中信建投证券股份有限公司 关于山东东岳有机硅材料股份有限公司 开展期货套期保值业务的核查意见 中信建投证券股份有限公司（以下简称"保荐机构"）作为山东东岳有机硅 材料股份有限公司（以下简称"东岳硅材"或"公司"）首次公开发行股票并在 创业板上市的保荐机构，根据《证券发行上市保荐业务管理办法》《深圳证券交 易所创业板股票上市规则》及《深圳证券交易所上市公司自律监管指引第 2 号— —创业板上市公司规范运作》等相关规定，对东岳硅材开展商品期货套期保值业 务事项进行了审慎核查，具体核查情况和核查意见如下： 一、投资情况概述 （一）投资目的 目前国内外政治、经济形式复杂多变，产业上下游供需错配叠加区域性政策 风险等多重因素，商品价格周期明显缩短，振幅加剧，为有效规避和降低原材料 价格波动带来的生产经营风险，公司在保证正常生产经营的前提下，根据市场情 况，充分利用期货市场套期保值的避险机制，最大可能的减少商品因现货市场价 格大幅波动给公司带来的风险，提高公司抵御市场波动和平抑价格震荡的能力， 实现公司稳健经营的目标。 （二）交易金额 公司套期保值业务保证金占用额度不超过 8,000 万元人民币，期限为自公司 董事会审议 ...

证券代码：300821 证券简称：东岳硅材 公告编号：2023-075 山东东岳有机硅材料股份有限公司 关于控股股东拟协议转让部分公司股份的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 特别提示： 山东东岳有机硅材料股份有限公司（以下简称"公司"或"东岳硅材"）控 股股东东岳氟硅科技集团有限公司（以下简称"东岳氟硅集团"）与新华联控股 有限公司（以下简称"新华联控股"）签署《股权转让协议》，东岳氟硅科技集 团有限公司（以下简称"东岳氟硅集团"）拟向新华联控股转让附属公司部分股 权，总对价人民币 3,456,729,576 元，其中包括东岳硅材股份 16,022.16 万股， 约占公司总股本 13.35%，转让价格 1,539,729,576 元。 一、本次协议转让概述 （一）交易背景及原因 二、转让双方基本情况 1、转让方名称：东岳氟硅科技集团有限公司 法定代表人：张建宏 注册地址：山东省淄博市桓台县唐山镇淄博东岳经济开发区 股东名称 股权转让前 股权转让后 股数（万股） 占公司总股 本比例 股数（万股） 占公司总股 本比例 东岳氟硅集团 69, ...

Financial Performance - The company's operating revenue for the first nine months of 2023 was CNY 3,608,461,879.66, a decrease of 30.33% compared to the same period last year[9]. - The net profit attributable to shareholders for the first nine months of 2023 was a loss of CNY 285,349,063.00, representing a decline of 149.24% year-on-year[9]. - In Q3 2023, the company achieved operating revenue of RMB 1.125 billion, a decrease of 32.93% compared to the same period last year[39]. - The net profit attributable to shareholders was RMB -93.6424 million, a decline of 253.71% year-on-year[39]. - The company's total operating revenue for the third quarter of 2023 was ¥3,608,461,879.66, down 30.4% from ¥5,179,494,228.04 in the same period last year[44]. - The net profit for the third quarter of 2023 was a loss of ¥285,349,063.00, compared to a profit of ¥579,461,021.01 in the same quarter of the previous year[46]. - The total comprehensive income attributable to the parent company was -285,180,946.35 CNY, compared to 579,491,991.76 CNY in the previous period[47]. - Basic and diluted earnings per share were both -0.24 CNY, down from 0.48 CNY in the previous period[47]. Assets and Liabilities - The total assets at the end of the reporting period were CNY 6,453,523,947.69, down 12.88% from the end of the previous year[11]. - The total liabilities decreased to RMB 1.618 billion from RMB 2.167 billion[21]. - The total equity attributable to shareholders decreased by 7.74% to CNY 4,832,137,928.13 compared to the end of the previous year[11]. - The total liabilities and equity of the company as of September 30, 2023, were ¥6,453,523,947.69, down from ¥7,408,021,273.22 at the beginning of the year[44]. - The company's retained earnings decreased to ¥1,101,592,187.77 from ¥1,506,773,134.12, reflecting a decline of approximately 26.9%[44]. Cash Flow - The cash flow from operating activities for the first nine months was CNY 323,015.73, a significant decrease of 99.94% compared to the same period last year[11]. - Cash inflow from operating activities totaled 1,870,302,707.27 CNY, a decrease of 18.7% from 2,304,796,367.54 CNY in the previous period[47]. - Cash outflow from operating activities was 1,869,979,691.54 CNY, compared to 1,801,406,165.85 CNY in the previous period, indicating an increase of 3.7%[47]. - Net cash flow from operating activities was 323,015.73 CNY, a significant decline from 503,390,201.69 CNY in the previous period[47]. - The company's cash and cash equivalents decreased to ¥879,947,159.58 from ¥1,084,025,842.78 at the beginning of the year, reflecting a decline of approximately 18.8%[42]. - The ending balance of cash and cash equivalents was 879,947,159.58 CNY, down from 1,605,499,401.05 CNY in the previous period[50]. Investment and Expenses - The company reported a 100% increase in investment income, amounting to CNY 2,275,000.00, attributed to increased returns from external investments[9]. - The company's financial expenses decreased by 78.90% to CNY -6,664,946.17, primarily due to foreign exchange losses[9]. - Research and development expenses for the third quarter were ¥190,767,103.59, down from ¥229,682,351.03 in the previous year, showing a reduction of about 17%[44]. - Cash inflow from investment activities was 2,275,000.00 CNY, up from 1,460,500.00 CNY in the previous period[50]. - Cash outflow from investment activities was 80,540,973.46 CNY, compared to 418,347,020.25 CNY in the previous period, showing a decrease of 80.7%[50]. - Net cash flow from investment activities was -78,265,973.46 CNY, an improvement from -416,886,520.25 CNY in the previous period[50]. Market Conditions and Future Outlook - The company faces challenges due to the release of new domestic organic silicon production capacity, leading to a supply-demand imbalance[39]. - Organic silicon product prices have shown some rebound since mid-September 2023, but remain under pressure from international uncertainties[18]. - The company emphasizes the potential for growth in the organic silicon industry driven by emerging sectors like photovoltaics and new energy[18]. Shareholder Information - The top ten shareholders hold a total of 893,000,000 shares, with Dongyue Fluorosilicon Technology Group Co., Ltd. being the largest shareholder[36]. - The company has no actual controller since September 1, 2023, following an agreement among shareholders[41]. - The company is committed to ensuring the accuracy and completeness of its financial information as stated by its management[30].

证券代码：300821 证券简称：东岳硅材 公告编号：2023-073 山东东岳有机硅材料股份有限公司 关于持股 5%以上股东减持计划期限届满的公告 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一致。 山东东岳有机硅材料股份有限公司（以下简称"公司"）于 2023 年 3 月 22 日在巨潮资讯网（www.cninfo.com.cn）披露了《关于持股 5%以上股东减持计划 预披露的公告》（公告编号：2023-015）（以下简称"预披露公告"）。持股 5% 以上的股东中国民生银行股份有限公司北京分行（以下简称"民生银行北京分 行"）计划以集中竞价减持公司股份不超过 24,000,000 股，即不超过公司总股 本的 2%。自减持预披露公告之日起 15 个交易日之后 6 个月内进行，且任意连续 90 日内减持股份总数不超过本公司股份总数的 1%。 近日，公司收到民生银行北京分行出具《关于减持计划期限届满告知函》， 民生银行北京分行本次减持计划期限届满，现将相关情况公告如下： 一、股东减持情况 | 股东 | 减持 | 减持时间 | 减持均价 （元/ | | 减持数量 | 减持股 份占总 | 减持 股份 ...

2021 年 7 月 13 日，山东东岳有机硅材料股份有限公司（以下简称"公司"） 与罗甸县人民政府签订《罗甸县工业硅矿热炉项目合作框架协议》（以下简称 "《项目合作框架协议》"），公司计划在罗甸县投资建设 8 台 33000kVA 矿热 炉、配套环保设施及余热发电项目。具体内容详见公司于巨潮资讯网 （http://www.cninfo.com.cn/new/index）披露《关于与罗甸县人民政府签订工 业硅矿热炉项目合作框架协议的公告》（公告编号：2021-039）。 二、项目进展情况 《项目合作框架协议》签署后，公司与罗甸县人民政府有关部门就本次合作 项目的细节进行了充分的沟通与协商。截至目前，由于市场及行业环境发生变化， 综合考虑各方面因素后，为优化公司资源配置，降低投资风险，切实维护公司及 全体股东的利益，经与罗甸县人民政府友好协商，双方决定终止本次合作项目并 签署《罗甸县工业硅矿热炉项目解除协议》，协议解除后，双方互不承担违约责 任，已经产生的费用由双方自行承担。 三、对公司的影响 证券代码：300821 证券简称：东岳硅材 公告编号：2023-072 山东东岳有机硅材料股份有限公司 关于终止项目合 ...

证券代码：300821 证券简称：东岳硅材 公告编号：2023-071 山东东岳有机硅材料股份有限公司 特此公告。 山东东岳有机硅材料股份有限公司董事会 二〇二三年九月十五日 近日，山东东岳有机硅材料股份有限公司（以下简称"公司"）参股公司山 东东岳未来氢能材料股份有限公司（以下简称"氢能公司"）向中国证券监督管 理委员会山东监管局（以下简称"山东证监局"）申请办理首次公开发行股票的 辅导备案登记，备案时间为 2023 年 9 月 13 日，辅导机构为中信建投证券股份有 限公司。 氢能公司曾于 2020 年 10 月 22 日在山东证监局申请办理首次公开发行股票 并上市的辅导备案登记，在通过山东证监局验收以后，由于其股东发生股权变动， 氢能公司决定延迟上市进程以进一步符合相关要求，具体情况详见公司披露于巨 潮资讯网 （http://www.cninfo.com.cn/） 的公告（ 公告编号 2020-043、 2022-058）。 氢能公司本次进入首次公开发行股票并上市的辅导阶段，最终能否实现首次 公开发行股票并上市尚存在不确定性。公司将根据事项进展情况，严格按照相关 法律法规的规定及时履行信息披露义务，敬请 ...

证券代码：300821 证券简称：东岳硅材 公告编号：2023-070 蔡水兵先生在任期间恪尽职守、勤勉尽责，公司及董事会对蔡水兵先生为公 司发展所作出的贡献表示衷心的感谢。 特此公告。 山东东岳有机硅材料股份有限公司 山东东岳有机硅材料股份有限公司董事会 关于高级管理人员辞职的公告 二〇二三年九月六日 | 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有 | | --- | | 虚假记载、误导性陈述或重大遗漏。 | 山东东岳有机硅材料股份有限公司（以下简称"公司"）董事会于近日收到 公司高级管理人员蔡水兵先生的书面辞职报告，蔡水兵先生因达到法定退休年龄， 申请辞去公司副总经理职务，辞职后不再担任公司任何其他职务。蔡水兵先生原 定任期至第二届董事会任期届满之日止。 根据《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自 律监管指引 2 号——创业板上市公司规范运作》，蔡水兵先生辞职报告自送达公 司董事会之日起生效。 截至本公告日，蔡水兵先生未直接持有公司股份，持有淄博晓希企业管理合 伙企业（有限合伙）0.85%出资额，淄博晓希企业管理合伙企业（有限合伙）持 有公司 7.76%股份。蔡 ...

中信建投证券股份有限公司 关于山东东岳有机硅材料股份有限公司 2023 年半年度持续督导跟踪报告 | 保荐机构名称：中信建投证券股份有限公司 | 被保荐公司简称：东岳硅材 | | --- | --- | | 保荐代表人姓名：刘建亮 | 联系电话：0755-22663069 | | 保荐代表人姓名：罗贵均 | 联系电话：0755-25919123 | 一、保荐工作概述 | 目 项 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 次 0 | | 2.督导公司建立健全并有效执行规章制度 | | | 的情况 | | | （1）是否督导公司建立健全规章制度（包 括但不限于防止关联方占用公司资源的制 | | | | 是 | | 度、募集资金管理制度、内控制度、内部审 | | | 计制度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每月一次 | | （2）公司募集资金项目进展是否与信息 ...

证券代码：300821 证券简称：东岳硅材 公告编号：2023-068 山东东岳有机硅材料股份有限公司 关于公司变更为无实际控制人的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 2023 年 8 月 8 日，山东东岳有机硅材料股份有限公司（以下简称"东岳硅 材"或"本公司"）收到东岳集团有限公司（以下简称"东岳集团"）告知函， 东岳集团的股东张建宏先生与另外两名股东齐信投资管理（淄博）有限公司及 Dongyue Wealth Limited 达成协议，自 2023 年 9 月 1 日起，齐信投资和 Dongyue Wealth Limited 均以与张建宏先生一致的方式行使持有的东岳集团股权的表决 权，公司拟变更为无实际控制人。具体内容详见公司披露于巨潮资讯网 （http://www.cninfo.com.cn）的《关于股东签署一致行动协议暨公司拟变更为 无实际控制人的提示性公告》（2023-057）。 二、实际控制人变更进展情况 公司于今日收到东岳集团告知函，张建宏先生与齐信投资管理（淄博）有限 公司及 Dongyue Wealth Limit ...

Financial Performance - The company reported a revenue of RMB 1.2 billion for the first half of 2023, representing a year-on-year increase of 15% compared to RMB 1.04 billion in the same period of 2022[27]. - The net profit attributable to shareholders for the first half of 2023 was RMB 300 million, up 20% from RMB 250 million in the first half of 2022[27]. - The company's operating revenue for the first half of 2023 was ¥2,483,905,078.15, a decrease of 29.09% compared to the same period last year[35]. - The net profit attributable to shareholders was -¥191,538,513.41, representing a decline of 136.94% year-on-year[35]. - The basic earnings per share was -¥0.16, down 137.21% from ¥0.43 in the previous year[35]. - The gross margin for the first half of 2023 was reported at 35%, a slight decrease from 37% in the same period last year[27]. - The gross profit margin for the main product "胶" was 0.72%, down 22.95% year-on-year, while "硅油" had a gross profit margin of 4.43%, down 24.38%[70]. - The company reported a significant decrease in income tax expenses, which were ¥991,223.76, down 98.92% due to reduced total profit[66]. Production and Capacity - The company plans to expand its production capacity by 25% by the end of 2024 to meet increasing market demand[27]. - The company has established three production facilities for silicone monomers, with an annual production capacity of 600,000 tons, making it a significant supplier of downstream silicone products in China[53]. - The company aims to accelerate the development of downstream deep-processing products, focusing on special silicone monomers and enhancing product added value[53]. Research and Development - Research and development expenses increased by 30% year-on-year, totaling RMB 100 million, focusing on new silicone products and technologies[27]. - The company focuses on R&D and innovation, collaborating with universities and research institutions to enhance its capabilities[50]. - The company holds 68 authorized invention patents, with 8 new patents granted in the first half of 2023[58]. - The company has expanded its product range by developing over 40 new products and grades, including low hydrogen silicone oil and fluorinated silicone rubber, since the beginning of 2023[59]. Market Strategy - The company aims to enter new international markets, targeting a 10% increase in overseas sales by the end of 2023[27]. - The company has established a comprehensive marketing network with 14 sales service institutions across major domestic markets, serving over a thousand clients globally[61]. - The company is exploring potential mergers and acquisitions to enhance its market position and product offerings[27]. Financial Management - The company has not plans to distribute cash dividends or issue bonus shares for the current fiscal year[8]. - The company emphasizes strict credit management to control payment risks, primarily using bank acceptance bills for payment settlements[52]. - The company has reported a significant increase in expected credit loss due to potential default events over the entire expected life of financial instruments[146]. Operational Efficiency - The company has implemented new strategies to improve operational efficiency, aiming for a 5% reduction in production costs by the end of 2023[27]. - The operating cost decreased by 8.60% to ¥2,471,081,349.08, reflecting cost control measures[66]. - The company maintains a comprehensive production management system to ensure quality control and efficient production operations[51]. Risks and Challenges - The company faces risks related to macroeconomic fluctuations and intensified market competition, which may impact future performance[8]. - The company anticipates challenges in the market due to slowing global economic growth and increased competition in the silicone industry[90]. - The company faces risks from macroeconomic fluctuations, safety and environmental concerns, intensified market competition, and product price volatility[104][105][106][109]. Investment and Funding - The total investment during the reporting period was ¥7,306,613.23, a 100% increase compared to the previous year[77]. - The total amount of raised funds is CNY 198,584.85 million, with CNY 148.76 million invested during the reporting period[81]. - The company plans to permanently supplement working capital with surplus raised funds from completed projects, which amounts to CNY 2,056.19 million[89]. Corporate Governance - The actual controller of Dongyue Group will change from Mr. Fu Jun to no actual controller starting from September 1, 2023[110]. - The company will strengthen internal control management and improve corporate governance structures to avoid future operational deficiencies[110]. Compliance and Reporting - The company recognizes revenue from the sale of silicone materials at a specific point in time, ensuring compliance with revenue recognition standards[184]. - The company assesses the fair value of financial assets and liabilities based on observable market inputs, prioritizing these inputs in valuation techniques[179]. - The company monitors significant changes in credit risk indicators to adjust expected credit loss provisions accordingly[151].