炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ 12月7日晚间，第一创业发布的公告显示，其全资子公司一创投行被江苏证监局罚没合计1698万元。两 名直接负责的主管人员分别被罚150万元。 10月31日晚间，第一创业公告，一创投行收到中国证监会《立案告知书》（证监立案字0102025023 号）。因一创投行在鸿达兴业股份有限公司（简称"鸿达兴业"）2019年可转债项目中，涉嫌持续督导业 务未勤勉尽责，中国证监会决定对一创投行立案。 资深投行人士王骥跃此前接受上证报采访表示："鸿达兴业已经退市了，但对中介机构的追责还未结 束。这一案例体现了监管对压严压实保荐机构持续督导履职责任的监管导向，也警示其他券商要切实做 好持续督导工作，避免重保荐、轻督导的情况。" 一创投行被罚没1698万元 12月7日，第一创业公告，全资子公司一创投行于今年10月31日收到中国证监会《立案告知书》。因一 创投行在鸿达兴业2019年可转债项目中涉嫌持续督导业务未勤勉尽责，根据《中华人民共和国证券法》 《中华人民共和国行政处罚法》等法律法规，今年10月29日，中国证监会决定对一创投行立案。 今年12月5日，一创投行 ...

12月7日晚间，第一创业发布的公告显示，其全资子公司一创投行被江苏证监局罚没合计1698万元。两 名直接负责的主管人员分别被罚150万元。 10月31日晚间，第一创业公告，一创投行收到中国证监会《立案告知书》（证监立案字0102025023 号）。因一创投行在鸿达兴业股份有限公司（简称"鸿达兴业"）2019年可转债项目中，涉嫌持续督导业 务未勤勉尽责，中国证监会决定对一创投行立案。 资深投行人士王骥跃此前接受上证报采访表示："鸿达兴业已经退市了，但对中介机构的追责还未结 束。这一案例体现了监管对压严压实保荐机构持续督导履职责任的监管导向，也警示其他券商要切实做 好持续督导工作，避免重保荐、轻督导的情况。" 一创投行被罚没1698万元 江苏证监局拟决定：一、对一创投行责令改正，给予警告，没收保荐业务收入424.5万元，并处以 1273.59万元罚款，合计罚没约为1698万元；二、对宋垚、范本源给予警告，并分别处以150万元罚款。 第一创业表示，公司已督促一创投行切实以案为鉴，一创投行诚恳接受处罚，并将深刻反思、整改到 位，进一步强化执业质量管控，勤勉尽责、规范运作，全面提升投行执业质量，更好地服务资本市场高 质 ...

本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假记载、误导性陈述或重大遗 漏。 第一创业证券股份有限公司（以下简称"公司"）全资子公司第一创业证券承销保荐有限责任公司（以下 简称"一创投行"）于2025年10月31日收到中国证券监督管理委员会（以下简称"中国证监会"）《立案告 知书》（证监立案字0102025023号）。因一创投行在鸿达兴业股份有限公司2019年可转债项目中涉嫌持 续督导业务未勤勉尽责，根据《中华人民共和国证券法》《中华人民共和国行政处罚法》等法律法规， 2025年10月29日，中国证监会决定对一创投行立案。 根据当事人违法行为的事实、性质、情节与社会危害程度，结合违法行为跨越新旧《证券法》适用的特 别情形，依据《证券法》第一百八十二条的规定，中国证监会江苏监管局拟决定： 一、对第一创业证券承销保荐有限责任公司责令改正，给予警告，没收保荐业务收入4,245,283.02元， 并处以12,735,849.06元罚款； 二、对宋垚、范本源给予警告，并分别处以150万元罚款。 根据《中华人民共和国行政处罚法》第四十五条、第六十三条、第六十四条和《中国证券监督管理委员 会行政处罚听证 ...

登录新浪财经APP 搜索【信披】查看更多考评等级 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假记载、误导性陈述或重大遗 漏。 第一创业证券股份有限公司（以下简称"公司"）全资子公司第一创业证券承销保荐有限责任公司（以下 简称"一创投行"）于2025年10月31日收到中国证券监督管理委员会（以下简称"中国证监会"）《立案告 知书》（证监立案字0102025023号）。因一创投行在鸿达兴业股份有限公司2019年可转债项目中涉嫌持 续督导业务未勤勉尽责，根据《中华人民共和国证券法》《中华人民共和国行政处罚法》等法律法规， 2025年10月29日，中国证监会决定对一创投行立案。 2025年12月5日，一创投行收到中国证监会江苏监管局《行政处罚事先告知书》（苏证监罚字〔2025〕 21号），主要内容如下： 一创投行涉嫌鸿达兴业股份有限公司（以下简称"鸿达兴业"）可转债项目持续督导未勤勉尽责一案，已 调查完毕，依法拟作出行政处罚。 一创投行涉嫌在鸿达兴业2019年可转债项目持续督导期间未勤勉尽责，包括：未充分核查募集资金投入 及归还情况；未按规定发表核查意见，导致出具的相关持续督导文件存在虚假记载； ...

（原标题：罚没近1700万！这家券商遭立案，结果出炉！） 事涉6年前的项目。 被调查1个月后，证监会对第一创业全资子公司第一创业证券承销保荐有限责任公司（以下简称"一创投 行"）的立案调查已有结果。 12月7日，第一创业公告称，因一创投行涉嫌在鸿达兴业股份有限公司（以下简称"鸿达兴业"）2019年 可转债项目持续督导期间未勤勉尽责，中国证监会江苏监管局拟对一创投行责令改正，给予警告，罚没 合计1698.11万元；同时拟对两名保代给予警告，并分别处以150万元罚款。据悉，公司及相关人员享有 陈述、申辩及要求听证的权利。 自去年以来，多家券商投行因持续督导不到位而被罚，甚至有机构因此被罚暂停保荐业务半年。对券商 投行而言，上述一系列处罚表明，持续督导工作不再是"走过场"，而成为监管紧盯的关键环节。 公司回应以案为鉴 12月7日，第一创业发布公告，称在12月5日收到中国证监会江苏监管局《行政处罚事先告知书》。这距 离公司10月29日被立案调查仅过去37天。 上述鸿达兴业早在去年3月因触发"面值退市"情形而退市，其股票及可转债进入全国中小企业股份转让 系统交易，简称分别为"R鸿达1"与"鸿达退债"。 其中，鸿达退债在 ...

《告知书》还提到，保荐代表人范本源、宋垚，是一创投行上述违法行为直接负责的主管人员。根据当 事人违法行为的事实、性质、情节与社会危害程度，结合违法行为跨越新旧《证券法》适用的特别情 形，依据有关规定，中国证监会江苏监管局拟决定：对一创投行责令改正，给予警告，没收保荐业务收 入424.53万元，并处以1273.59万元罚款；对宋垚、范本源给予警告，并分别处以150万元罚款。 第一创业表示，公司已督促一创投行切实以案为鉴，一创投行诚恳接受处罚，并将深刻反思、整改到 位，进一步强化执业质量管控，勤勉尽责、规范运作，全面提升投行执业质量，更好服务资本市场高质 量发展。目前公司和一创投行的经营情况正常，本次《行政处罚事先告知书》拟处罚事项不会对公司及 一创投行的经营活动、财务状况及偿债能力造成重大不利影响。 北京商报讯（记者 李海媛）12月7日，第一创业发布公告称，全资子公司第一创业证券承销保荐有限责 任公司（以下简称"一创投行"）于12月5日收到中国证监会江苏监管局《行政处罚事先告知书》（以下 简称《告知书》）。 《告知书》主要内容包括：一创投行涉嫌鸿达兴业股份有限公司（以下简称"鸿达兴业"）可转债项目持 续督导未勤 ...

Core Viewpoint - The report highlights the growth of China's primary plastic production, indicating a significant increase in both monthly and cumulative production figures for 2025, suggesting a positive outlook for the industry [1] Industry Summary - In September 2025, China's primary plastic production reached 12.67 million tons, marking a year-on-year growth of 10.4% [1] - From January to September 2025, the cumulative production of primary plastics in China totaled 109.703 million tons, reflecting a cumulative growth of 11.6% [1] - The data indicates a robust growth trend in the primary plastic sector, which is expected to continue in the coming years [1] Company Summary - Listed companies in the plastic industry include Hengyi Petrochemical, Rongsheng Petrochemical, Shanghai Petrochemical, Sinopec, China National Petroleum, Huajin Co., Tongkun Co., Hengli Petrochemical, Satellite Chemical, and ST Hongda [1] - These companies are positioned to benefit from the anticipated growth in the plastic production market as indicated by the statistical data [1]

Core Insights - The Guangzhou landmark building, Guangzhou Round Tower, was listed for auction on Alibaba's judicial auction platform starting at 1.36 billion yuan, but as of November 11, no bids have been placed [1][2] - The building, completed in 2013, has been a subject of controversy due to its design, which some consider unattractive, leading to its nickname "Copper Coin Tower" [1][2] Auction Details - The auction includes two land use rights, three real estate properties, and fixed assets, with an estimated value of nearly 1.7 billion yuan, starting at a discounted price of 1.36 billion yuan [2] - A deposit of 67.98 million yuan is required for potential bidders, and over 20,000 people have viewed the auction, but no one has registered to bid as of the deadline [2] Future Actions - If no bids are received by the deadline, a second auction will be scheduled [1][2] - The management has not disclosed any potential buyer inquiries regarding the property [2]

Core Viewpoint - The Guangzhou Round Building, a controversial landmark, is being auctioned on the Alibaba judicial auction platform with a starting price of 1.36 billion yuan, but has attracted no bidders as of November 11, 2025 [3][8]. Group 1: Building Overview - The Guangzhou Round Building was constructed by Hongda Xingye Group from 2010 to 2013, officially opening in 2015. It stands 138 meters tall with a total area of approximately 105,000 square meters, making it the largest and roundest building in the world at the time of completion [5]. - The building's total investment was 1 billion yuan, and it was named through a public naming campaign that cost 10,000 yuan. Its design resembles a "copper coin," symbolizing prosperous trade [5][7]. Group 2: Auction Details - The auction for the building includes two land use rights, three real estate properties, and fixed assets, with an assessed value of nearly 1.7 billion yuan, starting at 1.36 billion yuan after a 20% discount [7]. - Bidders are required to pay a deposit of 67.98 million yuan and submit relevant documents by November 11, 2025. Despite over 20,000 views on the auction platform, no bids have been placed [7][8]. Group 3: Company Background and Financial Issues - Guangdong Xingye International Industrial Co., Ltd., established in June 2004, is primarily owned by Hongda Xingye Group (96%) and Guangdong Dongsha Logistics Co., Ltd. (4%). The company has faced significant financial difficulties, leading to bankruptcy proceedings for its parent company [5][8]. - The Guangzhou Round Building was previously used as collateral in April 2022 and was put up for auction with a starting price of approximately 5.589 billion yuan, but that auction also failed to attract buyers [8].

Core Viewpoint - ST Hongda (formerly stock code: 002002) officially delisted from A-shares on January 18, 2024, after its stock price fell below the par value of 1 yuan for 20 consecutive trading days, marking the end of its journey in the A-share market [1][4]. Group 1: Company Background - Hongda Xinye, originally Jiangsu Qionghua, was listed on the Shenzhen Stock Exchange on June 25, 2004, and was once a "star stock" in the market, primarily engaged in the production of PVC sheets and boards [3]. - After Guangdong Hongda Xinye Group took over in 2011, the company rebranded and shifted focus to hydrogen energy and new materials, claiming to have built China's first civilian liquid hydrogen plant [4]. Group 2: Financial and Operational Issues - The company faced severe financial difficulties starting around 2021, with the controlling shareholder experiencing a debt crisis that led to significant defaults and litigation, severely impacting the company's liquidity and operations [4][6]. - In September 2023, the company was investigated by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, leading to a collapse in market confidence and a series of trading halts [5][6]. Group 3: Delisting and Aftermath - Following its delisting, Hongda Xinye's stock price continued to plummet, experiencing 36 consecutive trading halts, dropping from 0.58 yuan to a low of 0.12 yuan [1][6]. - In March 2025, nearly a year after delisting, the Jiangsu Securities Regulatory Bureau issued a notice revealing that the company had inflated its revenue by 3.505 billion yuan and profits by 4.078 billion yuan from 2020 to 2023, with severe financial misconduct [6][8]. Group 4: Regulatory Actions and Market Implications - The regulatory authorities imposed fines totaling 57.8 million yuan on Hongda Xinye and eight executives, with the actual controller facing a lifetime ban from the securities market [8]. - The case highlights the ongoing reforms in the A-share delisting system, with 46 companies delisted in 2023 and an increasing focus on diverse delisting types, including those related to financial misconduct [8][12].