证券代码：002945 证券简称：华林证券 公告编号：2023-032 华林证券股份有限公司 关于控股股东部分股份质押的公告 本公司及公司全体董事会成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 一、股东股份质押基本情况 近日，华林证券股份有限公司（以下简称"公司"）接到控股股 东深圳市立业集团有限公司（以下简称"立业集团"）通知，获悉其 所持有本公司的部分股份办理了质押，具体事项如下： 注：本次立业集团质押股份未被用作重大资产重组、业绩补偿等 股 东 名 称 是否 为控 股股 东或 第一 大股 东及 其一 致行 动人 本次质押 数量（股） 占其 所持 股份 比例 占公 司总 股本 比例 是否为 限售股 （如是， 注明限 售类型） 是否 为补 充质 押 质押起始 日 质押到 期日 质权人 质 押 用 途 立业 集团 是 50,000,000 2.87% 1.85% 否 否 2023-8-30 至申请 解除质 押登记 为止 渤海银行 股份有限 公司深圳 分行 自身 经营 发展 合计 - 50,000,000 2.87% 1.85% - - - - - - 1．本次股东股份质押基本 ...

Financial Performance - Total operating revenue for the first half of 2023 was ¥469,738,000.19, a decrease of 30.47% compared to ¥675,636,722.46 in the same period last year[12]. - Net profit attributable to shareholders was ¥103,161,044.68, down 64.04% from ¥286,858,126.39 year-on-year[12]. - Net profit excluding extraordinary items was ¥82,461,518.96, a decline of 67.85% from ¥256,525,006.91 in the previous year[12]. - Basic earnings per share were ¥0.04, down 63.64% from ¥0.11 year-on-year[12]. - Total revenue for the reporting period was ¥414,143,569.09, a decrease of 40.61% compared to the same period last year[13]. - Net profit for the reporting period was ¥55,232,369.74, down 82.27% year-over-year[13]. - Basic and diluted earnings per share were both ¥0.02, reflecting an 83.33% decline from the previous year[13]. - The company reported a significant drop in operating profit from headquarters and subsidiaries, totaling 180,288,267.89 CNY, a decrease of 46.64%[45]. - The total comprehensive income for the first half of 2023 was CNY 295.18 million, a decrease of 4.5% from CNY 310.28 million in the previous year[132]. Cash Flow and Liquidity - Net cash flow from operating activities was ¥7,088,349,648.16, a decrease of 40.06% compared to ¥11,826,327,919.69 in the same period last year[12]. - The company reported a net cash flow from operating activities of ¥7,080,850,714.78, down 39.88% from the previous year[13]. - The total cash inflow from operating activities was ¥7,722,045,404.99, down 42.5% from ¥13,523,661,524.48 in the previous year[133]. - The net cash flow from investing activities was -¥5,384,514,268.78, an improvement from -¥11,472,417,750.87 in the first half of 2022[134]. - The cash inflow from financing activities was ¥920,470,000.00, significantly lower than ¥4,215,137,000.00 in the same period last year[134]. - The total cash and cash equivalents at the end of the period were ¥10,272,933,191.48, down from ¥11,262,169,633.37 at the end of the first half of 2022[133]. - The current liquidity ratio is 0.82, down 54.44% from 1.8 at the end of the previous year[121]. Assets and Liabilities - Total assets increased by 26.23% to ¥26,183,125,545.94 from ¥20,742,779,365.45 at the end of the previous year[12]. - Total liabilities rose by 36.44% to ¥19,612,654,349.49 from ¥14,375,020,304.52 at the end of the previous year[12]. - The company's total assets reached CNY 25,456,070,420.63, with shareholders' equity amounting to CNY 6.57 billion by the end of the reporting period[24]. - The total amount of repurchase financial assets increased significantly to CNY 7,480,302,195.99, representing 28.57% of total assets, up from 7.88% last year[49]. - The total liabilities have risen to CNY 19,349,575,948.75 from CNY 14,170,834,377.02, representing a growth of 36.5%[128]. Investment and Business Operations - The company is actively expanding its project pipeline in high-growth sectors, including advanced manufacturing and new energy, to leverage market opportunities[26]. - The company’s wealth management business saw a 12.91% year-on-year increase in the scale of financial products sold, with a significant growth in proprietary product sales[25]. - The asset management business generated revenue of CNY 25.76 million, reflecting a 52.84% year-on-year increase, with total managed assets reaching CNY 18.21 billion[29]. - The investment banking division successfully completed several key projects, including IPOs and refinancing, while also winning multiple industry awards[26]. - The company is focusing on a digital marketing transformation in its wealth management strategy, enhancing customer experience through technology[24]. Risk Management - The company established a comprehensive risk management system to address market, credit, liquidity, operational, compliance, and reputational risks[66]. - The company employs various measures to manage market risk, including strict investment decision-making processes and daily monitoring[67]. - Credit risk management includes a dual mechanism involving business and internal control departments, along with a credit rating system for counterparties[68]. - The company has implemented liquidity risk management measures to ensure sufficient funds for operational needs and timely debt repayment[69]. Shareholder and Corporate Governance - The company plans not to distribute cash dividends or issue bonus shares[3]. - The company held its annual general meeting on April 21, 2023, with a participation rate of 90.13%, approving multiple resolutions including the financial report and profit distribution plan[73]. - The company has committed to a comprehensive internal control system to mitigate operational risks through standardized business operations and contract management[71]. - The company actively promotes compliance culture and has implemented strict compliance reviews for new business and product proposals to mitigate compliance risks[72]. Community Engagement and Social Responsibility - The company reported a donation of 3 million yuan to establish a rural revitalization special fund, focusing on six key areas including governance, infrastructure, and education[76]. - In the first half of 2023, the company deepened its "one company, one county" assistance program, donating a total of 601,000 yuan to various projects aimed at revitalizing impoverished areas[77]. - The company initiated the "Cultural Revitalization Co-Creation Action" to empower local industries and promote intangible cultural heritage, enhancing local economic development[79]. Compliance and Regulatory Matters - The company has not faced any administrative penalties due to environmental issues, as it is classified as a financial entity not listed as a key pollutant by environmental authorities[75]. - The company has implemented corrective measures in response to regulatory feedback regarding internal controls and compliance[85]. - The company has not reported any significant non-standard audit opinions for the previous year[86]. Financial Reporting and Accounting Policies - The financial statements comply with the accounting standards set by the Ministry of Finance, ensuring transparency and accuracy in reporting[150]. - The company has not reported any changes in accounting policies or prior period error corrections[136]. - The company recognizes financial instruments when it becomes a party to the contract, and derecognition occurs under certain conditions[165].

华林证券股份有限公司 证券代码：002945 证券简称：华林证券 公告编号：2023-027 关于公司股票交易异常波动的公告 本公司及公司全体董事会成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 一、股票交易异常波动情况说明 华林证券股份有限公司（简称"本公司"或"公司"）股票 （证券简称：华林证券，证券代码：002945）连续两个交易日内 （2023 年 8 月 15 日、2023 年 8 月 16 日）日收盘价格涨幅偏离值累 计超过 20%，根据深圳证券交易所的有关规定，属于股票交易异常 波动情况。 二、对重要问题的关注、核实情况说明 针对公司股票交易异常波动，公司董事会对公司、控股股东及 实际控制人就相关事项进行了核查，相关情况说明如下： 1、公司前期所披露的信息，不存在需要更改、补充之处。 2、近期未见公共传媒报道可能或已经对公司股票交易价格产生 较大影响的未公开重大信息。 3、近期公司经营情况正常，内外部经营环境未发生重大变化。 4、公司、控股股东和实际控制人不存在关于公司的应披露而未 披露的重大事项，或处于筹划阶段的重大事项。 三、是否存在应披露而未披露信息的说明 ...

Financial Performance - Total operating revenue for Q1 2023 was ¥243,355,417.32, a decrease of 25.95% compared to ¥328,648,082.47 in the same period last year[3] - Net profit attributable to shareholders was ¥62,894,929.60, down 57.59% from ¥148,306,815.56 year-on-year[3] - The weighted average return on net assets decreased to 0.97%, down 1.37 percentage points from 2.34% in the same period last year[3] - The net income from brokerage business decreased by 22.50% to ¥105,592,125.26, influenced by reduced market trading activity[8] - Investment banking fees dropped by 79.40% to ¥10,899,836.55 due to the absence of large securities underwriting fees in the current period[8] - The net profit from investment decreased by 43.24% to ¥36,914,832.34, attributed to lower trading volumes in fixed income business[8] - Total operating expenses increased to CNY 179,544,762.15, up from CNY 161,002,400.92, marking a rise of about 11.5%[18] - Basic and diluted earnings per share decreased to CNY 0.0233 from CNY 0.0549, reflecting a decline of about 57.5% year-over-year[19] Assets and Liabilities - Total assets at the end of Q1 2023 reached ¥30,035,772,687.82, a significant increase of 44.80% from ¥20,742,779,365.45 at the end of the previous year[4] - The total assets as of March 31, 2023, amount to ¥30,035,772,687.82, an increase from ¥20,742,779,365.45 at the beginning of the year[14] - Total liabilities increased to CNY 23,500,939,726.36 from CNY 14,375,020,304.52, representing a growth of approximately 63.5%[18] - The total financial investments increased to ¥15,476,473,454.10 from ¥6,118,266,599.89[14] - The company has a total of ¥1,443,802,638.13 in settlement reserve funds, down from ¥1,717,083,532.55[14] Cash Flow - Net cash flow from operating activities increased by 20.48% to ¥10,290,639,611.39, compared to ¥8,541,174,605.95 in the previous year[3] - Cash inflow from investment activities totaled CNY 11,630,246.43, significantly down from CNY 107,323,469.05, a decrease of about 89.2%[21] - Net cash flow from financing activities was negative at CNY -567,561,352.20, compared to a positive CNY 1,102,533,283.75 in the previous year[21] - The ending balance of cash and cash equivalents was CNY 9,484,480,620.59, down from CNY 9,839,042,379.93, a decrease of approximately 3.6%[21] - The company reported a net increase in cash flow from operating activities, indicating strong operational performance despite lower earnings per share[19] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period is 53,691[10] - Shenzhen Liyue Group Co., Ltd. holds 64.46% of shares, totaling 1,740,397,076 shares, with 692,000,000 shares pledged[10] - Shenzhen Yijing Food and Beverage Co., Ltd. holds 17.96% of shares, totaling 484,789,089 shares, with 240,000,000 shares pledged[10] - The company has no preferred shareholders as of the reporting period[13] Other Income and Subsidies - The company received government subsidies amounting to ¥1,323,109.46, mainly from local government support funds[5] - The company reported a significant increase in other income to CNY 1,323,109.46 from CNY 991,345.96, reflecting a growth of approximately 33.5%[18] - Other comprehensive income after tax for the parent company was CNY 104,178,970.93, compared to a loss of CNY 14,122,680.13 in the same period last year[18] Audit and Reporting - The report for the first quarter of 2023 was not audited, which may affect the reliability of the financial data presented[22]

证券代码：002945 证券简称：华林证券 华林证券股份有限公司投资者关系活动记录表 编号：2023-002 | --- | --- | --- | |------------------------|----------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- ...

证券代码：002945 证券简称：华林证券 华林证券股份有限公司投资者关系活动记录表 编号：2023-001 | --- | --- | --- | --- | --- | |--------------------------|----------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------- ...

Financial Performance - The total registered capital of ChinaLin Securities Co. was RMB 2,700,000,000 as of December 31, 2022[5]. - The net capital of the company reached RMB 4,139,150,523.11 as of December 31, 2022[5]. - The company reported a net profit attributable to shareholders of RMB 464,671,259.42 for the year 2022, with a basic earnings per share of RMB 0.17[171]. - The total distributable profit for 2022, after deducting statutory reserves, was RMB 364,801,903.61, with a cash dividend distribution of RMB 140,400,000.00, representing 30.21% of the net profit[171]. - The company plans to distribute cash dividends at a minimum of 30% of the distributable profit each year, with higher percentages based on the company's development stage and capital expenditure needs[163]. - The company reported a significant increase in revenue, achieving a total of 1.2 billion RMB for the fiscal year, representing a 15% year-over-year growth[128]. - User data showed a 20% increase in active accounts, reaching 5 million users by the end of the year[128]. - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 10% to 12%[128]. - The total revenue for 2022 was CNY 1,397,680,838.67, a slight increase of 0.17% compared to CNY 1,395,355,967.10 in 2021[31]. - The company's total assets at the end of 2022 were CNY 20,742,779,365.45, reflecting a 0.48% increase from CNY 20,644,120,722.96 at the end of 2021[32]. Business Operations and Strategy - The company operates in a highly cyclical securities industry, with performance significantly influenced by market trends and macroeconomic factors[1]. - The company has expanded its business scope to include private equity and wealth management services[12]. - The company is committed to risk management and compliance, ensuring a robust governance structure in line with regulatory requirements[17]. - The company plans to enhance its digital technology investments and develop a financial technology ecosystem to improve wealth management services[95]. - The company aims to build a comprehensive service system centered on wealth management, integrating investment banking and asset management[95]. - The company is exploring potential mergers and acquisitions to strengthen its competitive position in the market[128]. - The company aims to improve operational efficiency, targeting a 5% reduction in costs through process optimization[128]. - The company has established a dual credit risk management mechanism to identify and assess credit risks, focusing on credit ratings and contract management[104]. Risk Management - The company faces various risks including market risk, credit risk, operational risk, liquidity risk, and reputational risk[1]. - The management emphasizes the importance of monitoring investment risks due to the cyclical nature of the securities market[1]. - The company has implemented a comprehensive liquidity risk management and reporting mechanism for real-time monitoring of asset allocation and fund utilization[105]. - The company has established a comprehensive risk management system covering market, operational, credit, liquidity, and reputational risks[184]. - The company has implemented various control measures for market, credit, operational, and liquidity risks, including investment scale control and customer credit assessments[187]. Corporate Governance - The company’s financial report has been confirmed by the board and management as accurate and complete[1]. - The governance structure of the company is compliant with relevant laws and regulations, ensuring effective operation of the board and committees[112]. - The company operates independently from its controlling shareholders, maintaining a complete business system and independent operational capabilities[113]. - The company has established a dedicated financial accounting department to maintain financial independence[116]. - The company has a structured governance framework with a board of directors, supervisory board, and general meeting of shareholders[117]. - The company has established a comprehensive internal control system to ensure compliance with laws and regulations, asset security, and the integrity of financial reporting[173]. Market Expansion - The company continues to expand its network of securities business departments to enhance market reach[24]. - The strategic distribution of branches aims to improve customer accessibility and service delivery[24]. - The company is focused on increasing its footprint in key urban areas to capture more market share[24]. - The company plans to explore a "finance + rural revitalization" model, providing digital solutions for rural governance and financial services[100]. Technology and Innovation - The company has developed eight major technology business tribes, including wealth management and fixed income, to drive digital transformation and innovation[17]. - The company is focused on enhancing its technological capabilities to better serve its clients and improve service delivery[17]. - The company is developing an AI-based investment analysis tool, expected to launch in 2023[130]. - The company’s technology investment reached 460 million yuan in 2022, an increase of 32.64% year-on-year[45]. Employee Management - The total pre-tax remuneration for directors, supervisors, and senior management in 2022 amounted to CNY 1,918.43 million[133]. - The company has established a multi-level welfare system for employees, focusing on performance-based compensation and career advancement[152]. - The company implemented a new online learning system in 2022 to enhance employee training and engagement[153]. - The average number of employees during the reporting period was 1,257[151]. Future Outlook - The company anticipates an overall recovery in the Chinese economy in 2023, with expected growth in A-share revenue and profit rates[94]. - The company plans to enhance its risk management framework to address market, credit, liquidity, operational, compliance, and reputational risks[102]. - The company aims to strengthen its self-operated investment capabilities in FICC and bonds, optimizing its app to enhance online trading capabilities and profitability[96].

Financial Performance - The company reported a total registered capital of RMB 2,700,000,000 as of December 31, 2022[12]. - The net capital of the company reached RMB 4,139,150,523.11 by the end of 2022[12]. - Total operating revenue for 2022 was CNY 1,397,680,838.67, a slight increase of 0.17% compared to CNY 1,395,355,967.10 in 2021[41]. - Net profit attributable to shareholders decreased by 3.94% to CNY 464,671,259.42 in 2022 from CNY 483,726,211.70 in 2021[41]. - The net profit after deducting non-recurring gains and losses was CNY 430,841,364.59, down 2.46% from CNY 441,694,563.58 in the previous year[41]. - The company's total assets at the end of 2022 were CNY 20,742,779,365.45, reflecting a 0.48% increase from CNY 20,644,120,722.96 at the end of 2021[41]. - The total liabilities decreased slightly by 0.04% to CNY 14,375,020,304.52 from CNY 14,380,397,501.79 in 2021[41]. - Basic earnings per share for 2022 were CNY 0.17, a decrease of 5.56% compared to CNY 0.18 in 2021[41]. - The weighted average return on equity was 7.39%, down 0.54 percentage points from 7.93% in 2021[41]. - The company reported a significant decrease in other comprehensive income, with a net amount of negative CNY 214,800,818.18 in 2022 compared to a positive CNY 5,190,914.94 in 2021, marking a decline of 4,238.01%[41]. Risk Management - The company faces various risks including market risk, credit risk, operational risk, liquidity risk, and reputational risk[3]. - The company is committed to risk prevention and compliance through its functional control line, which includes eight departments dedicated to various support functions[29]. - The company has established a comprehensive risk management system to effectively prevent liquidity risks through various measures[113]. - The company will enhance its risk management framework to address market, credit, liquidity, operational, compliance, and reputational risks[149]. - The company has established a dual credit risk management mechanism to identify and assess credit risks, focusing on credit ratings and contract management[151]. - The liquidity risk management measures include the establishment of an investment decision committee to ensure sufficient liquidity for operations and timely identification of liquidity risks[152]. Corporate Governance - All directors attended the board meeting to review the annual report, ensuring accountability for the report's accuracy[2]. - The company has a structured governance framework, including a board of directors and supervisory board, ensuring operational independence from shareholders[165]. - The governance structure includes a clear delineation of responsibilities among the shareholders' meeting, board of directors, and supervisory board, ensuring effective operation[160]. - The company maintains independence in operations, assets, personnel, and finances, adhering to legal regulations and its articles of association[161]. - The company has established an independent financial accounting system and operates separate bank accounts, with no mixed taxation situations with shareholders[164]. - The company has a dedicated human resources management department, ensuring that senior management does not hold positions in related enterprises outside of their roles in the company[163]. - The company held its annual shareholder meeting on April 22, 2022, with a participation rate of 90.20%, approving multiple key reports and proposals[167]. - The first extraordinary shareholder meeting of 2022 took place on May 16, 2022, with a participation rate of 90.12%, addressing several governance and management proposals[167]. Strategic Development - The company aims to enhance its market presence and operational capabilities through strategic expansion and technological innovation[29]. - The company plans to focus on market expansion and new product development strategies in the upcoming fiscal year[97]. - The strategic focus for 2023 includes building a comprehensive service system centered on wealth management, integrating investment banking, proprietary trading, and asset management[137]. - The company will focus on wealth management, enhancing fintech collaboration with leading internet companies, and investing in the Dolphin Wealth App to build an intelligent advisory system and a comprehensive marketing system[138]. - The company is considering strategic acquisitions to enhance its service offerings, with a budget of 300 million RMB for potential deals[7]. - Future strategies include diversifying product lines to mitigate market risks and enhance revenue streams[10]. Technology and Innovation - The company is investing in new technology development, allocating 100 million RMB towards R&D initiatives[5]. - The company aims to transform into a technology-driven financial firm, focusing on digital transformation across all business areas[55]. - The company acquired Beijing Wenxing Online Technology Co., Ltd. and the Dolphin Stock App, establishing a technology-focused subsidiary to build a future-oriented fintech ecosystem[62]. - The Dolphin Wealth App was upgraded from the Dolphin Stock App, with 10 versions released in 2022, focusing on long-term product refinement and customer experience optimization[62]. - The company is focused on enhancing its user data analytics capabilities to improve service offerings and customer engagement[35]. Market Expansion - The company is expanding its market presence through the establishment of multiple branches in key cities such as Beijing, Shenzhen, and Guangzhou[35]. - Market expansion plans include entering two new regions, which are projected to increase market share by 5%[6]. - The company plans to establish a subsidiary specializing in information technology as part of its strategic expansion[197]. - The company approved the establishment of a Hong Kong subsidiary to enhance its market presence[198]. Financial Investments - The company invested ¥4.60 billion in information technology during the reporting period, representing a year-on-year increase of 32.64%[61]. - The company reported a significant increase in investment income, rising by 288.09% from 45,974,579.29 to 178,423,950.31, attributed to a focus on fixed-income investments[109]. - The company’s alternative investment subsidiary, Huayin Innovation, had an investment scale of CNY 1.257 billion, holding stakes in 12 companies and 1 industry fund[79]. - The company’s private equity subsidiary, Huayin Capital, managed a total of 4 funds with an investment scale of CNY 224 million[80]. Human Resources and Management - The total remuneration for the chairman, Lin Li, is 614,400 CNY, while the CEO, Zhao Weixing, received 7,213,200 CNY[195]. - The company has a performance-based salary system for senior management, with the performance salary being determined based on various assessment criteria[193]. - The company has implemented a deferred payment system for performance salaries, which will be issued after the completion of the assessment work[193]. - The company reported a significant turnover in senior management, with multiple executives resigning for personal reasons, including the Chief Risk Officer and Compliance Director on June 7 and June 8, 2022, respectively[171]. - The company appointed new executives, including Guan Xiaobin as Chief Risk Officer and Peng Xiaojia as Compliance Director on June 8, 2022[172].

证券代码：002945 证券简称：华林证券 公告编号：2023-006 （问题征集专题页面二维码） 关于举行 2022 年年度报告网上业绩说明会的公告 特此公告。 本公司及公司全体董事会成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 华林证券股份有限公司（以下简称公司）2022 年年度报告拟于 2023 年 3 月 31 日披露，为便于投资者进一步了解公司 2022 年度经 营情况，公司拟定于 2023 年 3 月 31 日（星期五）11:30-12:30 在全景 网举办 2022 年年度报告网上业绩说明会。本次说明会将采用网络远 程的方式举行，投资者可登录"全景•路演天下"（https://ir.p5w.net/） 参与。 公司出席本次说明会的人员有：公司首席执行官赵卫星先生、独 立董事贺强先生、财务总监关晓斌先生、董事会秘书谢颖明女士。 投资者可于 2023 年 3 月 31 日（星期五）9:00 前将关心的问题通 过电子邮件的形式发送至公司投资者关系邮箱：IR@chinalin.com，或 者通过扫描以下二维码提交相关问题。 欢迎广大投资者积极参与。 投资者问题征集二维码 ...

Financial Performance - In the first half of 2022, Huayin Securities achieved total revenue of 676 million CNY and a net profit of 287 million CNY, with a return on equity (ROE) of 4.51%, ranking among the top in the industry [2] - The wealth management business grew steadily, with its revenue share increasing from 49% to 65%, and online wealth management revenue reaching 169 million CNY, a year-on-year increase of 36% [2] - The company's investment banking revenue decreased compared to the same period last year, primarily due to project cycle impacts, with 4 IPO projects approved and a 100% approval rate for new three-board projects [2] Business Strategy and Development - The company plans to upgrade the Dolphin Stock App to Dolphin Wealth App to enhance user experience and meet comprehensive wealth management needs [3] - In the first half of 2022, Huayin Securities merged 11 branch offices, currently operating 36 branches, to optimize operational efficiency and enhance service quality [3] - The company invested 131 million CNY in information technology, more than doubling year-on-year, focusing on the Dolphin Stock App and IT personnel compensation [3] Market Response and Future Plans - The company aims to accelerate online wealth management layout and expand online customer acquisition to improve profitability [4] - The Dolphin Stock App's marketing strategy will focus on self-media platforms, with plans for further upgrades and new features to enhance competitiveness [4] - Huayin Securities is committed to a light capital operation strategy while continuing to leverage traditional stronghold businesses like proprietary investment and investment banking [4]