上市保荐书 保荐人（主承销商） （成都市青羊区东城根上街 95 号） 二〇二三年八月 深圳王子新材料股份有限公司 2023 年度向特定对象发行 A 股股票 上市保荐书 国金证券股份有限公司 关于深圳王子新材料股份有限公司 2023 年度向特定对象发行股票 之 声 明 本保荐人及保荐代表人根据《中华人民共和国公司法》《中华人民共和国证 券法》《上市公司证券发行注册管理办法》《证券发行上市保荐业务管理办法》等 有关法律、行政法规和中国证券监督管理委员会的规定，诚实守信，勤勉尽责， 严格按照依法制订的业务规则、行业执业规范和道德准则出具本上市保荐书，并 保证所出具文件的真实性、准确性和完整性。 3-3-1 | 声 | 明 1 | | --- | --- | | 目 | 录 2 | | 释 | 义 4 | | 第一节 | 发行人概况 5 | | | 一、发行人基本情况 5 | | | 二、发行人的主营业务 5 | | | 三、发行人主要经营和财务数据及指标 6 | | | 四、发行人存在的主要风险 8 | | 第二节 | 本次发行概况 14 | | | 一、发行股票的种类和面值 14 | | | 二、发行方式及发行时 ...

股票简称：王子新材 股票代码：002735 深圳王子新材料股份有限公司 与国金证券股份有限公司 关于深圳王子新材料股份有限公司 申请向特定对象发行股票的 审核问询函的回复 保荐人（主承销商） （注册地址：成都市青羊区东城根上街 95 号） 二〇二三年八月 深圳证券交易所： 根据贵所于 2023 年 6 月 12 日下发的《关于深圳王子新材料股份有限公司申 请向特定对象发行股票的审核问询函》（审核函〔2023〕120097 号，以下简称"审 核问询函"）的要求，深圳王子新材料股份有限公司（以下简称"发行人"、"申 请人"、"公司"或"王子新材"）已会同国金证券股份有限公司（以下简称"国 金证券"、"保荐机构"、"保荐人"）、北京市竞天公诚律师事务所（以下简 称"发行人律师"）、立信会计师事务所（特殊普通合伙）（以下简称"申报会 计师"）就审核问询函所提问题逐项进行了认真核查及分析说明，现回复内容如 下，请予审核： | 审核问询函所列问题 | 黑体（加粗） | | --- | --- | | 对审核问询函所列问题的回复 | 宋体 | | 涉及对募集说明书等申请文件的修改内容或补充披露 | 楷体（加粗） | 1-1 ...

关于《关于深圳王子新材料股份有限公 司申请向特定对象发行股票的审核问询 函》之回复 信会师报字[2023]第 ZA90679 号 立信会计师事务所（特殊普通合伙） 请保荐人核查并发表明确意见，请会计师核查（2）（3）（4）（5）（6） 并发表明确意见，请发行人律师核查（7）（8）并发表明确意见。 立信会计师事务所(特殊普通合伙) 关于《关于深圳王子新材料股份有限公司申请向特定对象发 行股票的审核问询函》之回复 信会师报字[2023]第 ZA90679 号 深圳证券交易所： 根据贵所 2023 年 6 月 12 日下发的《关于深圳王子新材料股份有限公司申请 向特定对象发行股票的审核问询函》（审核函〔2023〕120097 号）（以下简称"审 核问询函"）的要求，立信会计师事务所（特殊普通合伙）（以下简称"我们"）对 审核问询函所提出的问题进行了逐项落实，现将有关问题的核查情况说明如下： 本审核问询函回复中所用的术语、名称、简称，除特别注明外，与《深圳王 子新材料股份有限公司 2023 年度向特定对象发行股票募集说明书（申报稿）》中 的含义相同。本审核问询函回复中货币金额除特别说明外，均以万元为单位，若 出现总计 ...

股票代码：002735 股票简称：王子新材 公告编号：2023-069 深圳王子新材料股份有限公司 深圳王子新材料股份有限公司董事会 深圳王子新材料股份有限公司（以下简称"公司"）于2023年6月12日收到深圳 证券交易所（以下简称"深交所"）出具的《关于深圳王子新材料股份有限公司申 请向特定对象发行股票的审核问询函》（审核函【2023】120097号）（以下简称"审 核问询函"）。深交所发行上市审核机构对公司向特定对象发行股票的申请文件进 行了审核，并形成了审核问询问题。 公司收到上述审核问询函后，会同相关中介机构就该函所列问题进行了逐项说 明和回复，并对《募集说明书》等申请文件进行了补充和更新，公司及相关中介机 构根据相关法律法规要求对审核问询函相关问题的回复予以披露，具体内容详见 2023年7月1日公司在指定信息披露媒体发布的相关公告文件。 近日，公司及相关中介机构根据深交所发行上市审核机构的进一步审核意见对 审核问询函回复作进一步修订并更新募集说明书等申请文件，现予以公开披露，具 体内容详见公司同日在指定信息披露媒体上披露的相关文件。公司将按照要求通过 深交所发行上市审核业务系统报送相关文件。 公司本 ...

股票简称：王子新材 股票代码： 深圳王子新材料股份有限公司 （住所：深圳市龙华区龙华街道奋进路 4 号王子工业园） 2023 年度向特定对象发行股票 募集说明书 保荐人（主承销商） （注册地址：成都市青羊区东城根上街 95 号） 002735 （二次修订稿） 二〇二三年八月 深圳王子新材料股份有限公司 2023 年度向特定对象发行股票募集说明书 声 明 本公司全体董事、监事、高级管理人员承诺本募集说明书不存在任何虚假记 载、误导性陈述或重大遗漏，并保证所披露信息的真实、准确、完整。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证 本募集说明书中财务会计资料真实、完整。 证券监督管理机构及其他政府部门对本次发行所作的任何决定，均不表明其 对本公司所发行证券的价值或者投资人的收益做出实质性判断或者保证。任何与 之相反的声明均属虚假不实陈述。 根据《证券法》的规定，证券依法发行后，本公司经营与收益的变化，由本 公司自行负责，由此变化引致的投资风险，由投资者自行负责。 本公司特别提醒投资者注意下列重大事项或风险因素，并认真阅读本募集 说明书相关章节。 一、本次向特定对象发行股票情况 1、本次向特定 ...

中国北京市朝阳区建国路 77 号华贸中心 3 号写字楼 34 层 邮政编码 100025 电话: (86-10) 5809-1000 传真: (86-10) 5809-1100 北京市竞天公诚律师事务所 关于深圳王子新材料股份有限公司 向特定对象发行人民币普通股股票的 补充法律意见书（一） 北京市竞天公诚律师事务所 二〇二三年八月 中国北京市朝阳区建国路 77 号华贸中心 3 号写字楼 34 层 邮政编码 100025 电话: (86-10) 5809-1000 传真: (86-10) 5809-1100 本所已于 2023 年 5 月 24 日出具了《北京市竞天公诚律师事务所关于深圳王 子新材料股份有限公司向特定对象发行人民币普通股股票的法律意见书》（以下 简称"《法律意见书》"）、《北京市竞天公诚律师事务所关于深圳王子新材料股 份有限公司向特定对象发行人民币普通股股票的律师工作报告》（以下简称"《律 师工作报告》"）。2023 年 6 月 12 日，深圳证券交易所出具《关于深圳王子新材 料股份有限公司申请向特定对象发行股票的审核问询函（审核函〔2023〕120097 3-1 号）》（以下简称"《审核问询函 ...

国金证券股份有限公司 关于深圳王子新材料股份有限公司 2023 年度向特定对象发行股票 之 发行保荐书 保荐人（主承销商） （成都市青羊区东城根上街 95 号） 二〇二三年八月 深圳王子新材料股份有限公司 2023 年度向特定对象发行股票之发行保荐书 深圳王子新材料股份有限公司 2023 年度向特定对象发行股票之发行保荐书 声 明 本保荐人及保荐代表人根据《中华人民共和国公司法》《中华人民共和国证 券法》《上市公司证券发行注册管理办法》《证券发行上市保荐业务管理办法》等 有关法律、行政法规和中国证券监督管理委员会的规定，诚实守信，勤勉尽责， 严格按照依法制订的业务规则、行业执业规范和道德准则出具本发行保荐书，并 保证所出具文件的真实性、准确性和完整性。 3-1-1 | 声 | 明 1 | | --- | --- | | 目 | 录 2 | | 释 | 义 3 | | 第一节 | 本次证券发行基本情况 4 | | | 一、保荐机构项目人员情况 4 | | | 二、发行人基本情况 4 | | | 三、保荐机构及其关联方与发行人及其关联方之间的利害关系及主要业务往 | | | 来情况 5 | | | 四、保荐机构内 ...

国金证券股份有限公司 关于深圳王子新材料股份有限公司 2023 年度向特定对象发行股票 之 上市保荐书 保荐人（主承销商） （成都市青羊区东城根上街 95 号） 二〇二三年八月 深圳王子新材料股份有限公司 2023 年度向特定对象发行 A股股票 上市保荐书 声 明 本保荐人及保荐代表人根据《中华人民共和国公司法》《中华人民共和国证 券法》《上市公司证券发行注册管理办法》《证券发行上市保荐业务管理办法》等 有关法律、行政法规和中国证券监督管理委员会的规定，诚实守信，勤勉尽责， 严格按照依法制订的业务规则、行业执业规范和道德准则出具本上市保荐书，并 保证所出具文件的真实性、准确性和完整性。 3-3-1 | 声 | 明 1 | | --- | --- | | 目 | 录 2 | | 释 | 义 4 | | 第一节 | 发行人概况 5 | | | 一、发行人基本情况 5 | | | 二、发行人的主营业务 5 | | | 三、发行人主要经营和财务数据及指标 6 | | | 四、发行人存在的主要风险 8 | | 第二节 | 本次发行概况 14 | | | 一、发行股票的种类和面值 14 | | | 二、发行方式及发行时间 ...

Financial Performance - The company's revenue for Q1 2023 was CNY 359,430,442.30, representing a 1.20% increase compared to CNY 355,182,119.47 in the same period last year[4] - Net profit attributable to shareholders decreased by 97.42% to CNY 1,052,631.63 from CNY 40,755,806.32 year-on-year[4] - The weighted average return on equity dropped to 0.12% from 4.54% in the same period last year, reflecting a significant decline in profitability[4] - The company reported a 151.92% increase in net profit attributable to shareholders after deducting non-recurring gains and losses, reaching CNY 599,403.54 compared to a loss of CNY 1,154,404.22 in the previous year[4] - Net profit for the current period is CNY 606,917.01, a significant decline from CNY 38,461,023.48 in the previous period, indicating a drop of approximately 98.43%[20] - The total comprehensive income for the current period is CNY 566,333.52, a sharp decrease from CNY 38,073,491.84 in the previous period, indicating a decline of approximately 98.51%[20] - The report does not include any financial figures or percentage changes[23] Cash Flow and Assets - The net cash flow from operating activities was CNY 25,540,178.13, down 24.87% from CNY 33,994,336.45 in the previous year[4] - Cash flow from operating activities generated a net amount of CNY 25,540,178.13, down from CNY 33,994,336.45 in the previous period, reflecting a decrease of about 24.45%[22] - Cash flow from investing activities resulted in a net outflow of CNY 80,803,168.87, compared to a net outflow of CNY 75,376,393.39 previously, indicating an increase in investment expenditures[22] - Cash flow from financing activities yielded a net inflow of CNY 82,878,769.41, up from CNY 65,926,017.41, showing an increase of approximately 25.73%[22] - The total assets at the end of the reporting period were CNY 2,075,764,138.85, a decrease of 1.63% from CNY 2,110,057,485.53 at the end of the previous year[4] - Current assets totaled CNY 1,124,962,074.27, down from CNY 1,151,644,101.64 at the start of the year, reflecting a decrease of approximately 2.3%[16] - Cash and cash equivalents increased to CNY 159,629,154.27 from CNY 132,704,319.56, representing a growth of about 20.2%[16] - The cash and cash equivalents at the end of the period amounted to CNY 158,269,198.69, down from CNY 192,309,417.09, representing a decrease of about 17.68%[21] Equity and Liabilities - The total equity attributable to shareholders decreased by 2.31% to CNY 850,928,296.53 from CNY 871,089,940.54 at the end of the previous year[4] - The company's equity decreased to CNY 1,019,929,497.15 from CNY 1,114,449,068.20, a decline of about 8.5%[18] - Total liabilities reached CNY 1,055,834,641.70, up from CNY 995,608,417.33, indicating an increase of approximately 6.1%[17] - Short-term borrowings rose to CNY 241,231,947.23 from CNY 220,227,722.21, an increase of approximately 9.1%[17] Operational Performance - The company's R&D expenses increased by 61.75% to CNY 10,153,672.28, primarily due to the consolidation of Ningbo Xinrong Electric Technology Co., Ltd. and Chengdu Gaosi Intelligent Electronics Technology Co., Ltd.[7] - Operating profit improved to CNY 4,564,650.96 from a loss of CNY 3,704,065.48, marking a turnaround in operational performance[20] - The company did not provide any insights into operational performance[23] Shareholder Actions and Future Plans - The company plans to issue A-shares to specific investors as approved in board meetings held in February 2023[10] - The company is progressing with the issuance of A-shares to specific targets, with related matters being handled in an orderly manner[11] - The 2022 restricted stock incentive plan has been approved, with adjustments made to the incentive objects and grant quantities[12] - The company plans to hold the 2022 annual general meeting on April 27, 2023, to discuss the issuance of A-shares and other related matters[11] Report Details - The first quarter report of Shenzhen Prince New Materials Co., Ltd. is unaudited[23] - The report was released on April 14, 2023[23] - No specific financial performance metrics or user data were provided in the report[23] - Future outlook and performance guidance were not detailed in the report[23] - There was no mention of new product or technology development in the report[23] - Market expansion and acquisition strategies were not discussed in the report[23] - Other new strategies were not highlighted in the report[23] - The report lacks detailed commentary on market trends[23]

Financial Performance - The company's operating revenue for 2022 was CNY 1,750,690,506.19, representing a 0.90% increase compared to CNY 1,735,135,653.95 in 2021[21]. - The net profit attributable to shareholders for 2022 was CNY 70,374,407.84, a decrease of 16.65% from CNY 84,429,818.82 in 2021[21]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 41,264,308.88, down 48.04% from CNY 79,419,604.93 in the previous year[21]. - The net cash flow from operating activities increased by 29.93% to CNY 121,839,643.84 from CNY 93,773,663.33 in 2021[21]. - The total assets at the end of 2022 were CNY 2,110,057,485.53, an increase of 18.66% from CNY 1,778,166,067.43 at the end of 2021[21]. - The net assets attributable to shareholders at the end of 2022 were CNY 871,089,940.54, a slight decrease of 0.71% from CNY 877,328,128.05 in 2021[21]. - The basic earnings per share for 2022 were CNY 0.33, down 17.50% from CNY 0.40 in 2021[21]. - The weighted average return on equity for 2022 was 7.71%, a decrease of 2.75% from 10.46% in 2021[21]. Dividends and Shareholder Returns - The company plans to distribute a cash dividend of CNY 0.7 per 10 shares and a capital reserve increase of 4 shares for every 10 shares held[4]. - The total cash dividend amount (including other methods) was 14,848,538.60 CNY, which accounted for 100% of the distributable profit of 63,564,846.71 CNY[158]. - The company has a cash dividend policy that stipulates at least 20% of the distributable profits will be distributed in cash each year from 2020 to 2022, considering various factors such as industry characteristics and operational scale[152]. - The company did not propose a cash dividend distribution plan despite having a positive profit available for distribution to shareholders[154]. Market Position and Growth Opportunities - The electronic information manufacturing industry saw a year-on-year growth of 7.60% in 2022, indicating a stable market environment for the company's packaging business[30]. - The defense electronics sector is expected to see a significant increase in spending, with projections of reaching ¥251.3 billion by 2025, providing growth opportunities for the company[30]. - The thin film capacitor industry is expanding, driven by technological advancements and increasing demand in high-end markets such as automotive electronics[33]. - The company has established long-term partnerships with major manufacturers in the electronic products and home appliances sectors, enhancing its market position[31]. - The company has been recognized as one of the "Top 100 Enterprises in China's Packaging Industry" and "Top 30 Enterprises in China's Plastic Packaging Industry," reflecting its strong market presence[31]. Strategic Initiatives and Acquisitions - The company acquired 51% of Chongqing Fuyida Technology Co., Ltd. in July 2018, 85% of Dongguan Qunzhan Electronics Development Co., Ltd. in June 2019, and 51% of Zhongdian Huarui in December 2020, expanding its product range and market presence[41]. - The company aims to leverage synergies between different industries through acquisitions to create new growth engines for its main business[41]. - The company is expanding its production base in Thailand to better serve European and American markets, addressing uncertainties from international relations[56]. - The company acquired the remaining 49% stake in Zhongdian Huari, making it a wholly-owned subsidiary, to enhance its military business platform[56]. Operational Efficiency and Cost Management - The company is focusing on digital transformation and cost management to improve production efficiency and product quality[57]. - The company reported a decrease in operational costs by 5% due to improved supply chain management[122]. - The average price of raw material 1 decreased from 8,657.08 yuan in the first half to 7,929.66 yuan in the second half, while raw material 2 increased slightly from 9,190.00 yuan to 9,340.00 yuan[47]. - Energy procurement prices account for over 30% of total production costs, indicating a significant impact on overall expenses[47]. Research and Development - The company is actively investing in new product development, allocating 10% of its revenue towards R&D initiatives[125]. - Research and development expenses increased by 57.23% to ¥30,289,945.67, primarily due to the consolidation of Ningbo Xinyong[74]. - The company aims to enhance its technological capabilities through ongoing research and development initiatives[135]. Risk Management and Compliance - The company emphasizes the importance of risk awareness in its future development outlook, particularly regarding potential operational risks[4]. - The company recognizes risks from global economic fluctuations and intensified competition in its main business areas, including plastic packaging and film capacitors[102]. - The company has not reported any significant internal control deficiencies during the reporting period[173]. - The company has established a governance structure to protect shareholder rights, particularly for minority shareholders[183]. Employee and Governance Practices - The company has implemented a training plan for all employees, focusing on enhancing overall quality and management levels through both internal and external training programs[151]. - The total number of employees at the end of the reporting period was 2,512, with 1,767 in production, 199 in sales, 197 in technology, 82 in finance, and 267 in administration[148]. - The company has a complete and independent personnel management system, with all employees under contract and no shared personnel with controlling shareholders[114]. - The company has appointed new independent directors to strengthen its governance structure following the recent board changes[120]. Environmental and Social Responsibility - The company has committed to sustainable development, meeting national environmental standards and obtaining ISO 14001 certification[186]. - The company has implemented measures to reduce carbon emissions, including exploring new energy-saving processes and increasing green areas[181]. - The company reported no major environmental penalties during the reporting period, adhering to national environmental laws and regulations[180].