广州市昊志机电股份有限公司 内部控制审计报告 司农审字[2025]25000890069 号 司农审字[2025]25000890069 号 广州市昊志机电股份有限公司全体股东： 目 录 报告正文……………………………………………………1-2 1 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求，我 们审计了广州市昊志机电股份有限公司（以下简称"昊志机电"）2024 年 12 月 31 日的财务报告内部控制的有效性。 内部控制审计报告 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部 控制评价指引》的规定，建立健全和有效实施内部控制，并评价其有效性是昊志 机电董事会的责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上，对财务报告内部控制的有效性发表 审计意见，并对注意到的非财务报告内部控制的重大缺陷进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性，存在不能防止和发现错报的可能性。此外，由于 情况的变化可能导致内部控制变得不恰当，或对控制政策和程序遵循的程度降低， 根据内部控制审计结果推测未来内部控制的有效性具有一定风险。 四、 ...

南京证券股份有限公司 关于广州市昊志机电股份有限公司 2024 年度募集资金存放与使用情况的专项核查报告 南京证券股份有限公司（以下简称"南京证券"或"保荐机构"）作为广州 市昊志机电股份有限公司（以下简称"昊志机电"或"公司"）2017 年度创业板 非公开发行股票和 2020 年度创业板向特定对象发行股票的保荐机构，根据《证 券发行上市保荐业务管理办法》《上市公司监管指引第 2 号——上市公司募集资 金管理和使用的监管要求》《深圳证券交易所创业板股票上市规则》《深圳证券交 易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等相关法律法 规的要求，对昊志机电 2024 年度募集资金存放与实际使用情况进行了核查，核 查情况如下： 一、募集资金基本情况 （一）实际募集资金金额 1、2017 年度创业板非公开发行股票 经中国证券监督管理委员会（以下简称"中国证监会"）《关于核准广州市 昊志机电股份有限公司非公开发行股票的批复》（证监许可[2018]1308 号）核准， 公司向 3 名特定对象非公开发行人民币普通股（A 股）股票 32,952,669 股，每股 面值人民币 1 元，每股发行价格人民币 8. ...

| 审计报告……………………………………………… | 1-6 | | --- | --- | | 合并资产负债表……………………………………… | 1 | | 合并利润表…………………………………………… | 2 | | 合并现金流量表……………………………………… | 3 | | 合并所有者权益变动表……………………………… | 4-5 | | 母公司资产负债表…………………………………… | 6 | | 母公司利润表………………………………………… | 7 | | 母公司现金流量表…………………………………… | 8 | | 母公司所有者权益变动表…………………………… | 9-10 | | 财务报表附注………………………………………… | 11-137 | 广州市昊志机电股份有限公司 2024 年度审计报告 司农审字[2025]25000890025 号 目 录 司农审字[2025]25000890025 号 广州市昊志机电股份有限公司全体股东: 一、审计意见 我们审计了广州市昊志机电股份有限公司（以下简称"昊志机电"）财务报表， 包括 2024 年 12 月 31 日的合并及母公司资产负债表，2024 ...

广州市昊志机电股份有限公司 独立董事 2024 年度述职报告 （向凌） 各位股东及股东代表： 本人作为广州市昊志机电股份有限公司（以下简称"公司"）的独立董事， 2024 年度本人严格按照《公司法》、《证券法》、《上市公司独立董事管理办法》、 《深圳证券交易所创业板股票上市规则》、《深圳证券交易所上市公司自律监管指 引第 2 号——创业板上市公司规范运作》等法律、法规和《公司章程》的规定， 本着客观、公正、独立的原则，勤勉尽责，积极发挥独立董事作用，维护公司整 体利益和全体股东尤其是中小股东的合法权益。现就本人在 2024 年度任独立董 事期间的履职情况报告如下： 一、独立董事基本情况 作为公司的独立董事，本人具备独立董事任职资格，本人的工作履历、专业 背景等相关情况如下： （三）出席董事会专门委员会会议情况 向凌女士，1981 年 5 月出生，毕业于中山大学，法学博士。2006 年 7 月至 今，在广东金融学院法学院任教，目前担任知识产权系主任；2019 年 6 月至 2022 年 6 月 20 日，在广东中南钢铁股份有限公司（原名韶钢松山股份有限公司）担 任独立董事；2020 年 6 月至今，在宜昌东阳光 ...

广州市昊志机电股份有限公司 独立董事 2024 年度述职报告 （姚英学） 各位股东及股东代表： 本人作为广州市昊志机电股份有限公司（以下简称"公司"）的独立董事， 2024 年度本人严格按照《公司法》、《证券法》、《上市公司独立董事管理办法》、 《深圳证券交易所创业板股票上市规则》、《深圳证券交易所上市公司自律监管指 引第 2 号——创业板上市公司规范运作》等法律、法规和《公司章程》的规定， 本着客观、公正、独立的原则，勤勉尽责，积极发挥独立董事作用，维护公司整 体利益和全体股东尤其是中小股东的合法权益。现就本人在 2024 年度任独立董 事期间的履职情况报告如下： 一、独立董事基本情况 作为公司的独立董事，本人具备独立董事任职资格，本人的工作履历、专业 背景等相关情况如下： 姚英学先生，1962 年出生，毕业于哈尔滨工业大学，机械工程学士、博士。 1990 年 10 月至 1991 年 12 月任哈尔滨工业大学讲师，1992 年 1 月至 1994 年 12 月任哈尔滨工业大学副教授，1995 年 1 月至今任哈尔滨工业大学教授，1997 年 12 月至今任哈尔滨工业大学博士生导师，1998 年 5 月至 ...

关于独立董事独立性情况的专项意见 广州市昊志机电股份有限公司（以下简称"公司"）根据《上市公司独立董 事管理办法》、《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公 司规范运作》等要求，并结合公司独立董事出具的《独立董事关于独立性自查情 况的报告》，公司董事会就公司 2024 年度任职独立董事的独立性情况进行评估并 出具如下专项意见： 经核查独立董事向凌女士、黎文飞先生、姚英学先生的任职经历以及签署的 相关自查文件，公司董事会认为上述人员未在公司担任除独立董事以外的任何职 务，也未在公司主要股东担任任何职务，与公司以及主要股东之间不存在利害关 系或其他可能妨碍其进行独立客观判断的关系，不存在其他影响独立董事独立性 的情况。公司独立董事符合《上市公司独立董事管理办法》、《深圳证券交易所上 市公司自律监管指引第 2 号——创业板上市公司规范运作》中对独立董事独立性 的相关要求。 广州市昊志机电股份有限公司董事会 2025 年 04 月 22 日 广州市昊志机电股份有限公司董事会 ...

广州市昊志机电股份有限公司 黎文飞，1983 年 04 月出生，毕业于中山大学，博士学位。2009 年 09 月至 2011 年 09 月，在广州理工学院（原天河学院）担任教师职务；2011 年 10 月至 2012 年 08 月，在广州首诚太合实业发展有限公司担任研究员职务；2017 年 03 月至今，在广州大学担任讲师、副教授，兼任会计系系主任职务；2020 年 11 月 至 2024 年 3 月，在长江智能科技（广东）股份有限公司担任独立董事；2020 年 12 月至 2023 年 5 月，在深圳广联赛讯股份有限公司担任独立董事；2023 年 9 月至今，在广州市金钟汽车零件股份有限公司担任独立董事。本人于 2023 年 3 月至今在公司担任独立董事。 任职期间，本人不存在《上市公司独立董事管理办法》第二章第六条所述的 影响独立性的情况。 二、独立董事年度履职概况 独立董事 2024 年度述职报告 （黎文飞） 各位股东及股东代表： 本人作为广州市昊志机电股份有限公司（以下简称"公司"）的独立董事， 2024 年度本人严格按照《公司法》、《证券法》、《深圳证券交易所创业板股票上 市规则》、《深圳证券交易所 ...

Financial Performance - The company's operating revenue for Q1 2025 was CNY 286,852,896.77, representing an increase of 11.00% compared to CNY 258,432,671.85 in the same period last year[5]. - Net profit attributable to shareholders was CNY 15,583,191.80, up 6.93% from CNY 14,573,795.12 year-on-year[5]. - The net profit excluding non-recurring gains and losses surged by 155.70% to CNY 8,729,377.65, compared to CNY 3,413,868.13 in the previous year[5]. - The net cash flow from operating activities increased significantly by 157.15% to CNY 30,999,875.02, compared to CNY 12,055,273.65 in the same period last year[5]. - The company reported a total comprehensive income of ¥19,219,586.28, compared to ¥7,805,379.69 in the previous period, showing a significant improvement[30]. Assets and Liabilities - Total assets at the end of the reporting period reached CNY 2,802,693,500.59, reflecting a growth of 6.52% from CNY 2,631,203,834.72 at the end of the previous year[5]. - The company's total liabilities increased to RMB 1,585,385,830.95 from RMB 1,439,587,781.04, representing a growth of about 10.1%[27]. - The company's equity attributable to shareholders increased to RMB 1,215,275,155.68 from RMB 1,189,538,948.94, showing an increase of approximately 2.1%[28]. - The company's current assets increased to RMB 1,496,127,702.20 from RMB 1,329,974,214.25, reflecting a growth of approximately 12.5%[26]. Cash Flow - The company's cash and cash equivalents increased by 169.13% to CNY 192,178,669.38, primarily due to bank loans received during the reporting period[10]. - The company's cash and cash equivalents rose to RMB 192,178,669.38 from RMB 71,407,919.50, indicating a significant increase of approximately 169%[26]. - The net cash flow from financing activities was ¥102,882,322.92, a turnaround from a net outflow of ¥10,044,470.02 in the previous period[34]. - The company experienced a net cash outflow from investing activities of ¥18,315,940.75, slightly improved from ¥19,786,762.43 in the previous period[34]. Revenue by Segment - The main business segment, spindle sales, generated revenue of RMB 171.52 million, marking a significant increase of 14.61% year-on-year[20]. - Revenue from functional components such as turntables and linear motors reached RMB 33.29 million, up 27.50% year-on-year[21]. - Sales of core robotic components amounted to RMB 3.18 million, showing a growth of 33.20% year-on-year[21]. - The revenue from guide rails and screws surged by 123.26% year-on-year to RMB 10.73 million[21]. - Total operating costs amounted to ¥279,171,467.70, up from ¥257,454,418.47, reflecting a growth of 8.4%[29]. Future Plans and Investments - The company plans to engage in financing leasing activities with a total transaction amount not exceeding RMB 150 million, as approved in recent board meetings[20]. - The company has engaged in financing lease agreements with Guangzhou Science City Financing Lease Co., Ltd. totaling RMB 20 million, RMB 30 million, RMB 9 million, RMB 40 million, and RMB 20 million, and with Guangzhou Kaide Financing Lease Co., Ltd. for RMB 31 million[22]. - The company plans to establish a joint venture, Hunan Haozhi Transmission Machinery Co., Ltd., with Changshu Fengzhisheng Machinery Technology Co., Ltd. to focus on the R&D, production, and sales of linear guides and related components[23]. - The company has completed the construction and commenced operations of the first phase of the "Haozhi High-end Equipment Manufacturing Project," with plans to continue with the second phase[24]. - The company has signed a supplementary agreement for the "Haozhi High-end Equipment Manufacturing Project" to further its investment strategy[25]. Share Information - The total number of shares outstanding as of the reporting date was 306,072,836 shares[5]. - The basic earnings per share remained stable at ¥0.05 for both the current and previous periods[31]. Research and Development - Research and development expenses increased to ¥25,366,696.98 from ¥21,576,144.36, marking a rise of 17.0%[29].

Financial Performance - The company's operating revenue for 2024 reached ¥1,306,691,990.42, representing a 30.63% increase compared to ¥1,000,279,989.66 in 2023[19]. - The net profit attributable to shareholders for 2024 was ¥82,900,404.06, a significant turnaround from a loss of ¥193,969,005.62 in 2023, marking a 142.74% improvement[19]. - The net profit after deducting non-recurring gains and losses was ¥42,555,060.21 in 2024, compared to a loss of ¥238,807,590.15 in 2023, reflecting a 117.82% increase[19]. - The basic earnings per share for 2024 improved to ¥0.27 from a loss of ¥0.63 in 2023, indicating a 142.86% increase[19]. - The total assets as of the end of 2024 were ¥2,631,203,834.72, an 8.05% increase from ¥2,435,212,326.10 at the end of 2023[19]. - The net assets attributable to shareholders increased by 8.10% to ¥1,189,538,948.94 at the end of 2024, up from ¥1,100,418,514.02 in 2023[19]. - The cash flow from operating activities for 2024 was ¥134,964,770.38, a slight decrease of 4.56% from ¥141,413,377.62 in 2023[19]. - The weighted average return on equity for 2024 was 7.27%, a significant recovery from -16.25% in 2023, showing an improvement of 23.52%[19]. - The gross profit margin for the general equipment manufacturing sector improved to 34.50%, up from 31.09% in the previous year[100]. - The company's comprehensive gross margin for 2024 is 34.50%, with the gross margin for spindle products at 34.45%, representing an increase of 3.41 percentage points and 5.14 percentage points year-on-year respectively[157]. Dividend and Shareholder Information - The company plans to distribute a cash dividend of 0.53 CNY per 10 shares based on a total of 306,072,836 shares[4]. - The total number of shares outstanding is 89,314,047[191]. - The annual general meeting in 2023 had a participation rate of 38.32%, while the first and second extraordinary general meetings in 2024 had participation rates of 38.01% and 38.70%, respectively[188]. Operational Risks and Challenges - The company faces various operational risks, including macroeconomic uncertainties and intensified industry competition[3]. - The company has a significant risk related to the large book value of inventory and potential difficulties in collecting accounts receivable[3]. - The management has highlighted the need for investors to be aware of investment risks associated with future developments[3]. - The report does not provide specific future performance guidance or outlook[3]. - The company faces a short-term debt pressure with a debt-to-asset ratio of 54.71% as of December 31, 2024, and short-term borrowings totaling 297.04 million yuan[161]. - The company recorded an asset impairment loss of ¥31,316,499.94, which accounted for 33.24% of total profit[120]. Research and Development - The company’s R&D investment for 2022, 2023, and 2024 is projected to be CNY 96.35 million, CNY 107.53 million, and CNY 121.37 million, representing 9.99%, 10.75%, and 9.29% of revenue respectively[76]. - The company holds a total of 407 valid patents, including 203 invention patents, 200 utility model patents, and 4 design patents, with 21 new invention patents and 16 utility model patents granted during the reporting period[79][80]. - The company has established advanced R&D platforms, including "National Enterprise Technology Center" and "Guangdong Provincial Electric Spindle Engineering Technology Research Center," and has been recognized with multiple awards for its technological advancements[77]. - The company has a strong emphasis on "industry-university-research" collaboration, enhancing its R&D capabilities and technological innovation through partnerships with academic institutions[77]. - The number of R&D personnel increased by 15.46% from 317 in 2023 to 366 in 2024, with the proportion of R&D personnel rising to 16.28%[115]. Product Development and Innovation - The company has developed a range of spindle products, including PCB drilling machine spindles and high-speed machining center spindles, with applications in various precision machining fields[39]. - The company has successfully developed a series of core components for intelligent robots, including high-performance harmonic reducers and integrated joint modules, achieving full domestic production and reducing reliance on imports[52]. - The company is actively developing new products, including RV reducers, swing heads, high-speed fan products, and sensors, to expand its product applications and create new profit growth points[82]. - The company is focusing on expanding its market presence through the development of new products and technologies, enhancing its competitive edge in the robotics industry[54]. - The company has developed advanced motion controllers for applications in industrial robots, CNC milling machines, and multi-axis CNC systems, leveraging proprietary motion control algorithms[61]. Market and Industry Trends - The CNC machine tool market in China reached approximately CNY 409 billion in 2023, with a compound annual growth rate of 5.75% over the past five years, and is expected to exceed CNY 600 billion by 2029[32]. - The manufacturing investment in China's industrial sector is projected to grow by 25% by 2027, indicating a strong policy support for the CNC machine tool industry[30]. - The company anticipates a stable growth in demand for high-end equipment core components due to the ongoing upgrades in manufacturing precision and efficiency requirements[33]. - The global manufacturing PMI average for 2024 is projected at 49.3%, indicating a slight improvement in manufacturing growth compared to 2023[31]. - The company is positioned to benefit from the increasing domestic demand for CNC machine tools and related high-end components as the industry undergoes structural upgrades[33]. Corporate Governance and Management - The company has established a governance structure in compliance with relevant laws and regulations, ensuring effective operation and management[172]. - The company conducted one annual and two temporary shareholder meetings, ensuring all shareholders, especially minority ones, have a voice in decision-making[173]. - The board of directors consists of 8 members, including 3 independent directors, ensuring compliance with relevant laws and regulations[175]. - The supervisory board is composed of 3 members, including 1 employee supervisor, maintaining effective oversight of major company matters and financial conditions[176]. - The company emphasizes information disclosure, adhering to regulations and ensuring timely and accurate communication with investors[179]. Strategic Initiatives and Future Outlook - The company is committed to enhancing its research and development capabilities in technology consulting and service consumption[129]. - The company plans to enhance its technology development and innovation by investing in R&D and collaborating with universities and research institutions to improve product performance and core competitiveness[151]. - The management has set ambitious performance guidance for the upcoming fiscal year, aiming for a revenue growth of over 15%[194]. - The company is focusing on expanding its subsidiaries, particularly in the robotics sector, with the establishment of Guangzhou Haozhi Robot Co., Ltd.[194][200]. - The company plans to launch several new products in the next quarter, targeting both domestic and international markets[196][199].

经查，在昊志机电 2019 年非公开发行股票期间，汤秀清作为公司实控人，向广州弘亚数控机械股份有 限公司实控人李茂洪作出承诺，对青岛昌戎投资管理合伙企业（有限合伙）持有昊志机电股票期间的收 益，按年化 8.5% 的收益率进行差额补足。然而，汤秀清向昊志机电非公开发行对象作出的这一不当保 底承诺，既未及时告知上市公司，也未进行披露。 上述行为违反了《上市公司信息披露管理办法》（证监会令第40号，下同）第二条第一款、第四十七条 及《证券发行与承销管理办法》（证监会令第144号，下同）第十七条的规定。 登录新浪财经APP 搜索【信披】查看更多考评等级 4月11日，广东证监局发布公告，对广州市昊志机电（维权）股份有限公司（以下简称 "昊志机电"）实 控人汤秀清采取出具警示函的行政监管措施，因其在公司 2019 年非公开发行股票过程中存在违规行 为。 公开资料显示，昊志机电 成立于2006年12月，主要经营业务包括：中高端数控机床及机器人核心功能 部件、新能源汽车和节能环保领域的核心功能部件的研发设计、生产制造、销售与维修服务。截止发 稿，公司总市值为67.27亿。 责任编辑：公司观察 基于上述违规行为，根据《上市公司 ...