Environmental Governance - Shanghai Shenlong Bus Co., Ltd. invested approximately 2.3 million in environmental governance in 2023 and paid a total of 2,965 in environmental protection tax[10]. - Dongxu (Kunshan) Display Materials Co., Ltd. paid 10,572.49 in environmental protection tax in 2023[10]. - Dongxu Optoelectronics Co., Ltd. replaced a set of organic wastewater MBR membrane equipment in 2023, effectively improving organic wastewater treatment efficiency and reducing nitrogen-containing wastewater generation[13]. - Guangxi Shenlong Automobile Manufacturing Co., Ltd. completed the environmental self-monitoring plan on January 1, 2023, and has been monitoring various pollutants including COD and volatile organic compounds[4]. - The company strictly adheres to national and local laws and regulations regarding environmental protection, conducting monthly wastewater tests and quarterly noise tests[5]. - The company has implemented measures to reduce carbon emissions, including improving thermal bending technology and replacing high-energy-consuming natural gas with electricity[13]. - The company ensures compliance with national environmental protection standards, conducting regular pollutant monitoring and maintaining stable operation of environmental facilities throughout 2023[2]. - The company has been recognized as an "Environmental Integrity Enterprise" for 2022, highlighting its commitment to environmental responsibility[45]. Corporate Governance and Shareholder Rights - The company has established a comprehensive corporate governance structure to protect the rights of shareholders, especially minority shareholders, and ensure transparent information disclosure[18]. - The company has committed to ensuring that its shareholder rights are exercised independently and will not engage in any concerted actions with other shareholders[25]. - The company has reported no non-operating fund occupation issues from its controlling shareholders or related parties[34]. - The company has pledged to fulfill its commitments regarding compensation measures as required by the China Securities Regulatory Commission and Shenzhen Stock Exchange[59]. - The company is currently in compliance with its long-term commitments made on December 16, 2015, regarding avoiding related transactions with Dongxu Optoelectronics[60]. - The company has stated that it will not seek to gain advantages over market third parties in business cooperation with Dongxu Optoelectronics[60]. - The company has acknowledged the potential economic losses due to ownership defects affecting its normal production and operations[59]. - The company has committed to avoiding any activities that may harm Dongxu Optoelectronics and its controlled enterprises[60]. Financial Performance - The company achieved a total revenue of 300.8 million yuan in 2023, reflecting a year-on-year increase of 15%[48]. - The company has successfully recovered 30.08 million yuan from its financial company throughout 2023, improving liquidity levels[37]. - The company reported a total debt of 959,457.51 thousand, with a repayment of 22,800 thousand during the reporting period[65]. - The company is actively taking measures to alleviate debt pressure and improve operational efficiency[68]. - The company’s revenue for 2023 was approximately ¥4.56 billion, a decrease of 22.55% compared to ¥5.89 billion in 2022[96]. - The net loss attributable to shareholders for 2023 was approximately ¥1.60 billion, showing a slight improvement of 2.52% from a loss of ¥1.65 billion in 2022[96]. - The net cash flow from operating activities increased significantly by 203.11%, reaching approximately ¥771.26 million in 2023 compared to ¥254.45 million in 2022[96]. - Total assets at the end of 2023 were approximately ¥57.49 billion, a decrease of 1.91% from ¥58.61 billion at the end of 2022[96]. Debt and Liquidity Management - The debt restructuring plan of the controlling shareholder, Dongxu Group, was approved on September 29, 2022, and is currently being implemented, significantly alleviating the company's debt burden[37]. - The company has maintained communication with banks and completed loan renewals totaling 24.655 million yuan to mitigate loan default risks[37]. - The company is actively communicating with bondholders and working on debt resolution strategies to mitigate liquidity risks[191]. - The company has a bond balance of 953.79 million yuan with a 6.8% interest rate, which has faced liquidity difficulties leading to a default on principal and interest payments[191]. - The company has a second tranche of medium-term notes with a balance of 1.7 billion yuan and an 8.00% interest rate, with interest paid annually[196]. - The company faced financial difficulties with bond defaults and overdue financial debts amounting to approximately 7.713 billion yuan, with ongoing litigation related to operational debts[185]. - The company’s total liabilities and financial obligations have significantly impacted its operational capacity and future outlook[185]. Business Operations and Market Strategy - The company operates in the electronic glass industry, which is expected to grow, with a potential to become the largest producer globally by 2025, capturing over 1/3 of the market[82]. - The company has developed advanced products such as Panda-MN228 and Panda-MN1681 glass, which meet international standards and are well-received by customers[83]. - The company has a complete set of technology for substrate equipment and has expanded into the liquid crystal glass panel industry[84]. - The company plans to expand its overseas market presence, particularly in Southeast Asia, South America, Africa, and Europe, leveraging its price advantage in the commercial vehicle sector[87]. - The company aims to enhance product performance through technological upgrades, including lightweight design and high-performance battery technology[87]. - The strategic plan emphasizes the importance of the new energy vehicle industry in China's economic development, aiming for a 20% sales share of new energy vehicles by 2025[87]. - The company is advancing its new energy vehicle business, focusing on electric buses and logistics vehicles, and accelerating its entry into overseas markets[186]. - The company is implementing an integrated development strategy, leveraging its self-developed glass substrate production equipment technology to enhance high-quality development[186]. Shareholder Structure and Transactions - The total number of ordinary shareholders at the end of the reporting period was 307,077, an increase from 292,767 at the end of the previous month[143]. - The company had a total of 353,399,791 restricted shares at the end of the reporting period, with 58,112 shares released from restrictions[141]. - The company reported a total of 712,655.79 million RMB in guarantee amount approved for subsidiaries, with an actual guarantee balance of 299,730.29 million RMB at the end of the reporting period[134]. - The company has a total of 220 million yuan in overdue bonds from the first phase of its 2016 medium-term notes, which are currently in default due to liquidity issues[179]. - The company’s controlling shareholder has pledged 80% of its shares, raising concerns about the stability of control[173]. - The company has not identified any related party transactions among its top shareholders[166]. - The largest shareholder, Dongxu Group, has not changed its shareholding status during the reporting period[150]. Technological Advancements and Product Development - The company is the only domestic enterprise with full-set production technology and equipment for LCD glass substrates, enhancing its competitive edge in the optical display equipment manufacturing sector[119]. - The company is actively expanding its product range in display materials, including color filters and optical films, to improve profitability[120]. - The company continues to innovate in the production of LCD glass substrates, covering G5, G6, and G8.5 generation products, contributing to the high-quality development of the commercial display market[121]. - The company has maintained its technological advancement in OLED, Mini-LED, and Micro-LED glass substrate production processes to better respond to modern technological challenges[121]. - The company has upgraded its cover lens technology to meet the growing demand in consumer electronics, including smartphones and tablets[116].

证券代码：000413、200413 证券简称：东旭光电、东旭B 公告编号：2024-022 东旭光电科技股份有限公司 关于召开 2023 年年度股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、召开会议的基本情况 1、股东大会届次：2023 年年度股东大会。 2、股东大会的召集人：公司董事会。 3、本次股东大会的召集和召开程序符合法律、法规和公司章程的规定。 4、会议召开时间： （1）现场会议召开时间：2024 年 7 月 26 日 14:30。 （2）网络投票时间： 通过深圳证券交易所交易系统进行网络投票的具体时间为：2024 年 7 月 26 日，上午 9:15－9:25、9:30－11:30 和下午 13:00－15:00。通过深圳证券交易 所互联网投票系统投票的具体时间为：2024 年 7 月 26 日 9:15 至 15:00 中的任 意时间。 5、会议召开方式：本次股东大会采取现场投票与网络投票相结合的方式召 开。 6、会议的股权登记日：2024 年 7 月 23 日。 二、会议审议事项 B 股股东应在 2024 年 7 月 1 ...

东旭光电科技股份有限公司 独立董事 2023 年度述职报告 作为东旭光电科技股份有限公司（以下简称"公司"）的独立董事，本人严 格按照《中华人民共和国公司法》、《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》、《上市公司独立董事管理办法》、《公司章程》等 相关法律法规和规章制度的规定和要求，忠实勤勉的履行独立董事职责， 出席 董事会和股东大会会议， 充分发挥独立董事的作用，监督公司规范化运作，维 护公司股东尤其是中小股东的合法权益。现将本人 2023 年度履行独立董事职 责的情况汇报如下： 一、 独立董事的基本情况 （一）独立董事人员情况 公司第十届董事会由 7 名董事组成，其中独立董事 3 人，占董事会人数三分 之一，符合相关法律法规及公司制度的规定。 （二）任职董事会专门委员会的情况 截至报告期末，本人任职公司第十届董事会专门委员会情况如下： 战略委员会：郭轩（召集人）、吴少刚、王庆、张双才。 审计委员会：张双才（召集人）、吴少刚、高琦。 2、出席股东大会会议情况。 2023 年度，公司共召开股东大会 2 次，其中年度股东大会 1 次，临时股东 大会 1 次，本人实际出席了公司召开 ...

释义：除非另有说明，以下简称在本公告中的含义为： 一、日常关联交易基本情况 （一）日常关联交易概述 证券代码：000413、200413 证券简称：东旭光电、东旭 B 公告编号：2024-018 东旭光电科技股份有限公司 关于 2024 年度日常关联交易预计的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 | "公司""本公司" | 指 | "东旭光电科技股份有限公司" | | --- | --- | --- | | "东旭集团" | 指 | "东旭集团有限公司"为公司控股股东 | | "东旭蓝天" | 指 | "东旭蓝天新能源股份有限公司"为东旭集团控股子公司 | | "旭日资本" | 指 | "西藏旭日资本管理有限公司"为东旭集团全资子公司 | | "深中房" | 指 | "中山市深中房地产开发有限公司" 为旭日资本四级控股子公司 | | "湖南宝安" | 指 | "湖南宝安鸿基房地产开发有限公司" 为旭日资本二级全资子公司 | | "易县旭华" | 指 | "易县旭华园区建设发展有限公司" 为东旭集团控股子公司 | | "银川凤翔" | 指 | " ...

按照《审计业务约定书》，遵循《中国注册会计师审计准则》和其他执业规 东旭光电科技股份有限公司董事会审计委员会 对会计师事务所 2023 年度履职情况评估及履行监督职责 的报告 东旭光电科技股份有限公司（以下简称"公司"）董事会审计委员会根据《中 华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准则》《深圳证 券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》《公司章 程》《董事会审计委员会实施细则》等规定和要求，本着勤勉尽责的原则，恪尽 职守，认真履职。现将董事会审计委员会对中兴财光华会计师事务所（特殊普通 合伙）（以下简称"中兴财"）2023 年度履职评估及履行监督职责的情况说明如 下： 一、2023 年年审会计师事务所基本情况 （一） 会计师事务所基本情况 中兴财成立于 1999 年 1 月，2013 年 11 月转制为特殊普通合伙。注册地： 北京市西城区阜成门外大街 2 号万通金融中心 A 座 24 层。首席合伙人：姚庚春。 中兴财具有财政部、中国证监会核准的证券、期货相关业务资格。总部设在 北京，在河北、上海、天津、重庆、黑龙江、吉林、辽宁、山东、山西、河南、 湖北、湖南、安徽 ...

| | | 占用方与上市公司 | 上市公司核算的 | 2023 年期初 | 2023 年度占 用累计发生金 | 2023 年 度占用资 | 2023 年度 | 2023 年期末 | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 资金占用方名称 | 的关联关系 | 会计科目 | 占用资金余额 | 额（不含利 | 金的利息 | 偿还累计发 | 占用资金余额 | 占用形成原因 | 占用性质 | | | | | | | 息） | (如有) | 生金额 | | | | | 控股股东、实际控 制人及其附属企业 | 北京曼尼奇科技开发有限公司 | 控股股东关联人 | 预付账款 | 345,664.10 | | | | 345,664.10 | 资金往来 | 非经营性占用 | | | 北京云创天辰电子科技有限公司 | 控股股东关联人 | 其他非流动资产 | 74,294.05 | | | 5,900.00 | 68,394.05 | 资金往来 | 非经营性占用 | | | 北京中安宏富科技有限公司 | ...

东旭光电科技股份有限公司（以下简称"公司"）董事会根据《上市公司独 立董事管理办法》《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自 律监管指引第 1 号—主板上市公司规范运作》等法律法规的要求，对公司在任独 立董事高琦、徐明新、张双才的自查报告进行了核查，并对其独立性进行了评估， 特出具以下专项意见： 董事会认为公司在任独立董事高琦、徐明新、张双才均未在公司担任除独立 董事以外的任何职务，与公司以及主要股东之间不存在利害关系或其他可能妨碍 进行独立客观判断的关系，符合《上市公司独立董事管理办法》《深圳证券交易 所股票上市规则》《深圳证券交易所上市公司自律监管指引第 1 号—主板上市公 司规范运作》中对独立董事独立性的相关要求。 东旭光电科技股份有限公司 董事会关于独立董事独立性评估的专项意见 东旭光电科技股份有限公司 董事会 2024 年 7 月 5 日 ...

东旭光电科技股份有限公司 董事会审计委员会2023年度履职情况报告 报告期内，董事会审计委员积极推动建立健全公司内部控制制度，不断加强 和完善公司内部控制管理，并对公司内部控制的有效性进行了检查。认真审阅了 公司内部审计工作情况和内部审计工作计划，及时督促公司内部审计工作有效执 行，并对内部审计工作中出现的问题提出指导性意见。同时认真审阅了公司各期 的财务报告，认为公司财务报告是严格按照《企业会计准则》的规定编制，公允 反映了公司财务状况以及公司经营成果和现金流量。具体履职如下： 1、2023年度，公司审计委员会共召开了5次会议，会议由主任委员召集并主 持，分别对公司四期定期报告包括《2022年年度报告》、《2023年第一季度报告》、 《2023年半年度报告》、《2023年第三季度报告》的初稿，在提交董事会前进行 了审议，并发表了相应的审核意见。 2、2024年初，审计委员会审阅了公司编制的2023年度财务会计报表，并发 表了审核意见。并在2023年年度报告审计期间，多次与年审会计师就审计事项 及年报出具时间进行沟通，关注年报重点问题的审计进展情况。在年审会计师 出具初步审计意见后，审阅了公司2023年度财务 ...

证券代码：000413、200413 证券简称：东旭光电、东旭 B 公告编号：2024-025 东旭光电科技股份有限公司 关于公司股票被实施其他风险警示暨停牌的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 特别提示： 1、东旭光电科技股份有限公司(以下简称"东旭光电"或"公司")股票于 2024 年 7 月 8 日停牌一天，并于 2024 年 7 月 9 日开市起复牌； 2、公司股票自 2024 年 7 月 9 日起被实施"其他风险警示"特别处理，证券 简称由"东旭光电、东旭 B"变更为"ST 旭电、ST 东旭 B"，证券代码仍为"000413、 200413"； 3、实施其他风险警示后，公司股票在风险警示板交易，公司股票交易的日 涨跌幅限制为 5%。 由于公司 2023 年度财务报告内部控制被出具否定意见的审计报告，同时公 司因控股股东东旭集团有限公司非经营性占用公司资金 95.95 亿元，触及《深圳 证券交易所股票上市规则》9.8.1 条"上市公司出现下列情形之一的，本所对其 股票交易实施其他风险警示：（一）公司存在资金占用且情形严重；（四）最近一 ...

证券代码：000413、200413 证券简称：东旭光电、东旭 B 公告编号：2024-019 东旭光电科技股份有限公司 关于计提 2023 年度各项资产减值准备的公告 截止 2023 年 12 月 31 日，计提各项资产减值损失明细如下： 1、本报告期公司计提坏账 准 备 705,475,337.17 元，累计转回坏账准备 20,090,529.31 元,累计核销坏账准备 8,169,873.24 元。 （1）本报告期按单项计提坏账准备 12,506,998.16 元。 （2）根据公司坏账计提政策，本报告期按账龄及其他组合为信用风险特征划分 组合计提的坏账 692,968,339.01 元。 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 根据财政部颁发的《企业会计准则》和公司相关财务管理、核算制度，为真实 反映公司的财务状况和资产价值，结合公司的业务实际，本着谨慎性原则，公司对 可能发生信用减值损失、资产减值损失的相关资产计提减值损失。现将具体情况公 告如下： 一、计提资产减值准备的情况概述 根据财政部颁发的《企业会计准则》和公司相关财务管理、核算制度，公 ...