上海市锦天城律师事务所 关于苏州华亚智能科技股份有限公司 2023 年年度股东大会的 法律意见书 地址：上海市浦东新区银城中路 501 号上海中心大厦 11、12 层 电话：021-20511000 传真：021-20511999 邮编：200120 上海市锦天城律师事务所 法律意见书 为出具本法律意见书，本所及本所律师依据《律师事务所从事证券法律业务 管理办法》和《律师事务所证券法律业务执业规则（试行）》等规定，严格履行 了法定职责，遵循了勤勉尽责和诚实信用原则，对本次股东大会所涉及的相关事 项进行了必要的核查和验证，核查了本所认为出具该法律意见书所需的相关文件、 资料，并参加了公司本次股东大会的全过程。本所保证本法律意见书所认定的事 实真实、准确、完整，所发表的结论性意见合法、准确，不存在虚假记载、误导 性陈述或者重大遗漏，并愿意承担相应法律责任。 鉴此，本所律师根据上述法律、法规、规章及规范性文件的要求，按照律师 1 上海市锦天城律师事务所 关于苏州华亚智能科技股份有限公司 2023 年年度股东大会的 法律意见书 案号：01G20210978 致：苏州华亚智能科技股份有限公司 上海市锦天城律师事务所（以 ...

| 股票代码：003043 | 股票简称：华亚智能 | 公告编号：2024-046 | | --- | --- | --- | | 转债代码：127079 | 转债简称：华亚转债 | | 苏州华亚智能科技股份有限公司 关于"华亚转债"预计触发转股价格向下修正条件的提示性公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 一、可转换公司债券的基本情况 （1）可转换公司债券发行情况 经中国证券监督管理委员会《关于核准苏州华亚智能科技股份有限公司公开 发行可转换公司债券的批复》"证监许可〔2022〕2756 号"文核准，公司于 2022 年 12 月 16 日公开发行了 3,400,000 张可转换公司债券，每张面值 100 元，发行 总额 34,000.00 万元。 （2）可转换公司债券上市情况 经深圳证券交易所"深证上〔2023〕14 号"文同意，公司 34,000.00 万元可转 换公司债券于 2023 年 1 月 16 日起在深交所挂牌交易，债券简称"华亚转债"，债 券代码"127079"。 （3）可转换公司债券转股期限 本次发行的可转债转股期 ...

| 股票代码：003043 | 股票简称：华亚智能 | 公告编号：2024-045 | | --- | --- | --- | | 转债代码：127079 | 转债简称：华亚转债 | | 苏州华亚智能科技股份有限公司 关于 2023 年度利润分配及资本公积金转增股本预案的补充公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 2、公司《首次公开发行股票招股说明书》之"重大事项提示"之"二、本次发 行前滚存利润的分配及发行后的利润分配政策"之"（六）公司上市后三年利润分 配的规划"规定：公司上市后三年内，以现金方式累计分配的利润原则上应不少 于该三年实现的年均可分配利润的 30%。 3、《未来三年（2022-2024）股东回报规划》规定：公司每年度现金分红金 额应不低于当年实现的可供分配利润（不含年初未分配利润）的 20%。由公司董 事会根据公司的具体经营情况和市场环境，制定利润分配预案报股东大会批准。 苏州华亚智能科技股份有限公司（以下简称"公司"）于 2024 年 4 月 30 日披 露了《关于 2023 年度利润分配及资本公积金转增股本预案的公告》（公告 ...

| 股票代码：003043 | 股票简称：华亚智能 | 公告编号：2024-040 | | --- | --- | --- | | 转债代码：127079 | 转债简称：华亚转债 | | 苏州华亚智能科技股份有限公司 关于举办2023年年度及2024年第一季度业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 重要内容提示： 苏州华亚智能科技股份有限公司（以下简称"公司"）已于 2024 年 4 月 30 日在巨潮资讯网上披露了《2023 年年度报告全文》《2023 年年度报告摘要》及 《2024 年第一季度报告》。为便于广大投资者更加全面深入地了解公司经营业 绩、发展战略等情况，公司定于 2024 年 5 月 16 日（星期四）15:30-16:30 在"价 值在线"（www.ir-online.cn）举办苏州华亚智能科技股份有限公司 2023 年年 度及 2024 年第一季度业绩说明会，与投资者进行沟通和交流，广泛听取投资者 会议召开时间：2024 年 5 月 16 日（星期四）15:30-16:30 会议召开方式：网络互动方式 会议召开地点 ...

Financial Performance - The company's operating revenue for 2023 was ¥460,976,449.36, a decrease of 25.57% compared to ¥619,357,258.78 in 2022[23]. - The net profit attributable to shareholders for 2023 was ¥88,115,167.54, down 41.35% from ¥150,241,228.81 in the previous year[23]. - The net profit after deducting non-recurring gains and losses was ¥81,021,178.30, a decline of 46.26% from ¥150,767,443.73 in 2022[23]. - The basic earnings per share for 2023 was ¥1.10, a decrease of 41.49% compared to ¥1.88 in 2022[23]. - The diluted earnings per share was ¥1.07, down 43.09% from ¥1.88 in the previous year[23]. - Total revenue for 2023 was ¥460,976,449.36, a decrease of 25.57% compared to ¥619,357,258.78 in 2022[65]. - Revenue from precision metal structural parts accounted for 98.39% of total revenue, totaling ¥453,531,722.61, down 25.74% year-over-year[67]. - Export sales decreased by 40.58% to ¥229,879,161.47, representing 49.87% of total revenue, while domestic sales slightly decreased by 0.61% to ¥231,097,287.89[65]. - Gross profit margin for precision metal structural parts was 32.51%, down 4.93% from the previous year, with costs decreasing by 19.90% to ¥306,094,864.20[67]. Cash Flow and Assets - The net cash flow from operating activities was ¥99,686,486.57, a decrease of 42.82% compared to ¥174,325,869.33 in the previous year[23]. - Operating cash inflow decreased by 29.11% to ¥483,092,901.84 in 2023 from ¥681,513,114.32 in 2022[85]. - The net cash flow from operating activities fell by 42.82% to ¥99,686,486.57 in 2023, primarily due to a decrease in cash received from sales[85]. - Total assets at the end of 2023 were ¥1,531,308,559.12, an increase of 1.55% from ¥1,507,907,453.26 at the end of 2022[23]. - The company's inventory decreased to ¥93,708,701.89, representing 6.12% of total assets, down from 6.88%[95]. - The net increase in cash and cash equivalents was negative at -¥74,417,271.31, a decline of 120.07% compared to the previous year[90]. - The company reported a significant decrease in net cash flow from financing activities, which fell by 113.31% to -¥41,417,949.99 in 2023[89]. Research and Development - R&D investment accounts for over 4% of sales revenue, reflecting the company's commitment to innovation in precision metal manufacturing[56]. - The company has established three advanced R&D institutions, including a provincial enterprise technology center and a postdoctoral research workstation, and holds 15 authorized invention patents and 56 utility model patents[56]. - Research and development expenses increased by 5.70% to ¥22,210,201.74, reflecting ongoing investment in innovation[78]. - The number of R&D personnel increased to 88 in 2023, representing an 8.64% growth compared to 81 in 2022[81]. - The proportion of R&D investment to operating revenue rose to 4.82% in 2023 from 3.39% in 2022, an increase of 1.43 percentage points[83]. Market and Industry Trends - The precision metal manufacturing industry is experiencing increased demand due to the growing complexity and precision requirements of downstream applications, particularly in high-end sectors[34]. - The profit levels in the precision metal manufacturing sector are closely tied to the added value of products and the profit margins of downstream industries, with high-end sectors like semiconductor equipment yielding higher profits[38]. - The company is positioned to benefit from national policies supporting industries such as semiconductors, new energy, and medical devices, which are expected to drive growth in the precision metal manufacturing sector[39]. - In 2023, the semiconductor equipment market in China is projected to exceed $30 billion in shipments, with the overall semiconductor equipment market size nearing 200 billion yuan[41]. - The global semiconductor equipment sales are expected to reach $100.9 billion in 2023, with a year-on-year decline of 6.1%, followed by a recovery to $105.3 billion in 2024, growing by 4.4%[41]. Corporate Governance and Management - The company maintains independent operations and decision-making processes, ensuring no interference from controlling shareholders[137]. - The board of directors consists of 5 members, including 2 independent directors, ensuring compliance with legal requirements[138]. - The company has established an internal audit system to enhance operational compliance and protect shareholder rights[145]. - The company emphasizes investor relations management, addressing investor inquiries through various communication channels[142]. - The company has committed to improving its governance structure in line with regulatory requirements[143]. Strategic Initiatives and Future Plans - The company plans to distribute a cash dividend of ¥2.5 per 10 shares to all shareholders, based on a total of 80,001,111 shares[6]. - The company aims to accelerate the development of integrated assembly business in the semiconductor and medical device sectors, leveraging new facilities for mass production[122]. - The company plans to expand its semiconductor equipment maintenance business and explore new domestic and international markets in 2024[123]. - The company is considering strategic acquisitions to enhance its product portfolio, with a budget of 300 million CNY allocated for potential deals[172]. - The company plans to complete new factory construction and an R&D center in 2024, laying a solid foundation for strategic planning and high-quality development[120]. Employee and Compensation - The total remuneration for directors, supervisors, and senior management in 2023 amounted to CNY 4.82 million[168]. - The operational head, Xu Yaping, received a pre-tax remuneration of CNY 570,000[168]. - Wang Cainan, the chairman, received a pre-tax remuneration of CNY 1.36 million[168]. - The company plans to maintain a competitive salary structure to motivate employees and enhance loyalty[184]. - The company emphasizes continuous technical training for employees to enhance their capabilities in new products and technologies[185].

东吴证券股份有限公司 关于苏州华亚智能科技股份有限公司 首次公开发行股票并上市保荐总结报告书 东吴证券股份有限公司（以下简称"东吴证券"或"保荐机构"）作为苏州华亚 智能科技股份有限公司（以下简称"华亚智能"、"公司"）首次公开发行股票的 保荐机构，履行持续督导职责期限至 2023 年 12 月 31 日。目前，首次公开发行 持续督导期已届满，保荐机构根据《证券发行上市保荐业务管理办法》《深圳证 券交易所上市公司自律监管指引第 13 号——保荐业务》等相关法律法规和规范 性文件的要求，出具本保荐总结报告书。 | 情况 | 内容 | | --- | --- | | 保荐机构名称 | 东吴证券股份有限公司 | | 注册地址 | 江苏省苏州工业园区星阳街 5 号 | | 法定代表人 | 范力 | | 保荐代表人姓名 | 潘哲盛、陈辛慈 | | 联系方式 | 0512-62938507 | | 联系地址 | 江苏省苏州工业园区星阳街 5 号 | | 更换保荐代表人情况 | 东吴证券担任华亚智能首次公开发行股票的保荐机构，并 | | | 委派王茂华先生及陈辛慈女士作为公司的保荐代表人。因 | | | 年公司公开发行可转 ...

Revenue and Profitability - Revenue for Q1 2024 was CNY 114,474,724.21, a decrease of 2.55% compared to CNY 117,468,618.62 in the same period last year[4] - Net profit attributable to shareholders increased by 3.28% to CNY 23,634,205.80 from CNY 22,883,767.37 year-on-year[4] - Net profit excluding non-recurring items rose by 23.56% to CNY 23,206,572.85 compared to CNY 18,781,681.94 in the previous year[4] - The company reported a net profit for Q1 2024 of CNY 23,734,204.87, an increase from CNY 22,900,194.90 in Q1 2023, representing a growth of approximately 3.6%[30] - Operating profit for the period was CNY 26,753,691.71, slightly up from CNY 26,262,757.73 in the previous year, indicating a year-over-year increase of about 1.9%[28] - The total revenue from operating activities was CNY 101,103,053.39, down from CNY 119,305,397.64 in the previous year, reflecting a decrease of about 15.2%[34] Cash Flow and Liquidity - The net cash flow from operating activities decreased by 179.68%, resulting in a negative cash flow of CNY -6,819,738.41[4] - The company reported a net cash outflow from operating activities of CNY -6,819,738.41, compared to a net inflow of CNY 8,558,871.22 in the same period last year[34] - Investment activities generated a net cash inflow of CNY 27,948,885.70, a significant recovery from a net outflow of CNY -65,104,503.94 in Q1 2023[35] - The cash and cash equivalents at the end of the period amounted to CNY 573,270,834.28, an increase from CNY 555,452,434.62 at the beginning of the period[19] - The cash and cash equivalents at the end of the period totaled CNY 570,929,484.28, slightly up from CNY 565,286,208.42 at the end of Q1 2023[37] Assets and Liabilities - Total assets at the end of the reporting period were CNY 1,532,885,816.61, reflecting a slight increase of 0.10% from CNY 1,531,308,559.12 at the end of the previous year[6] - The total assets as of March 31, 2024, were CNY 1,532,885,816.61, a marginal increase from CNY 1,531,308,559.12[25] - The total liabilities decreased to CNY 369,727,074.03 from CNY 391,797,793.68, indicating a reduction of approximately 5.6%[23] - The balance of contract liabilities increased by 277.85%, indicating a significant rise in customer prepayments[11] - The balance of accounts receivable increased by 34.21%, primarily due to an increase in bank acceptance bills received[11] - The accounts receivable increased to CNY 160,111,061.38 from CNY 155,266,207.40, reflecting a growth of 3.0%[20] - The inventory balance at the end of the period was CNY 95,545,296.21, slightly up from CNY 93,708,701.89[20] Shareholder Equity and Returns - Shareholders' equity attributable to shareholders increased by 2.07% to CNY 1,162,115,433.90 from CNY 1,138,567,455.83[6] - The weighted average return on equity was 2.05%, a decrease of 0.04% from 2.09% in the previous year[6] - Basic earnings per share increased to CNY 0.30 from CNY 0.29, while diluted earnings per share remained stable at CNY 0.29[31] - The company experienced a decrease in total comprehensive income to CNY 23,627,265.36 from CNY 22,724,461.88, a decline of about 4.0%[31] Expenses and Investments - The total operating costs for the first quarter were CNY 87,194,811.84, down 6.0% from CNY 92,635,658.10 in the previous period[26] - Research and development expenses rose to CNY 4,614,273.97 from CNY 3,768,080.61, marking an increase of approximately 22.4%[28] - The tax expenses for the period were CNY 3,019,342.72, down from CNY 3,365,790.24, indicating a reduction of approximately 10.3%[30] Strategic Focus - The company is focusing on enhancing its technological capabilities and expanding its market presence through new product development and strategic partnerships[24] - The company reported a decrease in short-term borrowings, reflecting a strategic reduction in leverage[22]

| 股票代码：003043 | 股票简称：华亚智能 | 公告编号：2024-030 | | --- | --- | --- | | 转债代码：127079 | 转债简称：华亚转债 | | 苏州华亚智能科技股份有限公司 苏州华亚智能科技股份有限公司 董事会 关于收到深圳证券交易所中止审核公司发行股份购买资产 并募集配套资金事项通知的公告 公司本次发行股份购买资产并募集配套资金申请事项尚需通过深交所重组 委审议，并通过中国证券监督管理委员会（以下简称"中国证监会"）注册后方可 实施，最终能否通过深交所重组委审议，并获得中国证监会同意注册的决定及其 时间存在不确定性。 公司将根据该事项的进展情况，按照有关法律法规的规定和要求及时履行信 息披露义务，敬请广大投资者注意投资风险。 特此公告！ 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 苏州华亚智能科技股份有限公司（以下简称"公司"）拟通过发行股份及支付 现金的方式购买苏州冠鸿智能装备有限公司51%的股权，同时，公司拟向不超过 35名符合条件的特定投资者发行股份募集配套资金（以下简称"本次重组"）。 2024年3月3 ...

本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： | 股票代码：003043 | 股票简称：华亚智能 | 公告编号：2024-031 | | --- | --- | --- | | 转债代码：127079 | 转债简称：华亚转债 | | 苏州华亚智能科技股份有限公司 关于可转换公司债券 2024 年第一季度转股情况的公告 | | | 转债代码：127079 转债简称：华亚转债 转股价格：55.69 元/股 转股期限：2023 年 6 月 26 日起至 2028 年 12 月 15 日 根据《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自律监管 指引第 15 号——可转换公司债券》等法规规定，苏州华亚智能科技股份有限公 司（以下简称"公司"）现将可转换公司债券（以下简称"可转债"）2024 年第一季 度转股及公司股份变动情况公告如下： 说明：可转换公司债券转股期限开始日原定于 2023 年 6 月 22 日，因端午假 期及周末，实际开始日为 2023 年 6 月 26 日。 （4）可转换公司债券转股价格的调整 本次发行的可转换公司债券初始转股价 ...

| | | 转债代码：127079 转债简称：华亚转债 苏州华亚智能科技股份有限公司 首次公开发行前已发行部分限售股解除限售 特别提示： 1、公司首次公开发行前已发行股份本次解除限售的数量为 49,858,382 股。 2、本次股份解除限售的 4 位股东中，王彩男先生目前担任公司董事长，本 次其解除限售的32,727,272股的75%部分，即24,545,454股，将列入高管锁定股； 王景余先生目前担任公司董事及总经理，本次其解除限售的 9,000,000 股的 75% 部分，即 6,750,000 股，将列入高管锁定股。 3、本次解除限售股份的上市流通日期为 2024 年 4 月 8 日（星期一）。 一、首次公开发行前已发行股份概况 1、经中国证券监督管理委员会《关于核准苏州华亚智能科技股份有限公司 首次公开发行股票的批复》（证监许可〔2021〕548 号）核准，公司首次公开发 行 2,000 万股人民币普通股（A 股）股票。经深圳证券交易所《关于苏州华亚智 能科技股份有限公司人民币普通股股票上市的通知》（深证上〔2021〕349 号） 同意，公司首次公开发行的 2,000 万股人民币普通股股票自 2021 ...