沈阳蓝英工业自动化装备股份有限公司 独立董事 2024 年度述职报告 （徐丽军） 2024 年度，公司共召开 4 次董事会，2 次股东大会；本人均亲自参加了公司 召开的董事会，并列席了公司股东大会。2024 年在本人任期内公司召集召开的 董事会、股东大会符合法定程序，重大经营决策事项和其它重大事项均履行了相 关程序，合法有效。2024 年在本人任期内对公司董事会各项议案及公司其它事 项没有提出异议的情况。2024 年本人出席董事会、列席股东大会会议的情况如 下： | 姓名 | 任期内董事会会 | 亲自出席 | 委托出席 | 缺席次数 | 是否连续两次未 | | --- | --- | --- | --- | --- | --- | | | 议召开次数 | 次数 | 次数 | | 亲自出席会议 | | 徐丽军 | 4 | 4 | 0 | 0 | 否 | 各位股东及股东代表： 本人作为沈阳蓝英工业自动化装备股份有限公司（以下简称"公司"）第五届 董事会独立董事，根据《中华人民共和国公司法》《中华人民共和国证券法》《上 市公司独立董事管理办法》《深圳证券交易所上市公司自律监管指引第 2 号—— 创业板上市公司规范运 ...

沈阳蓝英工业自动化装备股份有限公司 （一）出席董事会及股东会情况 独立董事 2024 年度述职报告 （韩霞） 各位股东及股东代表： 本人作为沈阳蓝英工业自动化装备股份有限公司（以下简称"公司"）第五届 董事会独立董事，根据《中华人民共和国公司法》《中华人民共和国证券法》《上 市公司独立董事管理办法》《深圳证券交易所上市公司自律监管指引第 2 号—— 创业板上市公司规范运作》《上市公司治理准则》等法律、法规、规范性文件的 规定，以及《沈阳蓝英工业自动化装备股份有限公司章程》《沈阳蓝英工业自动 化装备股份有限公司独立董事工作制度》的要求，恪守独立董事诚信、勤勉义务， 认真、独立履行职责，按时出席公司相关会议，积极了解公司的生产经营状况、 管理和内部控制等制度的建设及执行情况，促进公司规范运作。在维护公司整体 利益，尤其在关注中小股东的合法权益不受损害方面较好地发挥了独立董事的作 用。现将本人 2024 年度履行独立董事职责的工作情况向各位股东及股东代表进 行汇报。 一、基本情况 本人韩霞，女，中国国籍，1969年11月出生，应用经济学博士后，中共党员， 北京航空航天大学公共管理学院教授、博士生导师、产业经济研究所 ...

经核查独立董事韩霞、徐丽军、孙琦的任职经历以及签署的相关自查文件， 上述人员未在公司担任除独立董事以外的任何职务，也未在公司主要股东公司担 任任何职务，与公司以及主要股东之间不存在利害关系或其他可能妨碍其进行独 立客观判断的关系，因此，公司独立董事符合《上市公司独立董事管理办法》《深 圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》中对 独立董事独立性的相关要求。 沈阳蓝英工业自动化装备股份有限公司董事会 2025 年 4 月 24 日 1 沈阳蓝英工业自动化装备股份有限公司 董事会关于独立董事独立性自查情况的专项报告 根据中国证监会《上市公司独立董事管理办法》《深圳证券交易所股票上市 规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范 运作》等要求，沈阳蓝英工业自动化装备股份有限公司（以下简称"公司"）董事 会，就公司在任独立董事韩霞、徐丽军、孙琦的独立性情况进行评估并出具如下 专项意见： ...

Financial Performance - The company reported a basic earnings per share of -0.0600 yuan for 2024, unchanged from 2023, and an improvement from -0.1900 yuan in 2022 [1] - The net asset per share decreased by 7.01% to 2.52 yuan compared to 2023, while it was 1.77 yuan in 2022 [1] - The operating revenue for 2024 was 13.62 billion yuan, a decline of 5.55% from 14.42 billion yuan in 2023, and an increase from 12.63 billion yuan in 2022 [1] - The net profit for 2024 was -0.22 billion yuan, slightly worse than -0.21 billion yuan in 2023, and improved from -0.54 billion yuan in 2022 [1] - The return on equity improved to -2.40% in 2024 from -2.70% in 2023, and significantly from -11.13% in 2022 [1] Shareholder Structure - The top ten unrestricted shareholders hold a total of 116.0384 million shares, accounting for 41.4% of the circulating shares, with an increase of 1.6839 million shares compared to the previous period [1] - The largest shareholder, Shenyang Blue Ying Automatic Control Co., Ltd., holds 84.2775 million shares, representing 30.06% of the total share capital, with no change [2] - New entrants among the top shareholders include Hong Kong Central Clearing Limited and several others, while notable exits include Yang Lejun and Zhang Bangsen [2] Dividend Policy - The company has decided not to distribute dividends or increase capital [3]

Financial Performance - The company's operating revenue for Q1 2025 was ¥257,512,063.78, a decrease of 8.14% compared to ¥280,327,634.81 in the same period last year[4] - The net profit attributable to shareholders was -¥5,003,623.81, representing a significant decline of 687.55% from -¥635,338.92 year-on-year[4] - The basic and diluted earnings per share were both -¥0.0148, a decrease of 678.95% compared to -¥0.0019 in the same period last year[4] - Net profit for the current period is -¥5,003,623.81, compared to -¥635,338.92 in the previous period, indicating a significant increase in losses[18] - Basic and diluted earnings per share for the current period are both -0.0148, compared to -0.0019 in the previous period[18] Cash Flow and Liquidity - The net cash flow from operating activities improved to ¥8,057,508.38, a 127.87% increase from -¥28,915,494.44 in the previous year[4] - Operating cash flow for the current period is ¥8,057,508.38, a recovery from a negative cash flow of -¥28,915,494.44 in the previous period[20] - Cash and cash equivalents at the end of the period amount to ¥86,630,862.29, up from ¥55,575,983.10 at the end of the previous period[21] Assets and Liabilities - The total assets at the end of the reporting period were ¥1,961,575,775.51, reflecting a 4.60% increase from ¥1,875,328,576.40 at the end of the previous year[4] - Current assets rose to CNY 944,014,202.18, up from CNY 896,678,276.09, indicating an increase of about 5.3%[14] - Total liabilities increased to CNY 1,076,540,641.79 from CNY 1,022,346,149.97, showing a growth of around 5.3%[15] - The company's total equity increased to CNY 885,035,133.72 from CNY 852,982,426.43, indicating a growth of approximately 3.7%[16] Investments and Income - The investment income increased significantly by 467.01% to ¥119,748.81, influenced by exchange rate fluctuations affecting joint ventures[8] - The company reported a comprehensive income total of ¥31,835,170.21, compared to -¥41,838,104.06 in the previous period, showing a positive turnaround[18] Expenses - Total operating costs for the current period are ¥256,149,266.38, down 8.03% from ¥278,519,065.97 in the previous period[17] - The company’s sales expenses increased to ¥32,878,855.72 from ¥28,879,975.17, reflecting a rise of 6.93%[17] - The company’s management expenses decreased to ¥26,506,240.75 from ¥29,459,174.22, a reduction of 10.00%[17] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 59,241, with the largest shareholder holding 24.90% of the shares[10] Credit and Receivables - The company recorded a credit impairment loss of -¥8,155,358.31, an increase of 285.13% compared to -¥2,117,553.46 in the previous year[8] - The company incurred a credit impairment loss of -¥8,155,358.31, worsening from -¥2,117,553.46 in the previous period[17] - The company reported a 100% decrease in receivables financing, dropping to ¥0.00 from ¥392,356.50 due to the maturity of receivable notes[8] - The company's accounts receivable decreased to CNY 239,227,660.17 from CNY 249,906,893.08, a decline of approximately 4.3%[14]

Financial Performance - The net profit attributable to shareholders remained relatively stable year-on-year during the reporting period[3]. - The company's operating revenue for 2024 was ¥1,362,282,623.94, a decrease of 5.51% compared to ¥1,441,781,062.65 in 2023[20]. - The net profit attributable to shareholders for 2024 was -¥21,758,949.18, a decline of 3.71% from -¥20,981,074.89 in 2023[20]. - The net cash flow from operating activities increased significantly to ¥94,841,933.81, a rise of 10,439.03% compared to ¥899,911.64 in 2023[20]. - The total assets at the end of 2024 were ¥1,875,328,576.40, down 10.64% from ¥2,098,582,996.66 at the end of 2023[20]. - The net assets attributable to shareholders decreased by 6.93% to ¥852,982,426.43 at the end of 2024 from ¥916,473,387.17 at the end of 2023[20]. - The company reported a basic earnings per share of -¥0.06 for 2024, unchanged from -¥0.06 in 2023[20]. - The total revenue for 2024 was ¥1,362,282,623.94, representing a decrease of 5.51% compared to ¥1,441,781,062.65 in 2023[74]. - The industrial cleaning systems and surface treatment segment generated ¥1,263,930,365.93, accounting for 92.78% of total revenue, with a year-on-year decline of 5.09%[74]. - The overseas revenue increased by 1.60% to ¥1,251,859,157.49, while domestic revenue decreased by 47.33% to ¥110,423,466.45[75]. Research and Development - The company emphasizes the importance of continuous R&D investment to strengthen its core competitiveness and technological innovation[5]. - The company maintains a reasonable R&D structure, keeping pace with international technological advancements to sustain core competitiveness[6]. - The company has over 300 domestic and international patents and operates four competitive R&D centers in Germany, Switzerland, and China, focusing on various cleaning technologies[59]. - The precision cleaning business is a global leader, particularly in the medical and high-precision optical equipment sectors, holding a dominant market position in Europe[59]. - The company is developing a new generation of modular technology for high-purity cleaning applications, expected to be completed by early 2026[83]. - The Performance Line ultrasonic precision cleaning machine project aims to achieve industry-leading cleanliness levels and high cleaning efficiency[83]. - The company has completed the development of a hydrogen production device with a capacity range of 0.5MW to 12MW, targeting applications in wind farms, solar power plants, and hydrogen stations, with a market demand growth of 54.67% expected by 2026[84]. - The ultrasonic cleaning technology for medical devices has gained user recognition and is now a key business area for the company, contributing to its growth strategy[84]. - The company has achieved a completion rate of 75.63% for a chip-based monitoring analysis tool for ultrasonic cleaning machines, with an expected completion in 2025, enhancing the reliability of cleaning processes[84]. - The company has successfully developed a high-precision all-steel tire forming machine, completing the project with six invention patents and five utility model patents granted[84]. Market Trends and Strategies - The global smart manufacturing market is projected to grow from $88.7 billion in 2021 to $228.2 billion by 2027, with a compound annual growth rate of 18.5%[29]. - The company is committed to expanding its global presence and exploring new markets while deepening existing market penetration[5]. - The company operates production bases and R&D centers in the US, Germany, France, and Switzerland, aligning with global smart manufacturing trends[30]. - The US "re-industrialization" plan aims to encourage innovation and reshape the industrial landscape, impacting the smart manufacturing sector positively[31]. - The company is committed to high-end, precision manufacturing, supported by national policies promoting advanced manufacturing[29]. - Germany's "Industry 4.0" plan aims to enhance manufacturing through distributed, modular industrial units, focusing on smart manufacturing and digital transformation to maintain global leadership[32]. - Japan's "Robot New Strategy" established in 2015 sets three core goals: becoming a global innovation hub for robotics, leading in robot applications, and entering a new era of robotics[34]. - The "Made in China 2025" strategy emphasizes innovation, quality, green development, structural optimization, and talent cultivation to transform China into a manufacturing powerhouse by 2045[37]. - The "14th Five-Year Plan for Intelligent Manufacturing" targets 70% of large manufacturing enterprises to achieve digital networking, with over 500 smart manufacturing demonstration factories established by 2025[42]. Operational Efficiency and Management - The company continues to focus on its core business, optimizing internal management to enhance operational quality and efficiency[3]. - The company emphasizes cash flow management and strict budget control, ensuring sufficient liquidity for business development and mitigating risks[64]. - The company has established a robust asset management system for its overseas investments to ensure effective oversight and performance evaluation[91]. - The company has implemented a performance evaluation system that links employee assessments to compensation and incentives[159]. - The company has established a comprehensive training program aimed at enhancing employee skills and aligning them with corporate values[155]. - The company has established a risk control management framework that includes pre-assessment, supervision during execution, and post-evaluation[159]. - The company has implemented measures to ensure that no unfair benefits are provided to other entities or individuals, safeguarding its interests[177]. Governance and Compliance - The company has established a comprehensive governance structure in compliance with relevant laws and regulations, ensuring effective decision-making processes[128]. - The company operates independently from its controlling shareholders in terms of assets, personnel, finance, and business operations, ensuring complete operational autonomy[129]. - The company has a performance-based remuneration system for its directors and senior management[142]. - The company has established an independent financial department and accounting system, ensuring financial decisions are made autonomously[175]. - The company has committed to maintaining the legal rights of all shareholders through effective governance practices[148]. - The company has not reported any changes in the shareholding of its directors and senior management during the reporting period[133]. - The company has not engaged in any significant environmental violations or received administrative penalties related to environmental issues[167]. Risks and Challenges - The company acknowledges potential risks related to macroeconomic adjustments and market competition, along with corresponding countermeasures[5][7]. - The company acknowledges the risk of macroeconomic fluctuations affecting its industrial cleaning and intelligent equipment manufacturing sectors, emphasizing continuous R&D investment to maintain competitive advantages[120]. - The company faces intensified market competition in the automation sector and is committed to leveraging its market experience and strategic investments to enhance its competitive position[122]. - The company has not identified any significant internal control deficiencies during the reporting period[161]. Future Outlook - The company plans to not distribute cash dividends or issue bonus shares[9]. - The company plans to continue its strategic focus on "technological entrepreneurship, capital expansion, and international cooperation" through 2025, leveraging national policies and regional advantages to explore new products and markets[105]. - The company aims to enhance its sustainable development capabilities and achieve steady growth through a combination of organic growth and external mergers and acquisitions, maximizing shareholder value[106]. - The company will increase R&D investment to enhance innovation capabilities, focusing on smart manufacturing and green manufacturing to align with national development goals[115]. - In 2025, the company aims to improve its cash flow and profitability through comprehensive budgeting and performance evaluation mechanisms, despite overall market pressures[118].

Group 1 - The company, 蓝英装备, stated on April 10 that it has not yet supplied any equipment or services to 新凯 [1]

第一创业证券承销保荐有限责任公司 关于沈阳蓝英工业自动化装备股份有限公司 2024 年度持续督导定期现场检查报告 保荐人名称：第一创业证券承销保荐有限 责任公司 被保荐公司简称：蓝英装备 保荐代表人姓名：崔攀攀 联系电话：010-63212001 保荐代表人姓名：李志杰 联系电话：010-63212001 现场检查人员姓名：崔攀攀 现场检查对应期间：2024 年 1 月 1 日至 2024 年 12 月 31 日 现场检查时间：2025 年 3 月 6 日至 2025 年 3 月 7 日 一、现场检查事项 现场检查意见 （一）公司治理 是 否 不适用 现场检查手段： （1）查阅公司章程、各项规章制度； （2）查阅公司历次董事会、监事会、股东大会文件； （3）查看公司主要经营场所； （4）查阅公司相关公告。 1.公司章程和公司治理制度是否完备、合规 √ 2.公司章程和三会规则是否得到有效执行 √ 3.三会会议记录是否完整，时间、地点、出席人员及会议内 容等要件是否齐备，会议资料是否保存完整 √ 4.三会会议决议是否由出席会议的相关人员签名确认 √ 5.公司董监高是否按照有关法律法规和本所相关业务规则履 行职责 ...

2025 年度持续督导之现场培训情况报告 第一创业证券承销保荐有限责任公司（以下称"一创投行"）作为沈阳蓝英工 业自动化装备股份有限公司（以下简称"蓝英装备"、"上市公司"或"公司"）2022 年向特定对象发行证券聘请的保荐机构，负责完成公司 2022 年度向特定对象发 行证券的保荐及持续督导工作，根据《证券发行上市保荐业务管理办法》、《深 圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法 规和规则的相关规定，一创投行持续督导小组于 2025 年 3 月 7 日对公司实际控 制人、控股股东、董事、监事、高级管理人员等相关人员进行了 2025 年度现场 培训，现将有关培训情况汇报如下： 一、本次持续督导培训的基本情况 （一）保荐机构：第一创业证券承销保荐有限责任公司 第一创业证券承销保荐有限责任公司 关于沈阳蓝英工业自动化装备股份有限公司 本次培训主要采取现场讲授结合、单独咨询等方式，并将本次培训课件及相 关业务规则发送至各位培训对象，在本次持续督导培训的工作过程中，蓝英装备 及相关人员给予了积极配合。 1 通过本次培训，公司实际控制人、董事、监事、高级管理人员等相关人员对 上市公司的 ...

Financial Performance Forecast - The company expects a net loss attributable to shareholders of between 15 million and 25 million yuan for the year 2024, compared to a loss of 20.98 million yuan in the same period last year [4]. - The net profit after deducting non-recurring gains and losses is projected to be a loss of between 20 million and 30 million yuan, compared to a loss of 37.60 million yuan in the previous year [4]. - Non-recurring gains and losses are expected to impact the net profit attributable to shareholders by approximately 5 million yuan [8]. - The overall performance remains in a recovery phase, with net profit maintaining relative stability year-on-year [6]. - The performance forecast period is from January 1, 2024, to December 31, 2024 [3]. Management and Operational Focus - The company continues to focus on its core business, optimizing internal management, and improving operational quality and efficiency [6]. - The financial data presented is preliminary and has not been audited by an external accounting firm [9]. - The specific financial data for the 2024 fiscal year will be detailed in the company's annual report [9]. - The company has communicated with the auditing firm regarding the performance forecast, and there are no discrepancies [5]. Investor Guidance - Investors are advised to make cautious decisions and be aware of investment risks [9].