证券代码：002945 证券简称：华林证券 公告编号：2025-048 华林证券股份有限公司 关于变更会计师事务所的公告 本公司及公司全体董事会成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 特别提示： 1、拟聘请的会计师事务所：天健会计师事务所（特殊普通合伙） （简称"天健"）；原聘请的会计师事务所：信永中和会计师事务所（特 殊普通合伙）（简称"信永中和"）。 2、变更会计师事务所的原因：华林证券股份有限公司（简称"公 司"）综合考虑业务发展、审计需求等情况，根据《国有企业、上市 公司选聘会计师事务所管理办法》（财会〔2023〕4 号）相关规定， 采用邀请招标方式公开选聘会计师事务所。根据选聘结果，公司拟聘 请天健担任公司 2025 年度财务报告审计机构和内部控制审计机构， 期限为 1 年。 3、原聘请的会计师事务所的异议情况：公司已就拟变更会计师 事务所与信永中和进行了充分沟通，其对变更事项无异议。 4、公司董事会审计与关联交易委员会、董事会等对本次拟变更 会计师事务所事项无异议。 5、本次变更会计师事务所事项尚需提交公司 2025 年第二次临时 股东会审议。 公司于 20 ...

华林证券股份有限公司 关于召开2025年第二次临时股东会的通知 本公司及公司全体董事会成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 华林证券股份有限公司（以下简称"公司"）根据第四届董事会第四 次会议决议，决定召开公司 2025 年第二次临时股东会（以下简称"本次 会议"），现将本次会议有关事项通知如下： 一、召开会议的基本情况 （一）股东会届次：2025 年第二次临时股东会 （二）召集人：公司董事会 证券代码：002945 证券简称：华林证券 公告编号：2025-049 （三）会议召开的合法、合规性：本次会议的召集、召开符合《中 华人民共和国公司法》《深圳证券交易所股票上市规则》《深圳证券交 易所上市公司自律监管指引第 1 号——主板上市公司规范运作》等法律、 行政法规、部门规章、规范性文件及《公司章程》的有关规定。 （四）会议时间 1、现场会议时间：2025年11月17日（周一）14:30 2、网络投票时间：通过深圳证券交易所系统进行网络投票的具体时 间为2025年11月17日9:15-9:25，9:30-11:30，13:00-15:00；通过深圳证券 交易所互联网投票 ...

证券代码：002945 证券简称：华林证券 公告编号：2025-046 华林证券股份有限公司 第四届董事会第四次会议决议公告 本公司及公司全体董事会成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 华林证券股份有限公司（简称"公司"）第四届董事会第四次会 议于 2025 年 10 月 24 日发出书面会议通知，并于 2025 年 10 月 30 日 完成通讯表决形成会议决议。本次会议应参加表决董事 5 人，实际参 加表决董事 5 人。会议的召开符合《公司法》和《公司章程》等相关 规定。 一、本次会议审议情况 本次会议审议并通过了如下议案： （一）《公司 2025 年第三季度报告》 表决情况：同意 5 票，反对 0 票，弃权 0 票。本议案获得通过。 《2025 年第三季度报告》同日刊登于《中国证券报》《上海证 券报》《证券时报》《证券日报》及巨潮资讯网（www.cninfo.com.cn）。 本议案已经公司董事会审计与关联交易委员会审议通过。 （二）《关于变更会计师事务所的议案》 公司综合考虑业务发展、审计需求等情况，根据《国有企业、上 市公司选聘会计师事务所管理办法》（财会〔2 ...

Core Viewpoint - Huayin Securities reported a decline in third-quarter revenue and net profit, indicating potential challenges in the current market environment [1] Financial Performance Summary - In Q3, the company achieved operating revenue of 365 million yuan, a year-on-year decrease of 8.40% [1] - The net profit attributable to shareholders for Q3 was 104 million yuan, down 41.95% year-on-year [1] - For the first three quarters, the company recorded operating revenue of 1.2 billion yuan, reflecting a year-on-year growth of 18.08% [1] - The net profit attributable to shareholders for the first three quarters was 440 million yuan, showing a year-on-year increase of 45.66% [1]

Financial Performance - Total operating revenue for Q3 2025 was CNY 364,805,606.46, a decrease of 8.40% compared to the same period last year[3] - Net profit attributable to shareholders was CNY 103,804,169.73, down 41.95% year-on-year[3] - Basic earnings per share decreased by 42.86% to CNY 0.04[3] - Net profit increased by 45.66% year-on-year, reaching CNY 440,063,414.79, driven by a significant rise in brokerage business revenue and a decrease in non-operating expenses[9] - Net profit for the current period was ¥440,063,414.79, compared to ¥302,108,094.87 in the previous period, indicating an increase of approximately 46%[18] - Basic earnings per share improved to ¥0.16 from ¥0.11, representing a growth of about 45%[18] - The company reported a total comprehensive income of ¥645,818,242.27, significantly higher than ¥284,728,471.81 from the previous period, marking an increase of approximately 127%[18] Revenue Sources - Net income from commission and fees reached CNY 634,825,296.88, a 75.40% increase year-on-year, driven by a significant rise in brokerage business[8] - Net commission and fee income significantly increased to ¥634,825,296.88, compared to ¥361,933,161.34, marking a growth of about 75%[17] - Investment income was CNY 229,599,583.06, down 40.24% due to adjustments in investment strategy and changes in equity investment scale[8] Assets and Liabilities - Total assets increased by 25.14% to CNY 30,616,026,782.78 compared to the end of the previous year[3] - Total assets at the end of the period amounted to ¥30,616,026,782.78, up from ¥24,464,465,071.71, representing a growth of approximately 25%[16] - Total liabilities increased to ¥23,417,825,902.18 from ¥17,804,077,096.68, reflecting a rise of about 32%[16] - Total assets (on and off-balance sheet) reached CNY 16,927,868,730.31, compared to CNY 14,362,399,907.15 in the previous period[10] Cash Flow - Cash flow from operating activities for the year-to-date was CNY 4,959,999,250.22, a decrease of 22.86%[3] - Operating cash flow decreased by 22.86% year-on-year to CNY 4,959,999,250.22, primarily due to a decline in net inflow from borrowed funds and increased net outflow from lent funds[9] - Net cash flow from operating activities was $4,959,999,250.22, a decrease of 22.9% compared to $6,429,922,770.60 in the previous period[21] - Total cash inflow from investment activities was $1,079,333,971.62, significantly higher than $242,854,486.47 in the prior period[21] - Net cash flow from investment activities was -$2,611,853,671.54, an improvement from -$3,742,951,522.20 in the previous period[21] - Cash inflow from financing activities totaled $1,245,040,000.00, down from $2,143,281,000.00 in the prior period[21] - Total cash outflow from operating activities was $2,215,245,961.88, an increase from $1,477,177,378.94 in the previous period[21] Government Support and Investments - The company received government subsidies totaling CNY 2,681,395.53 during the quarter, primarily from local government support[5] - The company reported a significant increase in other debt investments by 181.18% to CNY 5,687,066,307.22, reflecting growth in fixed-income business investments[8] - The company’s investment activities generated a cash outflow of CNY -2,611,853,671.54, reflecting an increase in cash received from investment recoveries[9] Financial Ratios - The weighted average return on equity decreased by 1.30 percentage points to 1.45%[3] - Risk coverage ratio stood at 261.40%, well above the regulatory benchmark of 100%[10] - The company’s liquidity coverage ratio improved to 268.64%, exceeding the minimum requirement of 100%[10] - The company’s capital leverage ratio was reported at 30.76%, above the regulatory minimum of 8%[10] Shareholder Information - The top shareholder, Shenzhen Liyue Group Co., Ltd., holds 64.46% of the shares, with 458,300,000 shares pledged[11] Future Outlook - Cash flow from operating activities is expected to remain strong, supporting future growth initiatives[19] - The company plans to continue expanding its market presence and investing in new technologies to enhance its competitive edge[19]

每经头条（nbdtoutiao）——A股突破4000点！十年沉寂终迎爆发，科技主线重塑市场，"慢牛"新格局开 启！ （记者 曾健辉） 2025年1至6月份，华林证券的营业收入构成为：财富管理占比60.28%，证券自营业务占比26.39%，其 他业务占比11.54%，投资银行业务占比0.98%，资产管理业务占比0.81%。 截至发稿，华林证券市值为458亿元。 每经AI快讯，华林证券（SZ 002945，收盘价：16.98元）10月29日晚间发布公告称，截至本公告日，立 业集团累计质押股数约为5.5亿股，占其所持股份比例为31.62%。 ...

华林证券股份有限公司 证券代码：002945 证券简称：华林证券 公告编号：2025-045 公司股东上述质押行为不存在平仓风险或被强制过户风险。公司 将持续关注其质押变动情况及风险，并及时履行信息披露义务，敬请 投资者注意风险。 二、备查文件 1．股份质押登记证明； 2．中国证券登记结算有限责任公司股份冻结明细。 关于控股股东部分股份质押的公告 本公司及公司全体董事会成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 一、股东股份质押基本情况 近日，华林证券股份有限公司（以下简称"公司"）接到控股股 东深圳市立业集团有限公司（以下简称"立业集团"）通知，获悉其 所持有本公司的部分股份办理了质押，具体事项如下： 股 东 名 称 是否为 控股股 东或第 一大股 东及其 一致行 动人 本次质押数 量（股） 占其 所持 股份 比例 占公 司总 股本 比例 是否为 限售股 （如 是，注 明限售 类型） 是否 为补 充质 押 质押起始 日 质押到 期日 质权人 质 押 用 途 立业 集团 是 22,000,000 1.26% 0.81% 否 否 2025-10-28 至申请 解除质 押登记 ...

Core Points - The Tibet Securities Regulatory Bureau has issued a warning letter to Hualin Securities due to several compliance issues [1][2] - The identified problems include inadequate execution of personnel recruitment and salary management authorization systems, improper payment of employee severance by Hualin Securities on behalf of Shenzhen Liyue Group, and involvement of Liyue Group staff in company operations [1][2] Summary by Categories - **Compliance Issues** - Hualin Securities failed to properly implement its personnel recruitment and salary management authorization systems [1][2] - The company made severance payments for individual employees on behalf of Shenzhen Liyue Group, which is against regulations [1][2] - Staff from Liyue Group participated in the operational activities of Hualin Securities, violating internal control guidelines [1][2] - **Regulatory Actions** - The Tibet Securities Regulatory Bureau decided to issue a warning letter as a supervisory measure, which will be recorded in the securities and futures market integrity archive [1][2] - Hualin Securities is required to submit a written rectification report within 30 days of receiving the decision [2] - The company has the right to appeal the supervisory measures within 60 days or file a lawsuit within six months [2][3]

登录新浪财经APP 搜索【信披】查看更多考评等级 炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ 【文/羽扇观金工作室】 近日，根据西藏证监局近日披露对华林证券的最新警示函，直指三大核心问题：一是人员招聘、薪酬管理授权体系执行不到位；二是代深圳市立业集团有限 公司支付个别员工离职补偿金等情况；三是立业集团个别工作人员参与公司经营活动。 这份罚单背后，折射出控股股东与上市券商之间界限模糊、公司治理失范的深层次矛盾。2024年，仅西藏证监局就给华林证券开出了3张"罚单"，从业绩预 告信息披露不当，到风控指标填报不准确、董事长被公开谴责，再到2025年4月因投行项目尽职调查不充分被监管谈话，监管处罚的频率与力度均在上升。 更值得关注的是，立业集团持有华林证券64.46%的股份，为直接控制公司的法人，而林立既担任立业集团董事长，又兼任华林证券董事长，双重身份下的 利益纠葛让公司治理问题愈发凸显。 自2019年以来，华林证券更换了6任首席执行官，最长任职时间为两年，最短任职时间仅为6个月左右，人事频繁变动背后的管理混乱可见一斑。 尽管2024年华林证券实现营业收入14.35亿元，同比增长41. ...

Core Viewpoint - The Tibet Securities Regulatory Bureau has issued administrative regulatory measures against Hualin Securities due to multiple compliance issues, including inadequate execution of personnel recruitment and compensation management, improper payment of severance to certain employees of Shenzhen Liyue Group, and involvement of Liyue Group staff in company operations [2] Group 1: Regulatory Issues - Hualin Securities has been found to violate several regulations, including the "Internal Control Guidelines for Securities Companies," "Corporate Governance Standards for Listed Companies," and "Compliance Management Measures for Securities Companies and Securities Investment Fund Management Companies" [2] - The Tibet Securities Regulatory Bureau has decided to issue a warning letter to Hualin Securities, which will be recorded in the integrity file of the securities and futures market [2] Group 2: Shareholding Structure - Liyue Group is the largest shareholder of Hualin Securities, holding a 64.46% stake [4] - The actual controller of Liyue Group is Lin Li, who holds a 99.9% share [5] Group 3: Previous Regulatory Actions - Hualin Securities has been previously named in regulatory actions, including a warning from the Shanghai Securities Regulatory Bureau in September for non-compliance in employee conduct, specifically regarding unauthorized client solicitation activities [7]