北京旋极信息技术股份有限公司 2016 年第三季度报告全文 北京旋极信息技术股份有限公司 2016 年第三季度报告 北京旋极信息技术股份有限公司 2016 年第三季度报告全文 2016 年 10 月 1 第一节 重要提示 本公司董事会、监事会及其董事、监事、高级管理人员保证本报告所载资料不存在任何虚假记载、误 导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人陈江涛、主管会计工作负责人刘明及会计机构负责人(会计主管人员)罗世芳声明：保证季 度报告中财务报告的真实、完整。 2 北京旋极信息技术股份有限公司 2016 年第三季度报告全文 第二节 公司基本情况 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期末 | 上年度末 | | 本报告期末比上年度末增 | | --- | --- | --- | --- | --- | | | | | | 减 | | 总资产（元） | 2,609,002,867.25 | | 2,193,476,348.09 | ...

北京旋极信息技术股份有限公司 2016 年半年度报告全文 第一节 重要提示、释义 本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性、完整性承担个别及连带责任。 所有董事均已出席了审议本报告的董事会会议。 公司负责人陈江涛、主管会计工作负责人刘明及会计机构负责人(会计主管人员)罗世芳声明：保证本 半年度报告中财务报告的真实、完整。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 1 | 第一节 | 重要提示、释义 | 1 | | --- | --- | --- | | 第二节 | 公司基本情况简介 | 7 | | 第三节 | 董事会报告 | 12 | | 第四节 | 重要事项 | 37 | | 第五节 | 股份变动及股东情况 | 54 | | 第六节 | 董事、监事、高级管理人员情况 | 62 | | 第七节 | 财务报告 | 64 | | 第八节 | 备查文件目录 | 191 | 北京旋极信息技术股份有限公司 2016 年半年度报告全文 释 义 | 释义项 | 指 | 释义内容 | | --- | --- | -- ...

北京旋极信息技术股份有限公司 2016 年第一季度报告全文 2016 年第一季度报告 第一节 重要提示 本公司董事会、监事会及其董事、监事、高级管理人员保证本报告所载资料不存在任何虚假记载、误 导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人陈江涛、主管会计工作负责人刘明及会计机构负责人(会计主管人员)罗世芳声明：保证季 度报告中财务报告的真实、完整。 2 北京旋极信息技术股份有限公司 2016 年第一季度报告全文 第二节 公司基本情况 2016-057 2016 年 04 月 1 北京旋极信息技术股份有限公司 2016 年第一季度报告全文 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增减 | | --- | --- | --- | --- | | 营业总收入（元） | 214,629,708.25 | 87,116,299.88 | 146.37% | | 归属于上市公司股东的净利润（元） | 38, ...

北京旋极信息技术股份有限公司 2015 年年度报告全文 1 北京旋极信息技术股份有限公司 2015 年年度报告 2016 年 02 月 北京旋极信息技术股份有限公司 2015 年年度报告全文 第一节 重要提示、目录和释义 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整，不存在 虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人陈江涛、主管会计工作负责人刘明及会计机构负责人(会计主管人员) 罗世芳声明：保证年 度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 本年度报告涉及的未来计划、发展战略等前瞻性描述不构成公司对投资者的实质承诺，敬请投资者注 意投资风险。 公司在本报告第四节" 管理层分析与讨论" 中" 九、公司未来发展的展望"部分，详细描述了公司经营 中可能存在的风险及应对措施，敬请投资者关注相关内容。 公司经本次董事会审议通过的利润分配预案为：以 499,983,108 为基数，向全体股东每 10 股派发现金 红利 0.42 元（含税），送红股 0 股（含税），以资本公积金向全体股东每 10 股转增 10 股。 2 ...

1 北京旋极信息技术股份有限公司 2015 年年度报告 2016 年 02 月 北京旋极信息技术股份有限公司 2015 年年度报告全文 第一节 重要提示、目录和释义 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整，不存在 虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人陈江涛、主管会计工作负责人刘明及会计机构负责人(会计主管人员) 罗世芳声明：保证年 度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 北京旋极信息技术股份有限公司 2015 年年度报告全文 | 释义项 | 指 | 释义内容 | | --- | --- | --- | | 旋极信息、本公司、 | 指 | 北京旋极信息技术股份有限公司 | | 公司 | | | | 上海旋极 | 指 | 上海旋极信息技术有限公司，本公司全资子公司 | | 成都旋极 | 指 | 成都旋极历通信息技术有限公司，本公司控股子公司 | | 旋极国际 | 指 | 旋极国际（香港）有限公司，本公司全资子公司 | | 深圳旋极 | 指 | 深圳市旋极历通科技有限公司，本公司全资子公司 | | ...

[Important Notice](index=2&type=section&id=Section%201.%20Important%20Notice) The company's board, supervisory board, and senior management ensure the truthfulness, accuracy, and completeness of this report - The company's Board of Directors, Supervisory Board, and senior management ensure the truthfulness, accuracy, and completeness of this report, free from false records, misleading statements, or material omissions[4](index=4&type=chunk) - All directors attended the board meeting that reviewed this quarterly report[5](index=5&type=chunk) - Company head Chen Jiangtao, chief accountant Li Xuelin, and head of accounting department Li Xuelin guarantee the truthfulness and completeness of the financial report within the quarterly report[5](index=5&type=chunk) [Company Profile](index=3&type=section&id=Section%202.%20Company%20Profile) [Key Accounting Data and Financial Indicators](index=3&type=section&id=I.%20Key%20Accounting%20Data%20and%20Financial%20Indicators) The company achieved explosive growth in performance during the first three quarters of 2015, with total operating revenue increasing by 263.41% and net profit attributable to shareholders surging by 3,614.42%, reflecting significant business expansion and enhanced profitability Key Accounting Data and Financial Indicators | Indicator | Year-to-Date | Y-o-Y Change | | :--- | :--- | :--- | | Total Operating Revenue (RMB) | 602,933,170.30 | 263.41% | | Net Profit Attributable to Ordinary Shareholders (RMB) | 34,244,390.58 | 3,614.42% | | Net Cash Flow from Operating Activities (RMB) | 186,519,103.10 | 961.22% | | Basic Earnings Per Share (RMB/share) | 0.1090 | 3,658.62% | | Weighted Average Return on Net Assets | 4.45% | 4.28% | | **Indicator** | **As of Report End** | **Change from Prior Year-End** | | Total Assets (RMB) | 1,463,338,813.13 | 39.35% | | Shareholders' Equity Attributable to Ordinary Shareholders (RMB) | 784,926,742.64 | 5.58% | - During the reporting period, the company's non-recurring gains and losses totaled **-RMB 1.44 million**, primarily due to donation expenses[10](index=10&type=chunk) [Significant Risk Factors](index=4&type=section&id=II.%20Significant%20Risk%20Factors) The company faces multiple significant risks including seasonal business fluctuations, delays in fundraising projects like the C919 aircraft, high customer concentration, loss of core technical personnel, integration challenges post-acquisition, management complexities from rapid expansion, and policy changes like 'VAT reform' - Some of the company's businesses, such as embedded system testing and Zhongruan Jinka, exhibit significant seasonal risks, with revenue and profit primarily concentrated in the second half of the year, especially the fourth quarter[11](index=11&type=chunk)[12](index=12&type=chunk) - The fundraising project 'New Generation Aviation Bus Products' may not be implemented and profitable on schedule due to delays in the C919 large aircraft project[13](index=13&type=chunk) - The company faces risks from high customer concentration, as its main clients are military, research institutions, tax, and financial organizations, whose procurement plan changes could lead to performance fluctuations[14](index=14&type=chunk) - As a technology-intensive enterprise, the company faces risks of core technical personnel loss and technology leakage[15](index=15&type=chunk)[16](index=16&type=chunk) - Following the acquisition of Zhongruan Jinka in 2014, the company faces M&A integration risks including business integration, realization of performance commitments, and goodwill impairment[17](index=17&type=chunk) - The rapid expansion of the company's operational scale, number of subsidiaries, and personnel poses higher demands on resource integration, market development, and internal management, leading to management risks[18](index=18&type=chunk) - The progress of the company's tax control business depends on the implementation pace of the national 'VAT reform' policy, and policy uncertainties may affect business development[20](index=20&type=chunk) [Shareholder Information](index=7&type=section&id=III.%20Total%20Number%20of%20Shareholders%20and%20Top%20Ten%20Shareholders%27%20Holdings%20at%20Report%20End) As of the report end, the company had 12,554 shareholders, with controlling shareholder Chen Jiangtao holding 40.30% of shares, some of which are pledged, and several China Post series public funds among the top ten shareholders - As of the end of the reporting period, the company had **12,554 shareholders**[22](index=22&type=chunk) Top 10 Shareholders' Holdings | Shareholder Name | Shareholding Percentage | Number of Shares Held | Pledge or Freeze Status | | :--- | :--- | :--- | :--- | | Chen Jiangtao | 40.30% | 190,617,106 | Pledged 130,337,047 | | Chen Haitao | 3.98% | 18,844,053 | Pledged 11,108,791 | | Industrial Bank - China Post Strategic Emerging Industry Fund | 3.49% | 16,522,406 | - | | Beijing Zhongtian Yonghui Investment Consulting Co., Ltd. | 3.31% | 15,671,400 | Pledged 15,671,400 | | Agricultural Bank of China - China Post Information Industry Fund | 3.17% | 14,984,361 | - | - During the reporting period, some shares held by shareholders such as Chen Haitao, Gai Feng, Wu Yun, and Ruan Yazhan were released from lock-up due to the expiration of initial public offering commitments[25](index=25&type=chunk) [Management Discussion and Analysis](index=11&type=section&id=Section%203.%20Management%20Discussion%20and%20Analysis) [Analysis of Changes in Financial Position and Operating Results](index=11&type=section&id=I.%20Significant%20Changes%20and%20Reasons%20for%20Major%20Financial%20Statement%20Items%20and%20Indicators%20During%20the%20Reporting%20Period) During the reporting period, the company's financial indicators changed significantly, with operating revenue surging by 263.41% due to 'VAT reform' driven tax control disk sales, leading to a 6,540.80% increase in operating profit and a 961.22% rise in net operating cash flow - Operating revenue increased by **263.41%** year-on-year, primarily due to the implementation of the 'VAT reform' policy, which significantly boosted tax control disk revenue[30](index=30&type=chunk) - Operating profit increased by **6,540.80%** year-on-year, mainly driven by the significant growth in sales profit resulting from increased sales revenue[33](index=33&type=chunk) - Administrative expenses increased by **258.93%** year-on-year, primarily due to increased personnel and rental costs corresponding to the rise in revenue[31](index=31&type=chunk) - Net cash flow from operating activities increased by **961.22%** year-on-year, mainly due to increased cash received from sales of goods and higher tax refunds[38](index=38&type=chunk) - Net cash flow from investing activities was **-RMB 100.89 million**, primarily used for the acquisition of long-term assets and investments in projects such as Suzhou Jianghai Communication Development Industrial Co., Ltd[38](index=38&type=chunk) [Business Review and Outlook](index=12&type=section&id=II.%20Business%20Review%20and%20Outlook) In the first three quarters of 2015, the company capitalized on 'VAT reform' opportunities, achieving explosive growth in tax control disk business, successfully integrating Zhongruan Jinka, and securing new petroleum industry IT projects, while enhancing core competitiveness - The company capitalized on 'VAT reform' and 'interconnection' opportunities, strengthening its service network, which led to explosive growth in tax control disk sales[40](index=40&type=chunk) - Through the acquisition of Beijing Zhongruan Jinka, the company added petroleum industry IT business and successfully won the bid for PetroChina's fuel card self-service terminal project[40](index=40&type=chunk)[48](index=48&type=chunk) - The company added **4 new patents** in Q3 2015, including 1 design patent and 3 invention patents, steadily enhancing its core competitiveness[41](index=41&type=chunk)[42](index=42&type=chunk) - The company focused on expanding tax-related businesses, leveraging M&A synergies, launching employee stock ownership plans, and optimizing operational management, in line with its annual operating plan[47](index=47&type=chunk)[48](index=48&type=chunk) [Significant Matters](index=16&type=section&id=Section%204.%20Significant%20Matters) [Commitments](index=16&type=section&id=I.%20Commitments%20Made%20by%20the%20Company%20or%20Shareholders%20Holding%205%25%20or%20More%20Shares%20During%20or%20Prior%20to%20the%20Reporting%20Period%20and%20Continuing%20into%20the%20Reporting%20Period) During the reporting period, the company and related parties strictly fulfilled various commitments, including performance pledges and share lock-ups from asset restructuring, controlling shareholder's commitments on social security, litigation compensation, non-competition, and share increase, and company commitments on fundraising and equity incentive plans - Parties involved in the asset restructuring committed that Zhongruan Jinka's non-recurring net profit for 2014-2016 would be no less than **RMB 20.8 million**, **RMB 24.96 million**, and **RMB 28.704 million** respectively, along with a **36-month** share lock-up period[52](index=52&type=chunk) - Controlling shareholder Mr. Chen Jiangtao committed not to reduce his shareholding within **6 months** from July 10, 2015, and to increase his stake in the company through various means, with an amount no less than **RMB 35 million**[60](index=60&type=chunk) - The company committed not to engage in high-risk investments such as securities investment within **twelve months** after permanently supplementing working capital with surplus raised funds and over-raised funds[54](index=54&type=chunk)[56](index=56&type=chunk) - Controlling shareholder Mr. Chen Jiangtao committed to subscribe for the deficit portion of the company's first employee stock ownership plan in 2015 and provide joint liability guarantee for the principal and expected returns of the priority tranches[61](index=61&type=chunk) [Use of Raised Funds](index=22&type=section&id=II.%20Comparison%20Table%20of%20Raised%20Funds%20Utilization) The company disclosed detailed use of raised funds, with most committed and over-raised projects completed, though 'New Generation Aviation Bus Products' and 'Industry Smart Mobile Terminals' did not meet expected returns due to project delays and market changes, leading to some surplus funds being used for working capital Raised Funds Investment Project Progress | Committed Investment Project | Investment Progress | Achieved Expected Benefits | Reason for Not Achieving Benefits | | :--- | :--- | :--- | :--- | | New Generation Aviation Bus Products | 98.39% | No | Overall delay of large aircraft project (C919) | | Online Banking Client Security Products | 96.72% | Yes | - | | Industry Smart Mobile Terminals | 97.25% | No | Slowdown in customer procurement and impact of mobile internet | - The company has permanently supplemented its working capital with the surplus funds and interest income from some fundraising projects, including Online Banking Client Security Products, Industry Smart Mobile Terminals, and New Generation Aviation Bus Products[65](index=65&type=chunk)[66](index=66&type=chunk) - Over-raised funds were primarily used for purchasing office buildings, acquiring Zhongruan Jinka, establishing Beijing Xuanji Baiwang, and supplementing working capital, with most initiatives completed[63](index=63&type=chunk)[64](index=64&type=chunk) [Other Significant Matters](index=25&type=section&id=III.%20Progress%20of%20Other%20Significant%20Matters) During the reporting period, the company advanced several significant matters, including share increase plans by controlling shareholders and executives, the launch of an employee stock ownership plan, unconditional approval for asset acquisition and fundraising by the CSRC, and the progression of a patent litigation case to the second instance - To stabilize stock price, controlling shareholder Mr. Chen Jiangtao and director Mr. Liu Ming planned to increase their shareholdings in the company within **6 months** from July 14, 2015[67](index=67&type=chunk) - The company launched its first employee stock ownership plan in 2015, with controlling shareholder Mr. Chen Jiangtao committing to cover any deficit and provide guarantees for priority tranches[68](index=68&type=chunk) - The company's issuance of shares and cash payment for asset acquisition, along with the raising of supporting funds, received unconditional approval from the China Securities Regulatory Commission's M&A and Restructuring Committee[68](index=68&type=chunk) - The company's patent litigation appeal with Shenzhen Netac Technology has been accepted by the Higher People's Court of Guangxi Zhuang Autonomous Region, with the hearing date rescheduled from October 15 to November 4[69](index=69&type=chunk)[70](index=70&type=chunk) [Performance Forecast](index=26&type=section&id=V.%20Warning%20and%20Explanation%20Regarding%20Potential%20Loss%2C%20Turnaround%2C%20or%20Significant%20Change%20in%20Cumulative%20Net%20Profit%20from%20Year-Beginning%20to%20End%20of%20Next%20Reporting%20Period%20Compared%20to%20Prior%20Year) The company anticipates year-on-year performance growth in the next reporting period, primarily due to the seasonal nature of its military and petroleum businesses, where revenue and profit are concentrated in the latter half of the year - The company expects year-on-year performance growth in the next reporting period, primarily due to the seasonal nature of its military and petroleum businesses, whose revenue and profit will be concentrated in the next reporting period[71](index=71&type=chunk) [Financial Statements](index=28&type=section&id=Section%205.%20Financial%20Statements) [Financial Statements](index=28&type=section&id=I.%20Financial%20Statements) This section provides the company's unaudited financial statements as of September 30, 2015, including consolidated and parent company balance sheets, income statements, and cash flow statements, reflecting the financial position, operating results, and cash flows for the reporting period - This section includes the following key financial statements: - Consolidated Balance Sheet - Parent Company Balance Sheet - Consolidated Income Statement for the Current Reporting Period - Parent Company Income Statement for the Current Reporting Period - Consolidated Income Statement from Year-Beginning to Report End - Parent Company Income Statement from Year-Beginning to Report End - Consolidated Cash Flow Statement from Year-Beginning to Report End - Parent Company Cash Flow Statement from Year-Beginning to Report End[76](index=76&type=chunk)[87](index=87&type=chunk)[97](index=97&type=chunk) [Audit Report](index=44&type=section&id=II.%20Audit%20Report) The company's Q3 2015 report is unaudited - The company's third-quarter report is unaudited[104](index=104&type=chunk)

北京旋极信息技术股份有限公司 2015 年半年度报告 北京旋极信息技术股份有限公司 2015 年半年度报告全文 1 2015 年 08 月 北京旋极信息技术股份有限公司 2015 年半年度报告全文 第一节 重要提示、释义 本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性、完整性承担个别及连带责任。 所有董事均已出席了审议本报告的董事会会议。 公司负责人陈江涛、主管会计工作负责人李学林及会计机构负责人(会计主管人员)佟翠翠声明：保证 本半年度报告中财务报告的真实、完整。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 2 | | | | 第一节 | 重要提示、释义 | 2 | | --- | --- | --- | | 第二节 | 公司基本情况简介 | 8 | | 第三节 | 董事会报告 | 14 | | 第四节 | 重要事项 | 37 | | 第五节 | 股份变动及股东情况 | 56 | | 第六节 | 董事、监事、高级管理人员情况 | 62 | | 第七节 | 财务报告 | 64 | | 第八节 | 备查文件目录 ...

北京旋极信息技术股份有限公司 2015 年第一季度报告全文 2015 年第一季度报告 2015-039 2015 年 04 月 1 北京旋极信息技术股份有限公司 2015 年第一季度报告全文 第一节 重要提示 本公司董事会、监事会及其董事、监事、高级管理人员保证本报告所载资料不存在任何虚假记载、误 导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人陈江涛、主管会计工作负责人李学林及会计机构负责人(会计主管人员)佟翠翠声明：保证 季度报告中财务报告的真实、完整。 2 北京旋极信息技术股份有限公司 2015 年第一季度报告全文 第二节 公司基本情况 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增减 | | --- | --- | --- | --- | | 营业总收入（元） | 87,116,299.88 | 55,475,466.93 | 57.04% | | 归属于上市公司普通股股东的净利润 | 1,72 ...

北京旋极信息技术股份有限公司 2014 年年度报告 北京旋极信息技术股份有限公司 2014 年年度报告全文 0 2015-028 北京旋极信息技术股份有限公司 2014 年年度报告全文 第一节 重要提示、目录和释义 本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料不存在任何虚 假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带 责任。 所有董事均已出席了审议本报告的董事会会议。 释 义 | 释义项 | 指 | 释义内容 | | --- | --- | --- | | 旋极信息、本公司、公司 | 指 | 北京旋极信息技术股份有限公司 | | 上海旋极 | 指 | 上海旋极信息技术有限公司，本公司全资子公司 | | 成都旋极 | 指 | 成都旋极历通信息技术有限公司，本公司控股子公司 | | 旋极国际 | 指 | 旋极国际（香港）有限公司，本公司全资子公司 | | 深圳旋极 | 指 | 深圳市旋极历通科技有限公司，本公司全资子公司 | | 麦禾信通 | 指 | 北京麦禾信通科技有限公司，本公司控股子公司 | | 安徽旋极 | 指 | 安徽旋极智慧农业科技有限公司，本公 ...

北京旋极信息技术股份有限公司 2014 年第三季度报告全文 2014 年第三季度报告 2014-091 2014 年 10 月 1 北京旋极信息技术股份有限公司 2014 年第三季度报告全文 第一节 重要提示 本公司董事会、监事会及其董事、监事、高级管理人员保证本报告所载资料不存在任何虚假记载、误 导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 公司副总经理盖峰先生因生病请假，未参与公司本次三季度报告的审核工作，无法保证本报告内容的 真实性、准确性和完整性，请投资者特别关注。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人陈江涛、主管会计工作负责人李学林及会计机构负责人(会计主管人员)陈湘宁声明：保证 季度报告中财务报告的真实、完整。 2 北京旋极信息技术股份有限公司 2014 年第三季度报告全文 第二节 公司基本情况 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期末 | 上年度末 | | 本报告期末比上年度末增 | | --- | --- | --- | --- | --- | | | ...