关于新亚制程（浙江）股份有限公司 2023年度营业收入扣除情况表的 专项核查报告 亚会核字（2024）第 01610013 号 亚太（集团）会计师事务所（特殊普通合伙） 二〇二四年四月二十九日 关于新亚制程（浙江）股份有限公司 2023 年度营业收入扣除情况表 的专项核查报告 亚会核字（2024）第 01610013 号 新亚制程（浙江）股份有限公司全体股东： 我们接受委托，在审计了新亚制程（浙江）股份有限公司（以下简称"新亚制 程公司"）2023 年 12 月 31 日的合并及公司的资产负债表，2023 年度合并及公司的 利润表、合并及公司的现金流量表和合并及公司的股东权益变动表以及财务报表附 注（以下简称"2023 年度财务报表"）的基础上，对后附的《新亚制程股份有限公司 2023 年度营业收入扣除情况表》（以下简称"营业收入扣除表"）进行了专项核查。 按照《深圳证券交易所股票上市规则》及《深圳证券交易所上市公司自律监管 指南第 1 号——业务办理》的规定，编制和披露营业收入扣除表，提供真实、合法、 完整的核查证据，是新亚制程公司管理层的责任。我们的责任是在执行核查工作的 基础上对营业收入扣除表发表专项核 ...

Financial Performance - The company's revenue for Q1 2024 was ¥461,207,228.41, representing a 0.61% increase compared to ¥458,397,732.89 in the same period last year[5] - Net profit attributable to shareholders decreased by 57.18% to ¥4,320,750.05 from ¥10,090,698.92 year-on-year[5] - The company's net profit for Q1 2024 was CNY 329,481.77, down from CNY 836,384.43 in the same period last year, indicating a decline of approximately 60.7%[19] - The total comprehensive income attributable to the parent company for Q1 2024 was 4,320,750.05 CNY, down from 10,090,698.92 CNY in Q1 2023, reflecting a decline in overall profitability[20] - Total revenue from sales of goods and services received in Q1 2024 was 976,388,824.61 CNY, down 18.2% from 1,194,178,642.82 CNY in the same period last year[22] Cash Flow and Liquidity - The net cash flow from operating activities was negative at -¥41,947,707.02, a decline of 133.17% compared to ¥126,453,435.09 in the previous year[5] - The total cash and cash equivalents at the end of Q1 2024 were 328,749,078.46 CNY, a decrease from 425,801,256.98 CNY at the end of Q1 2023[23] - Cash inflow from financing activities in Q1 2024 was 306,224,514.26 CNY, an increase from 251,000,000.00 CNY in Q1 2023, indicating stronger financing efforts[23] - The net cash flow from investing activities was -94,189,192.57 CNY in Q1 2024, compared to -239,909,729.34 CNY in Q1 2023, showing a reduction in investment losses[23] - The company reported cash outflows from operating activities totaling 1,042,230,461.70 CNY in Q1 2024, compared to 1,599,617,085.77 CNY in Q1 2023, indicating reduced operational expenditures[23] Assets and Liabilities - The company's total assets increased by 4.69% to ¥3,153,744,924.13 from ¥3,012,371,291.01 at the end of the previous year[5] - The total liabilities increased to CNY 1,599,871,099.85 from CNY 1,463,369,916.21, which is an increase of approximately 9.3%[17] - The company's cash and cash equivalents decreased, with short-term borrowings rising to CNY 691,450,000.00 from CNY 445,900,000.00, an increase of about 55.0%[17] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 45,887[11] - The top 10 shareholders include entities holding significant stakes, such as Shenzhen Xindida Electronics Group Co., Ltd. with 38,897,163 shares, representing a 7.59% ownership[12] - The company’s major shareholder, Quzhou Baoxin Central Enterprise Management Partnership, holds 45,695,259 shares, indicating a strong backing for the company[12] - The company’s stockholder, Ningbo Weili Private Fund Management Co., Ltd., holds 30,400,000 shares, which is significant for its investment strategy[12] - The company plans to increase its shareholding by acquiring between 5,124,136 shares (1% of total shares) and 10,248,272 shares (2% of total shares) within six months, with a maximum purchase price of RMB 6 per share[13] Research and Development - Research and development expenses increased by 34.47% to ¥6,425,355.06 compared to ¥4,778,114.84 in the previous year[9] - Research and development expenses for Q1 2024 were CNY 6,425,355.06, up from CNY 4,778,114.84, representing an increase of approximately 34.4%[19] Regulatory and Investigative Matters - The company is currently under investigation, which may impact the accuracy of the financial report[2] - The company received a notice from the China Securities Regulatory Commission regarding an investigation into alleged information disclosure violations, but all business operations are reported to be normal[14] - The company is actively cooperating with regulatory investigations and is committed to fulfilling its disclosure obligations[14] Other Financial Metrics - The weighted average return on equity decreased to 0.36% from 0.70% year-on-year[5] - The company reported a significant increase in other receivables by 109.14% to ¥13,682,460.01 from ¥6,542,275.02 year-on-year[9] - The company reported a significant increase in credit impairment losses, amounting to CNY 7,244,075.12 compared to a loss of CNY 74,667.18 in the previous year[19] - The company's inventory increased to CNY 336,221,915.08 from CNY 276,494,423.54, reflecting a growth of approximately 21.6%[17] - The company's financial report indicates a trading financial asset value of RMB 1,305,743.32, up from RMB 599,607.45, showing an increase of approximately 117.5%[15]

Financial Performance - The company's operating revenue for 2023 was ¥2,146,414,872.45, representing a 23.21% increase compared to ¥1,742,054,265.48 in 2022[27]. - The net profit attributable to shareholders of the listed company was -¥241,378,555.54 in 2023, a significant decrease of 4,238.27% from ¥5,832,842.44 in 2022[27]. - The net cash flow from operating activities was -¥245,762,088.00, down 1,888.85% from ¥13,738,562.40 in the previous year[27]. - The total assets at the end of 2023 were ¥3,012,371,291.01, an increase of 19.47% from ¥2,521,530,658.08 at the end of 2022[26]. - The net assets attributable to shareholders decreased by 16.52% to ¥1,195,364,713.03 in 2023 from ¥1,431,871,685.71 in 2022[26]. - The company reported a basic earnings per share of -¥0.48 for 2023, a decline of 4,900.00% from ¥0.01 in 2022[27]. - The company recorded non-operating income of ¥3,986,394.64 in 2023, down from ¥11,817,257.08 in 2022[33]. - The revenue from electronic information product sales decreased by 10.42% to ¥1,323,500,863.09, down from ¥1,477,484,483.4 in the previous year[86]. - Chemical materials manufacturing revenue surged by 225.36% to ¥794,219,691.71, compared to ¥244,102,522.41 in 2022[86]. - The gross profit margin for electronic information products was 8.57%, while for chemical materials manufacturing it was 11.71%[89]. Corporate Governance - The company has established a complete independent operational structure, including independent business, personnel, assets, institutions, and financial systems[151][152]. - The board of directors and the supervisory board are composed in accordance with legal requirements, ensuring independent oversight and protection of shareholder interests[146][147]. - The company has a dedicated investor relations management team to facilitate communication and engagement with investors[149]. - The company strictly adheres to information disclosure regulations, ensuring timely and accurate dissemination of information to all shareholders[148]. - The company has established specialized committees within the board to enhance governance and operational efficiency[146]. - The company has no related party transactions or competition issues with its major shareholders[152]. - The company maintains a transparent and fair information disclosure process through designated media channels[148]. - The company has successfully conducted its annual and temporary shareholder meetings in compliance with regulatory standards[153][154]. Strategic Outlook - The company plans to expand its market presence and enhance its product offerings in the upcoming fiscal year[162]. - The company aims to drive high-quality development through product upgrades, technological innovation, and talent development[131]. - The company is focusing on new product development and technological advancements to drive future growth[162]. - The company is actively exploring potential mergers and acquisitions to strengthen its market position[162]. - The company aims to maintain steady growth in electronic information product sales and services, focusing on core customers and enhancing market expansion efforts[132]. - The company is committed to deepening customer relationships and expanding overseas market presence while integrating and enhancing its R&D capabilities[135]. - The company has outlined its future outlook, emphasizing a focus on sustainable growth and profitability in the coming years[171]. Research and Development - The company is focusing on the R&D of lithium-ion battery electrolytes and adhesives, emphasizing independent innovation and continuous investment in R&D[57]. - The R&D team has established a comprehensive system and collaborates closely with clients to develop solutions that meet market demands[57]. - The company is expanding its R&D projects in the new energy sector, targeting applications in consumer electronics, power batteries, and energy storage batteries[58]. - Research and development expenses rose by 148.11% to CNY 31,190,199.47, also due to changes in the consolidation scope[100]. - The number of R&D personnel rose to 118 in 2023, a 162.22% increase from 45 in 2022, with a notable increase in the proportion of personnel holding bachelor's degrees[104]. Market Position and Competition - The company has established a strong position in the lithium-ion battery electrolyte manufacturing sector, with significant advantages in technology research and development, management team, and customer relationships[45]. - The company's market share in China's lithium-ion battery electrolyte shipments increased to 86.7% in 2023, with shipments totaling 1.138 million tons, up 27.7% from the previous year[36]. - The company is leveraging its supply chain advantages to provide comprehensive services in electronic information product sales, including equipment integration and technical support[42]. - The company is focusing on key sectors such as new energy, micro LED, and hydrogen energy generation for future growth[49]. - The company is actively applying for and obtaining environmental assessment approvals during the reporting period[64]. Compliance and Regulatory Issues - The company received a warning and fines totaling 1.8 million yuan for failing to disclose related party transactions accurately in its annual reports from 2019 to 2022[181]. - The company reported issues with revenue recognition methods in its 2021 and 2022 annual reports, leading to regulatory scrutiny[183]. - The company has implemented corrective measures as mandated by the regulatory authorities following the penalties received[182]. - The company faced administrative penalties due to non-compliance with information disclosure regulations, impacting its governance[180]. - The company is under scrutiny for its financial practices, which may affect investor confidence and market perception[183]. Investment and Acquisitions - The company completed the acquisition of 51% equity in a subsidiary, expanding its business into lithium battery electrolyte and hexafluorophosphate[97]. - The company has made a significant investment of 368,938,000 during the reporting period, marking a 100% increase compared to the previous year[114]. - The acquisition of Xin Ya Shan New Material Technology Co., Ltd. involved an investment of 703,800,000, with a 51% stake acquired[116]. - The company is exploring potential mergers and acquisitions to enhance its technological capabilities[176]. Operational Changes - The company has undergone a change in control, with Baoxin Yangdi becoming the largest shareholder and Wang Weihua as the actual controller[24]. - The company’s board of directors has been restructured, with a majority of members nominated by Baoxin Yangdi[24]. - The company announced the resignation of several key executives, including General Manager Hu Dafu and Vice General Manager Xu Xiaoyan, due to personal reasons and work adjustments[163]. - The company experienced a leadership transition with the appointment of multiple new executives, including financial and operational roles, to strengthen its management team[168].

证券代码：002388 证券简称：新亚制程 公告编号：2024-034 新亚制程（浙江）股份有限公司 2、召开方式：网络文字互动 3、出席人员：总经理王伟华女士、独立董事翟志胜先生、财务总监陈多佳 女士、董事会秘书陈崇钦先生（如有特殊情况，参会人员将可能进行调整） 4、参与方式：投资者可在 2024 年 5 月 22 日 15:00-16:30 通过网址 https://eseb.cn/1dZwUqX3h9S 或使用微信扫描下方小程序码即可进入参与互 动交流。投资者可于 2024 年 5 月 22 日前进行会前提问，公司将通过本次业绩说 明会，在信息披露允许范围内就投资者普遍关注的问题进行回答。 二、征集问题事项 关于召开 2023 年度业绩说明会并征集问题的公告 本公司及董事会全体成员保证公告内容真实、准确和完整，不存在虚假记 载、误导性陈述或者重大遗漏。 新亚制程（浙江）股份有限公司（以下简称"公司"）于 2024 年 4 月 30 日 披露《2023 年年度报告全文》及其摘要。为使广大投资者更加全面、深入地了 解公司情况，公司拟于 2024 年 5 月 22 日通过网络文字互动的方式召开 2023 年 ...

证券代码：002388 证券简称：新亚制程 公告编号：2024-022 新亚制程（浙江）股份有限公司 关于持股 5%以上股东及其一致行动人所持部分股份 被司法冻结及轮候冻结的公告 本公司及董事会全体成员保证公告内容真实、准确和完整，不存在虚假记 载、误导性陈述或者重大遗漏。 1、本次股份被司法冻结的基本情况 2、本次股份被轮候冻结的基本情况 | 股东名称 | 是否为控 股股东或 第一大股 | 被轮候冻结 股份数量 | 占其所 持股份 | 占公 司总 | 是否 为限 | 轮候 冻结 | 轮候 | 轮候冻结机关 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 东及其一 | （股） | 比例 | 股本 | 售股 | 委托 | 期限 | | | | 致行动人 | | | 比例 | | 日期 | | | | 徐琦 | 否 | 10,582,843 | 50.43% | 2.07% | 否 | 2024- | 36 个 | 深圳市福田区 | | | | | | | | 4-19 | 月 | 人民法院 | 二、股东及其一致行动人股份累计被冻结或拍卖 ...

上市公司独立董事候选人声明与承诺 如否，请详细说明：______________________________ 四、本人符合该公司章程规定的独立董事任职条件。 声明人_杨幼敏_作为__新亚制程（浙江）__股份有限公 司第_六_届董事会独立董事候选人，已充分了解并同意由 提名人_衢州保信央地科技发展合伙企业（有限合伙）_提名 为___新亚制程（浙江）__股份有限公司（以下简称该公司） 第_六_届董事会独立董事候选人。现公开声明和保证，本人 与该公司之间不存在任何影响本人独立性的关系，且符合 相关法律、行政法规、部门规章、规范性文件和深圳证券交 易所业务规则对独立董事候选人任职资格及独立性的要求， 具体声明并承诺如下事项： 一、本人已经通过__新亚制程（浙江）__股份有限公司 第_六_届董事会提名委员会或者独立董事专门会议资格审 查，提名人与本人不存在利害关系或者其他可能影响独立 履职情形的密切关系。 √ 是 □ 否 如否，请详细说明：_____________________________ 二、本人不存在《中华人民共和国公司法》第一百四十 六条等规定不得担任公司董事的情形。 √ 是 □ 否 如否，请详细说明 ...

证券代码：002388 证券简称：新亚制程 公告编号：2024-021 新亚制程（浙江）股份有限公司 关于独立董事辞职暨补选独立董事的公告 本公司及董事会全体成员保证公告内容真实、准确和完整，不存在虚假记 载、误导性陈述或者重大遗漏。 新亚制程（浙江）股份有限公司（以下简称"公司"）于 2024 年 4 月 18 日 召开第六届董事会第十七次（临时）会议，审议通过了《关于独立董事辞职暨补 选独立董事的议案》，同意提名杨幼敏先生为第六届董事会独立董事候选人，现 将相关事项公告如下： 一、独立董事辞职情况 公司董事会于近日收到公司独立董事卜功桃先生的书面辞职信，卜功桃先生 因个人原因向公司董事会申请辞去公司第六届董事会独立董事及第六届董事会 薪酬与考核委员会委员职务。辞职生效后，卜功桃先生将不在公司担任任何职务。 卜功桃先生的辞职将导致公司独立董事人数少于董事会成员的三分之一，根 据《公司法》《上市公司独立董事管理办法》《深圳证券交易所上市公司自律监管 指引第 1 号——主板上市公司规范运作》以及《公司章程》等有关规定，该辞职 申请将自公司股东大会选举产生新任独立董事之日起生效。在辞职申请生效前， 卜功桃先生将按 ...

证券代码：002388 证券简称：新亚制程 公告编号：2024-020 新亚制程（浙江）股份有限公司 第六届董事会第十七次（临时）会议决议公告 本公司及董事会全体成员保证公告内容真实、准确和完整，不存在虚假记 载、误导性陈述或者重大遗漏。 新亚制程（浙江）股份有限公司（以下简称"公司"）第六届董事会第十七 次（临时）会议通知于 2024 年 4 月 18 日以书面形式通知了全体董事，并于 2024 年 4 月 18 日上午 10:30 在公司会议室以现场结合通讯表决形式召开。本次会议 应出席董事 9 人，实际出席会议董事 9 人。本次会议的召集、召开及表决程序符 合《公司法》和《公司章程》等法律、法规及规范性文件的规定，形成的决议合 法有效。本次会议由董事长王伟华女士主持，与会董事审议并通过了以下决议： 一、审议通过了《关于独立董事辞职暨补选独立董事的议案》 公司董事会于近日收到公司独立董事卜功桃先生的书面辞职信，卜功桃先生 因个人原因向公司董事会申请辞去公司第六届董事会独立董事及第六届董事会 薪酬与考核委员会委员职务。辞职生效后，卜功桃先生将不在公司担任任何职务。 该议案尚需提交股东大会审议。 表决结果：9 ...

新亚制程（浙江）股份有限公司 董事会提名委员会关于独立董事候选人任职资格的审查意见 根据《上市公司独立董事管理办法》、《上市公司治理准则》、《深圳证券交易 所上市公司自律监管指引第 1 号--主板上市公司规范运作》及《公司章程》等有 关规定，作为新亚制程（浙江）股份有限公司(以下简称"公司")董事会提名委 员会委员，在认真审阅独立董事候选人有关资料，充分了解独立董事候选人的职 业经历、专业素养和教育背景等情况后，发表审查意见如下: 2024 年 4 月 18 日 本次提名的独立董事候选人杨幼敏先生尚未取得独立董事资格证书，其承诺 参加最近一次独立董事培训并取得深圳证券交易所认可的独立董事资格证书。独 立董事候选人不存在《公司法》第一百四十六条规定的情形；不存在被中国证监 会采取证券市场禁入措施，期限尚未届满情形；不存在被证券交易所公开认定为 不适合担任上市公司董事、监事和高级管理人员，期限尚未届满情形。 杨幼敏先生最近三年内未受到中国证监会行政处罚；最近三年内未受到证券 交易所公开谴责或者三次以上通报批评；不存在因涉嫌犯罪被司法机关立案侦查 或者涉嫌违法违规被中国证监会立案调查，尚未有明确结论意见的情形；不存 ...

上市公司独立董事提名人声明与承诺 提名人 衢州保信央地科技发展合伙企业（有限合伙） 现就提名 杨幼敏 为 新亚制程（浙江） 股份有限公司 第 六 届董事会独立董事候选人发表公开声明。被提名人 已书面同意作为新亚制程（浙江） 股份有限公司第六届董 事会独立董事候选人（参见该独立董事候选人声明）。本次 提名是在充分了解被提名人职业、学历、职称、详细的工作 经历、全部兼职、有无重大失信等不良记录等情况后作出的， 本提名人认为被提名人符合相关法律、行政法规、部门规章、 规范性文件和深圳证券交易所业务规则对独立董事候选人 任职资格及独立性的要求，具体声明并承诺如下事项： 一、被提名人已经通过 新亚制程（浙江） 股份有限 公司第六 届董事会提名委员会或者独立董事专门会议资 格审查，提名人与被提名人不存在利害关系或者其他可能 影响独立履职情形的密切关系。 √ 是 □ 否 如否，请详细说明：______________________________ 二、被提名人不存在《中华人民共和国公司法》第一百 四十六条等规定不得担任公司董事的情形。 √ 是 □ 否 如否，请详细说明：__________________________ ...