国金证券股份有限公司 关于深圳王子新材料股份有限公司 2023 年度向特定对象发行股票 之 上市保荐书 保荐人（主承销商） （成都市青羊区东城根上街 95 号） 二〇二三年八月 深圳王子新材料股份有限公司 2023 年度向特定对象发行 A股股票 上市保荐书 声 明 本保荐人及保荐代表人根据《中华人民共和国公司法》《中华人民共和国证 券法》《上市公司证券发行注册管理办法》《证券发行上市保荐业务管理办法》等 有关法律、行政法规和中国证券监督管理委员会的规定，诚实守信，勤勉尽责， 严格按照依法制订的业务规则、行业执业规范和道德准则出具本上市保荐书，并 保证所出具文件的真实性、准确性和完整性。 3-3-1 | 声 | 明 1 | | --- | --- | | 目 | 录 2 | | 释 | 义 4 | | 第一节 | 发行人概况 5 | | | 一、发行人基本情况 5 | | | 二、发行人的主营业务 5 | | | 三、发行人主要经营和财务数据及指标 6 | | | 四、发行人存在的主要风险 8 | | 第二节 | 本次发行概况 14 | | | 一、发行股票的种类和面值 14 | | | 二、发行方式及发行时间 ...

Financial Performance - The company's revenue for Q1 2023 was CNY 359,430,442.30, representing a 1.20% increase compared to CNY 355,182,119.47 in the same period last year[4] - Net profit attributable to shareholders decreased by 97.42% to CNY 1,052,631.63 from CNY 40,755,806.32 year-on-year[4] - The weighted average return on equity dropped to 0.12% from 4.54% in the same period last year, reflecting a significant decline in profitability[4] - The company reported a 151.92% increase in net profit attributable to shareholders after deducting non-recurring gains and losses, reaching CNY 599,403.54 compared to a loss of CNY 1,154,404.22 in the previous year[4] - Net profit for the current period is CNY 606,917.01, a significant decline from CNY 38,461,023.48 in the previous period, indicating a drop of approximately 98.43%[20] - The total comprehensive income for the current period is CNY 566,333.52, a sharp decrease from CNY 38,073,491.84 in the previous period, indicating a decline of approximately 98.51%[20] - The report does not include any financial figures or percentage changes[23] Cash Flow and Assets - The net cash flow from operating activities was CNY 25,540,178.13, down 24.87% from CNY 33,994,336.45 in the previous year[4] - Cash flow from operating activities generated a net amount of CNY 25,540,178.13, down from CNY 33,994,336.45 in the previous period, reflecting a decrease of about 24.45%[22] - Cash flow from investing activities resulted in a net outflow of CNY 80,803,168.87, compared to a net outflow of CNY 75,376,393.39 previously, indicating an increase in investment expenditures[22] - Cash flow from financing activities yielded a net inflow of CNY 82,878,769.41, up from CNY 65,926,017.41, showing an increase of approximately 25.73%[22] - The total assets at the end of the reporting period were CNY 2,075,764,138.85, a decrease of 1.63% from CNY 2,110,057,485.53 at the end of the previous year[4] - Current assets totaled CNY 1,124,962,074.27, down from CNY 1,151,644,101.64 at the start of the year, reflecting a decrease of approximately 2.3%[16] - Cash and cash equivalents increased to CNY 159,629,154.27 from CNY 132,704,319.56, representing a growth of about 20.2%[16] - The cash and cash equivalents at the end of the period amounted to CNY 158,269,198.69, down from CNY 192,309,417.09, representing a decrease of about 17.68%[21] Equity and Liabilities - The total equity attributable to shareholders decreased by 2.31% to CNY 850,928,296.53 from CNY 871,089,940.54 at the end of the previous year[4] - The company's equity decreased to CNY 1,019,929,497.15 from CNY 1,114,449,068.20, a decline of about 8.5%[18] - Total liabilities reached CNY 1,055,834,641.70, up from CNY 995,608,417.33, indicating an increase of approximately 6.1%[17] - Short-term borrowings rose to CNY 241,231,947.23 from CNY 220,227,722.21, an increase of approximately 9.1%[17] Operational Performance - The company's R&D expenses increased by 61.75% to CNY 10,153,672.28, primarily due to the consolidation of Ningbo Xinrong Electric Technology Co., Ltd. and Chengdu Gaosi Intelligent Electronics Technology Co., Ltd.[7] - Operating profit improved to CNY 4,564,650.96 from a loss of CNY 3,704,065.48, marking a turnaround in operational performance[20] - The company did not provide any insights into operational performance[23] Shareholder Actions and Future Plans - The company plans to issue A-shares to specific investors as approved in board meetings held in February 2023[10] - The company is progressing with the issuance of A-shares to specific targets, with related matters being handled in an orderly manner[11] - The 2022 restricted stock incentive plan has been approved, with adjustments made to the incentive objects and grant quantities[12] - The company plans to hold the 2022 annual general meeting on April 27, 2023, to discuss the issuance of A-shares and other related matters[11] Report Details - The first quarter report of Shenzhen Prince New Materials Co., Ltd. is unaudited[23] - The report was released on April 14, 2023[23] - No specific financial performance metrics or user data were provided in the report[23] - Future outlook and performance guidance were not detailed in the report[23] - There was no mention of new product or technology development in the report[23] - Market expansion and acquisition strategies were not discussed in the report[23] - Other new strategies were not highlighted in the report[23] - The report lacks detailed commentary on market trends[23]

Financial Performance - The company's operating revenue for 2022 was CNY 1,750,690,506.19, representing a 0.90% increase compared to CNY 1,735,135,653.95 in 2021[21]. - The net profit attributable to shareholders for 2022 was CNY 70,374,407.84, a decrease of 16.65% from CNY 84,429,818.82 in 2021[21]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 41,264,308.88, down 48.04% from CNY 79,419,604.93 in the previous year[21]. - The net cash flow from operating activities increased by 29.93% to CNY 121,839,643.84 from CNY 93,773,663.33 in 2021[21]. - The total assets at the end of 2022 were CNY 2,110,057,485.53, an increase of 18.66% from CNY 1,778,166,067.43 at the end of 2021[21]. - The net assets attributable to shareholders at the end of 2022 were CNY 871,089,940.54, a slight decrease of 0.71% from CNY 877,328,128.05 in 2021[21]. - The basic earnings per share for 2022 were CNY 0.33, down 17.50% from CNY 0.40 in 2021[21]. - The weighted average return on equity for 2022 was 7.71%, a decrease of 2.75% from 10.46% in 2021[21]. Dividends and Shareholder Returns - The company plans to distribute a cash dividend of CNY 0.7 per 10 shares and a capital reserve increase of 4 shares for every 10 shares held[4]. - The total cash dividend amount (including other methods) was 14,848,538.60 CNY, which accounted for 100% of the distributable profit of 63,564,846.71 CNY[158]. - The company has a cash dividend policy that stipulates at least 20% of the distributable profits will be distributed in cash each year from 2020 to 2022, considering various factors such as industry characteristics and operational scale[152]. - The company did not propose a cash dividend distribution plan despite having a positive profit available for distribution to shareholders[154]. Market Position and Growth Opportunities - The electronic information manufacturing industry saw a year-on-year growth of 7.60% in 2022, indicating a stable market environment for the company's packaging business[30]. - The defense electronics sector is expected to see a significant increase in spending, with projections of reaching ¥251.3 billion by 2025, providing growth opportunities for the company[30]. - The thin film capacitor industry is expanding, driven by technological advancements and increasing demand in high-end markets such as automotive electronics[33]. - The company has established long-term partnerships with major manufacturers in the electronic products and home appliances sectors, enhancing its market position[31]. - The company has been recognized as one of the "Top 100 Enterprises in China's Packaging Industry" and "Top 30 Enterprises in China's Plastic Packaging Industry," reflecting its strong market presence[31]. Strategic Initiatives and Acquisitions - The company acquired 51% of Chongqing Fuyida Technology Co., Ltd. in July 2018, 85% of Dongguan Qunzhan Electronics Development Co., Ltd. in June 2019, and 51% of Zhongdian Huarui in December 2020, expanding its product range and market presence[41]. - The company aims to leverage synergies between different industries through acquisitions to create new growth engines for its main business[41]. - The company is expanding its production base in Thailand to better serve European and American markets, addressing uncertainties from international relations[56]. - The company acquired the remaining 49% stake in Zhongdian Huari, making it a wholly-owned subsidiary, to enhance its military business platform[56]. Operational Efficiency and Cost Management - The company is focusing on digital transformation and cost management to improve production efficiency and product quality[57]. - The company reported a decrease in operational costs by 5% due to improved supply chain management[122]. - The average price of raw material 1 decreased from 8,657.08 yuan in the first half to 7,929.66 yuan in the second half, while raw material 2 increased slightly from 9,190.00 yuan to 9,340.00 yuan[47]. - Energy procurement prices account for over 30% of total production costs, indicating a significant impact on overall expenses[47]. Research and Development - The company is actively investing in new product development, allocating 10% of its revenue towards R&D initiatives[125]. - Research and development expenses increased by 57.23% to ¥30,289,945.67, primarily due to the consolidation of Ningbo Xinyong[74]. - The company aims to enhance its technological capabilities through ongoing research and development initiatives[135]. Risk Management and Compliance - The company emphasizes the importance of risk awareness in its future development outlook, particularly regarding potential operational risks[4]. - The company recognizes risks from global economic fluctuations and intensified competition in its main business areas, including plastic packaging and film capacitors[102]. - The company has not reported any significant internal control deficiencies during the reporting period[173]. - The company has established a governance structure to protect shareholder rights, particularly for minority shareholders[183]. Employee and Governance Practices - The company has implemented a training plan for all employees, focusing on enhancing overall quality and management levels through both internal and external training programs[151]. - The total number of employees at the end of the reporting period was 2,512, with 1,767 in production, 199 in sales, 197 in technology, 82 in finance, and 267 in administration[148]. - The company has a complete and independent personnel management system, with all employees under contract and no shared personnel with controlling shareholders[114]. - The company has appointed new independent directors to strengthen its governance structure following the recent board changes[120]. Environmental and Social Responsibility - The company has committed to sustainable development, meeting national environmental standards and obtaining ISO 14001 certification[186]. - The company has implemented measures to reduce carbon emissions, including exploring new energy-saving processes and increasing green areas[181]. - The company reported no major environmental penalties during the reporting period, adhering to national environmental laws and regulations[180].

深圳王子新材料股份有限公司 2022 年第三季度报告 股票代码：002735 股票简称：王子新材 公告编号：2022-081 深圳王子新材料股份有限公司 2022 年第三季度报告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 重要内容提示： 1.董事会、监事会及董事、监事、高级管理人员保证季度报告的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 2.公司负责人、主管会计工作负责人及会计机构负责人(会计主管人员)声明：保证季 度报告中财务信息的真实、准确、完整。 3.第三季度报告是否经过审计 □是 否 一、主要财务数据 （一）主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 □是 否 | | 本报告期 | 本报告期比上年同 | 年初至报告期末 | 年初至报告期末 | | --- | --- | --- | --- | --- | | | | 期增减 | | 比上年同期增减 | | 营业收入（元） | 406,863,764.27 | -3.90% | 1,235,449,459.64 | 3.48% | ...

第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容 的真实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担 个别和连带的法律责任。 公司负责人王进军、主管会计工作负责人屈乐明及会计机构负责人(会计 主管人员)渠晓芬声明：保证本半年度报告中财务报告的真实、准确、完整。 深圳王子新材料股份有限公司 2022 年半年度报告 敬请广大投资者注意投资风险，详细内容见本报告"第三节 管理层讨论 与分析"中"十、公司面临的风险和应对措施"。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 2/115 | 第一节 重要提示、目录和释义 | 2 | | --- | --- | | 第二节 公司简介和主要财务指标 | 6 | | 第三节 管理层讨论与分析 | 9 | | 第四节 公司治理 | 18 | | 第五节 环境和社会责任 | 19 | | 第六节 重要事项 | 22 | | 第七节 股份变动及股东情况 | 27 | | 第八节 优先股相关情况 | 30 | | 第九节 债券相关情况 | 31 | | 第十节 财务报告 | 32 | 备查文件目录 一、公司董事、 ...

深圳王子新材料股份有限公司 2021 年年度报告 2022 年 04 月 深圳王子新材料股份有限公司 2021 年年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连 带的法律责任。 公司负责人王进军、主管会计工作负责人屈乐明及会计机构负责人(会计主 管人员)渠晓芬声明：保证本年度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 本年度报告中有涉及公司经营和发展战略等未来计划的前瞻性陈述，该计 划不构成公司对投资者的实质承诺，请投资者注意投资风险。 敬请广大投资者注意投资风险，详细内容见本报告"第四节 管理层讨论与 分析"中"十一、公司未来发展的展望之(五)可能面对的风险"。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 2/176 | 第一节 重要提示、目录和释义 2 | | --- | | 第二节 公司简介和主要财务指标 6 | | 第三节 管理层讨论与分析 9 | | 第四节 公司治理 32 | | 第五节 环境和社会责任 53 | | 第 ...

深圳王子新材料股份有限公司 2022 年第一季度报告 股票代码：002735 股票简称：王子新材 公告编号：2022-039 深圳王子新材料股份有限公司 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 重要内容提示: 1、董事会、监事会及董事、监事、高级管理人员保证季度报告的真实、准确、完整，不 存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 2、公司负责人、主管会计工作负责人及会计机构负责人(会计主管人员)声明：保证季度 报告中财务信息的真实、准确、完整。 3、第一季度报告是否经过审计 □ 是 √ 否 2022 年第一季度报告 一、主要财务数据 (一)主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增减 | | --- | --- | --- | --- | | 营业收入（元） | 355,182,119.47 | 359,750,484.15 | -1.27% | | 归属于上市公司股东的净利润（元） | 40,755,806.32 | 12,754, ...

深圳王子新材料股份有限公司 2022 年第一季度报告 股票代码：002735 股票简称：王子新材 公告编号：2022-039 深圳王子新材料股份有限公司 2022 年第一季度报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 重要内容提示: 1、董事会、监事会及董事、监事、高级管理人员保证季度报告的真实、准确、完整，不 存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 2、公司负责人、主管会计工作负责人及会计机构负责人(会计主管人员)声明：保证季度 报告中财务信息的真实、准确、完整。 3、第一季度报告是否经过审计 □ 是 √ 否 一、主要财务数据 (一)主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 √ 适用 □ 不适用 单位：元 1/10 深圳王子新材料股份有限公司 2022 年第一季度报告 | 项目 | 本报告期金额 | 说明 | | --- | --- | --- | | 非流动资产处置损益（包括已计提资产减值准备的冲销部分） | -35,503.59 | | | 计入当期损益的政府补助（与公司正常经营业务密切相关，符 ...

Group 1: Event Details - Shenzhen Wangzi New Materials Co., Ltd. will participate in the "Communicating Value, Creating a Good Ecology" online collective reception day for investors on November 30, 2021, from 14:00 to 17:00 [1] - The event will be held on the online platform provided by Shenzhen Panorama Network Co., Ltd. [1] - Investors can log in to the "Panorama Roadshow" website or follow the WeChat public account "Panorama Finance" to participate [1] Group 2: Company Representatives - The company's Secretary of the Board, Bai Qiong, and Chief Financial Officer, Qu Lemin, will communicate with investors through online text exchanges [1] - The company assures that the information disclosed is true, accurate, and complete, with no false records or misleading statements [1]

Financial Performance - The company's revenue for Q3 2021 was ¥423,384,843.57, representing a 2.86% increase year-over-year, while the year-to-date revenue reached ¥1,193,917,542.30, up 19.26% compared to the same period last year[2] - Net profit attributable to shareholders for Q3 2021 was ¥15,667,640.95, a decrease of 24.52% year-over-year, with a year-to-date net profit of ¥48,394,414.26, an increase of 11.19%[2] - The basic earnings per share for Q3 2021 was ¥0.07, down 30.00% from the previous year, while the diluted earnings per share remained the same at ¥0.07[2] - Total operating revenue for Q3 2021 reached CNY 1,193,917,542.30, an increase of 19.3% compared to CNY 1,001,121,935.05 in the same period last year[16] - Operating costs for the same period were CNY 1,124,614,979.65, up 20.6% from CNY 932,861,392.21 year-on-year[16] - Net profit for Q3 2021 was CNY 48,708,108.17, a decrease of 5.5% from CNY 51,268,665.84 in Q3 2020[17] - The net profit attributable to shareholders of the parent company was CNY 48,394,414.26, an increase of 11.5% from CNY 43,523,692.48 in the previous year[17] - Basic and diluted earnings per share for Q3 2021 were both CNY 0.23, compared to CNY 0.21 in the same quarter last year[17] Cash Flow and Liquidity - The net cash flow from operating activities for the year-to-date period was ¥36,485,769.84, showing a decrease of 18.21% compared to the same period last year[2] - Cash generated from operating activities was CNY 1,123,241,636.38, an increase of 22.3% from CNY 918,818,279.30 in the previous year[18] - The company’s cash flow from operating activities indicates strong liquidity and operational efficiency improvements[18] - Operating cash inflow for Q3 2021 was CNY 1,175,794,827.14, an increase from CNY 958,446,731.83 in Q3 2020, reflecting a growth of approximately 22.7%[19] - Cash paid for operating activities totaled CNY 1,139,309,057.30, up from CNY 913,840,066.87 in Q3 2020, reflecting an increase of about 24.7%[19] - The net cash flow from operating activities was CNY 36,485,769.84, a decrease from CNY 44,606,664.96 in Q3 2020, indicating a decline of approximately 18.3%[19] Assets and Liabilities - The total assets at the end of Q3 2021 were ¥1,632,049,592.91, reflecting a 2.39% increase from the end of the previous year[2] - The company's equity attributable to shareholders increased to ¥821,032,528.04, a rise of 6.09% compared to the end of the previous year[2] - Total current assets as of September 30, 2021, amount to ¥987,554,084.72, a decrease from ¥1,006,810,621.20 at the end of 2020[12] - Total liabilities decreased to CNY 656,685,245.67 from CNY 679,092,589.39 year-on-year[16] - Total equity increased to CNY 975,364,347.24 from CNY 914,907,923.54 in the same period last year[16] - The total cash and cash equivalents at the end of Q3 2021 stood at CNY 123,343,892.69, down from CNY 191,900,042.20 at the end of Q3 2020, representing a decrease of approximately 35.6%[20] Investments and Financing - The net cash flow from investing activities was negative at -¥73,006,584.78, a 45.03% increase in outflow compared to the previous year, mainly due to long-term asset purchases[7] - The net cash flow from financing activities decreased by 63.34% to ¥36,633,323.16, primarily due to the absence of equity incentive payments received in the current period[7] - The company received CNY 5,025,040.00 from investments in subsidiaries during Q3 2021, compared to CNY 103,490,797.00 in the same quarter last year, indicating a significant drop in investment inflow[20] Shareholder Information - Total number of common stock shareholders at the end of the reporting period is 8,135[9] - The largest shareholder, Wang Jinjun, holds 35.89% of shares, totaling 76,625,409 shares, with 20,020,000 shares pledged[9] Company Strategy and Developments - The company is actively progressing with the acquisition of a 49% stake in Wuhan Zhongdian Huarui Technology Development Co., Ltd.[10] - The company plans to continue its restructuring efforts related to the acquisition and associated fundraising[10] Reporting and Audit - The third quarter report was not audited[25] - The report was released on October 28, 2021[25]