因此，我们同意公司编制的《2023年半年度募集资金存放与使用情况的专项 报告》。 二、关于调整公司2022年限制性股票激励计划授予价格的独立意见 经审核，独立董事认为：鉴于公司 2022 年年度权益分派事项已实施完毕，公 司本次根据《上市公司股权激励管理办法》（以下简称"《管理办法》"）等法律法 规及公司《2022年限制性股票激励计划》（以下简称"《激励计划》"）的相关规定， 调整相应的限制性股票授予价格事项合法合规，已履行相关必要的审议程序，且调 整事宜均在公司 2022年第一次临时股东大会对董事会的授权范围内，不存在损害公 司股东尤其是中小股东利益的情形。因此，我们一致同意公司对本次限制性股票激 励计划授予价格进行相应的调整。 三、关于作废部分已授予但尚未归属的限制性股票的意见 深圳通业科技股份有限公司独立董事 关于第三届董事会第十二次相关事项的独立意见 根据中国证监会《上市公司独立董事管理办法》《深圳证券交易所创业板股票 上市规则》《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规 范运作》《深圳通业科技股份有限公司章程》及《深圳通业科技股份有限公司独立 董事工作制度》等相关法律法规、规章制 ...

| 7.向本所报告情况（现场检查报告除外） | | | --- | --- | | （1）向本所报告的次数 | 0 次 | | （2）报告事项的主要内容 | 不适用 | | （3）报告事项的进展或者整改情况 | 不适用 | | 8．关注职责的履行情况 | | | （1）是否存在需要关注的事项 | 否 | | （2）关注事项的主要内容 | 不适用 | | （3）关注事项的进展或者整改情况 | 不适用 | | 9.保荐业务工作底稿记录、保管是否合规 | 是 | | 10.对上市公司培训情况 | | | （1）培训次数 | 0 次 | | （2）培训日期 | 不适用 | | （3）培训的主要内容 | 不适用 | | 11.其他需要说明的保荐工作情况 | 无 | 招商证券股份有限公司关于深圳通业科技股份有限公司 二、保荐机构发现公司存在的问题及采取的措施 2023 年半年度跟踪报告 | 保荐机构名称：招商证券股份有限公司 | 被保荐公司简称：通业科技 | | --- | --- | | 保荐代表人姓名：徐国振 | 联系电话：0755-83081312 | | 保荐代表人姓名：王黎祥 | 联系电话：0755-83081 ...

关于深圳通业科技股份有限公司 2022 年限制性股票激励计划调整授予价格及 作废部分限制性股票的 法 律 意 见 书 中国 深圳 福田区 益田路 6001 号太平金融大厦 11-12 楼 邮编：518038 电话(Tel)：(0755) 88265288 传真(Fax)：(0755) 88265537 网站（Website）：www.sundiallawfirm.com 法律意见书 广东信达律师事务所 关于深圳通业科技股份有限公司 2022年限制性股票激励计划调整授予价格及 作废部分限制性股票的 法 律 意 见 书 信达励字[2023]第106号 致：深圳通业科技股份有限公司 广东信达律师事务所（以下简称"信达"）接受深圳通业科技股份有限公司 （以下简称"公司"或"通业科技"）的委托，担任公司2022年限制性股票激励 计划项目（以下简称"本次激励计划"或"本激励计划"）的特聘专项法律顾问。 信达律师根据《公司法》《证券法》《管理办法》《股票上市规则》《自律 监管指南》《律师事务所从事证券法律业务管理办法》《律师事务所证券法律业 务执业规则（试行）》等法律、法规、规范性文件和《公司章程》《深圳通业科 技股份有限 ...

招商证券股份有限公司 关于深圳通业科技股份有限公司部分募投项目延期与调整实施主 体、实施地点、投资总额及内部投资结构的核查意见 二、相关募投项目的募集资金使用情况 截至 2023 年 7 月 31 日，轨道交通电气装备扩产项目和维保基地及服务网点 建设及升级项目的募集资金投资情况如下： 单位：万元 | 项目名称 | 拟投入募集资金总 | 已投入募集资金金 | 实际投入比例 | | --- | --- | --- | --- | | | 额 | 额 | | | 轨道交通电气装备 | 7,055.60 | 4,587.96 | 65.03% | | --- | --- | --- | --- | | 扩产项目 | | | | | 维保基地及服务网 | 5,441.93 | 281.55 | 5.17% | | 点建设及升级项目 | | | | 三、轨道交通电气装备扩产项目的调整情况及原因 （一）轨道交通电气装备扩产项目募集资金内部投资结构调整情况 招商证券股份有限公司（以下简称"招商证券"、"保荐机构"）作为深圳 通业科技股份有限公司（以下简称"公司"、"通业科技"）首次公开发行股票 并在创业板上市持续督导阶段的 ...

法定代表人： 主管会计工作负责人： 会计机构负责人： 单位：万元 非经营性资金占用 资金占用 方名称 占用方与上 市公司的关 联关系 上市公司核算 的会计科目 2023 年期 初占用资金 余额 2023 年半年度 占用累计发生 金额（不含利 息） 2023 年半年 度占用资金的 利息（如有） 2023 年半年 度偿还累计 发生金额 2023 年半年 度期末占用 资金余额 占用形 成原因 占用性质 控股股东、实际控制人及 其附属企业 - - - - - - - - - - - - - - - - - - - - 小计 - - - - - - - - - - 前控股股东、实际控制人 及其附属企业 - - - - - - - - - - - - - - - - - - - - 小计 - - - - - - - - - - 其他关联方及附属企业 - - - - - - - - - - 小计 - - - - - - - - - - 总计 - - - - - - - - - - 其它关联资金往来 资金往来 方名称 往来方与上 市公司的关 联关系 上市公司核算 的会计科目 2023 年期 初往来资金 余额 2023 年半年 ...

证券代码：300960 证券简称：通业科技 深圳通业科技股份有限公司 2022 年度业绩说明会 投资者活动记录表 编号：2023-001 | --- | --- | --- | |----------------|---------------------------|-------------| | | □特定对象调研 □分析师会议 | | | | □媒体采访 | √业绩说明会 | | 投资者关系活动 | | | | | □新闻发布会 □路演活动 | | | 类别 | | | | | □现场参观 | □电话会议 | □其他： 参与单位名称 通过 "互动易 "平台 "云访谈 "栏目参与 2022 年度业绩说明会的投资 者 及人员姓名 时间 2023 年 5 月 15 日 15:30-17:00 地点 深圳证券交易所 "互动易平台 "（http://irm.cninfo.com.cn）"云访谈 "栏目 董事长闫永革先生 总经理刘涛先生 公司接待人员 董事会秘书、副总经理、财务总监黄楚雄先生 独立董事汪顺静女士 姓名 保荐代表人徐国振先生 监事、总工程师彭琦允先生 投资者关系活动 以下为业绩说明会的具体问答： 主 ...

证券代码：300960 证券简称：通业科技 公告编号：2023-019 深圳通业科技股份有限公司 关于举行 2022 年年度报告网上业绩说明会的通知 本公司及董事会全体成员保证信息披露内容的真实、准确和完整， 没有虚假记载、误导性陈述或重大遗漏。 深圳通业科技股份有限公司（以下简称"公司"）于 2023 年 4 月 24 日召开 第三届董事会第十次会议审议通过了《关于公司<2022 年年度报告>全文及其摘 要的议案》。公司《2022 年年度报告》《2022 年年度报告摘要》已于 2023 年 4 月 25 日在巨潮资讯网（http://www.cninfo.com.cn）上披露。 为使广大投资者进一步深入了解公司 2022 年度的经营情况，公司将于 2023 年 5 月 15 日（星期一）15:30-17:00 在深圳证券交易所提供的"互动易"平台 "云访谈"栏目举行 2022 年年度报告网上业绩说明会。 本次说明会将采用网络远程方式举行，投资者可登陆"互动易" （http://irm.cninfo.com.cn）平台进入"云访谈"栏目参与本次业绩说明会进 行互动交流。为充分尊重投资者、提升交流的针对性，现就 ...

Financial Performance - The company's operating revenue for 2022 was approximately ¥295.56 million, a slight increase of 0.40% compared to ¥294.39 million in 2021[22]. - The net profit attributable to shareholders decreased by 35.18% to ¥29.41 million in 2022 from ¥45.37 million in 2021[22]. - The net profit after deducting non-recurring gains and losses was ¥21.35 million, down 39.59% from ¥35.35 million in the previous year[22]. - Cash flow from operating activities improved significantly, reaching ¥68.64 million, a 241.48% increase from a negative cash flow of ¥48.52 million in 2021[22]. - The total assets at the end of 2022 were approximately ¥900.89 million, a decrease of 3.09% from ¥929.64 million at the end of 2021[22]. - The company reported a basic earnings per share of ¥0.29, down 38.30% from ¥0.47 in 2021[22]. - The weighted average return on equity was 4.63%, down from 8.04% in the previous year[22]. - In 2022, the company achieved total revenue of ¥295,564,293.73, a year-on-year increase of 0.40%[72]. - The net profit attributable to shareholders decreased by 35.18% to ¥29,406,654.07, while the net profit excluding non-recurring gains and losses fell by 39.59% to ¥21,352,884.56[72]. Dividend and Shareholder Information - The company plans to distribute a cash dividend of 4.00 RMB per 10 shares (including tax) to all shareholders based on 102,385,812 shares[4]. - The company’s financial report has been confirmed as true, accurate, and complete by its management team[4]. - The company has a registered capital of 102,385,812 shares[4]. - The company’s stock code is 300960, and it is listed on the Shenzhen Stock Exchange[18]. Risk Management and Governance - The company emphasizes the importance of risk awareness regarding forward-looking statements and potential risks in future development[4]. - The company has established a comprehensive risk management strategy to address potential challenges in its operations[4]. - The company recognizes the risk of talent loss in a rapidly evolving technological landscape and aims to attract and retain high-end talent[139]. - The company is committed to strengthening internal controls and risk management to ensure sustainable development amidst macroeconomic challenges[136]. - The company acknowledges the potential impact of rising raw material prices on profit targets and is actively monitoring market trends[134]. - The company has established a governance structure that complies with relevant laws and regulations, ensuring effective operation and management[145]. Research and Development - The company has developed over 40 types of power supply products, more than 30 types of logic control units, and over 300 types of motors and fans[62]. - The company aims to expand its product offerings to include higher efficiency and smarter permanent magnet synchronous motors and EC fans[45]. - In 2022, the company's R&D investment amounted to ¥47,915,336.76, representing 16.21% of total expenses[65]. - The product development center employs about one-third of the total workforce, emphasizing the importance of innovation in the company's strategy[65]. - The company is focusing on R&D for next-generation core technologies, including power supply and intelligent equipment technologies[66]. Market and Industry Outlook - The company is engaged in the manufacturing of railway and urban rail transit equipment, with a focus on electrical products for locomotives[33]. - As of the end of 2022, China had 55 cities operating urban rail transit with a total length of 10,287.45 kilometers, indicating a growing market for the company's products[35]. - The railway equipment industry is expected to see significant growth in maintenance and new construction markets over the next three to five years, driven by strong market demand[126]. - The overall market for rail transit is anticipated to maintain a high level of prosperity, providing a solid foundation for the company's long-term business development[126]. Operational Developments - The company has established a comprehensive service network for maintenance and repair, enhancing its response capabilities to user needs[46]. - The company has produced over 20,000 power products currently in operation, successfully utilized across various railway bureaus and metro companies[41]. - The company has established a strong customer base, including major clients like China Railway Corporation and CRRC, enhancing long-term business stability[61]. - The company has achieved various industry certifications, including ISO9001:2008 and ISO/TS22163, which bolster its market credibility[62]. Strategic Initiatives - The company is focusing on market expansion and technological innovation to capture a larger share of the emergency power supply market[88]. - The company is exploring potential mergers and acquisitions to enhance its technological capabilities and market reach[191]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by 2025[191]. - The company aims to enhance its operational efficiency through rigorous performance assessments[200]. Financial Management - The company reported accounts receivable of ¥186,390,586.77, accounting for 20.69% of total assets at the end of the reporting period[140]. - The company has established a special account for the management of raised funds, totaling 30,924.80 million, with a net amount of 26,656.61 million after deducting issuance costs[109]. - The company has not utilized any of the raised funds for financial products as of December 31, 2022[111]. - The company has cumulatively used its own funds to pay for project expenses amounting to RMB 4.92 million, with an equivalent amount of raised funds yet to be replaced[112]. Corporate Governance - The board of directors consists of 9 members, including 3 independent directors, meeting legal requirements for composition[148]. - The supervisory board has been expanded to 5 members, enhancing oversight of financial and operational activities[150]. - The company maintains a transparent information disclosure process, ensuring all shareholders have equal access to information[153]. - The company operates independently from its controlling shareholders, with a complete business system and independent operational capabilities[157].

Financial Performance - The company's operating revenue for Q1 2023 was ¥39,545,257.73, representing a 16.90% increase compared to ¥33,827,828.80 in the same period last year[5] - The net loss attributable to shareholders was ¥6,650,877.52, a 38.64% improvement from a loss of ¥10,838,833.93 in the previous year[5] - The basic earnings per share improved to -¥0.06 from -¥0.11, reflecting a 45.45% increase[5] - The company reported a comprehensive loss of CNY 6,173,369.35 for Q1 2023, compared to a comprehensive loss of CNY 10,815,212.95 in Q1 2022, showing an improvement of approximately 43.5%[21] Cash Flow - The net cash flow from operating activities was -¥16,512,971.87, a significant decline of 291.22% compared to ¥8,635,390.88 in the same period last year[5] - Cash flow from operating activities for Q1 2023 was a net outflow of CNY 16,512,971.87, compared to a net inflow of CNY 8,635,390.88 in Q1 2022[22] - The net cash flow from investment activities was -65,819,631.38, an improvement from -92,376,880.51 in the previous year, indicating a reduction in cash outflow by approximately 28.7%[23] - The net cash flow from financing activities was -20,440,756.22, compared to -14,588,662.17 in the previous year, showing a worsening of about 40%[23] Assets and Liabilities - Total assets decreased by 4.60% to ¥859,431,642.94 from ¥900,894,308.03 at the end of the previous year[5] - Total current liabilities decreased from CNY 233,609,938.87 to CNY 199,678,171.78[16] - Total liabilities decreased to CNY 226,385,180.27 from CNY 261,639,675.15 year-over-year, reflecting a reduction of approximately 13.5%[20] - Non-current liabilities include lease liabilities of CNY 1,776,622.15, down from CNY 4,071,473.67[16] Income and Expenses - Total operating costs for Q1 2023 were CNY 49,344,434.03, up 8.5% from CNY 45,432,785.52 in Q1 2022[19] - The company reported a significant increase in other income, which rose by 821.32% to ¥2,094,730.89 due to software tax refunds[9] - The company's research and development expenses decreased by 13.52% compared to the previous year, indicating a reduction in R&D material costs[9] Shareholder Information - Total number of common shareholders at the end of the reporting period is 8,211[12] - The largest shareholder, Xie Wei, holds 33.87% of shares, totaling 34,680,000 shares[12] Contracts and Agreements - The company signed operational contracts with China CRRC Group totaling CNY 159,693,759.12, representing 55.36% of the audited annual revenue for 2021[13] Cash and Equivalents - Cash and cash equivalents decreased from CNY 332,402,173.97 at the beginning of the year to CNY 227,235,990.98 at the end of the period[15] - Total cash and cash equivalents at the end of the period amounted to 220,560,371.55, compared to 210,685,258.24 in the same period last year, reflecting an increase of about 4.1%[23] - The initial cash and cash equivalents balance was 323,333,731.02, compared to 309,015,410.04 in the previous year, reflecting an increase of about 4.6%[23] Audit Status - The first quarter report was not audited, indicating that the financial data is subject to further verification[24]

Group 1: Financial Performance - The company's net profit for 2021 decreased by 38.43% compared to the previous year, primarily due to increased employee compensation and social insurance costs, as well as rising raw material costs [4] - The company's revenue also experienced a decline, influenced by external factors such as policies and the pandemic, leading to a slight decrease in overall industry demand [4] Group 2: Operational Challenges - The ongoing pandemic has severely impacted the supply chain, particularly for electronic integrated chips, resulting in increased procurement and labor costs, which in turn reduced the gross profit margin [4] - The company has faced challenges related to rising costs of imported components, especially chips, due to trade tensions, which could affect future operations [6] Group 3: Strategic Initiatives - In 2022, the company plans to increase R&D investment, focusing on technologies such as silicon carbide high-frequency auxiliary inverters and intelligent electrical cabinets [5] - The company aims to enhance communication with investors and improve operational performance to boost investor confidence and stock price [5] Group 4: Future Outlook - Despite short-term challenges, the company anticipates significant growth in the railway equipment and urban rail industries over the next three to five years, supported by macroeconomic policies [4] - The company is currently working on expansion projects, with production expected to reach capacity by 2024 [6]