签署日期：二〇二四年九月 拓尔思信息技术股份有限公司 募集说明书（注册稿） 声 明 本公司及全体董事、监事、高级管理人员承诺募集说明书及其他信息披露资 料不存在任何虚假记载、误导性陈述或重大遗漏，并对其真实性、准确性及完整 性承担相应的法律责任。 证券简称：拓尔思 证券代码：300229 拓尔思信息技术股份有限公司 TRS Information Technology Co., Ltd. （北京市海淀区建枫路（南延）6 号院金隅西三旗科技园 3 号楼） 2023 年度向特定对象发行股票 募集说明书 （注册稿） 保荐机构（主承销商） 公司负责人、主管会计工作负责人及会计机构负责人保证募集说明书中财务 会计资料真实、完整。 中国证监会、交易所对本次发行所作的任何决定或意见，均不表明其对申请 文件及所披露信息的真实性、准确性、完整性作出保证，也不表明其对发行人的 盈利能力、投资价值或者对投资者的收益作出实质性判断或保证。任何与之相反 的声明均属虚假不实陈述。 根据《证券法》的规定，证券依法发行后，发行人经营与收益的变化，由发 行人自行负责。投资者自主判断发行人的投资价值，自主作出投资决策，自行承 担证券依法发行后因 ...

深圳证券交易所： 拓尔思信息技术股份有限公司（以下简称"拓尔思"、"公司"）向特定对象 发行股票已于 2024 年 3 月 22 日获得深圳证券交易所（以下简称"深交所"）上 市审核中心审议通过，并于 2024 年 5 月 17 日收到中国证券监督管理委员会（以 下简称"中国证监会"）出具的《关于同意拓尔思信息技术股份有限公司向特定 对象发行股票注册的批复》（证监许可〔2024〕790 号）。 关于拓尔思信息技术股份有限公司 2023 年度向特定对象发行股票会后事项承诺函 鉴于公司于 2024 年 8 月 28 日披露了《拓尔思信息技术股份有限公司 2024 年半年度报告》，中信建投证券股份有限公司（以下简称"保荐人"）作为拓尔思 信息技术股份有限公司 2023 年度向特定对象发行股票并在创业板上市的保荐人 （主承销商），根据中国证监会《监管规则适用指引——发行类第 7 号》等规定， 对 2023 年度向特定对象发行股票自通过深交所上市审核中心审议之日至本承诺 出具日的相关会后事项具体说明如下： 1、发行人审计机构立信会计师事务所（特殊普通合伙）对发行人 2021 年度、 2022 年度财务报表、2023 年 ...

Investment Rating - The report maintains a "Recommend" rating for the company [2][5] Core Views - The company's revenue for the first half of 2024 was RMB 397 million, a year-on-year decrease of 10.63%, with net profit attributable to the parent company declining by 14.12% to RMB 60 million [1] - The company's AI software business grew by 21.71% year-on-year, while software sales revenue decreased by 44.64% due to delayed project progress and procurement in downstream industries such as public safety [1] - The gross profit margin increased by 7.22 percentage points to 70.28%, with controlled expenses in sales and R&D [1] - The company's "Tuo Tian Large Model" has been successfully applied in multiple industries, particularly in the financial sector, where it has improved efficiency and reduced customer complaints [1] - The company has established strategic partnerships with Huawei and other enterprises, expanding the application scenarios and market boundaries of its large model [1] Business Performance and Strategy - The company's "Tianmu Open Source Intelligence Platform" integrates over 300 billion high-quality Chinese internet datasets, supporting the pre-training of industry-specific large models [2] - The company's TRS Haibei search database system passed the vector database product capability test by the China Academy of Information and Communications Technology, demonstrating its completeness, ease of use, and versatility [2] - The company's subsidiary, Tianxing Network Security, has obtained 10 software copyrights and 2 invention patents, strengthening its leading position in e-government application security and data security [5] - The company is set to mass-produce a new generation of FPGA isolation boards, enhancing its capabilities in the field of information innovation security [5] Financial Forecasts - The company is expected to achieve revenues of RMB 821 million, RMB 945 million, and RMB 1.091 billion in 2024, 2025, and 2026, respectively, with year-on-year growth rates of 5.04%, 15.06%, and 15.49% [5] - Net profit attributable to the parent company is forecasted to be RMB 420.7 million, RMB 545.6 million, and RMB 683.9 million for 2024, 2025, and 2026, respectively, with growth rates of 15.38%, 29.67%, and 25.35% [5] - The company's EPS is expected to be RMB 0.05, RMB 0.07, and RMB 0.09 for 2024, 2025, and 2026, respectively [5] Industry and Market Position - The company's media convergence business covers 72% of central media, 61% of provincial media, and 40% of industry media [1] - In the financial technology sector, the company serves major state-owned banks, policy banks, and regulatory institutions such as the China Securities Regulatory Commission [1] - In the digital government sector, the company's government users cover 80% of central and state agencies, 64% of provincial governments, and 52% of municipal governments [1]

Investment Rating - The report maintains a "Buy" rating for the company, with a market price of RMB 11.03 and a sector rating of "Outperform" [1][2]. Core Insights - The company reported a revenue of RMB 400 million for the first half of 2024, a year-on-year decrease of 10.6%, and a net profit attributable to shareholders of RMB 59.81 million, down 14.1% year-on-year. The gross margin for its big data software products and services reached 78.4%, an increase of 4.3 percentage points year-on-year. The growth in AI revenue is significant, with a 27.7% increase year-on-year [2][3]. Summary by Sections Financial Performance - The company experienced a decline in revenue and net profit in the first half of 2024 compared to the previous year, with revenue down 10.6% and net profit down 14.1%. The gross margin for its main business improved to 78.4% [2][3]. - The projected net profits for 2024 to 2026 are RMB 201 million, RMB 296 million, and RMB 364 million, respectively, with corresponding EPS of RMB 0.25, RMB 0.37, and RMB 0.46 [3][4]. Business Segments - The decline in overall performance is attributed to a decrease in revenue from security products and system integration services, while big data and AI business revenues increased. The company is focusing on software business and reducing system integration activities [2][3]. - The company has successfully implemented large model applications in various sectors, including finance and media, contributing to a significant increase in AI-related revenue [2][3]. Market Position and Strategy - The company is expanding its overseas business, having established partnerships to provide intelligence services to state-owned enterprises operating abroad. This includes a project with a Hong Kong disciplinary force that is currently in the contract signing phase [2][3]. - The company’s news information collection capabilities span 196 countries and regions, covering over 130 languages, indicating a robust international presence [2][3].

Financial Performance - The company reported a revenue of RMB 500 million for the first half of 2024, representing a year-on-year increase of 15%[7]. - The company's operating revenue for the reporting period was ¥397,176,512.84, a decrease of 10.63% compared to ¥444,429,563.49 in the same period last year[12]. - Net profit attributable to shareholders was ¥59,811,558.74, down 14.12% from ¥69,644,080.84 year-on-year[12]. - The net profit after deducting non-recurring gains and losses was ¥36,571,238.91, reflecting a decline of 27.28% compared to ¥50,293,577.91 in the previous year[12]. - The company achieved total operating revenue of 397.18 million yuan, a year-on-year decrease of 10.63%[75]. - Net profit for the first half of 2024 was CNY 57,726,584.45, a decline of 17.8% compared to CNY 70,250,900.38 in the first half of 2023[179]. - Earnings per share (EPS) for the first half of 2024 was CNY 0.0752, down from CNY 0.0907 in the same period last year[179]. Research and Development - Investment in R&D has increased by 25%, totaling RMB 100 million, focusing on AI and NLP technologies[7]. - The company has increased investment in the development of large models, focusing on AI technology integration in various sectors such as media, finance, and public safety[17]. - The company has over 900 R&D personnel and has set up 8 R&D institutions across major cities, participating in over 20 national-level research projects[46]. - Research and development investment, including capitalized and expensed investments, grew by 13.82% year-on-year, reflecting a focus on large model infrastructure and applications[76]. - The company has launched several new platforms, including AI large model intelligence integration and various security systems, to enhance its product offerings[71]. Market Expansion and Strategy - The company plans to expand its market presence in Southeast Asia, targeting a 30% increase in regional sales by the end of 2024[7]. - The company has formed a strategic partnership with Huawei to collaborate on various projects, including the Tuotian Large Model integrated machine and overseas risk protection services for Chinese enterprises[28]. - The company is transitioning its business model from selling solutions and software products to cloud and data services, focusing on operational and value-added services[44]. - The company aims to enhance its data security capabilities in response to national strategies and increasing user awareness of information security[48]. - The company plans to continue focusing on market expansion and new product development to drive future growth[180]. Data and Technology - The company has over 300 billion data entries, with an average daily update of 500 million entries and 2 billion entries pushed to users daily[36]. - The company has optimized its financial industry large model to enhance command recognition accuracy and has restructured 823 review points for consumer protection applications[19]. - The "Tuotian Large Model" has been officially registered for generative AI services, achieving a comprehensive rating of 4+ in the "Trusted AI" assessment by the China Academy of Information and Communications Technology[18]. - The company has collaborated with Huawei to launch integrated solutions and AI inference applications, expanding the application scenarios of large models[18]. - The company has established a "1+1=N" data element business model, leveraging a big data foundation and an AI technology base to expand into multiple cloud service products[43]. Financial Position and Assets - The total assets at the end of the reporting period were ¥3,718,311,949.86, a decrease of 0.74% from ¥3,746,005,629.18 at the end of the previous year[12]. - The company's total liabilities include short-term loans of CNY 23.95 million, which is 0.64% of total assets, down from 0.82% the previous year[92]. - The company’s total financial assets measured at fair value amounted to CNY 608.12 million at the end of the reporting period[94]. - The company’s cash flow from investment activities included CNY 643 million in purchases and CNY 650 million in sales of financial assets during the reporting period[97]. - The total equity attributable to shareholders of the parent company at the end of the reporting period was ¥3,388,283,653.42, reflecting a decrease of ¥36,178,640.30 during the period[186]. Risks and Challenges - The management highlighted potential risks related to market competition and regulatory changes, with strategies in place to mitigate these risks[1]. - The company faces intensified competition in the software market, with a risk of reduced profitability and market share if it fails to maintain technological and cost advantages[116]. - The maturity risk of AI and big data applications may impact the company's product technology if it does not timely launch new products addressing user pain points[117]. - The company anticipates an increase in accounts receivable as it expands, raising the risk of bad debts if clients' financial conditions worsen[119]. - The company is under pressure to attract and retain talent due to rapid business transformation and industry competition for IT and software development professionals[120]. Corporate Governance and Compliance - The company has maintained a stable capital structure with no significant changes in the number of shares issued during the reporting period[188]. - The company follows the accounting standards issued by the Ministry of Finance, ensuring the financial statements reflect the true financial condition as of June 30, 2024[197]. - The company has established comprehensive internal control measures covering the entire product lifecycle, from R&D to service operations[159]. - The report confirms that there are no violations of cybersecurity laws or regulations affecting the company's qualifications[159]. - The company has not faced any administrative investigations or penalties related to cybersecurity operations during the reporting period[159].

证券代码：300229 证券简称：拓尔思 公告编号：2024-053 拓尔思信息技术股份有限公司 董事会关于募集资金 2024 年半年度存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要 求（2022 年修订）》及《深圳证券交易所上市公司自律监管指引第 2 号——创业 板上市公司规范运作（2023 年 12 月修订）》等有关规定，拓尔思信息技术股份 有限公司（以下简称"公司"）董事会现将募集资金 2024 年半年度存放与使用 情况说明如下： 一、募集资金基本情况 经中国证券监督管理委员会出具的《关于同意拓尔思信息技术股份有限公司 向不特定对象发行可转换公司债券注册的批复》（证监许可〔2021〕181 号）核 准，公司本次向不特定对象发行可转换公司债券 8,000,000 张，每张面值为人民 币 100 元，按面值发行，共计募集资金总额为人民币 800,000,000 元，扣除保荐 及承销费人民币 8,301,900.00 元（不含税），实际募集资金净额为人民币 791 ...

单位：万元 | 非经营性资金占用 | 资金占用方名称 | 占用方与上市公司的关联关系 | 上市公司核算 | 年 2024 | 年半 2024 | 年半 2024 | 年半 2024 | 年半 2024 | | 占用性质 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | | 的会计科目 | 期初占用 | 年度占用累 | 年度占用资 | 年度偿还累 | 年度期末占 | 占用形成原因 | | | | | | | 资金余额 | 计发生金额 | 金的利息 | 计发生金额 | 用资金余额 | | | | 控股股东、实际控制人及其附属企业 | | | | | | | | | | | | 小计 | | | | | | | | | | | | 前控股股东、实际控制人及其附属企业 | | | | | | | | | | | | 小计 | | | | | | | | | | | | 其他关联方及附属企业 | | | | | | | | | | | | 小计 | | | | | | | | | | | | 总计 | | | | | ...

拓尔思信息技术股份有限公司 关于公司出售部分闲置房产的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误导 性陈述或重大遗漏。 一、交易概述 为盘活闲置资产、优化资产配置、提高资产运营效率，拓尔思信息技术股份 有限公司（以下简称"公司"）计划出售位于北京市昌平区何营路 9 号院 4 号楼 -1 至 4 层 01 室、何营路 9 号院 7 号楼-1 至 4 层 01 室、何营路 9 号院 8 号楼-1 至 4 层 01 室，总建筑面积为 8,002.91 平方米的自有房产，转让价格为 99,336,375.00 元。 2024 年 8 月 9 日，公司召开第六届董事会第十次会议，审议通过了《关于 公司拟出售部分闲置房产的议案》。公司董事会授权管理层全权办理本次交易事 项相关的具体事宜（包括但不限于签署相应协议、办理转让手续等事宜）。 证券代码：300229 证券简称：拓尔思 公告编号：2024-047 2024 年 8 月 13 日，公司与中科云达（北京）科技有限公司、北京创驰恒业 科技有限公司、北京竟安科技有限公司分别签署了《北京市存量房屋买卖合同》。 根据《深圳证券交易所创业板 ...

证券代码：300229 证券简称：拓尔思 公告编号：2024-044 二、董事会会议审议情况 经与会董事审议，一致通过以下议案： （一）审议通过《关于选举李渝勤女士为公司法定代表人的议案》 公司于 2024 年 7 月 24 日召开第六届董事会第九次会议，于 2024 年 8 月 9 日召开 2024 年第一次临时股东大会，审议通过了《关于修改<公司章程>的议案》。 拓尔思信息技术股份有限公司 第六届董事会第十次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误导 性陈述或重大遗漏。 一、董事会会议召开情况 拓尔思信息技术股份有限公司（以下简称"公司"）第六届董事会第十次会 议于 2024 年 8 月 9 日在公司会议室以现场结合通讯表决的方式召开，经全体董 事一致同意，豁免本次董事会会议的提前通知期限，会议通知于 2024 年 8 月 9 日以专人送达方式发出，会议召集人已在会议上作出说明。本次会议应出席董事 7 名，实际出席会议董事 7 名。本次会议由董事长兼总经理施水才先生主持，部 分高级管理人员列席了本次会议。本次会议的召集和召开符合《中华人民共和国 公司法》等有 ...