（二）运行缺陷，是指设计有效（合理且适当）的内部控制，但由于运行不当（包 括由不恰当的人执行、未按设计的方式运行、运行的时间或频率不当、没有得到一贯有 效运行等）导致无法有效实现控制目标而形成的内部控制缺陷。 内部控制缺陷认定标准 第三条 按照影响公司内部控制目标实现的严重程度，内部控制缺陷分为重大缺陷、 重要缺陷和一般缺陷。 （一）重大缺陷，是指一个或多个控制缺陷的组合，可能导致公司严重偏离控制目 标。 深圳市瑞丰光电子股份有限公司 第一章总则 第一条 为保证深圳市瑞丰光电子股份有限公司（以下简称"公司"）内部控制制度 的建立健全和有效执行，促进公司规范运作和健康发展，根据《企业内部控制基本规范》 及其配套指引的规定，结合公司经营规模、行业特征、风险水平等因素，特制定本认定 标准。 第二章 内部控制缺陷定义及分类 第二条 按照内部控制缺陷成因或来源，分为设计缺陷和运行缺陷。 （一）设计缺陷，是公司缺少为实现控制目标的必需控制，或现存的控制不合理， 即使正常运行也难以实现控制目标。 （二）重要缺陷，是指一个或多个控制缺陷的组合，其严重程度和经济后果低于重 大缺陷，但仍有可能导致公司偏离控制目标。重要缺陷的严重 ...

Financial Performance - The company's revenue for Q3 2024 reached ¥401,906,399.11, an increase of 9.05% year-over-year, while the year-to-date revenue was ¥1,108,809,530.85, up 5.84% compared to the same period last year[3] - Net profit attributable to shareholders for Q3 2024 was ¥21,299,062.34, a significant increase of 359.99% year-over-year, with a year-to-date net profit of ¥44,630,288.23, up 340.85%[3] - Total operating revenue for Q3 2024 reached CNY 1,108,809,530.85, an increase of 5.8% compared to CNY 1,047,674,748.84 in Q3 2023[18] - Net profit attributable to shareholders increased to CNY 403,367,451.58, up from CNY 358,727,263.35, representing a growth of 12.4%[17] - The net profit for Q3 2024 was CNY 48,581,400.51, a significant recovery from a net loss of CNY 16,523,097.53 in the same period last year, marking a turnaround of over 394%[19] - Operating profit reached CNY 66,101,575.72, compared to an operating loss of CNY 15,207,416.64 in Q3 2023, indicating a substantial improvement[19] Cash Flow and Investments - The net cash flow from operating activities for the year-to-date period was ¥139,042,344.94, reflecting an increase of 883.78% compared to the same period last year[3] - The net cash flow from investing activities for the year-to-date period was -¥13,756,172.72, a decrease of 82.01% compared to the same period last year[9] - The net increase in cash and cash equivalents for the year-to-date period was -¥76,354,976.81, reflecting a 42.45% decrease year-over-year[9] - Cash flow from operating activities generated CNY 139,042,344.94, a notable increase from CNY 14,133,509.37 in the previous year[21] - Investment activities resulted in a net cash outflow of CNY 13,756,172.72, an improvement from a larger outflow of CNY 76,474,485.26 in Q3 2023[22] Assets and Liabilities - The total assets as of September 30, 2024, were ¥3,341,843,945.00, a decrease of 6.72% from the end of the previous year[3] - Total assets decreased to CNY 3,341,843,945.00 from CNY 3,582,485,709.18, a decline of 6.7%[17] - Total liabilities reduced to CNY 1,193,309,270.88 from CNY 1,491,775,501.07, a decrease of 20.0%[17] - Long-term borrowings decreased significantly to CNY 65,880,726.61 from CNY 133,380,608.51, a reduction of 50.6%[17] - The company reported a cash balance of ¥280,301,639.32 at the end of the period, down from ¥421,146,337.93 at the beginning[15] Shareholder Information - The total number of common shareholders at the end of the reporting period is 42,617[10] - The largest shareholder, Gong Weibin, holds 21.89% of the shares, totaling 150,195,307 shares[10] - The number of shares held by the top ten shareholders includes significant stakes from state-owned entities[10] Operational Metrics - The company's basic earnings per share for Q3 2024 was ¥0.0311, representing a 359.17% increase year-over-year[3] - The weighted average return on equity for the year-to-date period was 2.12%, an increase of 343.68% compared to the same period last year[3] - Total operating costs decreased to CNY 1,055,834,465.40 from CNY 1,080,606,051.73, reflecting a reduction of approximately 2.3%[18] - Gross profit margin improved to 4.7% in Q3 2024, compared to 3.5% in the same period last year[18] - Research and development expenses were CNY 72,502,527.62, down from CNY 80,207,247.42, indicating a decrease of 9.6%[18] Other Information - The company has not disclosed any new product developments or market expansion strategies in the current report[12] - There are no changes reported in the number of preferred shareholders or any new strategies outlined for future growth[13] - The company did not report any foreign exchange gains or losses during the quarter, maintaining stability in this area[19] - The company’s investment income from joint ventures was CNY 14,117,517.01, down from CNY 17,426,767.31 in the previous year[19]

证券代码：300241 证券简称：瑞丰光电 公告编号：2024-066 深圳市瑞丰光电子股份有限公司 第五届监事会第十二次会议决议的公告 二、会议审议情况 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、会议召开情况 1、审议并通过《关于公司 2024 年第三季度报告的议案》 全体监事一致认为：公司《2024 年第三季度报告》的编制程序符合法律、法 规和中国证监会的有关规定，报告内容真实、准确、完整地反映了公司 2024 年 1-9 月的经营情况，不存在虚假记载、误导性陈述或重大遗漏。 深圳市瑞丰光电子股份有限公司（以下简称"瑞丰光电"或"公司"）第五 届监事会第十二次会议通知于 2024 年 10 月 22 日以邮件方式送达各位监事，会 议于 2024 年 10 月 25 日 8:30 以现场方式在公司会议室召开。本次监事会应到监 事 3 名，实到监事 3 名，会议由监事会主席林玉晟先生召集并主持。本次会议的 召开符合《公司法》和《公司章程》的规定。 具体内容详见公司同日披露于中国证监会指定创业板信息披露网站巨潮资 讯网的《2024 年第三季度报告》。 ...

证券代码：300241 证券简称：瑞丰光电 公告编号：2024-065 深圳市瑞丰光电子股份有限公司 第五届董事会第十五次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 一、会议召开情况 深圳市瑞丰光电子股份有限公司（以下简称"公司"或"瑞丰光电"）第五届董事 会第十五次会议通知于 2024 年 10 月 22 日以电子邮件方式送达各位董事。会议于 2024 年 10 月 25 日上午 9：00 以现场结合网络会议方式召开。会议应出席董事 7 人，实际出 席董事 7 人。本次会议由董事长龚伟斌先生召集并主持，公司监事林玉晟先生、黄爱丽 女士，康福东先生，高级管理人员王非先生、刘雅芳女士列席本次会议。会议召集、召 开情况符合《中华人民共和国公司法》《公司章程》及《公司董事会议事规则》的有关 规定。 二、会议审议情况 1、审议并通过《关于公司 2024 年第三季度报告的议案》 公司《2024 年第三季度报告》的编制程序符合法律、法规和中国证监会的有关规 定，报告内容真实、准确、完整地反映了公司 2024 年 1-9 月的经营情况，不存在虚假 记载、误 ...

证券代码：300241 证券简称：瑞丰光电 公告编号：2024-063 深圳市瑞丰光电子股份有限公司 2024 年第三次临时股东大会决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、本次股东大会未出现增加、变更、否决议案的情形； 2、本次股东大会不涉及变更以往股东大会决议。 一、会议召开和出席情况 1、深圳市瑞丰光电子股份有限公司（以下简称"公司"）2024 年第三次临 时股东大会以现场结合网络方式召开。现场会议于 2024 年 9 月 12 日下午 14： 00在深圳市光明区玉塘街道田寮社区融汇路与同观路交汇瑞丰光电大厦1栋16F 会议室召开。网络投票时间：通过深圳证券交易所交易系统进行网络投票的时间 为 2024 年 9 月 12 日上午 9:15-9:25，9:30-11:30 和 13:00-15:00。通过深圳证 券交易所互联网投票系统投票的具体时间为 2024 年 9 月 12 日上午 09:15 至下午 15:00 的任意时间。本次会议由公司董事会召集，本次股东大会的召集、召开符 合《中华人民共和国公司法》以及《公司章程》 ...

法律意见书 致：深圳市瑞丰光电子股份有限公司 北京市中伦（深圳）律师事务所（以下简称本所）接受深圳市瑞丰光电子股 份有限公司（以下简称贵公司）的委托，就贵公司 2024 年第三次临时股东大会 （以下简称本次股东大会）召开的有关事宜，根据《中华人民共和国公司法》（2023 修订）（以下简称《公司法》）、中国证券监督管理委员会发布的《上市公司股 东大会规则》（2022 修订）（以下简称《股东大会规则》）等法律、法规、规章 及《深圳市瑞丰光电子股份有限公司章程》（以下简称《公司章程》）的有关规 定，出具本法律意见书。 贵公司已向本所律师保证和承诺，其所提供的所有文件正本及副本均为真实、 完整、有效的，贵公司已向本所律师披露一切足以影响本法律意见书出具的事实 和文件，且无任何隐瞒、疏漏之处。 为出具本法律意见书之目的，本所委派律师（以下简称本所律师）列席了贵 公司本次股东大会，并根据现行法律、法规的有关规定及要求，按照律师行业公 认的业务标准、道德规范和勤勉尽责精神，对贵公司提供的与本次股东大会召开 1 北京市中伦（深圳）律师事务所 关于深圳市瑞丰光电子股份有限公司 2024 年第三次临时股东大会的 关于瑞丰光电 2 ...

证券代码：300241 证券简称：瑞丰光电 公告编号：2024-061 深圳市瑞丰光电子股份有限公司 关于独立董事辞职暨补选独立董事的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 一、关于独立董事辞职的情况 深圳市瑞丰光电子股份有限公司（以下简称"公司"）于近日收到公司独立董事梁波 先生的书面辞职报告。梁波先生因个人原因申请辞去公司第五届董事会独立董事职务，并 同时辞去所担任的董事会薪酬与考核委员会主任委员、提名委员会委员、战略委员会委员 职务。辞职后，梁波先生将不在公司担任任何职务。截至本公告披露日，梁波先生未持有 公司股份，亦不存在应履行而未履行或仍在履行中的承诺事项。 1 | | | 五届董事会薪酬与考核委员会主任委员、提名委员会委员、战略委员会委员职务，任期自 股东大会审议通过之日起至第五届董事会任期届满之日止。 本次补选朱玉岭先生为公司独立董事后，公司第五届董事会董事中兼任公司高级管理 人员以及由职工代表担任的董事人数总计未超过公司董事总数的二分之一。朱玉岭先生尚 未取得独立董事资格证书，其已承诺参加最近一期上市公司独立董事培训班并取得深圳证 ...

证券代码：300241 证券简称：瑞丰光电 公告编号：2024-058 深圳市瑞丰光电子股份有限公司 第五届董事会第十四次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 一、会议召开情况 深圳市瑞丰光电子股份有限公司（以下简称"公司"或"瑞丰光电"）第五届董事 会第十四次会议通知于 2024 年 8 月 16 日以电子邮件方式送达各位董事。会议于 2024 年 8 月 26 日上午 11:30 以线上网络会议方式召开。会议应出席董事 7 人，实际出席董 事 7 人。本次会议由董事长龚伟斌先生召集并主持，公司监事林玉晟先生、黄爱丽女士， 康福东先生，高级管理人员王非先生、刘雅芳女士列席本次会议。会议召集、召开情况 符合《中华人民共和国公司法》（以下简称"《公司法》"）、《公司章程》及《公司 董事会议事规则》的有关规定。 《2024 年半年度募集资金存放与使用情况的专项报告》。 二、会议审议情况 1、审议并通过《关于公司 2024 年半年度报告及其摘要的议案》 公司《2024 年半年度报告全文》和《2024 年半年度报告摘要》的编制程序符合法 律、法 ...

深圳市瑞丰光电子股份有限公司2024年1-6月非经营性资金占用及其他关联资金往来情况汇总表 本表已于2024年8月26日获第五届董事会第十四次会议批准。 公司法定代表人： 主管会计工作的公司负责人: 公司会计机构负责人： | 编制单位：深圳市瑞丰光电子股份有限公司 | | | | | | | | | | 单位：元 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 资金占用方名称 | 占用方与上市公司的关 | 上市公司核算 | 2024年期初占用 | 2024年1-6月占用累 计发生金额（不含 | 2024年1-6月占用 资金的利息(如 | 2024年1-6月度偿 | 2024年1-6月期末 | 占用形成原因 | 占用性质 | | | | 联关系 | 的会计科目 | 资金余额 | | | 还累计发生金额 | 占用资金余额 | | | | | | | | | 利息） | 有) | | | | | | 控股股东、实际控制人及其 | | | | | | | | | | | | 附属企业 | | | | ...

Financial Performance - The company's operating revenue for the first half of 2024 was CNY 706,903,131.74, representing a 4.09% increase compared to CNY 679,131,635.97 in the same period last year[10]. - The net profit attributable to shareholders for the reporting period was CNY 23,331,225.89, a significant increase of 325.68% from a loss of CNY 10,338,018.62 in the previous year[10]. - The net profit after deducting non-recurring gains and losses was CNY 17,960,831.28, up 161.84% from a loss of CNY 29,043,074.52 in the same period last year[10]. - The net cash flow from operating activities reached CNY 48,866,071.02, a remarkable increase of 4,049.24% compared to CNY 1,177,711.35 in the previous year[10]. - Basic earnings per share for the reporting period were CNY 0.0341, compared to a loss of CNY 0.0151 in the same period last year, marking a 325.83% increase[10]. - The gross profit margin improved to 24.68%, an increase of 10.61 percentage points compared to the same period last year[17]. - The company achieved a gross profit margin of approximately 24.0% in the first half of 2024, compared to 15.0% in the same period of 2023[96]. - The total comprehensive income for the first half of 2024 was ¥48,738,326.23, compared to ¥17,236,533.21 in the same period of 2023, indicating a significant increase[102]. Revenue Sources - Sales revenue from LED products reached CNY 628.78 million, up 4.71% year-on-year, accounting for 92.77% of total revenue[17]. - The sales revenue of Mini LED backlight products increased by 33.64%, driven by supply chain improvements and ongoing technical optimizations[17]. - The sales revenue from automotive LED products surged by 68.07%, reflecting successful customer expansion efforts[17]. - The company’s electronic paper products generated sales revenue of CNY 48.99 million, a 7.14% increase year-on-year, with a gross profit margin of 7.28%[18]. Cost Management - The cost of goods sold decreased by 8.76% to CNY 532,412,820.71 compared to the same period last year[21]. - Research and development expenses were CNY 48,268,776.88, down 8.61% year-on-year[21]. - The company has focused on optimizing its business structure and enhancing operational efficiency to reduce costs and improve profitability[17]. Assets and Liabilities - Total assets at the end of the reporting period were CNY 3,299,858,824.00, a decrease of 7.89% from CNY 3,582,485,709.18 at the end of the previous year[10]. - The total amount of raised funds is 689.90 million CNY, with 56.26 thousand CNY invested during the reporting period[30]. - The company reported a net decrease in cash and cash equivalents of CNY 125,942,378.57, a decline of 190.91% compared to the previous year[21]. - Total liabilities decreased from CNY 1,491,775,501.07 to CNY 1,179,505,161.68, a reduction of approximately 21%[91]. Shareholder Information - The company plans not to distribute cash dividends or issue bonus shares for this reporting period[1]. - The stock option and restricted stock incentive plan was approved on March 14, 2024, with a total of 33.54 million stock options granted to 456 individuals[51]. - The total number of ordinary shareholders at the end of the reporting period is 40,446[78]. - The largest shareholder, Gong Weibin, holds 21.88% of the shares, totaling 150,195,307 shares[79]. Market and Industry Trends - Due to a significant decline in demand for urban landscape lighting and high-end commercial displays, the LED industry growth has noticeably slowed down, impacting the company's performance[33]. - The company faces market risks and will closely monitor LED market trends to adjust product development and marketing strategies accordingly[44]. Risk Management - The company recognizes the risk of reduced government subsidies impacting profit levels and aims to enhance internal controls and profitability[47]. - Management risks are acknowledged, and the company plans to improve its management system and attract talent to mitigate these risks[44]. - The company has identified that the fundraising projects have not achieved the expected benefits, leading to the decision to halt further investments in these projects[33]. Corporate Governance - The company has engaged in investor relations activities, including online and in-person meetings, to discuss performance and strategies[48]. - The company held its first extraordinary general meeting of 2024 on March 14, with an investor participation rate of 22.11%[49]. - The company emphasizes the protection of shareholder rights and has established multiple communication channels for investor inquiries[53]. Financial Reporting and Compliance - The financial report for the half-year period was not audited[88]. - The financial statements have been approved by the company's board of directors, reflecting the financial status as of June 30, 2024[134]. - The company adheres to the enterprise accounting standards, ensuring the financial reports are true and complete[134].