国浩律师（上海）事务所 关于 联创电子科技股份有限公司 可转换公司债券回售 的 法律意见书 上海市北京西路 968 号嘉地中心 23-25 层、27 层邮编：200041 电话：（+86）（21）52341668 传真：（+86）（21）52341670 电子信箱：grandallsh@grandall.com.cn 网址：http://www.grandall.com.cn 2024 年 4 月 国浩律师（上海）事务所 法律意见书 国浩律师（上海）事务所 关于联创电子科技股份有限公司可转换公司债券回售的 法律意见书 致：联创电子科技股份有限公司 国浩律师（上海）事务所（以下简称"本所"）接受联创电子科技股份有限 公司（以下简称"公司"）的委托，根据《中华人民共和国公司法》（以下简称"《公 司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、《可转换公司债券 管理办法》（以下简称"《管理办法》"）、《深圳证券交易所上市公司自律监管指引 第 15 号——可转换公司债券》（以下简称"《监管指引》"）等现行有效的法律、 行政法规、规范性文件及深圳证券交易所有关业务规则、《联创电子科技股份有 限公司公开发 ...

证券代码：002036 证券简称：联创电子 债券代码：128101 债券简称：联创转债 联创电子科技股份有限公司 投资者关系活动记录表 编号：2024-002 投资者关系活 □特定对象调研  分析师会议 动类别 媒体采访  业绩说明会 新闻发布会  路演活动 现场参观 其他 （请文字说明其他活动内容） 参与单位名称 序 序 姓名 机构 姓名 机构 号 号 及人员姓名 1 崔敏慧 中信里昂證券有限公司 23 刘岚 建投自营 2 陈佳昀 万家基金管理有限公司 24 陈柳 兴华基金 3 马慧伶 25 高文丽 肇万资产 银华基金管理有限公司 4 江珊 26 黄晨 MacroPolo 5 赵文龙 中国人寿资产管理有限公司 27 刘毅 衍航投资 6 赵洋 太平资产管理有限公司 28 李艳廷 茂典资产 7 胡亚新 永赢基金 29 颜孝坤 云汉投资 8 史总 国泰君安自营 30 刘志敏 长见投资 9 罗彤 国泰君安资管 31 颜敏浩 筌笠资产 10 李汗青 东吴证券 32 韩潇锐 东方证券 11 张浩佳 东吴基金管理有限公司 33 张士龙 个人投资者 ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 2.465 billion, representing a year-on-year increase of 25.93%[6] - The net loss attributable to shareholders was CNY 68.96 million, a 61.14% improvement compared to the same period last year[6] - The core optical business generated revenue of CNY 1.152 billion, with a significant growth of 145.43% year-on-year[11] - The revenue from automotive optics reached CNY 538 million, marking a remarkable increase of 301.91% year-on-year[11] - Total operating revenue for Q1 2024 reached ¥2,465,473,014.92, an increase of 26.0% compared to ¥1,957,751,460.56 in Q1 2023[23] - Net loss for Q1 2024 was ¥80,695,909.20, compared to a net loss of ¥192,140,895.09 in Q1 2023, representing a 58.0% improvement[24] - Total comprehensive income for the first quarter was -68,052,791.79 CNY, compared to -181,856,443.03 CNY in the previous year, showing an improvement of approximately 62.5%[25] - Basic and diluted earnings per share were both -0.06 CNY, an improvement from -0.17 CNY and -0.16 CNY respectively in the previous year[25] Cash Flow and Assets - The net cash flow from operating activities was CNY 1.706 million, up 29.33% from the previous year[6] - As of March 31, 2024, the company's cash and cash equivalents amounted to RMB 2,263,573,845.82, an increase from RMB 1,831,995,044.91 at the beginning of the period, reflecting a growth of approximately 23.6%[18] - The company's cash and cash equivalents increased to ¥7,541,811,349.35 in Q1 2024, compared to ¥7,040,532,600.17 in Q1 2023, a growth of 7.1%[21] - Cash inflow from operating activities totaled 2,284,271,602.37 CNY, down 7.5% from 2,470,722,862.18 CNY in the previous year[26] - Cash outflow for operating activities was 2,282,565,946.22 CNY, a slight decrease from 2,469,404,061.50 CNY year-over-year[26] - The ending cash and cash equivalents balance was 668,342,055.82 CNY, down from 978,367,383.47 CNY year-over-year[28] Assets and Liabilities - Total assets at the end of the reporting period were CNY 16.152 billion, an increase of 5.72% compared to the end of the previous year[6] - The company's total assets increased to ¥16,152,083,297.41 in Q1 2024, up from ¥15,278,098,957.74 in Q1 2023, reflecting a growth of 5.7%[21] - Total liabilities rose to ¥12,688,494,702.49 in Q1 2024, compared to ¥11,721,256,526.49 in Q1 2023, marking an increase of 8.3%[21] Research and Development - The company's R&D expenses decreased by CNY 58.49 million, a reduction of 33.46% year-on-year, due to lower costs for individual new product development[10] - Research and development expenses for Q1 2024 were ¥116,318,763.69, down 33.5% from ¥174,804,746.28 in Q1 2023[23] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 99,555[13] - The total amount spent on share repurchases reached RMB 49,997,469.00, with an average purchase price between RMB 6.66 and RMB 10.59 per share[17] - The company plans to repurchase shares with a total amount not less than RMB 100 million and not exceeding RMB 200 million, with a maximum price of RMB 14.99 per share[16] - The number of shares repurchased as of March 29, 2024, totaled 6,165,500 shares, accounting for 0.58% of the total share capital[17] Other Income and Expenses - The company reported an increase in other income of CNY 84.03 million, a significant rise of 868.68% year-on-year, primarily from government subsidies[10] - The company reported a significant increase in other income to ¥93,701,077.96 in Q1 2024, compared to ¥9,673,051.22 in Q1 2023[24] Committees and Management - The establishment of the Asset Structure Optimization Committee aims to enhance decision-making efficiency and maximize company benefits through asset management[17] - The company has set up a Cost Control Committee to improve profitability by reducing costs and expenses[17] Accounts Receivable and Inventory - Accounts receivable increased to RMB 3,044,367,948.40 from RMB 2,755,466,417.18, representing a rise of about 10.5%[18] - The company's inventory decreased to RMB 1,380,227,823.17 from RMB 1,732,006,608.28, indicating a reduction of approximately 20.3%[18] - The company reported an increase in prepayments to RMB 346,198,058.47 from RMB 263,721,456.52, reflecting a growth of approximately 31.2%[18] Borrowings - Long-term borrowings increased to ¥1,721,381,265.57 in Q1 2024, compared to ¥1,432,256,265.57 in Q1 2023, reflecting a growth of 20.2%[21] Audit Information - The company did not undergo an audit for the first quarter report[29]

Financial Performance - The company's operating revenue for 2023 was ¥9,847,738,457.14, a decrease of 9.95% compared to ¥10,935,371,441.46 in 2022[22]. - The net profit attributable to shareholders for 2023 was -¥992,386,862.62, representing a significant decline of 1,158.39% from ¥92,790,842.18 in 2022[22]. - The net cash flow from operating activities decreased by 72.57% to ¥210,261,979.13 in 2023, down from ¥766,679,421.14 in 2022[22]. - The basic earnings per share for 2023 was -¥0.93, a drop of 1,133.33% compared to ¥0.09 in 2022[22]. - Total assets at the end of 2023 were ¥15,278,098,957.57, an increase of 1.68% from ¥15,024,405,858.00 at the end of 2022[22]. - The net assets attributable to shareholders decreased by 26.03% to ¥2,810,199,420.00 in 2023 from ¥3,797,999,960.00 in 2022[22]. - The company reported a quarterly operating revenue of ¥2,758,162,908.24 in Q4 2023, following revenues of ¥1,957,751,460.56 in Q1, ¥2,242,054,578.06 in Q2, and ¥2,889,769,510.28 in Q3[27]. - The company recognized a total of ¥22,816,193.62 in non-recurring gains and losses for 2023, compared to ¥76,991,750.10 in 2022[29]. - The company reported a significant decrease in investment, with a total investment of ¥298,914,318.11 in the reporting period, down 66.58% from ¥894,386,084.75 in the previous year[77]. - The company reported a total revenue for the year 2023 of approximately ¥9.85 billion, a decrease of 9.95% compared to the previous year[57]. Business Operations and Strategy - The company has undergone a change in its main business focus from producing and selling hemp and lining fabrics to developing, producing, and selling touch display products and optical components[19]. - The company has multiple wholly-owned subsidiaries and joint ventures, including Jiangxi Lianchuang and LCE KOREA[12][13]. - The company has established a dedicated automotive display division, with several projects already in mass production[41]. - The company is focusing on the development of AR/VR technologies, which are expected to see accelerated growth due to increasing user experience and application maturity[36]. - The company is leveraging its technological advantages in glass lens and prism manufacturing to improve the market share of high-pixel lenses and OIS optical stabilization modules[42]. - The company has entered the supply chain of Xiaomi, expanding its customer base in the smartphone lens and imaging module market[42]. - The company is committed to international expansion, with plans to strengthen operations in the US and South Korea while establishing subsidiaries in Germany and Japan[96]. - The company plans to increase production capacity for automotive optical lenses to 240 million units annually and 60 million image modules, reallocating funds from the originally planned project[93]. - The company aims to enhance customer engagement through improved service offerings and digital platforms in the upcoming year[123]. Research and Development - The total R&D expenses for 2023 were approximately ¥566.54 million, an increase of 16.86% from the previous year[63]. - Research and development (R&D) investment amounted to CNY 1,052.94 million in 2023, representing a 14.69% increase from CNY 918.05 million in 2022, and accounting for 10.69% of total revenue[67]. - The number of R&D personnel increased by 23.44% to 1,622 in 2023, with a notable rise in the number of master's degree holders by 45.33%[67]. - The company is exploring potential mergers and acquisitions to strengthen its market position and expand its product offerings[163]. - The company is investing in research and development, allocating 96 million for new technology projects in 2024[123]. Market Trends and Challenges - The demand for automotive optical products continues to grow, driven by the rapid development of intelligent driving technology and the increasing number of cameras installed in vehicles[33]. - The global smartphone market experienced a decline in sales in 2023, but a significant recovery was noted in Q4, indicating a positive trend[34]. - The automotive electronics market is expected to grow significantly, supported by government policies and the increasing demand for intelligent connected vehicles[33]. - The company faces significant risks from economic fluctuations and industry competition, with potential declines in demand for optical and touch display products due to global economic pressures[98]. - Rising raw material costs are a concern, as they constitute a large portion of production costs, and geopolitical factors may impact supply and pricing[103]. Corporate Governance and Compliance - The company’s financial report is guaranteed to be true, accurate, and complete by its board of directors and management[3]. - The board of directors consists of 9 members, including 3 independent directors, complying with legal and regulatory requirements[111]. - The company has a financial management center with an independent accounting system, ensuring no shared accounts with the controlling shareholder[119]. - The company has established a robust investor relations management system, providing equal access to information for all shareholders[116]. - The company has conducted internal control audits for its fundraising activities in 2023, ensuring compliance and risk management[147]. Environmental Responsibility - The company reported a total wastewater discharge of 18.57 tons/year, with ammonia nitrogen at 0.013 tons/year, meeting the standards set by the Qing Shan Lake wastewater treatment plant[175]. - The company has implemented a "clear sewage diversion" strategy for wastewater treatment, ensuring compliance with environmental standards[175]. - The company has established a reliable wastewater treatment process, ensuring that wastewater meets the standards before entering the municipal sewage system[175]. - The company has implemented measures to collect and treat various types of waste gases, ensuring compliance with environmental regulations[175]. - The company is focusing on reducing VOCs emissions by implementing advanced ventilation systems in production areas[178]. Employee Engagement and Development - The company has a total of 8,130 production personnel, 1,622 technical personnel, and 186 sales personnel among its workforce[149]. - The company has established a comprehensive training system focusing on practical and targeted training for employees[151]. - The company plans to implement a long-term incentive plan through an employee stock ownership plan to attract and retain talent[150]. - The company has created a new employee service center to enhance workplace culture and employee engagement, officially opened on September 26, 2023[185]. Shareholder Relations - The company plans to implement a stock incentive plan with a total of 470 million shares allocated for this purpose[125]. - The board of directors has approved a stock buyback plan, intending to repurchase shares worth up to 100 million to enhance shareholder value[123]. - The company has not proposed a cash dividend distribution plan for the current reporting period despite having positive distributable profits[154]. - The company distributed a cash dividend of RMB 0.090589 per 10 shares, totaling RMB 9,662,374.49 (including tax) for the 2022 fiscal year[152].

证券代码：002036 证券简称：联创电子 公告编号：2024—019 债券代码：128101 债券简称：联创转债 联创电子科技股份有限公司 关于回购控股子公司股权的提示性公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记载、误 导性陈述或者重大遗漏。 联创电子科技股份有限公司（以下简称"公司"）于 2022 年 6 月 17 日召开 第八届董事会第八次会议审议通过了《关于控股子公司联益光学增资扩股暨公司 放弃优先增资认缴出资权的议案》。公司引入交银金融资产投资有限公司（以下 简称"交银投资"）对控股子公司江西联益光学有限公司（以下简称"江西联益"） 进行增资扩股，并于 2022 年 6 月 20 日签署了《关于江西联益光学有限公司之增 资协议》（以下简称"《增资协议》"）。具体内容详见公司于 2022 年 6 月 18 日和 2022 年 6 月 24 日在指定信息披露媒体《证券时报》《证券日报》《中国证 券报》《上海证券报》和巨潮资讯网（www.cninfo.com.cn）披露的《关于控股 子公司联益光学增资扩股暨公司放弃优先增资认缴出资权的公告》和《关于控股 子公司联益光学增资扩 ...

| 证券代码：002036 | 证券简称：联创电子 | 公告编号：2024—018 | | --- | --- | --- | | 债券代码：128101 | 债券简称：联创转债 | | 联创电子科技股份有限公司 关于公司董事、高级副总裁拟减持股份的预披露公告 联创电子科技股份有限公司（以下简称"公司"）董事、高级副总裁饶威先生保证向 本公司提供的信息内容真实、准确、完整，没有虚假记载、误导性陈述或重大遗漏。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一致。 特别提示： 公司董事、高级副总裁饶威先生截至本公告日持有公司股份 654,751 股，因自身资金 需求，拟计划自本公告披露之日 15 个交易日后的 3 个月内，以集中竞价方式减持公司股份 不超过 163,600 股，占公司目前总股本的 0.0154%。 公司于 2024 年 4 月 3 日收到董事、高级副总裁饶威先生出具的《股份减持 计划告知函》。现将相关事项公告如下： 一、股东的基本情况 | 股东名称 | 职务 | 持股数量 | | --- | --- | --- | | | | 例 | | 饶威 | 董事、高级副总裁 | 654,7 ...

| 证券代码：002036 | 证券简称：联创电子 | 公告编号：2024—017 | | --- | --- | --- | | 债券代码：128101 | 债券简称：联创转债 | | 联创电子科技股份有限公司 2024 年第一季度可转换公司债券转股情况公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记载、误 导性陈述或者重大遗漏。 重要内容提示： 证券代码：002036，证券简称：联创电子 债券代码：128101，债券简称：联创转债 转股价格：人民币13.69元/股 转股时间：2020 年 9 月 21 日至 2026 年 3 月 16 日 根据《深圳证券交易所股票上市规则》、《深圳证券交易所可转换公司债券 业务实施细则》的有关规定，联创电子科技股份有限公司（以下简称"联创电子"、 "公司"）现将 2024 年第一季度可转换公司债券转股及公司股本变动的情况公 告如下： 一、可转债发行上市概况 （一）可转债发行情况 经中国证券监督管理委员会《关于核准联创电子科技股份有限公司公开发行 可转换公司债券的批复》（证监许可[2020]84 号）核准，公司于 2020 年 3 月 16 日公开 ...

债券代码：128101 债券简称：联创转债 证券代码：002036 证券简称：联创电子 公告编号：2024—016 联创电子科技股份有限公司 关于回购股份的进展公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误 导性陈述或者重大遗漏。 二、其他说明 公司回购股份的时间、回购股份数量、回购股份价格及集中竞价交易的委托 时段符合《回购指引》第十七条、十八条的相关规定。 1、公司未在下列期间回购公司股份： 联创电子科技股份有限公司（以下简称"公司"）于 2023 年 5 月 7 日召开 第八届董事会第十八次会议，审议通过了《关于<回购公司股份方案>的议案》， 同意公司使用自有资金通过深圳证券交易所交易系统以集中竞价交易方式回购 公司部分社会公众股份用于实施股权激励或员工持股计划，回购资金总额不低于 人民币 10,000 万元（含）且不超过人民币 20,000 万元（含），回购价格不超过 人民币 15.00 元/股（含），实施期限为自董事会审议通过回购公司股份方案之 日起 12 个月内。具体内容详见公司 2023 年 5 月 8 日和 2023 年 5 月 9 日在《证 券时报》《证券日 ...

江西华邦律师事务所 关于联创电子科技股份有限公司 致：联创电子科技股份有限公司 江西华邦律师事务所（以下称"本所"）接受联创电子科技股份有限公 司（以下称"公司"）的委托，指派本所律师出席公司2024年第一次临时股 东大会（以下称"本次股东大会"），对本次股东大会的合法性进行见证。 本所律师根据《中华人民共和国公司法》（以下称"《公司法》"）、 《上市公司股东大会规则》（以下称"《股东大会规则》"）等法律、法规 和规范性法律文件以及《联创电子科技股份有限公司章程》（以下称"《公 司章程》"）的规定，就公司本次股东大会的召集、召开程序、出席会议人 员的资格、召集人的资格、表决程序和表决结果等有关事宜出具本法律意见 书。 本法律意见书仅供公司本次股东大会相关事项的合法性之目的使用，不 得用作任何其他目的，本所律师同意将本法律意见书随公司本次股东大会决 议一起予以公告，并依法对本法律意见书承担相应的责任。 按照律师行业公认的业务标准、道德规范和勤勉尽责精神，本所律师对 本次股东大会的相关资料和事实进行了核查和验证，现发表法律意见如下： 一、本次股东大会的召集、召开程序 1、根据公司第八届董事会第二十七次会议决议，决 ...

第二节 公告 联创电子科技股份有限公司 章 程 （2024 年 3 月 15 日 2024 年第一次临时股东大会通过） 目 录 1 第一章 总则 第二章 经营宗旨和范围 第三章 股份 第一节 股份发行 第二节 股份增减和回购 第三节 股份转让 第四章 股东和股东大会 第一节 股东 第二节 股东大会的一般规定 第三节 股东大会的召集 第四节 股东大会的提案与通知 第五节 股东大会的召开 第六节 股东大会的表决和决议 第五章 董事会 第一节 董事 第二节 独立董事 第三节 董事会 第六章 总裁及其他高级管理人员 第七章 监事会 第一节 监事 第二节 监事会 第八章 财务会计制度、利润分配和审计 第一节 财务会计制度 第二节 内部审计 第三节 会计师事务所的聘任 第九章 通知与公告 第一节 通知 第十章 合并、分立、增资、减资、解散和清算 第一节 合并、分立、增资和减资 第二节 解散和清算 第十一章 修改章程 第十二章 附则 2 第一章 总则 第一条 为维护公司、股东和债权人的合法权益，规范公司的组织和行为， 根据《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共和国证 券法》（以下简称《证券法》）和其他 ...