证券代码：000413、200413 证券简称：东旭光电、东旭B 告编号：2023-038 东旭光电科技股份有限公司 关于召开 2023 年第一次临时股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、召开会议的基本情况 1、股东大会届次：2023 年第一次临时股东大会。 2、股东大会的召集人：公司董事会。 3、本次股东大会的召集和召开程序符合法律、法规和公司章程的规定。 4、会议召开时间： （1）现场会议召开时间：2023 年 12 月 15 日 14:50。 （2）网络投票时间： 通过深圳证券交易所交易系统进行网络投票的具体时间为：2023 年 12 月 15 日，上午 9:15－9:25、9:30－11:30 和下午 13:00－15:00。通过深圳证券 交易所互联网投票系统投票的具体时间为：2023 年 12 月 15 日 9:15 至 15:00 中的任意时间。 5、会议召开方式：本次股东大会采取现场投票与网络投票相结合的方式 召开。 6、会议的股权登记日：2023 年 12 月 12 日。 B 股股东应在 2023 年 12 月 7 ...

证券代码：000413、200413 证券简称：东旭光电、东旭B 公告编号：2023-036 东旭光电科技股份有限公司 关于为全资子公司提供担保的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、担保情况概述 东旭光电科技股份有限公司（以下简称"公司"）于 2023 年 11 月 24 日召开 第十届董事会第十二次会议，审议通过了《关于为全资子公司郑州旭飞光电科技 有限公司与中国长城资产管理股份有限公司河南省分公司重组债务提供担保的 议案》。 为了积极推进子公司金融债务风险化解工作,支持全资子公司郑州旭飞光电 科技有限公司（简称"郑州旭飞"）健康发展，董事会同意为郑州旭飞与中国长 城资产管理股份有限公司河南省分公司（简称"长城资管河南分公司"）间的 9,653.992803 万元债务提供连带责任保证担保，自 2022 年 9 月 29 日起算，期 限 10 年。 上述担保不构成关联交易。根据《深圳证券交易所股票上市规则》的相关规 定，上述担保事项无需提交公司股东大会审议。 二、被担保人基本情况 （一）基本情况 被担保人名称：郑州旭飞光电科技有限公司 统 ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥1,116,042,747.11, a decrease of 41.44% compared to the same period last year[2]. - The net profit attributable to shareholders was -¥59,016,259.86, representing an increase in loss of 78.36% year-on-year[2]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥86,360,690.83, an increase in loss of 72.17% compared to the previous year[2]. - The basic earnings per share for Q3 2023 was -¥0.01, an increase in loss of 80.00% year-on-year[2]. - The company reported a net loss of ¥5,395,054,661.39, worsening from a loss of ¥5,038,630,285.20 in the previous period[46]. - The company reported a net loss of CNY 378.58 million, compared to a net loss of CNY 1.16 billion in the previous period, showing a reduction in losses of approximately 67.4%[47]. - The company's total profit (loss) amounted to CNY -342.85 million, an improvement from CNY -1.10 billion in the previous period, indicating a reduction in losses of about 68.8%[47]. Assets and Liabilities - The total assets at the end of Q3 2023 were ¥58,705,223,444.82, a slight increase of 0.16% from the end of the previous year[2]. - Current assets totaled ¥31,307,140,116.07, an increase of about 2.1% from ¥30,675,854,889.21 at the beginning of the year[45]. - Total liabilities increased to ¥35,363,949,806.60, compared to ¥34,976,933,510.06 in the previous period, reflecting a growth of approximately 1.1%[46]. - The company’s total equity decreased to ¥23,341,273,638.22 from ¥23,632,371,814.53, reflecting a decline of about 1.2%[46]. Cash Flow - The company's cash flow from operating activities for the year-to-date was ¥235,757,901.34, an increase of 9.55% compared to the same period last year[2]. - Cash flow from operating activities was 3,552,118,512.54 CNY, down from 4,548,441,546.00 CNY in the previous period[40]. - The net cash flow from financing activities was -139,567,724.18 CNY, compared to -68,805,990.03 CNY in the previous period, indicating increased cash outflow[40]. - The ending balance of cash and cash equivalents was 314,053,981.27 CNY, down from 434,704,477.12 CNY in the previous period[40]. - The net cash flow from operating activities was CNY 235.76 million, compared to CNY 215.21 million in the previous period, indicating an increase of about 9.5%[51]. - The net cash flow from investing activities was negative at CNY 193.73 million, an improvement from a negative CNY 511.78 million in the previous period[51]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 288,216, with 274,544 holding A shares and 13,672 holding B shares[42]. - The largest shareholder, Dongxu Group Co., Ltd., held 16.25% of the shares, amounting to 915,064,091 shares[42]. Research and Development - Research and development expenses increased by 55.10% year-on-year, amounting to ¥97,166,806.89[2]. - Research and development expenses increased to CNY 97.17 million, up from CNY 62.65 million, reflecting a growth of approximately 55.1%[47]. Financial Expenses - The company experienced a 79.56% decrease in financial expenses, amounting to ¥159,633,793.92, mainly due to reduced interest expenses[2]. - The financial expenses decreased significantly to CNY 159.63 million from CNY 780.89 million, a reduction of about 79.6%[47]. Other Financial Metrics - The company reported a significant increase of 139.40% in advance receipts, totaling ¥793,816,264.78, primarily due to new product prepayments[2]. - The company recorded a 826.61% increase in asset disposal gains, totaling ¥3,858,655.37, attributed to increased gains from intangible asset transfers[2]. - Total operating revenue for the period was ¥3,454,310,309.52, a decrease of approximately 23.6% compared to ¥4,522,032,282.95 in the previous period[46]. - Total operating costs for the period amounted to approximately CNY 3.77 billion, a decrease from CNY 5.45 billion in the previous period, representing a reduction of about 30.9%[47].

证券代码：000413、200413 证券简称：东旭光电、东旭B 公告编号：2023-034 东旭光电科技股份有限公司 十届十一次董事会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性 陈述或重大遗漏。 东旭光电科技股份有限公司（以下简称"公司"）第十届董事会于 2023 年 10 月 27 日 10:00 在公司办公楼会议室以现场结合通讯表决的方式召开了第十一次 临时会议，会议通知以电话、文本方式于 2023 年 10 月 24 日向全体董事发出。 本次会议应参加董事 7 人，实际参加董事 7 人，会议由公司董事长郭轩先生主 持，会议的召集程序、审议程序和表决方式符合《公司法》和《公司章程》的有 关规定。会议形成如下决议： 1、审议通过了《公司 2023 年第三季度报告》（详见公司披露的《2023 年第 三季度报告》） 表决结果：同意 7 票，反对 0 票，弃权 0 票，通过。 特此公告。 东旭光电科技股份有限公司 董事会 2023 年 10 月 30 日 表决结果：同意 7 票，反对 0 票，弃权 0 票，通过。 公司监事会对 2023 年第三季度报告发表了核查意见 ...

证券代码：000413、200413 证券简称：东旭光电、东旭 B 公告编号：2023-032 1、公司前期披露的信息不存在需要更正、补充之处。 2、公司近期经营情况及内外部经营环境未发生重大变化。 3、公司未发现近期公共传媒报道了可能或已经对公司股票交易价格产生较 大影响的未公开重大信息。 4、经查询，公司、控股股东和实际控制人不存在关于公司的应披露而未披 露的重大事项，也不存在处于筹划阶段的重大事项。 东旭光电科技股份有限公司 关于公司股票交易异常波动的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一、股票交易异常波动的情况 东旭光电科技股份有限公司（以下简称"公司"，证券简称"东旭光电"， 证券代码：000413）股票连续 2 个交易日（2023 年 10 月 13 日、16 日）收盘价 格涨幅偏离值累计达到 22.58%，根据深圳证券交易所的有关规定，属于股票交 易异常波动的情况。 二、公司关注并核实相关情况 针对公司股票交易异常波动情况，公司董事会对公司控股股东、实际控制人 及其一致行动人、董事、监事及高级管理人员就相关问题进行了核实，现将有 ...

证券代码：000413、200413 证券简称：东旭光电、东旭 B 公告编号：2023-029 表决结果：同意 7 票，反对 0 票，弃权 0 票。通过。 特此公告。 东旭光电科技股份有限公司 董事会 2023 年 10 月 11 日 东旭光电科技股份有限公司 十届十次董事会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 东旭光电科技股份有限公司（以下简称"公司"）第十届董事会于 2023 年 10 月 11 日 10:00 在公司办公楼会议室以现场结合通讯表决的方式召开了第十次临 时会议，会议通知以电话、文本方式于 2023 年 10 月 8 日向全体董事发出。本次 会议应参加董事 7 人，实际参加董事 7 人，会议由公司董事长郭轩先生主持，会 议的召集程序、审议程序和表决方式符合《公司法》和《公司章程》的有关规定。 会议形成如下决议： 审议通过了《关于同意控股子公司广西申龙汽车制造有限公司向南宁市邕 宁区农村信用合作联社申请银行贷款并为之提供担保的议案》（详见公司同日披 露的《关于为子公司提供担保的公告》） 为了支持子公司的发展，董事会同意控股子 ...

证券代码：000413、200413 证券简称：东旭光电、东旭B 公告编号：2023-030 东旭光电科技股份有限公司 关于为子公司提供担保的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、担保情况概述 东旭光电科技股份有限公司（以下简称"公司"）于 2023 年 10 月 11 日召开 第十届董事会第十次会议，审议通过了《关于同意控股子公司广西申龙汽车制造 有限公司向南宁市邕宁区农村信用合作联社申请银行贷款并为之提供担保的议 案》。 为了帮助控股子公司广西申龙汽车制造有限公司（简称"广西申龙"）满足 银行贷款借新还旧条件，董事会同意公司和公司全资子公司上海申龙客车有限公 司（以下简称"上海申龙"）共同为广西申龙向南宁市邕宁区农村信用合作联社 （以下简称"南宁邕宁信用联社"）申请的银行贷款 10,650 万元，提供连带责任 保证担保。 与公司关系：公司持有上海申龙 100%股权，上海申龙持有广西申龙 80.7434% 股权，南宁产投新能源汽车投资有限责任公司（南宁市人民政府国有资产监督管 理委员会全资子公司）持有广西申龙 19.2566%股权，广西申 ...

Financial Performance - The company's operating revenue for 2022 was approximately ¥5.89 billion, an increase from ¥5.63 billion in 2021, representing a growth of about 4.63%[15] - The net revenue after deducting other business income was approximately ¥5.54 billion in 2022, compared to ¥5.49 billion in 2021, indicating a slight increase of about 0.63%[15] - The company reported a significant increase in other business income, which rose to approximately ¥353 million in 2022 from ¥145 million in 2021, marking an increase of about 142.66%[15] - The company's operating revenue for 2022 was ¥5,892,598,751.42, an increase of 4.63% compared to ¥5,631,943,235.41 in 2021[30] - In 2022, the company's total revenue reached approximately CNY 5.89 billion, a year-on-year increase of 4.63%[74] - The net profit attributable to shareholders was -¥1,645,841,037.19, showing an improvement of 41.23% from -¥2,800,338,882.78 in the previous year[30] - The net profit attributable to shareholders was RMB -1.646 billion, a reduction in losses by RMB 1.155 billion compared to the previous year[94] - The company reported a stable operation of its LCD electronic glass production bases in Zhengzhou, Shijiazhuang, Wuhu, and Fuzhou, producing G5, G6, and G8.5 generation glass substrates[71] Cash Flow - The net cash flow from operating activities decreased significantly by 80.66% to ¥254,446,187.90 from ¥1,315,355,042.84 in 2021[30] - Total cash inflow from operating activities in 2022 was approximately ¥6.69 billion, a decrease of 28.86% compared to ¥9.41 billion in 2021[192] - Total cash outflow from operating activities in 2022 was approximately ¥6.44 billion, down 20.45% from ¥8.09 billion in 2021[192] - Net cash flow from operating activities in 2022 was approximately ¥254.45 million, a significant decline of 80.66% from ¥1.32 billion in 2021[192] - The net increase in cash and cash equivalents in 2022 was approximately -¥388.91 million, a decrease of 112.80% from -¥182.76 million in 2021[195] Business Segments - The company's main business segments include optoelectronic display manufacturing, new energy vehicle manufacturing, and construction installation engineering, with a focus on enhancing core competencies[56][70] - The optical display manufacturing and technical services segment generated revenue of CNY 3.29 billion, accounting for 55.75% of total revenue, with a growth of 25.33% compared to the previous year[74] - The new energy vehicle segment saw significant growth, with revenue of CNY 885 million, representing a 77.64% increase year-on-year[74] - The construction installation segment experienced a decline, with revenue of CNY 1.35 billion, down 42.51% from the previous year[74] Research and Development - The company has emphasized research and development, collaborating with renowned research institutions to enhance its innovation capabilities[66] - R&D investment amounted to ¥199,205,478.98, a decrease of 12.17%, with R&D investment as a percentage of revenue at 2.97%[107] - The company completed key R&D projects, including the study on the impact of colorants on glass UV transmittance, enhancing product quality and market competitiveness[104] - The company has developed a new OLED substrate glass melting furnace and melting method, enhancing glass melting technology[117] Debt and Financial Challenges - The company reported overdue bonds with an outstanding balance of CNY 2,200,000,000 for the first phase of medium-term notes, indicating liquidity difficulties[175] - The company has a total of CNY 800,000,000 in overdue bonds for the second phase of medium-term notes, also due to liquidity issues[175] - The company has a total of CNY 170,000,000 in overdue bonds for the second phase of medium-term notes, reflecting ongoing liquidity challenges[175] - The total amount of defaulted corporate bonds by the controlling shareholder Dongxu Group reached approximately ¥16.15 billion[191] Legal Matters - The company reported a total litigation amount of approximately RMB 1,000 million across various disputes, with the largest being RMB 180 million related to a financial loan contract dispute[183] - The company is currently involved in multiple construction contract disputes, with amounts ranging from RMB 5 million to RMB 23 million[189] - The company has a total of 106 litigation cases with amounts less than RMB 50 million, totaling approximately RMB 617 million[189] Market Outlook - The global panel shipment volume is expected to maintain a slight decline in 2023, while the panel shipment area is projected to experience a slight increase due to the trend towards larger-sized applications[56] - The company aims to increase the penetration of high-end products such as AMOLED and Mini-LED, with expectations that the global panel market value will remain stable compared to 2022[56] - The new energy vehicle sector is supported by national policies, with a target for new energy vehicles to account for 20% of total new car sales by 2025[57]

Financial Performance - The company's operating revenue for Q1 2023 was ¥1,141,123,417.11, a decrease of 13.24% compared to ¥1,315,276,215.35 in the same period last year[4] - The net profit attributable to shareholders was a loss of ¥225,232,367.09, an improvement of 56.71% from a loss of ¥520,296,737.33 in the previous year[4] - The net loss for the current period is ¥232,733,193.64, an improvement from a net loss of ¥517,514,190.42 in the previous period[13] - The weighted average return on equity was -1.00%, an improvement of 1.13% from -2.13% in the same period last year[4] - The company reported a basic earnings per share of -0.0400, an improvement from -0.0908 in the same quarter last year[31] Cash Flow - The net cash flow from operating activities was ¥91,160,158.03, down 30.08% from ¥130,382,994.12 year-on-year[4] - Total cash inflow from operating activities was ¥1,258,005,806.71, down 34.78% from ¥1,928,943,481.06 in the previous year[7] - Cash outflow from operating activities totaled ¥1,166,845,648.68, a decrease of 35% compared to ¥1,798,560,486.94 in the previous year[31] - The company received cash of ¥1,723,163.87 from tax refunds, down 22% from ¥2,200,371.12 in the previous year[31] - The cash received from other operating activities was ¥228,881,570.39, a decrease of 53% compared to ¥484,964,907.02 in the same period last year[31] Assets and Liabilities - The total assets at the end of Q1 2023 were ¥58,885,483,117.32, reflecting a slight increase of 0.50% from ¥58,595,189,450.77 at the end of the previous year[4] - The company's total liabilities included short-term borrowings of ¥7,866,427,496.63, showing a slight decrease from ¥7,868,510,578.21 at the beginning of the year[11] - Total liabilities increased to ¥35,446,177,686.07 from ¥34,962,817,636.24, showing a growth of 1.4%[12] - The company's equity attributable to shareholders decreased by 0.82% to ¥22,418,277,359.55 from ¥22,603,820,715.40 at the end of the previous year[4] - Total equity attributable to shareholders decreased to ¥22,418,277,359.55 from ¥22,603,820,715.40, a decline of 0.8%[12] Expenses - Financial expenses decreased significantly by 83.23% to ¥47,308,281.43, primarily due to reduced interest expenses from debt restructuring[7] - Total operating costs decreased to ¥1,346,629,543.79 from ¥1,721,618,958.33, reflecting a reduction of 21.8%[12] - Research and development expenses increased slightly to ¥21,525,478.26 from ¥21,266,500.31, indicating a focus on innovation[13] - The company reported a significant reduction in financial expenses, down to ¥47,308,281.43 from ¥282,114,779.84, indicating improved financial management[13] Investment Activities - Investment income improved by 74.85%, with losses decreasing to ¥31,896,254.21 from ¥126,847,350.69 year-on-year[7] - Investment properties increased by 49.59% to ¥894,512,556.83, primarily due to the transfer of products developed by subsidiaries[22] - Cash inflow from investment activities was ¥188,946,237.96, down 58% from ¥448,380,682.32 year-over-year[31] - Cash outflow for the purchase of fixed assets and intangible assets was ¥17,184,286.62, a decrease of 77% compared to ¥74,141,836.23 in the previous year[31] - Investment activities cash outflow totaled $281.84 million, compared to $549.88 million in the previous period[44] Financing Activities - Cash inflow from financing activities amounted to $309.31 million, up from $275.77 million[44] - Cash outflow for debt repayment was $311.69 million, an increase from $287.73 million[44] - Net cash flow from financing activities was -$93.05 million, an improvement from -$166.60 million[44] - The net increase in cash and cash equivalents was -$94.93 million, compared to -$137.83 million previously[44] - The ending balance of cash and cash equivalents was $316.17 million, down from $662.18 million[44] Other Information - The total number of ordinary shareholders at the end of the reporting period was 295,083[35] - The largest shareholder, Dongxu Group Co., Ltd., holds 16.25% of the shares, totaling 915,064,091 shares[35] - The first quarter report was not audited, indicating preliminary financial results[45]