山东胜利股份有限公司独立董事 2023 年度述职报告 独立董事 郑石桥 各位股东： 本人作为山东胜利股份有限公司（以下简称"公司"）独立董事， 2023年度严格按照《公司法》《上市公司独立董事管理办法》《公司章 程》及有关法律法规的规定和要求，运用在财务、审计领域的专长，忠 实履行独立董事职责，积极出席公司相关会议，认真审议各项议案，对 公司生产经营和业务发展提出合理建议，充分发挥了独立董事作用，切 实维护了公司股东尤其是中小股东的合法权益。现就2023年度履职情况 报告如下： 一、独立董事基本情况 独立董事郑石桥先生，1964年9月生，博士、教授，注册会计师， 中国籍。历任新疆财经大学会计学院教授、院长，南京审计学院国际审 计学院教授、院长，南京审计学院审计科学院教授、院长。现任南京审 计大学现代审计发展研究中心教授，兼任江苏隆盛科技股份公司、光正 眼科医院集团股份有限公司、山东胜利股份有限公司独立董事。郑石桥 先生主要研究方向为审计理论与方法，发表论文400余篇，出版专著10 余部，完成国家级课题3项（重点课题1项），省级课题4项。 2023年，本人作为公司独立董事任职符合《上市公司独立董事管理 办法》第 ...

股票简称：胜利股份 股票代码：000407 公告编号：2024-001 号 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 山东胜利股份有限公司（以下简称"公司"或"本公司"）副总裁孙卜 武先生因达到法定退休年龄，辞去公司副总裁职务，辞职后孙卜武先生不再 担任公司任何职务。孙卜武先生的辞职报告自送达公司董事会之日起生效， 其分管的相关工作职责由其他高管人员分工行使，公司运营不会受此影响。 截至本公告披露日，孙卜武先生持有公司股份975股，辞职后将继续按 照《上市公司董事、监事和高级管理人员所持本公司股份及其变动管理规则》 《深圳证券交易所上市公司自律监管指引第10号——股份变动管理》等法律 法规、规范性文件的规定，对其所持公司股份进行合规管理。 截至本公告披露日，孙卜武先生不存在应履行而未履行的承诺事项。 公司董事会对孙卜武先生为公司所做的贡献表示衷心感谢。 特此公告。 山东胜利股份有限公司董事会 二〇二四年一月二日 山东胜利股份有限公司董事会 关于公司副总裁退休离任的公告 ...

证券代码：000407 股票简称：胜利股份 公告编号：2023-022 号 山东胜利股份有限公司 十届十七次董事会会议（临时）决议公告 经表决，会议审议并通过了如下事项： 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误 导性陈述或重大遗漏。 一、董事会会议召开情况 1.公司十届十七次董事会会议（临时）通知于2023年12月19日以书 面送达和电子邮件等方式发出。 4.本次会议的召开符合有关法律、行政法规、部门规章、规范性文 件和《公司章程》的规定。 二、董事会会议审议情况 1.关于修订《公司章程》涉及独立董事有关条款的议案 公司董事会同意按照《中华人民共和国公司法》《国务院办公厅关 于上市公司独立董事制度改革的意见》《上市公司独立董事管理办法》 《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自律监管 指引第1号—主板上市公司规范运作》及有关法律法规、规范性文件的 相关规定，对《公司章程》涉及独立董事的有关条款进行修订。 2.本次会议于2023年12月22日以通讯表决方式召开。 3.本次会议应参加表决的董事9人，实际参加表决的董事9人。 2.关于修订公司《股东大会议事规则》 ...

山东胜利股份有限公司董事会 关于修订公司《股东大会议事规则》 涉及独立董事有关条款的议案 根据《中华人民共和国公司法》《国务院办公厅关于上市公司独立 董事制度改革的意见》《上市公司独立董事管理办法》《深圳证券交易所 股票上市规则》《深圳证券交易所上市公司自律监管指引第 1 号—主板 上市公司规范运作》及有关法律法规、规范性文件的相关规定，结合公 司实际情况，需对公司《股东大会议事规则》涉及独立董事的有关条款 进行修订，具体内容如下： 一、原议事规则"第七条 独立董事有权向董事会提议召开临时股 东大会。对独立董事要求召开临时股东大会的提议，董事会应当根据法 律、行政法规和公司章程的规定，在收到提议后 10 日内提出同意或不 同意召开临时股东大会的书面反馈意见。 董事会同意召开临时股东大会的，应当在作出董事会决议后的 5 日内发出召开股东大会的通知；董事会不同意召开临时股东大会的，应 当说明理由并公告。" 修改为"第七条 独立董事有权向董事会提议召开临时股东大会， 独立董事行使该职权的，应当经独立董事专门会议审议并经全体独立董 事过半数同意。对独立董事要求召开临时股东大会的提议，董事会应当 根据法律、行政法规和《 ...

山东胜利股份有限公司 独立董事制度 【2023 年 12 月 22 日公司十届十七次董事会会议（临时）审议通过】 第一章 总 则 第一条 为进一步完善公司治理结构，保障公司独立董事依法独立 行使职权，提高公司决策的科学性和民主性，维护公司整体利益，保护 中小股东合法权益，依据《中华人民共和国公司法》《中华人民共和国 证券法》《上市公司独立董事管理办法》（以下简称《独立董事管理办法》）、 《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自律监管 指引第 1 号—主板上市公司规范运作》等法律、法规、规范性文件及《山 东胜利股份有限公司章程》（以下简称《公司章程》）的有关规定，结合 公司实际情况，制定本制度。 第二条 本制度所称独立董事是指不在公司担任除董事外的其他职 务，并与公司及其主要股东、实际控制人不存在直接或者间接利害关系， 或者其他可能影响其进行独立客观判断关系的董事。 独立董事应当独立履行职责，不受公司及其主要股东、实际控制人 等单位或者个人的影响。 第三条 公司独立董事占董事会成员的比例不得低于三分之一，且 至少包括一名会计专业人士。 公司董事会设置审计委员会。审计委员会成员应当为不在公司担任 ...

山东胜利股份有限公司董事会 关于修订《公司章程》 涉及独立董事有关条款的议案 根据《中华人民共和国公司法》《国务院办公厅关于上市公司独立 董事制度改革的意见》《上市公司独立董事管理办法》《深圳证券交易 所股票上市规则》《深圳证券交易所上市公司自律监管指引第 1 号—主 板上市公司规范运作》及有关法律法规、规范性文件的相关规定，结合 公司实际情况，需对《公司章程》涉及独立董事的有关条款进行修订， 具体内容如下： 为保证独立董事的比例，独立董事和其他董事在选举中单独计算。" 董事会同意召开临时股东大会的，将在作出董事会决议后的 5 日内 发出召开股东大会的通知；董事会不同意召开临时股东大会的，将说明 理由并公告。" 修改为"第四十六条 独立董事有权向董事会提议召开临时股东大 会，独立董事行使该职权的，应当经独立董事专门会议审议并经全体独 立董事过半数同意。对独立董事要求召开临时股东大会的提议，董事会 应当根据法律、行政法规和本章程的规定，在收到提议后 10 日内提出 同意或不同意召开临时股东大会的书面反馈意见。 董事会同意召开临时股东大会的，应当在作出董事会决议后的 5 1 日内发出召开股东大会的通知；董事会不同 ...

山东胜利股份有限公司 董事会专门委员会工作细则 【2023 年 12 月 22 日公司十届十七次董事会会议（临时）审议通过】 第一章 总 则 第一条 为完善山东胜利股份有限公司（以下简称"公司"）治理结 构，提高公司董事会决策的科学性，规范董事会各专门委员会工作程序 和权限，根据《中华人民共和国公司法》《上市公司治理准则》《山东胜 利股份有限公司章程》（以下简称《公司章程》）及其他有关规定，公司 董事会设立战略决策、提名、审计、薪酬与考核等四个专门委员会，协 助董事会行使其职权，并制定本工作细则。 第二条 战略决策、提名、审计、薪酬与考核等四个专门委员会的 成员必须为公司董事。 第二章 战略决策委员会工作细则 第三条 董事会战略决策委员会是董事会下设的专门工作机构，对 董事会负责，主要对公司长期发展战略和重大投资决策进行研究并提出 建议。 第四条 战略决策委员会的人员组成 （一）战略决策委员会由 5-7 名委员组成，设主任一名。 （二）战略决策委员会主任及委员由董事会选举产生。 （三）委员会成员每届任期三年，自聘任之日起至下届董事会成立 之日止。 第五条 战略决策委员会就下列事项向董事会提出建议： （一）对公 ...

股票简称：胜利股份 股票代码：000407 公告编号：2023-023 号 山东胜利股份有限公司 十届十七次监事会会议（临时）决议公告 经表决，会议审议并通过了如下事项： 1.关于修订《公司章程》涉及独立董事有关条款的议案 本议案尚需提交公司最近一次股东大会以特别决议审议表决，议案 全文详见巨潮资讯网（http://www.cninfo.com.cn）。 表决结果：3票赞成，0票反对，0票弃权。 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一、监事会会议召开情况 1.公司十届十七次监事会会议（临时）通知于2023年12月19日以书 面送达和电子邮件等方式发出。 2.本次会议于2023年12月22日以通讯表决方式召开。 3.本次会议应参加表决监事3人，实际参加表决监事3人。 4.本次会议的召开符合有关法律、行政法规、部门规章、规范性文 件和《公司章程》的规定。 二、监事会会议审议情况 2.关于修订公司《股东大会议事规则》涉及独立董事有关条款的议 案 本议案尚需提交公司最近一次股东大会以特别决议审议表决，议案 全文详见巨潮资讯网（http://www.cnin ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥949,395,281.73, a decrease of 18.46% compared to the same period last year[4] - Net profit attributable to shareholders for Q3 2023 was ¥20,704,565.88, down 59.59% year-on-year[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥20,492,278.80, a decrease of 58.52% compared to the previous year[4] - Basic earnings per share for Q3 2023 were ¥0.0235, a decline of 59.62% year-on-year[5] - Total operating revenue for Q3 2023 was ¥3,259,656,314.15, a decrease of 4.14% compared to ¥3,400,175,488.85 in Q3 2022[22] - Net profit for Q3 2023 was ¥142,329,513.57, a decline of 21.25% from ¥180,831,720.46 in Q3 2022[23] - Earnings per share for Q3 2023 were ¥0.1158, compared to ¥0.1608 in Q3 2022, reflecting a decrease of 28.0%[24] Assets and Liabilities - Total assets as of September 30, 2023, were ¥6,675,491,716.77, a decrease of 6.74% from the end of the previous year[5] - Total assets decreased from CNY 7,175,665,059.99 on January 1, 2023, to CNY 6,675,491,716.77 by September 30, 2023, reflecting a decline of approximately 6.97%[18] - Current assets decreased from CNY 2,168,473,337.37 at the beginning of the year to CNY 1,724,616,960.12, a reduction of about 20.49%[16] - Total liabilities decreased to ¥3,500,080,052.07 from ¥4,078,710,052.73, a reduction of 14.1%[19] - Total current liabilities decreased from CNY 3,428,719,383.01 to CNY 2,717,371,133.16, a decline of approximately 20.73%[18] Cash Flow - The net cash flow from operating activities for the first nine months of 2023 was ¥146,092,988.90, an increase of 65.54% year-on-year[10] - Cash flow from operating activities in Q3 2023 was ¥3,605,667,452.49, down from ¥3,881,702,205.79 in Q3 2022, indicating a decrease of 7.1%[27] - The net cash flow from operating activities for Q3 2023 was CNY 146,092,988.90, an increase of 65.5% compared to CNY 88,249,746.90 in the same period last year[28] - The total cash inflow from investment activities was CNY 80,489,969.28, up from CNY 50,838,685.49 in Q3 2022, marking a 58.5% increase[28] - The net cash flow from financing activities was CNY -80,517,199.22, compared to CNY -66,853,884.04 in the previous year, indicating a worsening of 20.5%[29] Research and Development - Research and development expenses for the first nine months of 2023 increased by 100.75% to ¥26,094,581.22 compared to the same period last year[9] - Research and development expenses for Q3 2023 were ¥26,094,581.22, significantly higher than ¥12,998,814.98 in Q3 2022, marking an increase of 100.4%[22] Shareholder Information - The company has a total of 49,211 common shareholders at the end of the reporting period[13] - The largest shareholder, China Oil and Gas Investment Group Co., Ltd., holds 22.16% of the shares, amounting to 195,027,219 shares[13] - The company reported a total of 61,500,000 shares transferred to China Oil and Gas Investment Group Co., Ltd. as part of a voting rights delegation agreement[14] Other Financial Metrics - The company reported a decrease in other income by 87.62% to ¥1,857,029.18 compared to the previous year[9] - Long-term borrowings increased by 36.63% to ¥524,169,382.19 compared to the beginning of the year[9] - Long-term borrowings increased to ¥524,169,382.19 from ¥383,644,754.91 at the beginning of the year, representing a rise of 36.8%[19] - Total equity attributable to shareholders of the parent company increased to ¥2,817,811,052.17 from ¥2,729,036,711.94, an increase of 3.25%[19] - Other comprehensive income after tax for Q3 2023 was -¥26,508.28, an improvement compared to -¥99,238.34 in Q3 2022[24] Accounting Changes - The company has adopted new accounting standards effective January 1, 2023, impacting deferred tax assets and liabilities[30]

Financial Performance - The company achieved operating revenue of CNY 2,310,261,032.42, representing a 3.33% increase compared to the same period last year[11]. - The net profit attributable to shareholders was CNY 81,250,736.48, a decrease of 9.98% year-on-year[11]. - The net profit after deducting non-recurring gains and losses was CNY 69,851,274.37, down 10.96% from the previous year[11]. - The net cash flow from operating activities increased significantly to CNY 38,099,798.08, a 286.66% improvement compared to the same period last year[11]. - The total assets at the end of the reporting period were CNY 7,196,545,138.66, a slight increase of 0.29% from the end of the previous year[11]. - The company's operating revenue for the reporting period was ¥2,310,261,032.42, representing a year-on-year increase of 3.33% compared to ¥2,235,814,659.76 in the same period last year[22]. - The net profit attributable to shareholders of the listed company decreased by 9.98% to ¥81,250,736.48 from ¥90,260,940.11 in the previous year[22]. - Research and development expenses increased by 29.88% to ¥8,940,537.29, reflecting the company's commitment to enhancing innovation[22]. - The net increase in cash and cash equivalents was ¥199,184,865.70, a substantial improvement compared to a decrease of ¥30,884,024.14 in the same period last year, marking a 744.94% increase[23]. - The company reported a total revenue of 1,074,000,000 CNY, with a year-on-year decrease of 9.96% in the Liaoning region and a 2.58% decrease in the Hebei region[28]. Operational Efficiency and Management - The company optimized its business structure and asset-liability structure, leading to improved operational quality and cash flow[18]. - The company focused on enhancing management efficiency by streamlining management levels and strengthening collaborative management[18]. - The company initiated actions to revitalize low-efficiency assets and improve accounts receivable collection, further optimizing asset structure[18]. - The company is advancing digital transformation and building a smart platform to empower future development[18]. - The company plans to maintain stable development in its main business despite a decrease in profits due to reduced operational efficiency of its associates[18]. - The company aims to strengthen risk management and advance its internal control system to mitigate operational risks[20]. - The company is actively pursuing business innovation and digital management to expand profit growth points[47]. - The company is focusing on optimizing procurement payment methods, which contributed to the decrease in prepayments by 0.98 percentage points to 2.59% of total assets[34]. Asset Management and Liabilities - The company's cash and cash equivalents increased to 1,033,386,368.42 CNY, representing 14.36% of total assets, up from 13.07% at the end of the previous year[33]. - Accounts receivable decreased by 0.28 percentage points to 6.34% of total assets, while inventory increased by 0.29 percentage points to 5.56%[33]. - The company’s short-term borrowings decreased by 0.35 percentage points to 17.11% of total assets, while long-term borrowings increased by 1.62 percentage points to 6.97%[33]. - The company reported a decrease in contract liabilities by 1.90 percentage points to 6.52% of total assets, mainly due to the recognition of previously received natural gas sales payments[34]. - The company’s fixed assets decreased by 0.61 percentage points to 26.61% of total assets, reflecting adjustments in asset management[33]. - The company’s total liabilities decreased, with a notable reduction in contract liabilities, indicating improved cash flow management[34]. Market and Business Development - The natural gas and value-added business accounted for 76.92% of total operating revenue, with a slight increase of 0.73% year-on-year[26]. - The equipment manufacturing business saw a 13.05% increase in revenue, contributing 23.08% to total operating revenue[26]. - The company is actively tracking new business areas such as photovoltaics, hydrogen energy, and energy storage to explore growth opportunities[20]. - The company plans to focus on high-quality development and enhance team capabilities in the second half of the year[20]. - The company is focusing on strategic acquisitions to bolster its market position and enhance its competitive edge[67]. - The company plans to expand its market presence by enhancing its product offerings and exploring new technologies in the upcoming quarters[67]. Shareholder and Equity Information - The company has not distributed cash dividends or bonus shares for the half-year period and has no plans for capital reserve transfers to increase share capital[51]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[54]. - The company has no ongoing major litigation or arbitration matters that could impact its financial position[64]. - The company has not implemented any employee stock ownership plans or other incentive measures during the reporting period[52]. - The total number of ordinary shareholders is 49,997[85]. - The largest shareholder, Zhongyou Gas Investment Group Co., Ltd., holds 22.16% of shares, totaling 195,027,219 shares[85]. - The total number of shares outstanding is 880,084,656, with 99.51% being unrestricted shares[83]. - The company has not reported any changes in state-owned or foreign holdings during the reporting period[81]. Financial Reporting and Compliance - The financial statements have been prepared in accordance with the relevant accounting standards, ensuring transparency and accuracy in reporting[120]. - The company confirmed that all related party transactions were fair and did not harm the interests of shareholders[69]. - The company reported a total of 1,740.06 million CNY in related party transactions during the reporting period[69]. - The company is committed to maintaining transparency in its financial reporting and has disclosed all related transactions in accordance with regulatory requirements[68]. Future Outlook and Guidance - The company provided guidance for the next quarter, expecting revenue to be between 1.6 billion and 1.8 billion, reflecting a growth rate of 10% to 20%[132]. - The company plans to enhance its marketing strategy, allocating an additional 30 million to increase brand visibility and customer engagement[132]. - The company is considering strategic acquisitions to bolster its product portfolio, with a budget of 100 million allocated for potential deals[132]. - The company anticipates a stable growth trajectory in the upcoming quarters, driven by increased demand for its products and services[68].