北京东环律师事务所股东大会法律意见书 北京东环律师事务所 关于江西百通能源股份有限公司 2023 年年度股东大会的法律意见书 致：江西百通能源股份有限公司 大遗漏，并承担相应法律责任。 本法律意见书不对会议审议的议案内容以及这些议案所表述的事 实或数据的真实性及准确性发表意见。 本法律意见书仅供公司本次股东大会的合法性之目的使用，不得用 作任何其他目的。 公司向本所律师保证和承诺：公司为本次律师见证所提供的所有文 件、资料均不存在虚假记载、误导性陈述或重大遗漏，且电子文件内容、 格式与纸质材料一致，均真实、合法、有效、完整。并已向北京东环律 师事务所披露了一切足以影响本次法律意见书出具的事实和文件，无任 何隐瞒、疏漏之处。 基于前述保证和承诺，东环律师根据现行有效的中国法律、法规及 规范性文件的规定，按照律师行业公认的业务标准、道德规范和勤勉尽 责的精神，对公司所提供的相关文件和有关事实进行了核查和验证，现 对本次股东大会出具如下法律意见： 一、本次股东大会召集、召开程序 （一）本次股东大会的召集 北京东环律师事务所（以下简称"东环"）依法接受江西百通能源 股份有限公司（以下简称"公司"）委托，指派本所李凡、 ...

证券代码：001376 证券简称：百通能源 公告编号：2024-021 江西百通能源股份有限公司 2023 年年度股东大会决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 1、本次股东大会没有出现否决提案的情况。 2、本次股东大会未涉及变更以往股东大会已通过的决议的情况。 一、会议召开和出席情况 （一）会议召开情况 1、现场会议时间：2024 年 4 月 8 日（星期一）14:00； 1、出席会议的总体情况 2、网络投票时间：2024 年 4 月 8 日；其中通过深圳证券交易所交易系统 进行网络投票的具体时间为：2024 年 4 月 8 日 9:15-9:25，9:30—11:30，13:00— 15:00；通过深圳证券交易所互联网投票系统投票的具体时间为：2024 年 4 月 8 日 9:15-15:00 期间任意时间。 3、会议召开地点：北京市西城区白广路四号院钢设总院六层 A 区公司会议 室。 4、会议召开方式：现场表决与网络投票相结合的方式。 5、会议召集人：公司董事会 6、会议主持人：董事长张春龙 7、会议召开的合法、合规性：本次 ...

江西百通能源股份有限公司（以下简称"公司"）于 2024 年 3 月 15 日在 《中国证券报》《上海证券报》《证券时报》《证券日报》和经济参考网、巨潮 资讯网（http://www.cninfo.com.cn）上披露了《关于召开 2023 年年度股东大 会通知公告》（公告编号：2024-018），现将本次股东大会的召开情况提示如下： 证券代码：001376 证券简称：百通能源 公告编号：2024-020 江西百通能源股份有限公司 关于召开 2023 年年度股东大会提示性公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、召开会议的基本情况 1、会议届次：2023 年年度股东大会 2、会议召集人：公司董事会 经公司第三届董事会第二十四次会议审议通过《关于提请召开 2023 年年度 股东大会的议案》。 3、会议召开的合法、合规性：本次股东大会会议的召开符合有关法律、行 政法规、部门规章、规范性文件、业务规则和《江西百通能源股份有限公司章 程》等规定。 4、会议召开时间： （1）现场会议时间：2024 年 4 月 8 日（星期一）14:00； （2）网络投票 ...

Financial Performance - Total assets increased by 4.35% to 1,452,238,658.63 yuan[25] - Net assets attributable to shareholders of the listed company increased by 36.05% to 993,223,113.28 yuan[25] - Revenue for 2023 was RMB 1,082,184,150.94, a slight decrease of 0.01% compared to 2022[44] - Net profit attributable to shareholders increased by 19.50% to RMB 131,329,289.29 in 2023[44] - Net cash flow from operating activities rose by 21.31% to RMB 297,004,221.05 in 2023[44] - Basic earnings per share (EPS) grew by 19.23% to RMB 0.31 in 2023[44] - Weighted average return on equity (ROE) decreased slightly by 0.36% to 15.92% in 2023[44] - Q4 2023 revenue was RMB 297,786,911.50, the highest among all quarters[48] - Q2 2023 net profit attributable to shareholders was RMB 39,990,556.26, the highest among all quarters[48] - Q4 2023 net cash flow from operating activities was RMB 108,766,427.50, the highest among all quarters[48] - The company achieved a revenue of 1.082 billion yuan, with operating profit increasing by 22.19% to 181 million yuan, and net profit attributable to shareholders rising by 19.50% to 131 million yuan[124] - Total operating revenue for 2023 was 1,082,184,150.94 RMB, a slight decrease of 0.01% compared to 2022[147] - Revenue from thermal power and heat supply decreased by 4.80% to 332,302,316.76 RMB, accounting for 30.71% of total revenue[147] - Revenue from combined heat and power generation increased by 2.58% to 743,669,370.14 RMB, accounting for 68.72% of total revenue[147] - Revenue from steam sales decreased by 0.83% to 994,093,794.90 RMB, accounting for 91.86% of total revenue[147] - Revenue from electricity sales increased by 14.84% to 81,877,892.00 RMB, accounting for 7.57% of total revenue[147] - Revenue from Shandong Province increased by 7.06% to 300,149,245.52 RMB, accounting for 27.74% of total revenue[147] - Direct material costs decreased by 10.51% to 595,335,580.20 RMB, accounting for 74.42% of total operating costs[151] - R&D expenses decreased by 46.19% to 188,522.78 RMB due to reduced R&D investment[155] - Net cash flow from operating activities was 297,004,200 RMB, while net profit was 131,114,500 RMB, with the difference mainly due to non-cash expenses such as depreciation and amortization[157] - The top five customers accounted for 44.93% of total sales, with the largest customer contributing 18.63% of total sales[152] - Total monetary funds at the end of the period amounted to RMB 10,697,872.00, with RMB 68,925.05 being unreceived interest[160] - Sales volume of thermal power increased by 8.40% to 355.30 million tons, while production volume decreased by 1.69% to 442.66 million tons[167] - Sales volume of electricity increased by 16.98% to 21,206.12 million kWh, with production volume rising by 14.18% to 28,516.49 million kWh[167] - Management expenses increased by 43.17% to RMB 81,674,319.22 due to special rewards, increased office staff, and consulting fees during the IPO[170] - R&D investment decreased by 46.19% to RMB 188,522.78, accounting for 0.02% of total revenue[172] - Net cash flow from operating activities increased to RMB 297,004,221.05, while net cash flow from investing activities decreased to RMB -189,715,462.22[175] - Fixed assets increased by 14.15% to RMB 971,942,167.43, accounting for 66.93% of total assets[176] - Short-term loans increased by 1.80% to RMB 193,393,927.25, representing 13.32% of total assets[176] - Total investment during the reporting period increased by 72.76% to RMB 243,190,550.25[179] - Total investment in coal procurement is 29.5 billion yuan, with a cumulative actual investment of 44.563 billion yuan[180] - Siyang heating pipeline - North Line Pipeline project has an investment of 2.538 million yuan, with a progress of 40%[180] - Siyang Baitong cogeneration phase II project has an investment of 131.225 million yuan, with a progress of 60% and cumulative realized revenue of 5.537 million yuan[180] - Lianyungang Baitong cogeneration project has an investment of 202,444.32 yuan, with a progress of 16%[180] - Lianyungang Baitong ultra-low emission project has an investment of 9.147 million yuan, with a progress of 100%[181] - Jinxi Baitong centralized heating phase II project has an investment of 27.387 million yuan, with a progress of 100% and cumulative realized revenue of 1.390 million yuan[181] - Total investment in all projects is 202.596 million yuan, with a cumulative actual investment of 244.742 million yuan and cumulative realized revenue of 6.928 million yuan[181] - The company raised 210.170 million yuan through IPO, with a net amount of 176.597 million yuan after deducting issuance costs[184] - As of December 31, 2023, the company has invested 121.765 million yuan in fundraising projects, with a remaining balance of 54.875 million yuan[184][187] - The company plans to expand its cogeneration capacity, optimize capital structure, and promote sustainable development[193] Dividend and Profit Distribution - The company plans to distribute a cash dividend of 1 yuan per 10 shares, totaling 460,900,000 shares[17] - The company's 2023 annual report includes a profit distribution plan approved by the board of directors[17] Corporate Governance and Compliance - The company's 2023 annual report was audited by Dahua Certified Public Accountants (Special General Partnership)[7] - The company's 2023 annual report was disclosed on the Shenzhen Stock Exchange website and other media platforms[22] - The company's 2023 annual report was reviewed and approved by all directors[16] - The company's 2023 annual report includes a statement from the company's legal representative, chief financial officer, and accounting department head ensuring the accuracy of the financial report[19] - The company's 2023 annual report includes a statement from the board of directors, supervisory board, and senior management ensuring the accuracy and completeness of the report[15] - The company held 10 board meetings and 7 supervisory board meetings during the reporting period, ensuring compliance with relevant regulations and effective decision-making[50][55] - The company disclosed nearly 90 documents, including prospectuses, temporary announcements, and various information files, ensuring transparency and fair information disclosure[51] - The company maintains independence in business, personnel, assets, organization, and finance, with no interference from controlling shareholders[55][56] - The company's governance complies with regulatory requirements, with 5 shareholder meetings held during the reporting period, ensuring fair participation and voting rights[114] Environmental and Safety Management - The company's steam production relies mainly on fossil fuels such as coal, which inevitably generates pollutants like flue gas, slag, wastewater, and noise. The company has implemented effective treatment measures and achieved ultra-low emissions for all its combined heat and power boilers, meeting environmental standards[65] - The company faces potential environmental compliance costs due to increasingly stringent environmental regulations, which could increase operating expenses[65] - The company has a robust safety management system but remains exposed to risks from equipment failures, maintenance issues, or natural disasters, given the high-temperature and high-pressure operating environment[66] Industry and Market Overview - The company operates in the "D44 Electricity, Heat Production, and Supply Industry," specifically in "D4430 Heat Production and Supply," with some subsidiaries engaged in "D4412 Combined Heat and Power" operations[77] - The company's centralized heating business in industrial parks aligns with national energy-saving and emission-reduction policies, supporting stable heat supply and replacing decentralized small boilers[79] - China's total primary energy production in 2021 reached 4.33 billion tons of standard coal, making it the world's largest energy producer[80] - Coal consumption accounted for 55.3% of total energy consumption in 2023, remaining the foundational energy source[80] - Urban centralized heating area in China grew from 4.357 billion square meters in 2010 to 11.125 billion square meters in 2022, with a CAGR of 8.13%[83] - County-level centralized heating area increased from 609 million square meters in 2010 to 2.086 billion square meters in 2022, with a CAGR of 10.80%[83] - The capacity of heating equipment in power plants above 6,000 kW increased from 166.55 million kW in 2010 to 519.90 million kW in 2019, with a CAGR of 13.65%[85] - The proportion of cogeneration in urban and county centralized heating rose from 37.98% in 2010 to 60.59% in 2019, still below the global average of 78%[85] - China is a major market for cogeneration, with policies promoting its development and a growing demand for heat in urban and industrial areas[106] Business Operations and Strategy - The company's first cogeneration power generation unit was officially connected to the grid in 2019, achieving power generation and grid connection in Siyang and Caoxian industrial parks[89] - The company's main profit model involves producing and selling steam and electricity through self-built heat sources and heating pipelines[93] - The company also operates a steam resale business through subsidiaries, purchasing steam from external sources and selling it to heat-demanding enterprises via pipelines[94] - Subsidiary Siyang Baitong stopped purchasing steam externally and switched to self-produced steam sales starting September 1, 2023[95] - Subsidiaries Siyang Baitong and Caoxian Baitong have achieved grid connection for their cogeneration power units, selling electricity directly to State Grid Jiangsu and Shandong[97] - The company adopts a "sales-to-production" model for steam supply, using coal and natural gas to produce steam based on customer demand[95] - The company's steam products are primarily supplied to industrial users within industrial parks, with contracts signed before project operation[96] - The company focuses on regions with current heat load demand and future growth potential, avoiding highly competitive and high-investment areas[99] - Key clients include Yanghe Distillery, Jiangsu New Haipetrochemical, and Zhongwei New Materials, ensuring stable heat demand[100] - The company operates in multiple industrial parks across Jiangsu, Jiangxi, Shandong, and other provinces, with steady growth in performance due to increasing heat demand[111] - The company's main products are steam and electricity, with steam widely used in industries like chemicals, metallurgy, and food processing[111] - The company's coal procurement accounts for over 90% of raw material procurement, with a focus on stable supply and cost efficiency through centralized purchasing[115] - The company operates in multiple provinces including Jiangsu, Shandong, Jiangxi, Guizhou, and Hubei, serving industries such as food, brewing, chemicals, textiles, paper, and pharmaceuticals[118] - The company has a regional exclusivity advantage in industrial parks due to the nature of centralized heating, which limits competition within specific zones[119] - The company emphasizes cost control and lean management, focusing on procurement, construction, and operational costs to maintain competitiveness[127] - The company's CHP projects are planned based on the "heat-led power" principle, with a typical heating radius of 10 kilometers, limiting the number of projects in a given area[136] - The company's strategic location and layout in industrial parks with high growth potential contribute to its stable customer base and development prospects[139] - The company employs a group-based management model, leveraging centralized decision-making and resource allocation to enhance operational efficiency and cost control[141] Management and Personnel - The company's total compensation for key management personnel during the reporting period was 71,427,098[62] - The company experienced changes in its board and senior management, including the resignation of a director and a vice president, and the appointment of new personnel[62] Government Subsidies and Non-Recurring Items - The company received government subsidies of 7.02 million yuan in 2023, down from 14.29 million yuan in 2022 and 17.62 million yuan in 2021[74] - Non-recurring gains and losses for 2023 totaled 8.57 million yuan, a decrease from 9.79 million yuan in 2022 and 11.35 million yuan in 2021[74] Risk Factors - As of December 31, 2023, the company's current liabilities totaled 409.22 million yuan, with a significant portion due within one year. Failure to renew bank loans or strengthen working capital management could lead to liquidity and short-term debt repayment risks[68] - The company's cash flow is sufficient, and it has established good relationships with banks, securing a high credit line[68] - The company has not disclosed a "Quality and Return Enhancement Action Plan" as of the reporting period[70] Accounting Standards and Implementation - The company implemented the "Accounting Standards Interpretation No. 16" starting from January 1, 2023[46]

江西百通能源股份有限公司 审计报告 大华审字[2024]0011003872 号 大华会计师事务所(特殊普通合伙) Da Hua Certified Public Accountants (Special General Partnership ) 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.gov.cn）"进行 icc.mof.gov 报告编码:京24CTBR 江西百通能源股份有限公司 审计报告及财务报表 (2023 年 1 月 1 日至 2023 年 12 月 31 日止) | H | 录 | 页 次 | | --- | --- | --- | | 审计报告 | | 1-7 | | 已审财务报表 | | | | 合并资产负债表 | | 1-2 | | 合并利润表 | | 3 | | 合并现金流量表 | | 4 | | 合并股东权益变动表 | | 5-6 | | 母公司资产负债表 | | 7-8 | | 母公司利润表 | | 9 | | 母公司现金流量表 | | 10 | | 母公司股东权益变动表 | | 11-12 | | 财务报表附注 | | 1-90 | 大 ...

公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及 相关信息真实完整，提高经营效率和效果，促进实现发展战略。由于内部控制存 在的固有局限性，故仅能为实现上述目标提供合理保证。此外，由于情况的变化 可能导致内部控制变得不恰当，或对控制政策和程序遵循的程度降低，根据内部 控制评价结果推测未来内部控制的有效性具有一定的风险。 江西百通能源股份有限公司 2023 年度内部控制评价报告 江西百通能源股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要 求（以下简称企业内部控制规范体系），结合本公司（以下简称公司）内部控制 制度和评价办法，在内部控制日常监督和专项监督的基础上，我们对公司 2023 年 12 月 31 日的内部控制有效性进行了评价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其 有效性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建 立和实施内部控制进行监督。经理层负责组织领导企业内部控制的日常运行。公 司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存在任何虚假 记载、误导性陈述或重大遗漏 ...

证券代码：001376 证券简称：百通能源 公告编号：2024-010 江西百通能源股份有限公司 关于续聘会计师事务所的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 江西百通能源股份有限公司（以下简称"公司"）于 2024 年 3 月 14 日召 开第三届董事会第二十四次会议和第三届监事会第十四次会议，审议通过了 《关于续聘会计师事务所的议案》，同意续聘大华会计师事务所（特殊普通合 伙）为公司 2024 年度审计机构，本议案尚需提交公司 2023 年年度股东大会审 议。公司本次续聘会计师事务所符合财政部、国务院国资委、证监会印发的 《国有企业、上市公司选聘会计师事务所管理办法》（财会〔2023〕4 号）的 规定。现将具体情况公告如下： （一）机构信息 1、基本信息 | 事务所名称 | | | | | | 大华会计师事务所（特殊普通合伙） | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 成立日期 | | 2012 ...

证券代码：001376 证券简称：百通能源 公告编号：2024-016 江西百通能源股份有限公司 江西百通能源股份有限公司（以下简称"公司"）董事会于 2024 年 3 月 14 日收到总经理张春龙先生递交的辞职报告，因个人工作原因，张春龙先生申请辞 去公司总经理职务。 根据《中华人民共和国公司法》（以下简称"《公司法》"）等法律法规及 《江西百通能源股份有限公司公司章程》（以下简称"《公司章程》"）的规定， 其辞职报告自送达董事会时生效。辞职后，张春龙先生仍担任公司董事长、董事 会提名委员会委员、董事会薪酬与考核委员会委员及董事会战略委员会主任委员， 张春龙先生辞职不会导致公司董事会人数低于法定人数，不会影响公司董事会的 正常运行和公司的日常生产经营活动。 截至本公告披露日，张春龙先生直接持有公司股份 5,400 万股，通过南昌百 通环保科技有限公司间接持有公司 8,437.50 万股股份，通过北京百通衡宇科技 有限公司间接持有公司 1,897.24 万股股份。作为公司董事长，张春龙先生将继 续履行在公司《首次公开发行股票招股说明书》作出的承诺，股份变动严格遵守 《公司法》《深圳证券交易所上市公司股东及董事 ...

江西百通能源股份有限公司 关于确认 2023 年度董事、监事及高级管理人员薪酬 证券代码：001376 证券简称：百通能源 公告编号：2024-013 并拟定 2024 年度薪酬方案的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 江西百通能源股份有限公司（以下简称"公司"）于 2024 年 3 月 14 日 召开第三届董事会第二十四次会议，全体董事回避表决《关于确认 2023 年度 董事薪酬并拟定 2024 年度薪酬方案的议案》，直接提交股东大会进行表决， 同时审议通过了《关于确认 2023 年度高级管理人员薪酬并拟定 2024 年度薪 酬方案的议案》；同日召开的第三届监事会第十四次会议，全体监事回避表 决《关于确认 2023 年度监事薪酬并拟定 2024 年度薪酬方案的议案》，直接 提交股东大会进行表决。现将具体情况公告如下： 一、2023 年度董事、监事及高级管理人员于公司领取薪酬的情况 单位：万元 | 姓名 | 职务 | 性别 | 年龄 | 任职状 态 | 从公司获得的 税前报酬总额 | 是否在公司 关联方获取 | | --- | --- | - ...

证券代码：001376 证券简称：百通能源 公告编号：2024-015 江西百通能源股份有限公司 1 公司拟使用总额不超过人民币 30,000 万元（含 30,000 万元）的闲置自 有资金进行现金管理，使用期限自董事会审议通过之日起 12 个月内有效。在 上述额度及期限内可循环滚动使用。 关于使用部分闲置自有资金进行现金管理的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 江西百通能源股份有限公司（以下简称"公司"）于 2024 年 3 月 14 日 召开的第三届董事会第二十四次会议和第三届监事会第十四次会议，审议通 过了《关于使用部分闲置自有资金进行现金管理的议案》，同意公司及子公 司在确保不影响正常经营的情况下，使用总额不超过人民币 30,000 万元（含 30,000 万元）的闲置自有资金进行现金管理，使用期限自董事会审议通过之 日起 12 个月内有效。在上述额度及期限内可循环滚动使用，本事项无需公司 股东大会审议。现将具体情况公告如下： 一、部分闲置自有资金用于现金管理的基本情况 （一）投资目的 为提高资金使用效率，合理利用短期闲置自有资金，在 ...