会 审议的相关事项发表如下独立意见： 一、《关于公司<2023年半年度募集资金存放与实际使用情况的专项报告> 的议案》 经审议，公司对募集资金的使用和管理，符合《上市公司监管指引第 2 号— —上市公司募集资金管理和使用的监管要求》《上海证券交易所科创板上市公司 自律监管指引第 1 号——规范运作》以及公司《募集资金管理办法》等有关规定。 公司编制的《2023 年半年度募集资金存放与实际使用情况的专项报告》内容真 实、准确、完整，不存在虚假记录、误导性陈述和重大遗漏。因此，我们一致同 意《2023 年半年度募集资金存放与实际使用情况的专项报告》的内容。 二、《关于计提减值准备的议案》 经审议，公司计提减值准备事项符合《企业会计准则》和公司财务管理制度 等相关规定，真实、公允地反映公司截至 2023 年 6 月 30 日的合并财 ...

第四届董事会第八次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、董事会会议召开情况 广东富信科技股份有限公司（以下简称"公司"）第四届董事会第八次会议 于 2023 年 8 月 11 日在公司办公楼五楼一号会议室召开。本次会议通知以及相关 材料已于 2023 年 8 月 8 日通过书面方式送达各位董事。 证券代码：688662 证券简称：富信科技 公告编号：2023-041 广东富信科技股份有限公司 （二）审议通过《关于公司<2023 年半年度募集资金存放与实际使用情况 的专项报告>的议案》 1 / 4 本次会议由公司董事长刘富林召集和主持，应出席董事 9 人，实际出席董事 9 人。本次会议采用现场与通讯相结合的表决方式，会议的召集、召开与表决程 序符合《中华人民共和国公司法》（以下简称"《公司法》"）、《广东富信科技股份 有限公司章程》（以下简称"《公司章程》"）的规定，会议形成的决议合法、有效。 二、董事会会议审议情况 （一）审议通过《关于公司<2023 年半年度报告及其摘要>的议案》 1、主要内容：经 ...

证券代码：688662 证券简称：富信科技 公告编号：2023-043 广东富信科技股份有限公司 2023 年半年度募集资金存放与实际使用情况的 广东富信科技股份有限公司（以下简称"公司"）根据《上市公司监管指引 第2号——上市公司募集资金管理和使用的监管要求》《上海证券交易所科创板 上市公司自律监管指引第1号——规范运作》以及《广东富信科技股份有限公司 募集资金管理办法》（以下简称"《管理办法》"）等相关规定，结合公司实际 情况，就2023年半年度募集资金存放与实际使用情况作如下专项报告： 一、募集资金基本情况 2021年2月24日，经中国证券监督管理委员会《关于同意广东富信科技股份 有限公司首次公开发行股票注册的批复》（证监许可〔2021〕552号）同意，公 司获准向社会公开发行人民币普通股2,206.00万股，每股发行价格为人民币 15.61元，本次发行募集资金总额344,356,600.00元，扣除承销及保荐费用、律师 费用、审计及验资费用、发行登记费用以及其他交易费用36,781,931.54元（不 含税）后，实际募集资金净额为人民币307,574,668.46元。上述资金情况已经中 审众环会计师事 ...

根据《中华人民共和国公司法》（以下简称"《公司法》"）、《广东富信 科技股份有限公司公司章程》（以下简称"《公司章程》"）等相关规定，经公 司董事会提名委员会资格审查通过，公司董事会同意聘任刘淑华女士（简历详见 附件）为公司财务总监，任期自本次董事会审议通过之日起至第四届董事会任期 届满时止。公司独立董事对上述事项发表了同意的独立意见。 刘淑华女士具备相应的任职资格，能够胜任相关职责的工作，不存在《公司 法》《公司章程》规定的不能担任公司高级管理人员的情形，不存在被中国证监 会确定为市场禁入或禁入期限尚未届满的情形，未受过中国证监会、证券交易所 及其他有关部门的处罚或惩戒，不存在因涉嫌犯罪被司法机关立案侦查或涉嫌违 法违规被中国证券监督管理委员会立案稽查的情形，亦不是失信被执行人。本次 财务总监的提名及聘任程序符合《公司法》等有关法律法规和《公司章程》的规 定。 特此公告。 广东富信科技股份有限公司 董事会 证券代码：688662 证券简称：富信科技 公告编号：2023-046 广东富信科技股份有限公司 关于聘任财务总监的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏， ...

证券代码：688662 证券简称：富信科技 公告编号：2023-040 广东富信科技股份有限公司 关于部分监事减持计划时间过半的公告 本公司董事会、全体董事及相关股东保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律 责任。 重要内容提示： 监事持股的基本情况 一、集中竞价减持主体减持前基本情况 | 股东名称 | 股东身份 | 持股数量（股） | 持股比例 | 当前持股股份来源 | | --- | --- | --- | --- | --- | | | 董事、监 | | | | | 梁竞新 | 事、高级管 | 293,000 | 0.3320% | IPO 前取得：293,000 股 | | | 理人员 | | | | 上述减持主体无一致行动人。 1 / 3 本次减持计划实施前，广东富信科技股份有限公司（以下简称"公司"）监 事会主席梁竞新先生持有公司股份 293,000 股，占公司总股本比例为 0.3320%。 上述股份来源于公司首次公开发行前持有的股份，已于 2022 年 4 月 1 日上市流 通。 减持计划的进展情况 公司于 2023 年 4 月 ...

业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 广东富信科技股份有限公司 关于召开 2022 年度暨 2023 年第一季度 证券代码：688662 证券简称：富信科技 公告编号：2023-027 重要内容提示： 会议召开时间：2023 年 6 月 6 日（星期二） 上午 9:00-10:00 会议召开地点：上海证券交易所上证路演中心（网址： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 5 月 30 日（星期二）至 6 月 5 日（星期一）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司投资者关系 邮箱 fxzqb@fuxin-cn.com 进行提问。公司将在说明会上对投资者普遍关注的问 题进行回答。 广东富信科技股份有限公司（以下简称"公司"）已于 2023 年 4 月 28 日 发布公司 2022 年度报告及 2023 年第一季度报告，为便于广大投资者更全面深 入地了解公司 2022 年度及 2023 年 ...

Financial Performance - The company reported a significant decrease in operating revenue for 2022, which was RMB 501,318,873.89, a decrease of 28.04% compared to RMB 696,661,016.21 in 2021 [24]. - The net profit attributable to shareholders for 2022 was RMB 55,108,289.49, down 37.64% from RMB 88,370,987.37 in the previous year [24]. - The net profit after deducting non-recurring gains and losses was RMB 53,545,542.93, a decrease of 30.84% compared to RMB 77,420,063.24 in 2021 [24]. - The company's operating costs decreased by 27.42% to RMB 370.39 million, reflecting the decline in revenue [129]. - The company experienced a foreign exchange loss of RMB 16.41 million, which accounted for 27.13% of the total profit for the period [126]. - The company's gross profit margin for the semiconductor thermoelectric industry was 26.09%, down 0.63 percentage points year-on-year [134]. - The company attributed the decline in revenue and profit to economic downturns and reduced consumer demand in both domestic and international markets [26]. Dividend Distribution - The company plans to distribute a cash dividend of RMB 2.5 per 10 shares, totaling approximately RMB 21,955,340.25 (including tax), which represents 56.16% of the net profit attributable to shareholders for 2022 [6]. - The independent directors have expressed their agreement with the profit distribution proposal, pending approval at the annual shareholders' meeting [6]. Operational Efficiency and Management - The implementation of ERP and PLM systems is aimed at enhancing operational efficiency and product lifecycle management, which is crucial for maintaining competitive advantage [13]. - The company is actively improving supplier relationship management (SRM) to reduce procurement costs and enhance operational efficiency [13]. - The warehouse management system (WMS) has been optimized to effectively control logistics and cost management throughout the supply chain [13]. - The company has adjusted its organizational structure to enhance operational efficiency and service quality, while also optimizing its human resource management model [41]. - The company aims to enhance cost management and continue to promote refined production management to reduce costs and increase efficiency [168]. Research and Development - Research and development expenses accounted for 6.77% of operating revenue, an increase of 1.66 percentage points from 5.11% in 2021 [25]. - The company filed 41 new patent applications during the reporting period, including 16 invention patents [37]. - The company has received multiple patent authorizations for its device preparation and system integration technologies, enhancing its competitive edge in the semiconductor thermoelectric market [74]. - The company has developed a semiconductor thermoelectric cooling device with performance metrics on par with leading global competitors, achieving a production capacity of 2 million Micro TEC units annually [111]. Market Position and Expansion - The company aims to become a leading provider of semiconductor thermoelectric technology solutions and application products [35]. - The company is exploring new market expansion opportunities through strategic partnerships and potential acquisitions to drive growth [12]. - The company is focusing on expanding its market presence in the home refrigeration sector, particularly in Europe and America, driven by rising consumer demand for home beer cooling solutions [96]. - The company is expanding its market presence in Southeast Asia, targeting a 25% market share in the region by 2025 [182]. Corporate Governance - The company has established a clear and mutually-restrictive corporate governance structure in compliance with relevant laws and regulations [170]. - The board of directors has set up four specialized committees to enhance decision-making and oversight [173]. - The company will continue to improve its internal governance structure and internal control mechanisms to protect the interests of all shareholders, especially minority shareholders [175]. - The total pre-tax remuneration for the chairman and general manager is 42.36 million yuan, while the vice chairman's is 21.90 million yuan [178]. Risks and Challenges - The company has outlined various operational risks in the management discussion section of the report, emphasizing the importance of risk awareness for investors [4]. - The company faces risks related to core technology leakage and talent shortages, which could impact its competitive edge [120]. Product Development and Innovation - The company has developed a series of thermoelectric cooling technology solutions for various applications, including constant temperature wine cabinets, beer machines, and constant temperature mattresses [48]. - The company has launched a semiconductor cooling garment in June 2022, addressing cooling needs for outdoor workers in high-temperature environments, and has since developed a smart wearable air conditioner [39]. - The company is focusing on innovative product development to capture a larger share of the expanding global wine storage market [99]. Financial Management - The company plans to maintain high R&D investment levels to support new product development and technological upgrades in various sectors, including consumer electronics and automotive [158]. - The company reported a total of 355 million RMB in purchases and 365 million RMB in sales of financial assets during the reporting period [152]. - The company’s investment activities generated a net cash outflow of CNY 122.43 million, mainly due to land use rights purchases [130].

Financial Performance - The company's operating revenue for Q1 2023 was ¥94,345,257.42, representing a decrease of 28.81% compared to the same period last year[3]. - Net profit attributable to shareholders was ¥2,291,226.44, down 82.80% year-on-year[3]. - Basic and diluted earnings per share were both ¥0.03, reflecting a decrease of 82.74% year-on-year[3]. - Total operating revenue for Q1 2023 was ¥94,345,257.42, a decrease of 29% compared to ¥132,524,952.60 in Q1 2022[17]. - Net profit for Q1 2023 was ¥1,968,179.53, a decline of 85.5% from ¥13,549,712.00 in Q1 2022[18]. - Basic and diluted earnings per share for Q1 2023 were both ¥0.03, compared to ¥0.15 in Q1 2022[19]. - The company reported a significant increase in financial expenses, with interest expenses rising to ¥737,620.17 from ¥76,660.23 in Q1 2022[17]. - Other income decreased sharply to ¥72,869.08 in Q1 2023 from ¥1,598,426.40 in Q1 2022[17]. Cash Flow - The net cash flow from operating activities was negative at -¥15,135,185.74, a decline of 148.96% compared to the previous year[3]. - Cash flow from operating activities for Q1 2023 was negative at -¥15,135,185.74, compared to positive cash flow of ¥30,910,751.21 in Q1 2022[22]. - Cash flow from investing activities for Q1 2023 was negative at -¥6,995,411.87, an improvement from -¥99,464,074.77 in Q1 2022[22]. - Cash flow from financing activities for Q1 2023 was positive at ¥17,349,747.90, compared to ¥23,717,153.89 in Q1 2022[22]. - The ending cash and cash equivalents balance for Q1 2023 was ¥322,933,683.29, an increase from ¥288,095,168.80 in Q1 2022[22]. Assets and Liabilities - Total assets at the end of the reporting period were ¥965,296,948.34, an increase of 2.49% from the end of the previous year[4]. - As of March 31, 2023, the total current assets amounted to RMB 737,922,336.18, an increase from RMB 721,078,531.01 as of December 31, 2022, representing a growth of approximately 2.4%[12]. - The cash and cash equivalents increased to RMB 421,716,584.39 from RMB 369,242,431.05, reflecting a growth of about 14.2%[12]. - Accounts receivable rose to RMB 105,199,053.52, up from RMB 77,046,929.06, indicating an increase of approximately 36.5%[12]. - Total liabilities as of March 31, 2023, were RMB 215,643,730.30, compared to RMB 211,717,653.80 at the end of 2022, showing a slight increase of about 1.4%[14]. - The total assets reached RMB 965,296,948.34, up from RMB 941,838,676.39, marking an increase of approximately 2.5%[15]. - The company's total equity increased to RMB 749,653,218.04 from RMB 730,121,022.59, reflecting a growth of about 2.7%[15]. - The inventory decreased to RMB 189,247,690.00 from RMB 195,755,030.59, a decline of approximately 3.0%[12]. - The company reported a non-current asset total of RMB 227,374,612.16, slightly up from RMB 220,760,145.38, indicating an increase of about 3.0%[13]. - The short-term borrowings increased to RMB 97,545,230.03 from RMB 93,791,647.71, representing a rise of approximately 4.0%[13]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 4,281[8]. - The top shareholder, Liu Fulin, holds 22.44% of the shares, with a total of 19,800,914 shares[8]. Research and Development - Research and development expenses totaled ¥7,529,690.54, a decrease of 9.59%, while the R&D expense as a percentage of operating revenue increased by 1.70 percentage points to 7.98%[3]. - The weighted average return on equity decreased by 1.54 percentage points to 0.31%[3]. - The decline in revenue was primarily attributed to decreased consumer demand affecting the company's thermal power systems and products[6]. - The company has not disclosed any significant new product developments or market expansion strategies during the reporting period[11].