安信证券股份有限公司 关于湖南宇新能源科技股份有限公司 2022 年度向特定对象发行 A 股股票 之 上市保荐书 保荐机构（主承销商） 二〇二三年八月 3-3-3 深圳证券交易所： 安信证券股份有限公司（以下简称"安信证券"、"保荐机构"、"本保荐机构"） 接受湖南宇新能源科技股份有限公司（以下简称"宇新股份"、"发行人"、"公司"） 的委托，就其 2022 年度向特定对象发行 A 股股票事项（以下简称"本次发行"） 出具本上市保荐书。 安信证券及其保荐代表人根据《中华人民共和国公司法》（以下简称"《公司 法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、《上市公司证券发行 注册管理办法》（以下简称"《再融资注册办法》"）等法律法规和中国证监会、深 圳证券交易所的有关规定，诚实守信、勤勉尽责，严格按照依法制定的业务规则 和行业自律规范出具上市保荐书，并保证所出具文件真实、准确、完整。 本上市保荐书如无特别说明，相关用语具有与《湖南宇新能源科技股份有限 公司 2022 年度向特定对象发行 A 股股票募集说明书》中相同的含义。 3-3-1 | 一、发行人基本情况 4 | | --- | | （一）发行 ...

证券代码：002986 证券简称：宇新股份 湖南宇新能源科技股份有限公司 （住所：长沙市雨花区迎新路 868 号德思勤城市广场第 A-2 地块第 7 栋 16 层） 2022 年度向特定对象发行 A 股股票 募集说明书 （注册稿） 保荐机构（主承销商） 湖南宇新能源科技股份有限公司 2022 年度向特定对象发行 A 股股票募集说明书 1-1-1 二〇二三年八月 湖南宇新能源科技股份有限公司 2022 年度向特定对象发行 A 股股票募集说明书 发行人声明 本公司及董事会全体成员保证本募集说明书内容真实、准确、完整，并确认 不存在虚假记载、误导性陈述或重大遗漏。 本募集说明书按照《中华人民共和国证券法》《上市公司证券发行注册管理 办法》《公开发行证券的公司信息披露内容与格式准则第 61 号——上市公司向 特定对象发行证券募集说明书和发行情况报告书》等要求编制。 本次向特定对象发行股票完成后，上市公司经营与收益的变化，由上市公司 自行负责；因本次向特定对象发行股票引致的投资风险，由投资者自行负责。 本募集说明书是公司董事会对本次向特定对象发行股票的说明，任何与之相 反的声明均属不实陈述。 本募集说明书所述事项并不代 ...

证券代码：002986 证券简称：宇新股份 公告编号：2023-101 湖南宇新能源科技股份有限公司 2023 年第五次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或者重大遗漏。 特别提示： 1、本次股东大会无增加、变更、否决议案的情况； 2、本次会议无变更前次股东大会决议的情况。 一、 会议召开和出席情况 （一）会议召开情况 1、会议召开时间 现场会议时间：2023 年 8 月 24 日 14:30 网络投票时间：通过深圳证券交易所交易系统进行网络投票的具体时间为： 2023 年 8 月 24 日上午 9:15-9:25，9:30-11:30，下午 13:00-15:00；通过深圳证券 交易所互联网投票系统投票的具体时间为：2023 年 8 月 24 日 9:15-15:00 任意时 间。 2、会议召开地点：广东省惠州市大亚湾区石化大道中 426 号中海油大厦 9 楼 920 会议室 本次会议采取现场投票与网络投票相结合的方式进行表决，审议通过了以下 议案： 3、会议召开方式：现场投票与网络投票相结合的方式。 4、会议召集人：公司董事会 5、会议 ...

北京市朝阳区建外大街丁 12 号英皇集团中心 8、9、11 层 8/9/11/F, Emperor Group Centre, No.12D, Jianwai Avenue, Chaoyang District, Beijing, 100022, P.R.China 电话/Tel.:010-50867666 传真/Fax:010-56916450 网址/Website:www.kangdalawyers.com 北京 西安 深圳 海口 上海 广州 杭州 沈阳 南京 天津 菏泽 成都 苏州 呼和浩特 香港 武汉 郑州 长沙 厦门 重庆 合肥 宁波 济南 北京市康达律师事务所 关于湖南宇新能源科技股份有限公司 2023 年第五次临时股东大会的法律意见书 康达股会字[2023]第 0537 号 致：湖南宇新能源科技股份有限公司 北京市康达律师事务所（以下简称"本所"）接受湖南宇新能源科技股份有 限公司（以下简称"公司"）的委托，指派本所律师参加公司 2023 年第五次临 时股东大会（以下简称"本次会议"）。 本所律师根据《中华人民共和国公司法》（以下简称"《公司法》"）《中 华人民共和国证券法》（以下简称"《证券法 ...

证券代码：002986 证券简称：宇新股份 公告编号：2023-100 湖南宇新能源科技股份有限公司 关于向控股子公司提供财务资助暨关联交易的补充公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或者重大遗漏。 湖南宇新能源科技股份有限公司（以下简称 "公司"）于 2023 年 8 月 4 日 召开的第三届董事会第二十二次会议，审议通过了《关于向控股子公司提供财务 资助暨关联交易的议案》，并于2023年8月8日在巨潮资讯网（www.cninfo.com.cn） 披露了《关于向控股子公司提供财务资助暨关联交易的公告》。根据深圳证券交 易所的相关规定及要求，公司需补充披露相关内容，具体事项如下：（补充内容 以加粗楷体显示） 一、财务资助暨关联交易概述 公司已于 8 月 4 日召开第三届董事会第二十二次会议审议通过《关于向控股 子公司提供财务资助暨关联交易的议案》，关联董事胡先君、湛明回避表决，尚 需提交公司股东大会审议且关联股东应当回避表决。 二、被资助对象基本情况 1、公司名称：惠州博科环保新材料有限公司 2、注册地址：广东省惠州市惠东县白花镇联丰村、谟岭村地段、秧脚埔地 ...

Financial Performance - The company's operating revenue for the reporting period was ¥2,956,027,659.96, a decrease of 0.52% compared to the same period last year [23]. - The net profit attributable to shareholders of the listed company was ¥217,382,965.25, an increase of 3.54% year-on-year [23]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥213,329,420.80, reflecting a 2.37% increase compared to the previous year [23]. - The net cash flow from operating activities was ¥150,006,985.11, representing a significant increase of 55.95% year-on-year [23]. - The basic earnings per share were ¥0.97, up 2.11% from ¥0.95 in the same period last year [23]. - The diluted earnings per share were ¥0.96, an increase of 1.05% compared to the previous year [23]. - The weighted average return on net assets was 8.47%, down 1.35% from 9.82% in the previous year [23]. - Total assets at the end of the reporting period were ¥4,460,626,161.79, an increase of 16.20% from the end of the previous year [23]. - The net assets attributable to shareholders of the listed company were ¥2,566,092,796.46, reflecting a growth of 4.72% compared to the previous year [23]. Operational Developments - The company’s annual production capacity for biodegradable plastic PBAT is 60,000 tons, with qualified products produced in May 2023 [33]. - The company’s MTBE production capacity ranks first in South China, with a market share exceeding 20% [35]. - The company is constructing a 120,000-ton/year 1,4-butanediol project, expanding its new materials business [36]. - The company’s acetone hydrogenation to isopropanol production facility has an annual capacity of 50,000 tons, making it the largest in South China [35]. - The company’s annual production capacity for ketone is 100,000 tons, with a co-production of 130,000 tons of ethyl acetate, currently the only ketone producer in South China [36]. Environmental Compliance - The company holds valid pollution discharge permits for its subsidiaries, with the latest permits obtained in 2023, ensuring compliance with environmental regulations [84]. - The company reported a total emission of 0.039 tons of ammonia nitrogen, which is below the standard limit of 50 mg/L [86]. - The company achieved a nitrogen oxide emission level of 1.4004 mg/m³, adhering to the emission standard of 100 mg/m³ [86]. - The company maintained a volatile organic compound emission level of 70.5069 mg/m³, compliant with the standard of 120 mg/m³ [86]. - The company’s particulate matter emissions were recorded at 5 mg/m³, meeting the GB 13223-2011 standard [86]. - The company’s sulfur dioxide emissions were reported at 35 mg/m³, in line with the required emission standards [86]. - The company’s total water pollution discharge was 0.96 tons, which is within the acceptable limits [86]. - The company has implemented measures to ensure that all emissions are below the regulatory thresholds set by GB 31570-2015 and GB 31571-2015 [86]. - The company’s industrial pollution emissions are continuously monitored to ensure compliance with environmental standards [86]. - The company is focused on reducing its overall environmental footprint through improved emission control technologies [86]. Research and Development - Research and development investment increased by 24.45% to approximately CNY 120.87 million, driven by the expansion of R&D projects and personnel [48]. - The company has obtained 48 patents, including 25 invention patents, reflecting its strong emphasis on technological innovation [42]. - The company is actively developing new products in the synthetic resin category, aiming for a 10% increase in production capacity [88]. - Research and development expenses increased to CNY 79,066,488.48 in the first half of 2023, up from CNY 65,148,707.11 in the first half of 2022, representing a growth of 21.3% [162]. Market Strategy - The company plans to focus on product modification and the development of new biodegradable plastic products to reduce plastic pollution [33]. - The company is exploring potential mergers and acquisitions to strengthen its position in the new materials market [88]. - The company is expanding its market presence in Southeast Asia, targeting a 30% market share by the end of 2024 [109]. - The company plans to launch two new products in Q3 2023, aiming to capture an additional 5% market share in the renewable energy sector [177]. Financial Management - The company reported a total investment of 35.49 million in derivative products by the end of the reporting period, with a 1.29% increase compared to the previous period [64]. - The company has initiated multiple construction projects, leading to a 23.30% increase in cash outflow from investment activities, totaling approximately CNY 643.05 million [48]. - The company has a total guarantee amount of 136,524.08 for the reporting period, which includes guarantees for subsidiaries [126]. - The company has a guarantee limit of 220,000 for subsidiaries, with an actual guarantee balance of 64,708.14 [125]. Social Responsibility - The company donated a total of 150,000 yuan to local schools for educational improvement and 8,000 yuan to the Red Cross for rural revitalization efforts [100]. - The company was awarded the "Outstanding Contribution Award" for rural revitalization by the Huizhou Federation of Industry and Commerce in April 2023 [100]. - The company is actively participating in social responsibility initiatives, including educational support and rural revitalization projects [100].

Revenue and Profit - Revenue for Q1 2023 reached ¥1,479,179,856.68, an increase of 9.94% compared to ¥1,345,386,256.68 in the same period last year[5] - Net profit attributable to shareholders was ¥107,112,702.91, up 35.29% from ¥79,169,997.36 year-on-year[5] - Basic earnings per share increased to ¥0.4822, reflecting a growth of 35.30% from ¥0.3564 in the same quarter last year[5] - Total operating revenue for Q1 2023 reached CNY 1,479,179,856.68, an increase of 9.9% compared to CNY 1,345,386,256.68 in Q1 2022[22] - Net profit attributable to the parent company was CNY 107,112,702.91, up 35.3% from CNY 79,169,997.36 in the same period last year[23] - Operating profit for Q1 2023 was CNY 128,172,419.54, compared to CNY 98,660,023.73 in Q1 2022, reflecting a significant increase of 29.9%[22] - The total comprehensive income for Q1 2023 was CNY 102,483,089.36, compared to CNY 87,262,541.31 in Q1 2022, representing a growth of 17.4%[23] Assets and Liabilities - Total assets as of March 31, 2023, were ¥3,988,690,932.62, a 3.91% increase from ¥3,838,765,478.12 at the end of the previous year[5] - Total liabilities rose to CNY 1,325,032,264.70, an increase of 2.7% from CNY 1,290,051,627.70 in Q1 2022[21] - Total current assets slightly decreased to ¥1,031,544,790.84 from ¥1,032,599,015.33, reflecting a marginal decline of about 0.1%[19] - Non-current assets include fixed assets valued at ¥1,241,532,050.60, down from ¥1,272,429,531.71, a decrease of approximately 2.4%[19] - Total equity attributable to shareholders reached CNY 2,568,952,658.35, up from CNY 2,450,348,028.20, indicating a growth of 4.8%[21] Cash Flow - Net cash flow from operating activities decreased significantly by 89.04%, totaling ¥10,026,258.86 compared to ¥91,501,438.71 in the previous year[5] - Operating cash inflow for the current period was CNY 1,530,449,724.21, an increase of 11.4% from CNY 1,373,743,491.66 in the previous period[24] - Cash inflow from investment activities was CNY 806,936,426.58, up from CNY 321,543,372.96, marking a significant increase of 150.5%[25] - Cash inflow from financing activities decreased to CNY 80,592,757.77 from CNY 263,316,800.47, a decline of 69.4%[25] - The ending balance of cash and cash equivalents was CNY 397,017,831.29, down from CNY 453,918,515.06, a decrease of 12.5%[25] Inventory and Receivables - Accounts receivable rose by 87.03% to ¥149,317,747.53, primarily due to outstanding export sales[10] - Inventory increased by 45.30% to ¥289,937,628.10, mainly due to higher raw material and finished goods stock[10] - Accounts receivable increased significantly to ¥149,317,747.53 from ¥79,838,359.54, marking an increase of about 87%[19] - Inventory rose to ¥289,937,628.10, up from ¥199,538,813.65, indicating a growth of approximately 45.3%[19] Financial Expenses and Subsidies - Financial expenses surged by 1468.65% to ¥5,540,208.85, largely due to increased foreign exchange losses on export receivables[12] - The company received government subsidies amounting to ¥1,346,423.02 during the reporting period[6] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 9,588[14] - The total number of shareholders holding unrestricted shares includes major stakeholders such as 曾政寰 with 14,762,690 shares and 倪毓蓓 with 9,738,750 shares[15] - The company has a financing arrangement where shareholder 胡凤华 holds 3,488,676 shares through a margin trading account[15] Strategic Planning - The company is in the process of issuing A-shares to specific investors, with the application accepted by the Shenzhen Stock Exchange on March 27, 2023[16] - The company has engaged in strategic planning meetings throughout 2022 and early 2023 to discuss various operational and financial strategies[16]

欢迎广大投资者积极参与本次业绩说明会。本次业绩说明会召开后，投资者 可通过价值在线（www.ir-online.cn）或易董 app 查看召开情况及主要内容。 关于举办 2022 年度业绩说明会的公告 湖南宇新能源科技股份有限公司 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或者重大遗漏。 湖南宇新能源科技股份有限公司（以下简称"公司"）已于 2023 年 4 月 10 日在巨潮资讯网（http://www.cninfo.com.cn）披露了《2022 年年度报告》。 为使广大投资者更加全面、深入的了解公司情况，公司定于 2023 年 4 月 26 日（星期三）15:00-16:30 在价值在线（www.ir-online.cn）举办 2022 年度业绩 说明会，本次业绩说明会将采用网络互动方式举行，投资者可访 问网址 https://eseb.cn/13YKN6uslBS 或使用微信扫描下方小程序码进入参与互动交流。 证券代码：002986 证券简称：宇新股份 公告编号：2023-056 出席本次业绩说明会的人员有：公司董事长胡先念先生、副总经理兼董事会 秘书谭良谋先 ...

Financial Performance - Hunan Yussen Energy Technology Co., Ltd. reported a significant increase in revenue, achieving a total of 1.5 billion RMB in 2022, representing a year-on-year growth of 20%[20]. - The company's operating revenue for 2022 was ¥6,263,418,188.26, representing a 95.62% increase compared to ¥3,201,879,059.63 in 2021[6]. - The net profit attributable to shareholders for 2022 was ¥430,368,541.18, a 205.24% increase from ¥140,992,854.81 in 2021[6]. - The cash flow from operating activities for 2022 was ¥712,052,106.23, showing a significant increase of 392.04% compared to ¥144,714,734.64 in 2021[6]. - The basic earnings per share for 2022 was ¥1.9373, up 205.23% from ¥0.6347 in 2021[6]. - The total assets at the end of 2022 were ¥3,838,765,478.12, a 40.58% increase from ¥2,730,625,669.42 at the end of 2021[6]. - The company reported a significant increase in net profit after deducting non-recurring gains and losses, reaching ¥433,815,387.98 in 2022, a 223.61% increase from ¥134,053,714.87 in 2021[6]. - The company achieved operating revenue of CNY 6,263.42 million in 2022, a year-on-year increase of 95.62%[48]. - Net profit attributable to the parent company was CNY 430.37 million, representing a year-on-year growth of 205.24%[48]. Dividends and Capital Structure - The company plans to distribute a cash dividend of 5 RMB per 10 shares to all shareholders, based on a total of 228,151,400 shares[4]. - The company will increase its capital reserve by converting 4 shares for every 10 shares held by shareholders[4]. - The company plans to increase its total share capital by 91,260,560 shares through a capital reserve conversion, raising the total share capital to 319,411,960 shares[159]. Market Expansion and Product Development - Future outlook indicates a projected revenue growth of 15% for 2023, driven by new product launches and market expansion strategies[20]. - Hunan Yussen plans to enter new markets, targeting Southeast Asia and Europe, with an expected market share increase of 10% in these regions by 2024[20]. - New product lines, including biodegradable materials, are set to launch in Q3 2023, aiming to capture the growing demand for sustainable products[20]. - The company is investing heavily in R&D, with a budget allocation of 200 million RMB for the development of new technologies and products in the upcoming year[20]. - The company has completed a strategic acquisition of a local competitor, which is expected to enhance its production capacity by 30%[20]. - The company introduced two new products in the last quarter, which are anticipated to contribute an additional 200 million yuan in revenue[132]. - The company plans to invest in research and development to innovate new products and technologies in the renewable energy sector[130]. Operational Efficiency and Cost Management - The gross profit margin improved to 35% in 2022, up from 30% in 2021, reflecting better cost management and pricing strategies[20]. - The company aims to reduce operational costs by 15% through efficiency improvements and automation[135]. - The company has implemented automation and efficient management practices, significantly reducing production costs and improving profit margins[46]. - The production capacity utilization for isooctane reached 110.62%, with a designed capacity of 300,000 tons per year, indicating high operational efficiency[41]. Research and Development - The company has obtained 41 patents, including 23 invention patents, showcasing its strong focus on technological innovation and R&D capabilities[43]. - Research and development expenses rose by 40.73% to ¥174,767,496.04, driven by increased project investments and a growing R&D team[62]. - The company is focusing on optimizing catalyst processes and developing new materials to enhance production efficiency and reduce costs[66]. - The number of R&D personnel increased to 121, reflecting a growth of 22.22% from 99 in the previous year[69]. Environmental and Compliance - The company has established a comprehensive environmental management system in line with national standards[172]. - The company has implemented strict compliance with environmental protection laws and standards, including the Air Pollution Prevention and Control Law[172]. - The company achieved a volatile organic compound (VOC) treatment efficiency of over 99.93% for its oil and gas recovery system, which was completed in December 2018[178]. - The company has established emergency response plans for environmental incidents, with successful registrations in November 2021 and November 2022[181][183]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[189]. Governance and Management - The company has established a governance structure with a clear division of responsibilities among the shareholders' meeting, board of directors, supervisory board, and management team[113]. - The board of directors consists of 7 members, including 4 non-independent directors and 3 independent directors, ensuring compliance with relevant laws and regulations[114]. - The company has implemented a transparent performance evaluation and incentive mechanism for directors, supervisors, and senior management, continuously optimizing it for effectiveness[118]. - The company has established a compensation and assessment committee to oversee the remuneration policies and performance evaluations of senior management[137]. - The company has not reported any penalties from regulatory bodies for its directors or senior management in the last three years[137]. Employee Development and Social Responsibility - The company emphasizes continuous employee training and development, aiming to create a learning-oriented organization[153]. - The total number of employees at the end of the reporting period is 852, with 672 in production, 121 in technology, 18 in sales, and 11 in finance[150]. - The company donated a total of 300,000 RMB to support rural revitalization projects and educational initiatives in 2022[199]. - The company maintains a strong commitment to employee rights, ensuring timely and adequate salary payments and establishing a talent development plan[191]. Risk Management - The company acknowledges potential risks from market fluctuations, policy changes, and environmental regulations that could impact its operations and profitability[108]. - The company is facing challenges and opportunities due to the implementation of national "dual carbon" policies and energy consumption control policies[36]. - The company has implemented measures to control risks associated with market, liquidity, credit, operational, and legal aspects in its derivative investments[87].