证券代码：000970 证券简称：中科三环 北京中科三环高技术股份有限公司投资者关系活动记录表 编号：2023-017 投资者关系 √特定对象调研 □分析师会议 活动类别 □媒体采访 □业绩说明会 □新闻发布会 □路演活动 □现场参观 □其他 （请文字说明其他活动内容） 参与单位名称 华创证券：刘岗、李梦娇；深圳正圆投资：亓辰；淡水泉（北京）投资：杨馨怡；中国 及人员姓名 人保资管：王忠波；华福证券：李世新；嘉实基金：周静；五矿证券：王威；渤海汇金 证券资产管理（公募类）：徐中华；天治基金：周申力；宝盈基金：穆麒宇；中信建投： 刘岚 国金证券：李超、宋洋；淡水泉(北京)投资：谢兵；上海沃胜资管：魏延军；群益证券 投资信托：洪玉婷；润晖投资（天津)：蒋暘晶；盈峰资本管理：高亚洲；嘉实基金： 周静；银河基金：肖年；杭州哲云私募基金：王海刚；深圳宏鼎财富：李先明；九泰基 金：赵万隆；中航信托：刘长江；申万菱信基金：夏韵；广东莲花私募基金：唐谱；上 海云门投资：俞忠华；东证融汇：鞠然；韩华资管：GRACE；茂源资本：钟华；中信 建投：刘岚 浙商证券：熊宇航；淡水泉：杨馨怡；杭银理财：刘艾珠；嘉实基金：李不凡；工银瑞 ...

Financial Performance - The net profit attributable to shareholders for the third quarter was CNY 223.49 million, a decrease of 63.73% compared to the previous period, primarily due to a decline in operating revenue and narrowing gross margin [14]. - Operating revenue for the current reporting period was ¥2,112,798,090.36, a decrease of 24.62% compared to the same period last year [31]. - Net profit attributable to shareholders was ¥60,853,691.32, down 71.18% year-over-year [31]. - Net profit excluding non-recurring gains and losses was ¥54,782,466.30, a decline of 74.52% compared to the previous year [31]. - The net profit for the third quarter of 2023 is approximately ¥303.14 million, a decrease of 59% compared to ¥739.56 million in the same period last year [46]. - The net profit attributable to shareholders of the parent company is ¥223.49 million, down from ¥616.27 million, representing a decline of 63.8% year-over-year [46]. - Total comprehensive income for the third quarter is ¥304.24 million, compared to ¥741.70 million in the previous year, indicating a decrease of 59% [46]. - Basic and diluted earnings per share are both ¥0.1838, down from ¥0.5213 in the same quarter last year, reflecting a decline of 64.8% [46]. Cash Flow - The net cash flow from operating activities for the period was CNY 1,180.01 million, an increase of 243.34% compared to the previous period, mainly due to increased sales of goods [14]. - Cash flow from operating activities for the year-to-date was ¥1,180,011,115.10, an increase of 243.34% year-over-year [31]. - Operating cash flow increased to ¥1,180,011,115.10 from a negative cash flow of ¥823,242,077.82 in the previous period [57]. - Total cash inflow from operating activities was ¥7,544,199,799.14, compared to ¥7,420,297,153.79 in the prior period [57]. - Cash outflow from operating activities decreased to ¥6,364,188,684.04 from ¥8,243,539,231.61 [57]. - Cash and cash equivalents at the end of the period increased to ¥2,088,009,217.07 from ¥1,717,321,744.56 [58]. Assets and Liabilities - Total assets at the end of the reporting period were ¥10,914,433,288.29, a decrease of 6.82% from the end of the previous year [31]. - Total liabilities amount to $3,169,714,742.45, a decrease of 22.6% from $4,094,329,951.53 [44]. - Current liabilities total $2,343,538,620.94, down 35.5% from $3,633,154,557.30 [44]. - Non-current liabilities increased to $826,176,121.51, up 79.2% from $461,175,394.23 [44]. - The company's total equity is $7,744,718,545.84, an increase of 1.6% from $7,618,610,421.45 [44]. - Current assets total ¥8.25 billion, a decrease of 9.6% from ¥9.13 billion at the beginning of the year [51]. - Inventory has decreased to ¥3.08 billion from ¥3.51 billion, a reduction of 12.3% [51]. Investments and Financing - The investment activities cash flow for the period was a net outflow of CNY 549.14 million, a decrease of 36.72% compared to the previous period, mainly due to increased cash paid for investments [16]. - Cash inflow from financing activities decreased significantly to ¥772,093,726.93 from ¥2,078,851,191.09 [58]. - Net cash outflow from financing activities was ¥604,356,089.81, compared to a net inflow of ¥1,633,980,385.06 in the previous period [58]. - Cash received from the recovery of investments was ¥30,000,000.00, up from ¥3,399,980.00 [57]. - Cash paid for purchasing goods and services decreased to ¥5,225,796,244.06 from ¥7,185,117,597.74 [57]. Other Income and Expenses - The total amount of other income for the period was CNY 69.01 million, an increase of 91.53% compared to the previous period, mainly due to increased government subsidies received by subsidiaries [14]. - Other income for the current period is $69,009,745.03, compared to $36,031,277.33 in the previous period, showing an increase of 91.5% [45]. - Research and development expenses for the current period are $102,939,835.15, slightly up from $100,168,711.38, indicating a 2.8% increase [45]. - Tax expenses increased to $25,037,890.76 from $16,431,169.07, representing a rise of 52.5% [45]. Borrowings and Receivables - The balance of short-term borrowings at the end of the period was CNY 880 million, a decrease of 47.43% from the beginning of the period, primarily due to repayment of short-term loans [14]. - The balance of accounts receivable at the end of the period was CNY 43.86 million, a decrease of 56.38% from the beginning of the period, mainly due to the collection of receivables [14]. - The balance of other receivables at the end of the period was CNY 25.88 million, a decrease of 34.56% from the beginning of the period, primarily due to a reduction in export tax refund receivables [14]. - The balance of long-term borrowings at the end of the period was CNY 722.97 million, an increase of 86.35% from the beginning of the period, mainly due to increased long-term borrowings by subsidiaries [14]. - The balance of contract liabilities at the end of the period was CNY 30.77 million, a decrease of 67.36% from the beginning of the period, primarily due to a reduction in advance customer payments [14]. - The balance of other payables at the end of the period was CNY 116.29 million, an increase of 58.61% from the beginning of the period, primarily due to an increase in payable patent fees [14]. Company Developments - The company has not reported any new product launches or significant technological advancements during this quarter [49]. - There are no indications of market expansion or mergers and acquisitions in the current report [49].

独立董事：沈保根、王彦超、刘东进 2023 年 10 月 25 日 独立董事对公司相关事项的独立意见 根据《上市公司独立董事管理办法》《深圳证券交易所股票上市规则》《深圳 证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》及《北京 中科三环高技术股份有限公司章程》等有关规定，我们作为北京中科三环高技术 股份有限公司（以下简称"公司"）的独立董事，在仔细阅读了公司董事会向我 们提供的有关资料的基础上，基于客观、独立的立场，对于公司第九届董事会第 三次会议审议的相关议案发表如下独立意见： 北京中科三环高技术股份有限公司 一、关于公司聘任高级管理人员的独立意见： 北京中科三环高技术股份有限公司 公司聘任高级管理人员的程序符合相关法律、法规及《公司章程》的规定， 上述人员任职资格符合《深圳证券交易所股票上市规则》和《公司章程》的要求， 我们同意公司上述决定。 ...

证券代码：000970 证券简称：中科三环 公告编号：2023-038 北京中科三环高技术股份有限公司 第九届董事会第三次会议决议公告 本公司及其董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 1、北京中科三环高技术股份有限公司（以下简称"公司"或"本公司"） 第九届董事会第三次会议通知于2023年10月13日以电子邮件等方式发送至全体董 事。 2、本次会议于2023年10月25日以通讯方式召开。 3、本次会议应出席的董事9名，实际出席会议的董事9名。 4、本次董事会会议的召开符合有关法律法规和公司章程的规定。 二、董事会会议审议情况 会议审议通过了如下议案： 1、公司 2023 年第三季度报告； 具体内容详见同日刊登在《证券时报》、《中国证券报》、《证券日报》和巨潮 资讯网（http://www.cninfo.com.cn）上的《北京中科三环高技术股份有限公司 2023 年第三季度报告》。 2、《关于聘任公司高级管理人员的议案》。 表决结果：9 票同意、0 票反对、0 票弃权。 经公司第九届董事会研究决定，聘任刘芳女士任公司可持续发展总监，任 ...

证券代码：000970 证券简称：中科三环 公告编号：2023-037 北京中科三环高技术股份有限公司 关于子公司肇庆三环京粤磁材有限责任公司增资 暨公司放弃优先认缴出资权的进展公告 本公司及其董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 北京中科三环高技术股份有限公司（以下简称"公司"或"中科三环"）于 2023 年 8 月 17 日召开第九届董事会第二次会议，审议通过了《关于控股子公司肇庆三环京 粤磁材有限责任公司增资暨公司放弃优先认缴出资权的议案》，为增强控股子公司肇 庆三环京粤磁材有限责任公司（简称"肇庆三环"）的持续发展能力，公司同意肇庆 三环新增注册资本人民币 12,165.32 万元，新增的注册资本全部由广东金叶投资控股 集团有限公司现金出资，公司放弃本次增资的优先认缴出资权。本次增资完成后，肇 庆三环的注册资本将变更为人民币 21,769.50 万元，公司对肇庆三环的持股比例将下 降至 28.59%，肇庆三环将不再纳入公司合并报表范围。具体内容详见公司于 2023 年 8 月 19 日在巨潮资讯网（www.cninfo.com.cn）披露的相关公告。 ...

证券代码：000970 证券简称：中科三环 北京中科三环高技术股份有限公司投资者关系活动记录表 编号：2023-016 | --- | --- | --- | |--------------|----------------------------------------|--------------------------------------------------------------------------------| | 投资者关系 | √特定对象调研 □分析师会议 | | | 活动类别 | □媒体采访 □业绩说明会 | | | | □新闻发布会 □路演活动 | | | | □现场参观 | | | | □其他 | | | 参与单位名称 | | 中信证券：拜俊飞、张铭赫、徐鹏；上海阿杏投资：吴晋恺；中信建投证券：李明；无 | | 及人员姓名 | | 锡汇蠡投资：程欧；中银国际证券：王寒；恒生前海基金：张昆；成泉资管：王海斌； | | | | 灏浚投资：柯海平；中银基金：赵建忠；北京和聚投资：邱颖；信达澳亚基金：方敬； | | | 海南鑫焱创投：陈洪；上海景领投资： | Fengjun；翼虎投资： ...

Financial Performance - The company's financial assets measured at fair value and recognized in profit or loss increased from ¥27,533,863.67 to ¥129,493,407.67, representing a growth of approximately 368.5%[42] - The company's operating revenue was CNY 430,440.68 million, representing a decline of 8.50% year-on-year[134] - The net profit attributable to shareholders was CNY 16,264.09 million, down 59.86% from the same period last year[133] - Total operating revenue for the current period is ¥4,304,406,808.98, a decrease of 8.50% compared to ¥4,704,514,530.37 in the same period last year[179] - Net profit for the current period is ¥234,148,450.56, compared to ¥304,826,299.57 in the previous year, indicating a decline[1] - The company reported a total profit of ¥236,801,201.58, down from ¥327,859,992.08 in the previous year[1] - The company incurred asset impairment losses of -¥69,023,410.80, compared to -¥27,436,912.15 in the previous year, indicating increased challenges[1] - The company reported a bad debt provision of CNY 9,054,655.39 as of June 30, 2023, down from CNY 9,861,211.91 at the beginning of the year[120] Accounts Receivable and Bad Debt - The total accounts receivable amounted to 2,664,693,190.18, with a bad debt provision of 49,889,298.44, resulting in a provision ratio of 1.87%[47] - The foreign major customer group accounted for 45.69% of the total accounts receivable, with a balance of 1,217,510,851.23 and a bad debt provision of 18,279,617.92, maintaining a provision ratio of 1.50%[47] - The domestic major customer group had a balance of 436,369,551.69, with a bad debt provision of 7,364,430.35, resulting in a provision ratio of 1.69%[47] - The company’s overall bad debt provision ratio across all customer groups is 1.87%[47] - The company’s accounts receivable from foreign small and medium customers was 682,978,278.80, with a bad debt provision of 10,273,801.40, resulting in a provision ratio of 1.50%[49] - The company’s bad debt provision for domestic small and medium customers was 7,007,009.94, with a provision ratio of 2.18%[51] - The provision for bad debts was fully recognized for certain accounts, including Jiangsu Lixin Electric Technology Co., Ltd. and Zhongke Sanhuan Yuxian Jingxiu Magnetic Material Co., Ltd., both due to bankruptcy liquidation[77] Research and Development - The company has committed to ongoing research and development of new technologies and products to enhance its market position and competitiveness[18] - The company is researching and promoting a new single-piece pressing process for sintered magnets, which is expected to enhance product precision processing advantages[71] - The company has implemented a new cutting processing technology that improves processing accuracy and efficiency while reducing material loss[71] - The company has successfully developed new technologies for bonded neodymium-iron-boron magnets, expanding applications in high-end sectors such as new energy vehicles and energy-saving appliances[91] - The company has established a reliability laboratory for rare earth permanent magnetic materials, becoming the first in the industry to receive national recognition[131] - The company has a strong R&D team with expertise across various disciplines, ensuring a solid foundation for technological innovation[153] - The company has developed high-performance sintered NdFeB magnets tailored for the special requirements of electric vehicles, achieving high strength and solvent resistance[153] - The company has developed a complete theoretical framework for the comprehensive effects of high-abundance rare earth elements, leading to a series of cost-effective products[155] Market and Customer Base - The company has established a large customer base across various sectors, including new energy vehicles, consumer electronics, and industrial motors, with many clients having a partnership history exceeding 5 years[72] - The company has a stable customer base, which is crucial for its sustainable development and has built a good reputation and brand among downstream clients[72] - The company emphasizes a personalized service sales model, enhancing collaboration with customers to meet their specific needs[131] - Domestic sales accounted for 29.00% of total revenue, while international sales made up 71.00%, with a 15.15% increase in foreign sales year-on-year[137] Financial Position and Assets - Cash and cash equivalents at the end of the reporting period amounted to CNY 2,103,752,418.93, representing 18.73% of total assets[111] - Inventory at the end of the reporting period is CNY 3,285,606,252.32, accounting for 29.25% of total assets, down from 30.00% the previous year[111] - The company's total assets at the end of the reporting period were CNY 1,123,105.35 million, a decrease of 4.11% compared to the previous year[133] - The company's long-term loan balance was CNY 632,474,233.53, which is 5.63% of total liabilities, up from 3.31% the previous year[111] - The company has seen a decrease in accounts receivable, which now stands at CNY 2,614,803,891.74, representing 23.28% of total assets, down from 25.68% the previous year[111] Investment and Future Plans - The company plans not to distribute cash dividends or issue bonus shares during the reporting period[138] - The company invested CNY 111,694.65 million during the reporting period, a 19.99% increase compared to the previous year[149] - The company is actively expanding its market presence and developing new products to meet the evolving demands of the magnetic materials industry[172] - The company has undertaken several national-level research projects during the 14th Five-Year Plan period, focusing on the effective utilization of heavy rare earths and high-performance materials for electric vehicle applications[154] Challenges and Risks - The company faces risks including fluctuations in downstream market demand, raw material supply risks, and intensified market competition, which could impact future performance[10] - Financial expenses rose to -¥36,731,038.46 from -¥27,971,440.48, primarily due to increased interest expenses[1] - The company has cash and cash equivalents net decrease of -¥51,206,552.77, contrasting with an increase of ¥78,924,804.41 in the previous year[175]

证券代码：000970 证券简称：中科三环 公告编号：2023-034 北京中科三环高技术股份有限公司 2023 年半年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 根据中国证券监督管理委员会（以下简称"中国证监会"）发布的《上市公 司监管指引第 2 号——上市公司募集资金管理和使用的监管要求（2022 年修订）》 （证监会公告〔2022〕15 号）和深圳证券交易所颁布的《深圳证券交易所上市公 司自律监管指引第 1 号——主板上市公司规范运作》及相关格式指引的规定，北 京中科三环高技术股份有限公司（以下简称"公司"或"本公司"）董事会编制 了截至 2023 年 6 月 30 日止募集资金存放与使用情况的专项报告。具体内容如 下： 一、募集资金基本情况 经中国证监会出具的《关于核准北京中科三环高技术股份有限公司配股的批 复》（证监许可〔2021〕3203 号）核准，公司获准向原股东配售 15,978 万股新 股。公司于 2022 年 2 月 23 日完成向原股东配售股份的方式发行人民币普通股 （A 股）150,525,773 ...

证券代码：000970 证券简称：中科三环 公告编号：2023-036 北京中科三环高技术股份有限公司 关于为全资子公司提供贷款担保的公告 本公司及其董事会全体成员保证信息披露内容的真实、准确和完整，没有 虚假记载、误导性陈述或重大遗漏。 一、担保情况概述 北京中科三环高技术股份有限公司（以下简称"公司"）于2023年8月17日 召开了第九届董事会第二次会议，审议通过了《关于为全资子公司天津三环精 益科技有限公司提供贷款担保的议案》，为保证全资子公司天津三环精益科技 有限公司（以下简称"三环精益"）日常经营活动的正常进行，公司同意为三 环精益提供贷款担保，担保金额为1,000万元人民币，担保期限为一年。 本次担保金额占公司最近一期经审计净资产的0.16%；本次担保后，公司及 控股子公司的本年度担保额度将达到229,000万元（包含截至目前的担保余额 93,000万元），占公司最近一期经审计净资产的35.58%，占公司最近一期经审 计总资产的19.55%；截至2023年6月30日，三环精益资产负债率为8.07%，截至 2022年12月31日，三环精益资产负债率为12.95%。根据《深圳证券交易所股票 上市规则》 ...

证券代码：000970 证券简称：中科三环 公告编号：2023-032 北京中科三环高技术股份有限公司 第九届监事会第二次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 经审核，监事会认为：董事会编制和审议公司 2023 年半年度报告的程序符合法 律、行政法规及中国证监会的规定，报告内容真实、准确、完整地反映了公司的实际 情况，不存在任何虚假记载、误导性陈述或者重大遗漏。 表决结果：3 票同意、0 票反对、0 票弃权。 2、审议通过了公司《2023 年半年度募集资金存放与使用情况的专项报告》。 一、监事会会议召开情况 1、北京中科三环高技术股份有限公司（以下简称"公司"或"本公司"）第九 届监事会第二次会议通知于2023年8月7日以电子邮件等方式发送至全体监事。 2、本次会议于2023年8月17日在北京以"现场+视频"会议的方式召开。 3、本次会议应出席的监事3名，实际出席会议的监事3名。 4、本次会议由监事会主席赵寅鹏先生主持。 5、本次会议的召开符合有关法律、行政法规、部门规章、规范性文件和公司章 程的规定。 二、 监事会会议审议情况 1、审 ...