第三届董事会第二十五次会议决议公告 | 证券代码：301040 | 证券简称：中环海陆 | 公告编号：2024-022 | | --- | --- | --- | | 债券代码：123155 | 债券简称：中陆转债 | | 张家港中环海陆高端装备股份有限公司 具体内容详见公司披露于巨潮资讯网（http://www.cninfo.com.cn）的《2024 年第一季度报告》。 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 张家港中环海陆高端装备股份有限公司（以下简称"公司"）于 2024 年 4 月 12 日以书面和通讯方式向全体董事发出召开第三届董事会第二十五次会议通 知，本次会议于 2024 年 4 月 24 日以现场结合网络视频方式在公司会议室召开。 应当出席本次会议的董事 9 名，实际出席本次会议的董事 9 名，本次董事会由公 司董事长吴君三先生召集。本次会议的召集、召开、表决程序符合《中华人民共 和国公司法》以及《张家港中环海陆高端装备股份有限公司章程》的规定。 二、董事会会议审议情况 （一）审议通过了《关于<2024 年第一 ...

| 证券代码：301040 | 证券简称：中环海陆 | 公告编号：2024-023 | | --- | --- | --- | | 债券代码：123155 | 债券简称：中陆转债 | | 张家港中环海陆高端装备股份有限公司 第三届监事会第十九次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 张家港中环海陆高端装备股份有限公司（以下简称"公司"）于 2024 年 4 月 12 日以书面方式向全体监事发出召开第三届监事会第十九次会议通知，本次 会议于 2024 年 4 月 24 日以现场方式在公司会议室召开。应当出席本次会议的监 事 3 名，实际出席本次会议的监事 3 名，本次监事会由公司监事会主席卞继扬先 生召集。本次会议的召集、召开、表决程序符合《中华人民共和国公司法》以及 《张家港中环海陆高端装备股份有限公司章程》的规定。 二、监事会会议审议情况 （一）审议通过了《关于<2024 年第一季度报告>的议案》 公司监事会认真审议了公司《2024 年第一季度报告》，认为该报告真实、 准确地反映了公司 2024 年第一季度经营状 ...

Financial Performance - The company's revenue for Q1 2024 was ¥153,536,420.14, a decrease of 7.01% compared to ¥165,102,020.65 in the same period last year[6] - The net profit attributable to shareholders was a loss of ¥18,579,196.46, representing a decline of 550.47% from a profit of ¥4,124,445.41 in the previous year[6] - The basic and diluted earnings per share were both -¥0.1858, down 550.97% from ¥0.0412 in the previous year[6] - The company reported a net loss of CNY 18,579,196.46 for Q1 2024, compared to a net profit of CNY 4,124,445.41 in the same period last year[23] - The company reported a profit before tax of CNY -18,579,196.46, compared to a profit of CNY 4,852,288.72 in Q1 2023[23] - The company’s total comprehensive income for the period was CNY -18,579,196.46, compared to CNY 4,124,445.41 in the same period last year[23] Cash Flow and Liquidity - The net cash flow from operating activities improved to ¥18,859,589.32, a significant increase of 134.41% compared to a negative cash flow of ¥54,815,552.43 in the same period last year[6] - Operating cash inflow for the quarter was CNY 89,738,239.11, down from CNY 147,520,705.80 in the previous year, indicating a decline of approximately 39%[25] - The company experienced a significant reduction in cash outflow for operating activities, totaling CNY 70,878,649.79, compared to CNY 202,336,258.23 in Q1 2023[25] - Net cash flow from investing activities was CNY 15,951,920.37, a recovery from a negative CNY 116,764,404.00 in the same quarter last year[26] - The total cash and cash equivalents at the end of the quarter increased to CNY 197,862,200.46 from CNY 173,212,202.50, reflecting a net increase of CNY 35,469,867.24[26] - The company received CNY 202,000,000.00 from the recovery of investments, down from CNY 300,000,000.00 in the previous year[25] Assets and Liabilities - Total assets at the end of Q1 2024 were ¥1,651,999,422.64, a decrease of 1.75% from ¥1,681,487,239.20 at the end of the previous year[6] - Total liabilities decreased to ¥631,313,017.09 from ¥642,221,637.19, a reduction of about 1.4%[20] - The total equity attributable to shareholders decreased to ¥1,020,686,405.55 from ¥1,039,265,602.01, a drop of about 1.8%[20] - Inventory levels decreased to ¥181,784,419.51 from ¥195,456,713.63, a decline of approximately 7%[19] - The company's cash and cash equivalents increased slightly to ¥213,954,759.43 from ¥212,551,653.98, indicating stable liquidity[19] Shareholder Information - The total number of common shareholders at the end of the reporting period is 11,433[11] - The largest shareholder, Wu Jun San, holds 22.57% of the shares, totaling 22,575,000 shares, with 5,000,000 shares pledged[11] - Jiangsu Jianghai Machinery Co., Ltd. is the second-largest shareholder, holding 12.33% of the shares, totaling 12,329,000 shares[11] - The total number of restricted shares at the end of the reporting period is 30,380,600 shares[14] Investments and Expenses - The company's long-term equity investments increased to ¥30,402,799.35, a 100% rise due to investments made by subsidiaries during the reporting period[10] - The company reported a significant increase in investment income of 109.19%, amounting to ¥1,464,299.35, mainly from increased returns on structured deposits[10] - Financial expenses rose by 91.55% to ¥5,378,569.93, primarily due to increased interest expenses on convertible bonds[10] - The company experienced a 1156.18% increase in other operating expenses, totaling ¥363,538.66, indicating higher operational costs during the reporting period[10] - R&D expenses for the quarter were ¥4,695,572.51, slightly up from ¥4,667,813.05, reflecting a focus on innovation[22] Market and Industry Outlook - The wind power industry, a key focus for the company, is experiencing increased competition and declining bidding prices, impacting short-term supply and demand balance[16] - The company anticipates increased depreciation expenses due to the conversion of some fundraising projects into fixed assets[16] - The company’s major products are primarily used in the wind power sector, which is expected to continue its long-term growth despite current challenges[16] Convertible Bonds - The company’s convertible bonds, "Zhonglu Convertible Bonds," had a balance of RMB 359,986,000 as of March 31, 2024[16] - The company has not reported any changes in the number of shares converted from convertible bonds during the first quarter of 2024[15] Audit Status - The company has not undergone an audit for the Q1 report, indicating that the figures are unaudited[27]

Financial Performance - The company's operating revenue for 2023 was ¥624,618,029.05, a decrease of 40.04% compared to ¥1,041,704,667.56 in 2022[25]. - The net profit attributable to shareholders of the listed company was ¥32,190,380.77, representing a decline of 181.12% from ¥72,389,208.70 in the previous year[25]. - The total revenue after deducting unrelated business income was ¥553,075,841.27, compared to ¥924,704,391.18 in 2022[26]. - The company reported a net loss attributable to shareholders of -¥35,992,271.52 in Q4 2023, following a loss of -¥5,770,980.68 in Q3 2023[28]. - The weighted average return on net assets was -3.04% in 2023, a decrease from 3.95% in 2022[25]. - The company's basic earnings per share for 2023 was -¥0.3219, a significant drop from ¥0.397 in 2022[25]. - The total assets at the end of 2023 were ¥1,681,487,239.20, down 12.80% from ¥1,928,047,801.17 at the end of 2022[25]. - The net cash flow from operating activities improved to ¥91,724,074.25, an increase of 168.70% compared to -¥133,512,967.55 in 2022[25]. Market and Industry Trends - The wind power industry remains a key development sector, despite short-term supply-demand imbalances, indicating a long-term positive trend[5]. - China's wind power installed capacity increased from 163.67 GW at the end of 2016 to 441.34 GW by the end of 2023, representing a year-on-year growth of 20.7%[40]. - The "14th Five-Year Plan" aims for renewable energy generation to reach approximately 3.3 trillion kWh by 2025, with wind and solar power generation expected to double during this period[37]. - The government has set a target for wind and solar power total installed capacity to exceed 1.2 billion kW by 2030, indicating strong future demand for related components[42]. - The global wind power installed capacity is expected to increase by 300 GW from 2020 to 2024, with an average annual growth rate of over 2.7%[43]. - China's annual new installed capacity of wind power is projected to remain above 20 GW, contributing to a positive industry development trend[43]. Company Strategy and Operations - The company maintains that its core business and financial indicators have not experienced significant adverse changes and are consistent with industry trends[5]. - The company has not disclosed any major new strategies or significant impacts from mergers and acquisitions in the reporting period[7]. - The company specializes in the research, production, and sales of industrial metal forgings, which are widely used in wind power, engineering machinery, and nuclear power industries[48]. - The company has established a strong customer base, serving notable clients such as Siemens, Shanghai Electric, and Thyssenkrupp, and has entered the supply chains of global companies like GE and Vestas[75]. - The company is positioned to capitalize on the growing offshore wind power market, with significant developments in coastal regions and the establishment of large-scale wind power bases[41]. Research and Development - The company has accumulated 53 invention patents and 46 utility model patents, with 3 invention patents and 8 utility model patents obtained in 2023[74]. - The company is focusing on developing advanced technologies for large-section flange rolling processes to enhance product performance and market competitiveness[94]. - The R&D team saw a significant shift in age demographics, with a 38.46% increase in personnel aged 30-40 years[95]. - R&D investment amounted to ¥20,733,335.02 in 2023, representing 3.32% of operating revenue, a slight increase from 3.27% in 2022[95]. Financial Management and Governance - The company does not plan to distribute cash dividends or issue bonus shares for the reporting period[9]. - The company has established a performance evaluation and incentive mechanism for directors and senior management, linking their compensation directly to the company's operating performance[147]. - The total remuneration for directors, supervisors, and senior management amounted to CNY 3.70 million[164]. - The company has independent directors who do not receive remuneration unless they hold specific management positions[163]. - The company has maintained a strong commitment to transparency and compliance in its fundraising and investment activities, as evidenced by the approval from independent directors and supervisory committees[112]. Risks and Challenges - The company has faced uncertainty regarding its ability to continue as a going concern, as indicated by the negative net profit figures over the past three years[26]. - The company faces risks from raw material price volatility, as raw material costs constitute a high proportion of product costs, impacting operating profits if prices fluctuate significantly[129]. - Quality consistency and stability of forged products are critical for competitiveness, and any quality issues could lead to significant economic losses for clients and damage the company's market reputation[132]. - There is a risk related to some buildings lacking property certificates, which could lead to administrative penalties or forced demolition, impacting operations[135]. Employee and Labor Relations - The total number of employees at the end of the reporting period was 330, with 215 in production, 10 in sales, 48 in technical roles, 4 in finance, 31 in administration, and 22 in management[174][175]. - Employee rights are protected through fair practices, comprehensive welfare guarantees, and compliance with labor laws, including social insurance provisions[193]. - The company conducted various training programs to enhance employee skills and meet professional development needs[177]. Environmental and Social Responsibility - The company actively promotes the use of green clean energy and has established a rooftop distributed photovoltaic project to reduce carbon emissions[190]. - The company has implemented pollution control facilities to manage waste and emissions, ensuring no environmental incidents occurred during the reporting period[194]. - The company emphasizes long-term relationships with suppliers and customers, fostering collaboration and mutual growth through technical exchanges and satisfaction measurement[193].

张家港中环海陆高端装备股份有限公司 募集资金存放与使用情况鉴证报告 大华核字[2024]0011011194 号 大华会计师事务所 (特殊普通合伙 ) 目 录 页 次 Da Hua Certified Public Accountants（Special General Partnership） 张家港中环海陆高端装备股份有限公司 募集资金存放与使用情况鉴证报告 （2023 年度） 一、 募集资金存放与使用情况鉴证报告 1-2 二、 张家港中环海陆高端装备股份有限公司 2023 年度募集资金存放与使用情况的专项报告 1-14 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 募集资金存放与使用情况鉴证报告 大华核字[2024]0011011194 号 张家港中环海陆高端装备股份有限公司全体股东： 我们审核了后附的张家港中环海陆高端装备股份有限公司（以下 简称中环海陆公司）《2023 年度募集资金存放与使用情况的专项报告》 （以下简称" ...

张家港中环海陆高端装备股份有限公司 关于营业收入扣除事项的 专项核查意见 专项核查意见 大华核字[2024]0011011196 号 大华会计师事务所 (特殊普通合伙 ) Da Hua Certified Public Accountants（Special General Partnership） （2023 年 1 月 1 日至 2023 年 12 月 31 日止） | | | 一、 关于营业收入扣除事项的专项核查意见 1-2 二、 营业收入扣除情况明细表 1-2 张家港中环海陆高端装备股份有限公司 关于营业收入扣除事项的 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 关于营业收入扣除事项的 专项核查意见 大华核字[2024]0011011196号 张家港中环海陆高端装备股份有限公司： 我们接受委托，对张家港中环海陆高端装备股份有限公司（以下 简称中环海陆公司）2023 年度财务报表进行审计，并出具了大华审字 [2024] 0 ...

张家港中环海陆高端装备股份有限公司 2023 年度独立董事述职报告 本人作为张家港中环海陆高端装备股份有限公司（以下简称"公司"或"中 环海陆"）的独立董事，严格按照《中华人民共和国公司法》（以下简称"《公 司法》"）《中华人民共和国证券法》（以下简称"《证券法》"）《上市公司 独立董事管理办法》《深圳证券交易所创业板股票上市规则》等相关法律、法规 以及《张家港中环海陆高端装备股份有限公司章程》（以下简称"《公司章程》"） 《独立董事工作制度》等相关制度的规定和要求。在2023年工作中，认真履行职 责，充分发挥独立董事的作用，恪尽职守，勤勉尽责，维护公司利益，维护全体 股东利益，积极出席相关会议，对各项议案进行认真审议，对公司重大事项发表 了事前认可意见和独立意见，充分发挥了独立董事及各专门委员会委员的作用。 现将本人2023年任职期间的履职情况汇报如下： 一、出席董事会及列席股东大会情况 作为独立董事，本人在召开董事会前会主动获取会议所需要的相关资料， 并全面了解公司实际运营情况，以便为董事会的重要决策做好前期准备工作；会 上积极参与讨论并提出合理化建议，会后继续关注议案实施情况，充分发挥了独 立董事的积极 ...

张家港中环海陆高端装备股份有限公司 2023 年度内部控制自我评价报告 张家港中环海陆高端装备股份有限公司 2023 年度内部控制自我评价报告 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监 管要求（以下简称"企业内部控制规范体系"），结合张家港中环海陆高端 装备股份有限公司（以下简称"公司"或"本公司"）内部控制制度和评价 办法，在内部控制日常监督和专项监督的基础上，我们对公司2023年12月31 日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一、 重要声明 公司按照企业内部控制规范体系的规定，建立健全和有效实施内部控 制，评价其有效性，并如实披露内部控制评价报告是公司董事会的责任。监 事会对董事会建立和实施内部控制进行监督。经理层负责组织领导企业内部 控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本 报告内容不存在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真 实性、准确性和完整性承担个别及连带法律责任。 内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及 相关信息真实完整，提高经营效率和效果，促进实现发展战略。由于内部控 制存在的固有局限性 ...

中信建投证券股份有限公司 关于张家港中环海陆高端装备股份有限公司 2023年度内部控制自我评价报告的核查意见 中信建投证券股份有限公司（以下简称"保荐机构"）作为承接张家港中 环海陆高端装备股份有限公司（以下简称"中环海陆"或"公司"）首次公开 发行股票和公开发行可转换公司债券的保荐机构，根据《证券发行上市保荐业 务管理办法》《深圳证券交易所上市公司自律监管指引第 13 号——保荐业务》 《深圳证券交易所创业板股票上市规则（2023 年修订）》《深圳证券交易所上 市公司自律监管指引第 2 号——创业板上市公司规范运作》等相关法律、法规 和规范性文件的规定，对公司董事会出具的《张家港中环海陆高端装备股份有 限公司 2023 年度内部控制自我评价报告》进行了审慎核查，核查意见如下： 一、保荐机构进行的核查工作 保荐代表人通过与中环海陆相关人员、注册会计师等人员沟通交流；查阅 公司股东大会、董事会、监事会等会议记录、内部审计报告、2023 年度内部控 制评价报告以及各项业务和管理规章制度，从公司内部控制环境、内部控制制 度的建设及实施等情况对其内部控制制度的完整性、合理性及有效性进行了核 查。 二、内部控制评价工作 ...

张家港中环海陆高端装备股份有限公司 2023 年度独立董事述职报告 本人作为张家港中环海陆高端装备股份有限公司（以下简称"公司"或"中 环海陆"）的独立董事，严格按照《中华人民共和国公司法》（以下简称"《公 司法》"）《中华人民共和国证券法》（以下简称"《证券法》"）《上市公司 独立董事管理办法》《深圳证券交易所创业板股票上市规则》等相关法律、法规 以及《张家港中环海陆高端装备股份有限公司章程》（以下简称"《公司章程》"） 《独立董事工作制度》等相关制度的规定和要求。在2023年工作中，认真履行职 责，充分发挥独立董事的作用，恪尽职守，勤勉尽责，维护公司利益，维护全体 股东利益，积极出席相关会议，对各项议案进行认真审议，对公司重大事项发表 了事前认可意见和独立意见，充分发挥了独立董事及各专门委员会委员的作用。 现将本人2023年任职期间的履职情况汇报如下： 一、出席董事会及列席股东大会情况 根据相关法律、法规和有关规定，作为公司独立董事，本人对公司 2023 年 度经营活动情况进行了认真的了解，并就关键问题在核查后，在董事会上就相关 事项均投了赞成票，发表了同意的独立意见。具体情况如下： (一)发表事前认可意 ...