公司应当真实、准确、完整地披露募集资金的实际使用情况，并在年度审计的同 时聘请会计师事务所对募集资金存放与使用情况进行鉴证。出现严重影响募集资金投 资计划正常进行的情形时，应当及时公告。 第四条 募集资金投资项目通过公司的子公司或者公司控制的其他企业实施的， 公司应当确保该子公司或者控制的其他企业遵守本办法规定。 华林证券股份有限公司 募集资金管理办法 （2025 年 10 月） 第一章 总则 第一条 为规范华林证券股份有限公司（以下简称"公司"）募集资金的存放、使 用和管理，保证募集资金的安全，提高募集资金使用效益，最大限度地保障投资者的 合法权益，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人 民共和国证券法》（以下简称"《证券法》"）、《上市公司监管指引第 2 号——上 市公司募集资金管理和使用的监管要求》《深圳证券交易所股票上市规则》（以下简 称"《上市规则》"）、《深圳证券交易所上市公司自律监管指引第 1 号——主板上 市公司规范运作》（以下简称"《规范运作》"）等法律、法规、规范性文件及《公 司章程》的规定，并结合公司实际情况，特制定本办法。 第二条 本办法第一章至第五章所称募集 ...

华林证券股份有限公司 信息披露事务管理制度 （2025 年 10 月） 第一章 总则 第一条 为加强对华林证券股份有限公司（以下简称"公司"）信息披露工作的 管理，进一步规范公司的信息披露行为，维护公司、投资者及其他利益相关者的合法 权益，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共 和国证券法》（以下简称"《证券法》"）、《上市公司信息披露管理办法》、《上 市公司信息披露暂缓与豁免管理规定》、《上市公司治理准则》、《深圳证券交易所 股票上市规则》（以下简称"《股票上市规则》"）、《深圳证券交易所上市公司自 律监管指引第 1 号——主板上市公司规范运作》（以下简称"《规范运作》"）等法 律、法规以及《华林证券股份有限公司章程》（以下简称"《公司章程》"）的有关 规定，并结合公司的实际情况，特制定本制度。 第二条 公司严格按照法律、法规和公司章程的规定，真实、准确、完整、及时 地披露信息，保证没有虚假记载、误导性陈述或者重大遗漏。公司同时向所有投资者 公开披露信息。 第三条 公司根据《公司法》《证券法》《上市公司信息披露管理办法》《股票 上市规则》以及深圳证券交易所(以下简称"交易所") ...

证券代码：002945 证券简称：华林证券 公告编号：2025-048 华林证券股份有限公司 关于变更会计师事务所的公告 本公司及公司全体董事会成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 特别提示： 1、拟聘请的会计师事务所：天健会计师事务所（特殊普通合伙） （简称"天健"）；原聘请的会计师事务所：信永中和会计师事务所（特 殊普通合伙）（简称"信永中和"）。 2、变更会计师事务所的原因：华林证券股份有限公司（简称"公 司"）综合考虑业务发展、审计需求等情况，根据《国有企业、上市 公司选聘会计师事务所管理办法》（财会〔2023〕4 号）相关规定， 采用邀请招标方式公开选聘会计师事务所。根据选聘结果，公司拟聘 请天健担任公司 2025 年度财务报告审计机构和内部控制审计机构， 期限为 1 年。 3、原聘请的会计师事务所的异议情况：公司已就拟变更会计师 事务所与信永中和进行了充分沟通，其对变更事项无异议。 4、公司董事会审计与关联交易委员会、董事会等对本次拟变更 会计师事务所事项无异议。 5、本次变更会计师事务所事项尚需提交公司 2025 年第二次临时 股东会审议。 公司于 20 ...

华林证券股份有限公司 关于召开2025年第二次临时股东会的通知 本公司及公司全体董事会成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 华林证券股份有限公司（以下简称"公司"）根据第四届董事会第四 次会议决议，决定召开公司 2025 年第二次临时股东会（以下简称"本次 会议"），现将本次会议有关事项通知如下： 一、召开会议的基本情况 （一）股东会届次：2025 年第二次临时股东会 （二）召集人：公司董事会 证券代码：002945 证券简称：华林证券 公告编号：2025-049 （三）会议召开的合法、合规性：本次会议的召集、召开符合《中 华人民共和国公司法》《深圳证券交易所股票上市规则》《深圳证券交 易所上市公司自律监管指引第 1 号——主板上市公司规范运作》等法律、 行政法规、部门规章、规范性文件及《公司章程》的有关规定。 （四）会议时间 1、现场会议时间：2025年11月17日（周一）14:30 2、网络投票时间：通过深圳证券交易所系统进行网络投票的具体时 间为2025年11月17日9:15-9:25，9:30-11:30，13:00-15:00；通过深圳证券 交易所互联网投票 ...

证券代码：002945 证券简称：华林证券 公告编号：2025-046 华林证券股份有限公司 第四届董事会第四次会议决议公告 本公司及公司全体董事会成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 华林证券股份有限公司（简称"公司"）第四届董事会第四次会 议于 2025 年 10 月 24 日发出书面会议通知，并于 2025 年 10 月 30 日 完成通讯表决形成会议决议。本次会议应参加表决董事 5 人，实际参 加表决董事 5 人。会议的召开符合《公司法》和《公司章程》等相关 规定。 一、本次会议审议情况 本次会议审议并通过了如下议案： （一）《公司 2025 年第三季度报告》 表决情况：同意 5 票，反对 0 票，弃权 0 票。本议案获得通过。 《2025 年第三季度报告》同日刊登于《中国证券报》《上海证 券报》《证券时报》《证券日报》及巨潮资讯网（www.cninfo.com.cn）。 本议案已经公司董事会审计与关联交易委员会审议通过。 （二）《关于变更会计师事务所的议案》 公司综合考虑业务发展、审计需求等情况，根据《国有企业、上 市公司选聘会计师事务所管理办法》（财会〔2 ...

Core Viewpoint - Huayin Securities reported a decline in third-quarter revenue and net profit, indicating potential challenges in the current market environment [1] Financial Performance Summary - In Q3, the company achieved operating revenue of 365 million yuan, a year-on-year decrease of 8.40% [1] - The net profit attributable to shareholders for Q3 was 104 million yuan, down 41.95% year-on-year [1] - For the first three quarters, the company recorded operating revenue of 1.2 billion yuan, reflecting a year-on-year growth of 18.08% [1] - The net profit attributable to shareholders for the first three quarters was 440 million yuan, showing a year-on-year increase of 45.66% [1]

Financial Performance - Total operating revenue for Q3 2025 was CNY 364,805,606.46, a decrease of 8.40% compared to the same period last year[3] - Net profit attributable to shareholders was CNY 103,804,169.73, down 41.95% year-on-year[3] - Basic earnings per share decreased by 42.86% to CNY 0.04[3] - Net profit increased by 45.66% year-on-year, reaching CNY 440,063,414.79, driven by a significant rise in brokerage business revenue and a decrease in non-operating expenses[9] - Net profit for the current period was ¥440,063,414.79, compared to ¥302,108,094.87 in the previous period, indicating an increase of approximately 46%[18] - Basic earnings per share improved to ¥0.16 from ¥0.11, representing a growth of about 45%[18] - The company reported a total comprehensive income of ¥645,818,242.27, significantly higher than ¥284,728,471.81 from the previous period, marking an increase of approximately 127%[18] Revenue Sources - Net income from commission and fees reached CNY 634,825,296.88, a 75.40% increase year-on-year, driven by a significant rise in brokerage business[8] - Net commission and fee income significantly increased to ¥634,825,296.88, compared to ¥361,933,161.34, marking a growth of about 75%[17] - Investment income was CNY 229,599,583.06, down 40.24% due to adjustments in investment strategy and changes in equity investment scale[8] Assets and Liabilities - Total assets increased by 25.14% to CNY 30,616,026,782.78 compared to the end of the previous year[3] - Total assets at the end of the period amounted to ¥30,616,026,782.78, up from ¥24,464,465,071.71, representing a growth of approximately 25%[16] - Total liabilities increased to ¥23,417,825,902.18 from ¥17,804,077,096.68, reflecting a rise of about 32%[16] - Total assets (on and off-balance sheet) reached CNY 16,927,868,730.31, compared to CNY 14,362,399,907.15 in the previous period[10] Cash Flow - Cash flow from operating activities for the year-to-date was CNY 4,959,999,250.22, a decrease of 22.86%[3] - Operating cash flow decreased by 22.86% year-on-year to CNY 4,959,999,250.22, primarily due to a decline in net inflow from borrowed funds and increased net outflow from lent funds[9] - Net cash flow from operating activities was $4,959,999,250.22, a decrease of 22.9% compared to $6,429,922,770.60 in the previous period[21] - Total cash inflow from investment activities was $1,079,333,971.62, significantly higher than $242,854,486.47 in the prior period[21] - Net cash flow from investment activities was -$2,611,853,671.54, an improvement from -$3,742,951,522.20 in the previous period[21] - Cash inflow from financing activities totaled $1,245,040,000.00, down from $2,143,281,000.00 in the prior period[21] - Total cash outflow from operating activities was $2,215,245,961.88, an increase from $1,477,177,378.94 in the previous period[21] Government Support and Investments - The company received government subsidies totaling CNY 2,681,395.53 during the quarter, primarily from local government support[5] - The company reported a significant increase in other debt investments by 181.18% to CNY 5,687,066,307.22, reflecting growth in fixed-income business investments[8] - The company’s investment activities generated a cash outflow of CNY -2,611,853,671.54, reflecting an increase in cash received from investment recoveries[9] Financial Ratios - The weighted average return on equity decreased by 1.30 percentage points to 1.45%[3] - Risk coverage ratio stood at 261.40%, well above the regulatory benchmark of 100%[10] - The company’s liquidity coverage ratio improved to 268.64%, exceeding the minimum requirement of 100%[10] - The company’s capital leverage ratio was reported at 30.76%, above the regulatory minimum of 8%[10] Shareholder Information - The top shareholder, Shenzhen Liyue Group Co., Ltd., holds 64.46% of the shares, with 458,300,000 shares pledged[11] Future Outlook - Cash flow from operating activities is expected to remain strong, supporting future growth initiatives[19] - The company plans to continue expanding its market presence and investing in new technologies to enhance its competitive edge[19]

Company Overview - Hualin Securities announced that as of the date of the announcement, Liyue Group has pledged approximately 550 million shares, accounting for 31.62% of its total holdings [1] Financial Performance - For the first half of 2025, Hualin Securities' revenue composition is as follows: Wealth management accounts for 60.28%, proprietary trading for 26.39%, other businesses for 11.54%, investment banking for 0.98%, and asset management for 0.81% [1] - As of the report, Hualin Securities has a market capitalization of 45.8 billion yuan [1] Market Context - The A-share market has surpassed 4000 points, marking a significant resurgence after a decade of stagnation, with technology as the main driver reshaping the market and initiating a "slow bull" new pattern [1]

华林证券股份有限公司 证券代码：002945 证券简称：华林证券 公告编号：2025-045 公司股东上述质押行为不存在平仓风险或被强制过户风险。公司 将持续关注其质押变动情况及风险，并及时履行信息披露义务，敬请 投资者注意风险。 二、备查文件 1．股份质押登记证明； 2．中国证券登记结算有限责任公司股份冻结明细。 关于控股股东部分股份质押的公告 本公司及公司全体董事会成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 一、股东股份质押基本情况 近日，华林证券股份有限公司（以下简称"公司"）接到控股股 东深圳市立业集团有限公司（以下简称"立业集团"）通知，获悉其 所持有本公司的部分股份办理了质押，具体事项如下： 股 东 名 称 是否为 控股股 东或第 一大股 东及其 一致行 动人 本次质押数 量（股） 占其 所持 股份 比例 占公 司总 股本 比例 是否为 限售股 （如 是，注 明限售 类型） 是否 为补 充质 押 质押起始 日 质押到 期日 质权人 质 押 用 途 立业 集团 是 22,000,000 1.26% 0.81% 否 否 2025-10-28 至申请 解除质 押登记 ...

Core Points - The Tibet Securities Regulatory Bureau has issued a warning letter to Hualin Securities due to several compliance issues [1][2] - The identified problems include inadequate execution of personnel recruitment and salary management authorization systems, improper payment of employee severance by Hualin Securities on behalf of Shenzhen Liyue Group, and involvement of Liyue Group staff in company operations [1][2] Summary by Categories - **Compliance Issues** - Hualin Securities failed to properly implement its personnel recruitment and salary management authorization systems [1][2] - The company made severance payments for individual employees on behalf of Shenzhen Liyue Group, which is against regulations [1][2] - Staff from Liyue Group participated in the operational activities of Hualin Securities, violating internal control guidelines [1][2] - **Regulatory Actions** - The Tibet Securities Regulatory Bureau decided to issue a warning letter as a supervisory measure, which will be recorded in the securities and futures market integrity archive [1][2] - Hualin Securities is required to submit a written rectification report within 30 days of receiving the decision [2] - The company has the right to appeal the supervisory measures within 60 days or file a lawsuit within six months [2][3]