深圳市易天自动化设备股份有限公司 2023 年度 审计报告 | 索引 | | 页码 | | --- | --- | --- | | 审计报告 | | 1-4 | | 公司财务报表 | | | | — | 合并资产负债表 | 1-2 | | — | 母公司资产负债表 | 3-4 | | — | 合并利润表 | 5 | | — | 母公司利润表 | 6 | | — | 合并现金流量表 | 7 | | — | 母公司现金流量表 | 8 | | — | 合并股东权益变动表 | 9-10 | | — | 母公司股东权益变动表 | 11-12 | | — | 财务报表附注 | 13-85 | 审计报告 XYZH/2024SZAA3B0042 一、 审计意见 我们审计了深圳市易天自动化设备股份有限公司（以下简称易天股份）财务报表， 包括 2023 年 12 月 31 日的合并及母公司资产负债表，2023 年度的合并及母公司利润表、 合并及母公司现金流量表、合并及母公司股东权益变动表，以及相关财务报表附注。 我们认为，后附的财务报表在所有重大方面按照企业会计准则的规定编制，公允 反映了易天股份 2023 年 12 月 31 ...

Financial Performance - The company's operating revenue for 2023 was ¥540,668,565.67, a decrease of 17.50% compared to ¥655,346,466.79 in 2022 [24]. - The net profit attributable to shareholders for 2023 was ¥21,661,442.82, down 51.09% from ¥44,291,141.16 in the previous year [24]. - The net profit after deducting non-recurring gains and losses was ¥14,088,176.24, reflecting a decline of 65.62% from ¥40,972,872.59 in 2022 [24]. - The net cash flow from operating activities was negative at ¥149,177,525.02, a significant drop from a positive cash flow of ¥5,132,315.75 in 2022 [24]. - The total assets at the end of 2023 amounted to ¥1,399,414,417.60, representing an 11.41% decrease from ¥1,579,719,177.36 in 2022 [24]. - The net assets attributable to shareholders increased by 3.29% to ¥891,454,926.14 from ¥863,083,937.63 at the end of 2022 [24]. - The basic earnings per share for 2023 was ¥0.15, down 53.13% from ¥0.32 in 2022 [24]. - The weighted average return on equity for 2023 was 2.47%, a decrease of 2.77% compared to 5.24% in 2022 [24]. - The company received government subsidies amounting to ¥6,866,029.93 in 2023, compared to ¥4,038,083.18 in 2022 [30]. - The company reported a significant increase in non-recurring gains, totaling ¥7,573,266.58 in 2023, compared to ¥3,318,268.57 in 2022 [31]. Business Strategy and Market Position - The company confirms that its core business and competitive strengths have not experienced significant adverse changes, aligning with industry trends [4]. - There are no significant risks to the company's ongoing operations, and the industry does not face overcapacity or continuous decline [4]. - The company is focused on market expansion and may consider mergers and acquisitions as part of its growth strategy [4]. - The company aims to become the best specialized equipment provider globally, focusing on LCD display equipment, flexible OLED display equipment, and semiconductor equipment [53]. - The company is strategically positioned to benefit from the ongoing transition in the global display industry, with a focus on high-end equipment manufacturing [35]. - The company has established deep cooperation with numerous domestic panel manufacturers, achieving import substitution for some equipment products [49]. - The company has established a comprehensive governance structure, ensuring accountability and transparency in its operations [4]. Research and Development - The report indicates that the company is actively engaged in research and development of new products and technologies [4]. - The company has invested significantly in R&D for new products and technologies in the semiconductor equipment sector, particularly through its subsidiary Yitian Semiconductor [90]. - R&D investment reached CNY 69.27 million, accounting for 12.81% of total revenue; subsidiaries invested CNY 7.37 million and CNY 9.67 million in R&D, representing 13.80% and an increase of 78.98% respectively [108]. - The company has a dedicated R&D team of over 200 people, providing customized design and manufacturing services to meet diverse customer needs [104]. - The company is investing in R&D for advanced bonding technologies, aiming to enhance production efficiency and product quality in the semiconductor and display industries [80]. - The company has completed the R&D of semiconductor flip-chip equipment, which has already received orders, establishing a competitive advantage in new markets [174]. Product Development and Innovation - The company operates in the specialized equipment manufacturing industry, focusing on display and semiconductor equipment, with a strong emphasis on intelligent manufacturing solutions [35]. - The LCD display equipment segment is experiencing rapid growth, driven by increasing demand for low-power, ultra-thin, high-resolution displays, particularly in smartphones and televisions [36]. - The flexible OLED display market is expanding, with significant applications in smartphones, tablets, and emerging fields such as wearables and smart home devices, due to its lightweight and low power consumption advantages [37]. - The Micro OLED technology is projected to see a surge in demand, with an expected shipment of 78 million units and a market size of $13.7 billion by 2027, driven by XR applications [40]. - The Mini/Micro LED technology is emerging as a mainstream display technology, expected to gradually replace traditional LCD products due to its high resolution and low power consumption [43]. - The company has developed and launched fully automated flexible panel bonding equipment, gaining recognition from major clients such as BOE and Visionox [50]. - The company has made significant progress in technology innovation and market access, particularly in the semiconductor packaging field, with equipment entering the DEMO stage [52]. Operational Efficiency and Cost Management - The company has implemented a modular operating model, significantly reducing production costs and delivery times through standardized components [103]. - The modular business model has improved manufacturing efficiency, product quality, and reduced procurement costs [84]. - The company has established a comprehensive supplier selection system to ensure stable production and control costs [87]. - The company emphasizes cost management as a key focus, continuously improving its cost management system to enhance efficiency and reduce costs across various segments including R&D, procurement, production, and management [179]. Corporate Governance and Compliance - The company has established a robust corporate governance structure, ensuring compliance with relevant laws and regulations, and maintaining effective operations of its governance bodies [188]. - The company held one annual general meeting and one extraordinary general meeting during the reporting period, ensuring equal treatment of all shareholders and facilitating their participation in decision-making [189]. - The board of directors consists of 9 members, including 3 independent directors, complying with legal and regulatory requirements [191]. - The supervisory board comprises 3 members, including 1 employee representative, and held 6 meetings during the reporting period [194]. - The company has implemented a performance evaluation mechanism and is gradually improving the performance assessment standards and incentive mechanisms for senior management [195]. Market Trends and Future Outlook - The company anticipates that the display equipment industry will shift towards value competition in 2024 and beyond, with a focus on large-size panel shipments [165]. - The global display panel shipment in 2023 was 147 million units, a year-on-year decline of 4.5%, with expectations for a slight increase of 0.8% to 149 million units in 2024 [164]. - The global semiconductor equipment market in mainland China reached a record $34.2 billion in 2023, growing by 8%, with a projected increase to $37.5 billion in 2024, representing a growth of 9.6% [172]. - The global Mini LED market is expected to reach $5-6 billion in 2024, with a compound annual growth rate (CAGR) exceeding 85% by 2025 [170]. - The company plans to enhance its product offerings by increasing R&D efforts in flexible OLED display equipment, VR/AR/MR display equipment, and Mini/Micro LED equipment, aiming to strengthen its market position in the flat panel display and semiconductor sectors [181]. Risks and Challenges - The company faces intensified market competition in the flat panel display and semiconductor industries, necessitating ongoing R&D investment and market expansion to maintain product competitiveness [180]. - There is a risk of technology not being updated in a timely manner, which could weaken product competitiveness if the company fails to keep pace with industry advancements and market demands [182]. - The company is at risk of losing core technical personnel due to increasing competition for talent, which could adversely affect its operational performance [183]. - To mitigate talent loss, the company will improve its compensation and benefits system, implement stock incentive mechanisms, and enhance career development opportunities for employees [183].

深圳市易天自动化设备股份有限公司 声明 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 本公司所有激励对象承诺，公司因信息披露文件中有虚假记载、误导性陈述 或者重大遗漏，导致不符合授予权益或权益归属安排的，激励对象应当自相关信 息披露文件被确认存在虚假记载、误导性陈述或者重大遗漏后，将由本激励计划 所获得的全部利益返还公司。 2 特别提示 2022 年限制性股票激励计划 （草案修订稿） 深圳市易天自动化设备股份有限公司 二零二四年四月 1 一、本激励计划系依据《中华人民共和国公司法》《中华人民共和国证券法》 《上市公司股权激励管理办法》《深圳证券交易所创业板股票上市规则（2020 年 修订）》《深圳证券交易所创业板上市公司自律监管指南第 1 号——业务办理》 等其他有关法律、法规、规范性文件，以及《深圳市易天自动化设备股份有限公 司章程》制定。 二、本激励计划采取的激励工具为限制性股票（第一类限制性股票及第二类 限制性股票）。股票来源为深圳市易天自动化设备股份有限公司（以下简称"公 司"或"本公司"）向激励对象定向发行公司 ...

经核查独立董事胡庆先生、祁丽女士、薛志坚先生的任职经历以及签署 的相关自查文件，董事会认为公司独立董事不存在任何妨碍其进行独立客观 判断的关系，不存在影响独立董事独立性的情况，符合《上市公司独立董事 管理办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市 公司自律监管指引第 2 号——创业板上市公司规范运作》中对独立董事独立 性的相关要求。 深圳市易天自动化设备股份有限公司 深圳市易天自动化设备股份有限公司 董事会关于独立董事独立性情况的专项意见 根据《上市公司独立董事管理办法》《深圳证券交易所创业板股票上市 规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司 规范运作》等要求，深圳市易天自动化设备股份有限公司（以下简称"公司"） 董事会就公司在任独立董事胡庆先生、祁丽女士、薛志坚先生的独立性情况 认真核查及评估，出具专项意见如下： 董事会 2024 年 4 月 27 日 ...

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 重要内容提示： 证券代码：300812 证券简称：易天股份 公告编号：2024-027 深圳市易天自动化设备股份有限公司 关于使用部分闲置自有资金进行现金管理的公告 1、投资种类：安全性高、流动性好、低风险的产品 2、投资金额：使用不超过人民币 2 亿元（含本数，下同）的闲置自有资金 进行现金管理 3、风险提示：尽管公司购买的理财产品属于短期低风险型产品，但金融市 场受宏观经济影响，不排除该项投资受到市场波动的影响。请投资者注意投资风 险。 深圳市易天自动化设备股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召开第三届董事会第十二次会议、第三届监事会第九次会议，审议通过了 《关于使用部分闲置自有资金进行现金管理的议案》。为提高资金使用效率，降 低财务成本，促进经营业务发展，在遵循股东利益最大化的原则并保证公司资金 需求和资金安全的前提下，根据《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等相关法律法规和《公司章程》的有关规定， 公司拟使用不超过 2 亿元的闲置自有资金 ...

深圳市易天自动化设备股份有限公司 2023 年度内部控制自我评价报告 深圳市易天自动化设备股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简 称内部控制规范体系），结合深圳市易天自动化设备股份有限公司（以下简称"公司"）内部 控制制度和评价办法，在内部控制日常监督和专项监督的基础上，我们对公司截至 2023 年 12 月 31 日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并 如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行 监督。经理层负责组织领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、 高级管理人员保证本报告内容不存在任何虚假记载、误导性陈述或重大遗漏，并对报告内容 的真实性、准确性和完整性承担个别及连带法律责任。 公司内部控制的目标是通过建立和不断完善内部控制体系，合理保证企业经营管理合法 合规、资产安全、财务报告及相关信息真实完整，提高经营效率和效果，最终促进企业发展 战略的实现。由于内部控制存在的固有局限 ...

深圳市易天自动化设备股份有限公司 2023 年度会计师事务所履职情况的评估报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《国有企业、上 市公司选聘会计师事务所管理办法》和深圳市易天自动化设备股份有限公司（以 下简称"公司"）《公司章程》《审计委员会工作条例》等规定和要求，现将对 信永中和会计师事务所（特殊普通合伙）（以下简称"信永中和"）2023 年度履 职评估情况报告如下： 一、2023 年年审会计师事务所事项基本情况 （一）机构信息 1、基本信息 名称：信永中和会计师事务所（特殊普通合伙） 成立日期：2012 年 3 月 2 日 组织形式：特殊普通合伙企业 注册地址：北京市东城区朝阳门北大街 8 号富华大厦 A 座 8 层 首席合伙人：谭小青先生 截止 2023 年 12 月 31 日，信永中和合伙人（股东）245 人，注册会计师 1656 人。签署过证券服务业务审计报告的注册会计师人数超过 660 人。 信永中和 2022 年度业务收入为 39.35 亿元，其中，审计业务收入为 29.34 亿元，证券业务收入为 8.89 亿元。2022 年度，信永中和上市公司年报审计项目 366 家，收费总 ...

深圳市易天自动化设备股份有限公司 2023 年度 募集资金年度存放与使用情况鉴证报告 | 索引 | | 页码 | | --- | --- | --- | | 鉴证报告 | | 1-2 | | 关于募集资金 2023 | 年度存放与使用情况的专项报告 | 1-7 | 募集资金年度存放与使用情况鉴证报告 XYZH/2024SZAA3F0009 深圳市易天自动化设备股份有限公司 深圳市易天自动化设备股份有限公司全体股东： 我们对后附的深圳市易天自动化设备股份有限公司(以下简称易天股份)关于募集 资金 2023 年度存放与使用情况的专项报告（以下简称募集资金年度存放与使用情况专 项报告）执行了鉴证工作。 易天股份管理层的责任是按照深圳证券交易所相关规定编制募集资金年度存放与 使用情况专项报告。这种责任包括设计、实施和维护与募集资金年度存放与使用情况专 项报告编制相关的内部控制，保证募集资金年度存放与使用情况专项报告的真实、准确 和完整，以及不存在由于舞弊或错误而导致的重大错报。我们的责任是在实施鉴证工作 的基础上，对募集资金年度存放与使用情况专项报告发表鉴证意见。 我们按照《中国注册会计师其他鉴证业务准则第 3101 ...

2023 年度非经营性资金占用及其他关联资金往来情况汇总表 企业负责人：高军鹏 主管会计工作的负责人：刘权 会计机构负责人：刘权 1 | | 中山市易天自动化设 备有限公司 | | 上市公司子公司 | 其他应收款 | 21,160,678.25 | 29,458,630.04 | - | - | 50,619,308.29 | 提供劳务 | 经营性往来 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 中山市易天自动化设 备有限公司 | | 上市公司子公司 | 应收账款 | 4,076,656.72 | 9,176,942.00 | - | - | 13,253,598.72 | 销售货款 | 经营性往来 | | 小计 | | | | | 81,763,738.95 | 105,414,582.73 2,214,497.51 35,340,283.09 154,052,536.10 | | | | | | | 关联自然人及其控制的 法人 | | | | | | | | | | | | | 小计 | | ...

华林证券股份有限公司 关于深圳市易天自动化设备股份有限公司 2023 年度跟踪报告 | 保荐机构名称：华林证券股份有限公司 | 被保荐公司简称：易天股份 | | --- | --- | | 保荐代表人姓名：柯润霖 | 联系电话：0755-82707777 | | 保荐代表人姓名：韩志强 | 联系电话：0755-82707777 | 一、保荐工作概述 | 项 目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次 | 0 次 | | 数 | | | 2．督导公司建立健全并有效执行规章制 | | | 度的情况 | | | （1）是否督导公司建立健全规章制度（包 括但不限于防止关联方占用公司资源的 | 是 | | 制度、募集资金管理制度、内控制度、内 | | | 部审计制度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每季度一次 | | （2）公司募集资金项目进展是否与信息 | 是 | ...