新亚制程（浙江）股份有限公司 一、关于《公司 2023 年限制性股票激励计划（草案）》及其摘要的独立意 见 公司董事会薪酬与考核委员会根据相关法律法规制定了《2023 年限制性股 票激励计划（草案）》及其摘要（以下称"《限制性股票激励计划》"），经核 查，我们认为： 1、未发现公司存在《上市公司股权激励管理办法》（以下简称"《管理办 法》"）等法律、法规规定的禁止实施股权激励计划的情形，公司具备实施激励 计划的主体资格。 2、公司《限制性股票激励计划》的拟定、审议流程符合《管理办法》《深 圳证券交易所股票上市规则》等有关法律、法规、规章及规范性文件的规定。 3、公司本次激励计划所确定的激励对象均具备《中华人民共和国公司法》 （以下简称"公司法"）、《中华人民共和国证券法》（以下简称"证券法"）、 《深圳市新亚电子制程股份有限公司章程》等法律、法规和规范性文件规定的任 职资格。激励对象不存在《管理办法》第八条、第三十八条以及《限制性股票激 励计划》规定的不得成为激励对象的情形： （1）最近 12 个月内被证券交易所认定为不适当人选的情形； （2）最近 12 个月内被中国证监会及其派出机构认定为不适当人选； （3 ...

新亚制程（浙江）股份有限公司 监事会关于2023年限制性股票激励计划 相关事项的核查意见 5、中国证监会认定的其他情形。 综上，公司具备实施本激励计划的主体资格。 二、激励对象符合《公司法》《证券法》《公司章程》等规定的任职资格，符 合《上市公司股权激励管理办法》规定的激励对象条件，不存在下列情形： 1、最近 12 个月内被证券交易所认定为不适当人选； 2、最近 12 个月内被中国证监会及其派出机构认定为不适当人选； 新亚制程(浙江)股份有限公司（以下简称"公司"）监事会依据《公司法》 《证券法》《上市公司股权激励管理办法》《深圳证券交易所上市公司自律监管指南第 1 号——业务办理》《公司章程》等有关规定，对公司2023年限制性股票激励计划 （以下简称"本激励计划"）及相关事项进行核查，发表核查意见如下： 一、公司不存在《上市公司股权激励管理办法》规定的禁止实施股权激励计划 的情形，包括： 1、最近一个会计年度财务会计报告被注册会计师出具否定意见或者无法表 示意见的审计报告； 2、最近一个会计年度财务报告内部控制被注册会计师出具否定意见或无法 表示意见的审计报告； 3、上市后最近36个月内出现过未按法律法规、 ...

新亚制程（浙江）股份有限公司 2023 年限制性股票激励计划 （草案） 新亚制程（浙江）股份有限公司 二零二三年九月 0 新亚制程（浙江）股份有限公司 2023 年限制性股票激励计划（草案） 声明 本公司及全体董事、监事保证本激励计划及其摘要不存在虚假记载、误导性 陈述或重大遗漏，并对其真实性、准确性、完整性承担个别和连带的法律责任。 本公司所有激励对象承诺，公司因信息披露文件中有虚假记载、误导性陈述 或者重大遗漏，导致不符合授予权益或行使权益安排的，激励对象应当自相关信 息披露文件被确认存在虚假记载、误导性陈述或者重大遗漏后，将由本激励计划 所获得的全部利益返还公司。 1 新亚制程（浙江）股份有限公司 2023 年限制性股票激励计划（草案） 特别提示 一、本激励计划系依据《中华人民共和国公司法》、《中华人民共和国证券 法》、《上市公司股权激励管理办法》和其他有关法律、法规、规范性文件，以 及《新亚制程（浙江）股份有限公司章程》，结合新亚制程（浙江）股份有限公 司（以下简称"公司"）实际情况制定。 二、公司不存在《上市公司股权激励管理办法》"第七条"规定的不得实行股 权激励的情形。 三、本激励计划激励对象不存 ...

证券代码：002388 证券简称：新亚制程 公告编号：2023-139 新亚制程（浙江）股份有限公司 关于为子公司申请银行授信提供担保的公告 本公司及董事会全体成员保证公告内容真实、准确和完整，并对公告中的 虚假记载、误导性陈述或者重大遗漏承担责任。 特别提示： 一、 担保情况概述 （一）本次担保基本情况 近期，为满足日常经营发展需要，新亚杉杉新材料科技（衢州）有限公司（以 下简称"新亚杉杉"）向中国建设银行股份有限公司衢州分行申请了人民币 7250 万元的授信额度，公司为控股子公司新亚杉杉上述授信提供连带责任保证。 （二）审议情况 1、公司于 2023 年 4 月 26 日、2023 年 5 月 26 日分别召开了第六届董事会 第五次会议、2022 年度股东大会，审议通过了《关于 2023 年度公司及下属公司 向银行及其他金融类机构申请综合授信额度暨提供担保的议案》，为满足公司及 下属公司的融资需求，在确保运作规范和风险可控的前提下，结合 2022 年担保 实施情况，公司及下属公司预计 2023 年担保额度不超过人民币 16 亿元（含本 数），其中对资产负债率未超过 70%的主体提供担保额度不超过人民币 1 ...

证券代码： 002388 证券简称：新亚制程 公告编号：2023-138 一、 股东集中竞价减持情况 1、减持股份来源：新力达集团拟减持的公司股份为公司首次公开发行前持 有的公司股份及非公开发行取得的股份（包括其持有公司股份期间公司资本公积 金转增股本而相应增加的股份）；徐琦女士、许珊怡女士拟减持的公司股份为其 继承所得。 2、截至本公告披露日，新力达集团及其一致行动人通过集中竞价方式减持 公司股份情况如下： | | | | 减持数量 | 减持均价 | 减持数量占 | | --- | --- | --- | --- | --- | --- | | 股东名称 | 减持方式 | 减持时间 | （股） | （元） | 总股本的比例 | | 新力达集团 | 集中竞价 | 2023-3-10 | 968,601 | 7.74 | 0.19% | | --- | --- | --- | --- | --- | --- | | | 集中竞价 | 2023-3-15 | 1,507,600 | 7.63 | 0.30% | | | 集中竞价 | 2023-3-17 | 406,500 | 7.41 | 0.08% | | | ...

一、基本情况 新亚制程（浙江）股份有限公司（以下简称"公司"）于 2023 年 5 月 30 日 收到中国证券监督管理委员会(以下简称"中国证监会")《立案告知书》(编号： 证监立案字 0062023007 号)，因公司涉嫌信息披露违法违规，中国证监会对公司 进行立案调查，具体内容详见公司于指定信息披露媒体披露的相关公告(公告编号 2023-106)。 新亚制程（浙江）股份有限公司 关于公司及相关当事人收到行政处罚决定书的公告 本公司及董事会全体成员保证公告内容真实、准确和完整，并对公告中的虚 假记载、误导性陈述或者重大遗漏承担责任。 证券代码：002388 证券简称：新亚制程 公告编号：2023-137 2023 年 8 月 8 日，公司收到中国证监会广东证监局下发的《行政处罚事先告 知书》（广东证监处罚字〔2023〕14 号），具体内容详见公司于指定信息披露媒 体披露的相关公告(公告编号 2023-125)。 2023 年 9 月 12 日，公司收到中国证监会广东证监局下发的《行政处罚决定 书》（〔2023〕18 号）。 上述《行政处罚决定书》涉及的违规事项发生在原实际控制人控制公司期间。 前述事项发生后 ...

证券代码：002388 证券简称：新亚制程 公告编号：2023-136 新亚制程（浙江）股份有限公司 关于调整子公司股权结构的公告 本公司及董事会全体成员保证公告内容真实、准确和完整，不存在虚假记 载、误导性陈述或者重大遗漏。 一、 交易概述 新亚制程（浙江）股份有限公司（以下简称"公司"）因经营发展需要，拟 将持有珠海市新邦电子有限公司（以下简称"珠海新邦"）100%股权及重庆新爵 电子有限公司（以下简称"重庆新爵"）100%股权转让给公司子公司衢州瑞亚新 材料有限公司（以下简称"衢州瑞亚"）。本次股权转让基准日为 2023 年 3 月 31 日，按账面净资产转让，本次股权转让完成后，衢州瑞亚将直接持有珠海新邦及 重庆新爵 100%的股权，珠海新邦及重庆新爵将成为衢州瑞亚全资子公司。 根据《深圳证券交易所股票上市规则》及《公司章程》等有关规定，本次交 易在经营管理层审批权限内，无需提交公司董事会、股东大会审议。本次交易属 于公司与公司全资子公司之间的交易，不会导致公司合并报表范围发生变化。本 次交易不构成关联交易，亦不构成《上市公司重大资产重组管理办法》规定的重 大资产重组。 二、 交易对方的基本情况 1、 ...

证券代码：002388 证券简称：新亚制程 公告编号：2023-135 新亚制程（浙江）股份有限公司 关于控股股东部分股份质押及解除质押的公告 新亚制程（浙江）股份有限公司（以下简称"公司"或"上市公司"）于近日 收到公司控股股东衢州保信央地企业管理合伙企业（有限合伙）（以下简称"保 信央地"）的通知，获悉保信央地将其持有的公司部分股份办理了质押及解除质 押手续。现将有关情况说明如下： 本公司及董事会全体成员保证公告内容真实、准确和完整，不存在虚假记 载、误导性陈述或者重大遗漏。 2、本次股份解除质押的基本情况 | 股东名称 | 是否为控股 股东或第一 | | 本次解除 | 占其所 | 占公司 | 起始日 解除日 | | 质权人 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 大股东及其 一致行动人 | 持股数量 | 质押数量 （股） | 持股份 比例 | 总股本 比例 | | | | | 保信央地 | 是 | 45,695,259 | 6,580,000 | 14.40% | 1.30% | 2023- | 2023- | 浙江理想 ...

Financial Performance - The company's operating revenue for the reporting period reached ¥1,012,977,894.94, representing a 17.70% increase compared to ¥860,653,970.43 in the same period last year[23]. - The net profit attributable to shareholders decreased by 20.32% to ¥18,371,067.05 from ¥23,079,278.03 year-on-year[23]. - The net profit attributable to shareholders after deducting non-recurring gains and losses fell by 67.94% to ¥6,907,438.71 from ¥21,572,497.50 in the previous year[23]. - The total assets at the end of the reporting period amounted to ¥3,454,893,619.68, a 35.93% increase from ¥2,540,203,875.92 at the end of the previous year[23]. - The basic earnings per share decreased by 20.31% to ¥0.0365 from ¥0.0458 in the same period last year[23]. - The company reported a significant cash flow deficit from operating activities of ¥178,618,053.32, worsening from a deficit of ¥25,056,501.34 in the previous year, indicating a 612.86% decline[23]. - Operating costs increased to ¥905,575,020.15, a rise of 20.66% compared to the previous year, also attributed to the acquisition of New Asia Shanshan[69]. - Research and development expenses surged by 133.85% to ¥12,338,679.62, driven by the expanded consolidation scope following the acquisition[69]. - The company reported a net increase in cash and cash equivalents of -¥358,943,572.41, a drastic decline of 2,384.93% due to substantial cash outflows related to the acquisition[69]. Acquisitions and Business Expansion - The company completed the acquisition of Xin Ya Shanshan in February 2023, expanding its business into lithium-ion battery electrolyte manufacturing and related services[31]. - The company plans to leverage the acquisition to enhance its presence in the new energy sector, complementing its existing businesses[31]. - The company completed the acquisition of a 51% stake in New Asia Shanshan in February 2023, which has been integrated into the company's financial results[69]. - The company has acquired 49% equity of Zhejiang New Asia Zhongning New Energy Co., Ltd. from Shanghai Ruiqing for CNY 1, further consolidating its control[178]. - The acquisition of Xin Ya Shan Shan enhances the company's capabilities in lithium-ion battery electrolyte and other chemical new materials, creating synergies with existing electronic adhesive businesses[92]. Research and Development - The company is focusing on developing new products in the fields of RTV silicone rubber, acrylic adhesives, and epoxy adhesives for electronic applications[31]. - The company is focusing on technological innovation and product iteration to provide high-quality electrolyte solutions, with a professional management and technical team in place[39]. - Key R&D projects include low-volatility single-component thermal silicone rubber and high-power, high-density power supply solutions, enhancing product compatibility and performance[51]. - The company is developing new sodium-ion battery electrolytes to meet the demand for new energy storage solutions, targeting various battery formats[52]. - The company aims to increase market share for high-voltage ternary fast-charging electrolytes, with a focus on performance metrics such as high-temperature storage and energy density[51]. - The company focuses on the R&D of lithium-ion battery electrolytes and adhesives, emphasizing independent innovation and continuous investment in R&D[50]. Environmental and Social Responsibility - The report includes a section on environmental and social responsibility, highlighting the company's commitment to sustainable practices[5]. - The company strictly adheres to environmental protection laws and regulations, ensuring compliance in its production operations[114]. - All existing projects have obtained the necessary environmental permits and are compliant with national safety and environmental regulations[115]. - The company's wastewater discharge complies with the relevant standards, including the "DB12/356-2018 Comprehensive Wastewater Discharge Standard"[114]. - The company has implemented a quarterly monitoring system for water, air, and noise pollution, conducted by a third party, to ensure compliance with environmental standards[119]. - The company has developed emergency response plans for environmental incidents to ensure rapid and effective rescue operations[122]. - The company emphasizes sustainable development and has implemented measures to reduce carbon emissions, focusing on clean energy development[124]. Governance and Compliance - The company is committed to ensuring the accuracy and completeness of its financial reports, with all board members present for the review[5]. - The report emphasizes the importance of compliance with regulatory requirements set by the China Securities Regulatory Commission[5]. - The company has implemented a stock incentive plan, which includes a 2021 restricted stock incentive plan and a 2021 employee stock ownership plan to enhance long-term growth[106]. - The company has received administrative penalties from the China Securities Regulatory Commission regarding the non-operating fund occupation, and it is implementing corrective measures to improve governance and risk control[132]. - The company has established a dedicated internal risk control department to assess risks associated with related transactions and significant capital flows[142]. - The company has implemented strict approval processes for external fund payments, requiring signed contracts and approval signatures[147]. Market Trends and Industry Insights - In 2022, China's new energy vehicle sales reached 6.887 million units, with a penetration rate of 27.6% for passenger vehicles[33]. - In the first half of 2023, new energy vehicles achieved production and sales of 3.786 million and 3.747 million units, respectively, representing year-on-year growth of 42.4% and 44.1%[33]. - The global shipment of energy storage lithium batteries in 2022 was 159 GWh, a year-on-year increase of 140%[33]. - It is projected that by 2025, global energy storage battery shipments will exceed 500 GWh, corresponding to a demand for approximately 500,000 tons of electrolyte[33]. - By 2025, China's electrolyte demand is expected to exceed 2 million tons, indicating a significant growth trend in the industry[34]. - The adhesive industry is experiencing robust growth, driven by increasing demand across various sectors including 3C, photovoltaic power, energy storage, and new energy vehicles[36]. Shareholder and Stock Information - The company’s stock code is 002388, and it is listed on the Shenzhen Stock Exchange[18]. - The total number of ordinary shareholders at the end of the reporting period is 27,956[191]. - The largest shareholder, Quzhou Baoxin Central Enterprise Management Partnership, holds 9.00% of shares, totaling 45,695,259 shares[191]. - The company has not reported any recent share buyback activities or changes in shareholder structure[188]. - The company plans to lift the lock-up on Xu Qiyu's shares on August 15, 2023, allowing for potential trading[189]. Risks and Challenges - The company faces high customer concentration risk, which could adversely affect short-term operating performance if major clients reduce orders or sales[96]. - The company has a large amount of receivables due to revenue growth, posing a risk of uncollectible accounts in a declining economic environment[97]. - The company's gross margin is influenced by various factors, including industry conditions and raw material prices, and it aims to improve operational efficiency to mitigate risks[98]. - The company benefits from a 15% preferential tax rate as a high-tech enterprise, but future loss of this status could impact net profit[99]. - The company has a risk of unstable control due to a close voting power distribution among shareholders, prompting commitments to maintain control stability[100].