二、《关于<2023 年半年度募集资金存放与使用情况的专项报告>的议案》 的独立意见 杭州国泰环保科技股份有限公司 独立董事独立意见 杭州国泰环保科技股份有限公司 独立董事关于第四届董事会第二次会议相关事项的 独立意见 根据《中华人民共和国公司法》、《上市公司独立董事规则》、《深圳证券 交易所创业板股票上市规则》、《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等有关法律、法规、规范性文件及《公司章程》 的规定，我们作为杭州国泰环保科技股份有限公司（以下简称"公司"）独立董 事，本着认真负责的态度，经过认真审阅相关材料，现就公司第四届董事会第二 次会议相关事项发表如下专项说明和独立意见： 一、《关于使用募集资金置换预先投入资金的议案》的独立意见 经审核，我们认为：公司本次使用募集资金置换预先投入募投项目的自筹资 金的事项符合《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监 管要求》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》等相关法律法规及《公司章程》的有关规定，且履行了必要的审批程序， 天健会计师事务所（特殊普通合伙）已出具专项鉴证报告 ...

经与会监事充分讨论、审议，形成决议如下： 1、审议通过《关于<2023 年半年度报告>及其摘要的议案》 证券代码：301203 证券简称：国泰环保 公告编号:2023-036 杭州国泰环保科技股份有限公司 第四届监事会第二次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 杭州国泰环保科技股份有限公司（以下简称"公司"）于 2023 年 8 月 13 日 以电话、邮件、即时通讯工具形式向公司全体监事发出了召开第四届监事会第二 次会议的通知，2023 年 8 月 23 日以现场方式召开本次监事会。本次监事会应到 监事 3 人，实到监事 3 人。会议由监事会主席俞洪春召集并主持。本次会议的召 开与表决程序符合《公司法》和《公司章程》等有关规定。 二、监事会会议审议情况 经审核，监事会认为董事会编制和审议公司《2023 年半年度报告》及其摘要 的程序符合法律、行政法规、中国证监会和深圳证券交易所的相关规定，报告内 容真实、准确，完整，不存在任何虚假记载、误导性陈述或者重大遗漏。 表决结果：同意 3 票，反对 0 票，弃权 0 票。 ...

国信证券股份有限公司关于杭州国泰环保科技股份有限公司 经中国证券监督管理委员会《关于同意杭州国泰环保科技股份有限公司首次 开发行股票注册的批复》（证监许可[2022]2677 号）同意注册，公司首次公开发 行人民币普通股（A 股）20,000,000 股，每股面值人民币 1.00 元，每股发行价格 为 46.13 元，募集资金总额为人民币 922,600,000.00 元，扣除相关发行费用（不 含税）人民币66,063,970.57元后，实际募集资金净额为人民币856,536,029.43元。 募集资金已于 2023 年 3 月 30 日划至公司指定账户，天健会计师事务所（特殊普 通合伙）于 2023 年 3 月 31 日对公司募集资金的到位情况进了审验，并出具《验 资报告》（天健验[2023]114 号），确认募集资金到账。公司已将上述募集资金 存放于募集资金专项账户，并与保荐机构国信证券股份有限公司（以下简称"国 信证券"、"保荐机构"）、存放募集资金的银行机构签订了《募集资金三方监管协 议》《募集资金四方监管协议》。 二、募集资金使用计划 1 根据公司《首次公开发行股票并在创业板上市招股说明书》中披露的 ...

杭州国泰环保科技股份有限公司 关于 2023 年半年度募集资金存放与使用情况的专项报告 根据中国证券监督管理委员会《上市公司监管指引第 2 号——上市公司募集 资金管理和使用的监管要求（2022 年修订）》（证监会公告〔2022〕15 号）和深 圳证券交易所印发的《深圳证券交易所上市公司自律监管指引第 2 号——创业板 上市公司规范运作》（深证上〔2022〕14 号）的规定，将本公司募集资金 2023 半年度存放与使用情况专项说明如下。 一、募集资金基本情况 (一) 实际募集资金金额和资金到账时间 根据中国证券监督管理委员会《关于同意杭州国泰环保科技股份有限公司首 次公开发行股票注册的批复》（证监许可〔2022〕2677 号），本公司由主承销商 国信证券股份有限公司采用公开发行方式，向社会公众公开发行人民币普通股（A 股）股票 2,000.00 万股，发行价为每股人民币 46.13 元，共计募集资金 92,260.00 万元，坐扣承销和保荐费用 4,386.79 万元后的募集资金为 87,873.21 万元，已 由主承销商国信证券股份有限公司于 2023 年 3 月 30 日汇入本公司募集资金监管 账户。另扣 ...

关于杭州国泰环保科技股份有限公司 国信证券股份有限公司 2023 年半年度持续督导跟踪报告 | 保荐机构名称：国信证券股份有限公司 | 被保荐公司简称：国泰环保 | | --- | --- | | 保荐代表人姓名：陈敬涛 | 联系电话：0571-85115307 | | 保荐代表人姓名：徐怡 | 联系电话：0571-85115307 | 一、保荐工作概述 | 项 目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 无 | | 2．督导公司建立健全并有效执行规章制度的情况 | | | （1）是否督导公司建立健全规章制度（包括但不限于 | | | 防止关联方占用公司资源的制度、募集资金管理制度、 | 是 | | 内控制度、内部审计制度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 2 次 | | （2）公司募集资金项目进展是否与信息披露文件一致 | 是 | | 4.公司治理督导 ...

证券代码：301203 证券简称：国泰环保 公告编号:2023-035 杭州国泰环保科技股份有限公司 关于使用募集资金置换预先投入资金的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 杭州国泰环保科技股份有限公司（以下简称"公司"）于 2023 年 8 月 23 日 召开第四届董事会第二次会议、第四届监事会第二次会议，审议通过了《关于使 用募集资金置换预先投入资金的议案》，同意公司本次使用募集资金合计人民币 43,627,408.15 元置换预先投入募投项目的自筹资金。现将相关情况公告如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于同意杭州国泰环保科技股份有限公司首次 开发行股票注册的批复》（证监许可[2022]2677 号）同意注册，杭州国泰环保科 技股份有限公司首次公开发行人民币普通股（A 股）20,000,000 股，每股面值人 民币 1.00 元，每股发行价格为 46.13 元，募集资金总额为人民币 922,600,000.00 元，扣除相关发行费用（不含税）人民币 66,063,970.57 元后，实际募集资金净 额为人民币 856 ...

编制单位：杭州国泰环保科技股份有限公司 单位：人民币万元 | 非经营性资金占用 | 资金占用方名称 | 占用方与上市公司的关联关系 上市公司核算的 | 会计科目 | 2023年期初 占用资金余额 | 2023年1-6月占 用累计发生金额 | 2023年1-6月 占用资金的利 | 2023年1-6月 偿还累计发生 | 2023年6月30日 占用资金余额 | 占用形成原因 | 占用性质 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | | | | （不含利息） | 息 （如有） | 金额 | | | | | 控股股东、实际控制人及其附 | | | | | | | | | | | | 属企业 | | | | | | | | | | | | 小 计 | | | | | | | | | | | | 前控股股东、实际控制人及其 | | | | | | | | | | | | 附属企业 | | | | | | | | | | | | 小 计 | | | | | | | | | | | | 其他关联方及其附属企业 | | | ...

答：您好！基于公司在废气处理（VOC）、溶剂回收、多类重金属和固废 资源化领域 20 余年的深耕和持续研发、工程实践及技术积累，公司为锂 电池、新材料、化工行业客户研制开发节能环保、废弃物高值资源化等方 面成套装备，部分设备有望在近期实现产业化应用，例如：电池箔压延生 产线压延油循环利用系统，回收航空煤油，为客户节省航空煤油使用量约 30%；锂电池水性粘结剂生产企业 VOCs 处理成套设备，解决精细化工企业 厂内低浓度 VOC 安全治理的需求，实现环保设备运行的安全性、环保达标 和经济性的统一。公司已对标巴斯夫等国际品牌，按照欧盟和北美相关国 家标准开展环保成套装备研发和设计，以适应海外市场锂电设备配套环保 装备需求。谢谢！ 3、相较于国际品牌使用的污泥处理技术，公司污泥处理技术有哪些优 势？是否有一定的技术壁垒？ 答：您好！针对已采用传统热干化焚烧路线的存量污泥项目，与采用国际 品牌污泥热干化技术的项目相比，公司技术可节省投资 90%以上，节约成 本 50%以上，同时公司深度脱水工艺比热干化工艺节能 90%以上。因此， 公司技术在经济性和节能降碳方面的显著优势为存量项目客户提供了采 用公司技术和装备进行改造 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥79,446,340.62, a decrease of 3.50% compared to ¥82,327,738.24 in the same period last year[5] - Net profit attributable to shareholders increased by 25.59% to ¥30,853,174.84 from ¥24,566,636.64 year-on-year[5] - The net profit after deducting non-recurring gains and losses rose by 38.00% to ¥30,237,771.12, primarily due to a decrease in non-recurring gains and losses[8] - Basic and diluted earnings per share for Q1 2023 were both ¥0.51, reflecting a 24.39% increase from ¥0.41 in the same period last year[5] - Net profit for Q1 2023 reached CNY 31,527,030.00, an increase of 28.1% compared to CNY 24,624,083.42 in Q1 2022[16] - Earnings per share for Q1 2023 was CNY 0.51, up from CNY 0.41 in Q1 2022[18] Cash Flow - The net cash flow from operating activities surged by 1,107.52% to ¥31,740,832.31, attributed to an increase in operating profit[8] - The net cash flow from operating activities increased significantly to ¥31,740,832.31 from ¥2,628,599.53 in the previous period, representing a growth of approximately 1,107%[19] - Total cash inflow from operating activities reached ¥102,556,374.44, up from ¥73,835,830.08, indicating an increase of about 39%[19] - Cash outflow from operating activities slightly decreased to ¥70,815,542.13 from ¥71,207,230.55, showing a reduction of approximately 0.55%[19] - The company received ¥3,433,868.99 in tax refunds, significantly up from ¥474,850.01 in the previous period, reflecting a growth of approximately 620%[19] - The cash paid for purchasing goods and services decreased to ¥28,231,141.67 from ¥42,677,002.38, a decline of about 34%[19] Assets and Liabilities - Total assets at the end of Q1 2023 reached ¥1,523,180,254.18, a significant increase of 140.09% from ¥634,420,073.56 at the end of the previous year[8] - Total liabilities were CNY 66,063,579.69, compared to CNY 62,916,458.50 in the previous quarter, indicating a slight increase[14] - Non-current assets totaled CNY 212,915,647.73, an increase from CNY 201,057,503.65 in the previous quarter[14] - The company's capital reserve increased to CNY 894,933,335.17 from CNY 58,397,305.74 year-over-year[14] - Shareholders' equity attributable to the parent company increased by 158.43% to ¥1,447,497,466.70 from ¥560,108,262.43 at the end of the previous year[8] Investment Activities - The net cash flow from investing activities was negative at -¥23,203,103.36, an improvement from -¥34,275,584.21 in the previous period[20] - The company did not report any cash inflow from the recovery of investments in the current period, contrasting with ¥220,000,000.00 in the previous period[20] - The company’s cash outflow for investing activities was ¥23,203,103.36, down from ¥254,781,991.07, indicating a reduction of approximately 91%[20] Government Support and Market Strategy - The company received government subsidies amounting to ¥330,000.00 during the reporting period[6] - The company is focusing on expanding its market presence and enhancing its product offerings through ongoing research and development initiatives[15] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 16[10] - The weighted average return on equity was 5.36%, up from 5.07% year-on-year[5]

Financial Performance - The company's operating revenue for 2022 was CNY 366,323,146.52, representing a 10.80% increase compared to CNY 330,614,044.35 in 2021[22]. - The net profit attributable to shareholders for 2022 was CNY 148,191,612.91, a 5.51% increase from CNY 140,499,911.69 in 2021[22]. - The net profit after deducting non-recurring gains and losses was CNY 139,408,611.38, up 10.74% from CNY 125,935,859.56 in 2021[22]. - Cash flow from operating activities increased by 72.55% to CNY 165,851,404.66 in 2022, compared to CNY 96,116,003.83 in 2021[22]. - Total assets at the end of 2022 reached CNY 634,420,073.56, an 18.85% increase from CNY 533,788,637.94 at the end of 2021[22]. - The net assets attributable to shareholders increased by 18.69% to CNY 560,108,262.43 at the end of 2022, compared to CNY 471,967,914.45 at the end of 2021[22]. - The company reported a basic earnings per share of CNY 2.4700 for 2022, a 5.56% increase from CNY 2.3400 in 2021[22]. - The company processed 1.77 million tons of sludge in 2022, with a water content of 80%[75]. - In 2022, the company achieved operating revenue of CNY 366.32 million, a year-on-year increase of 10.80%[76]. - The net profit for 2022 was CNY 151.43 million, reflecting a growth of 6.35% compared to the previous year[76]. - The sludge treatment service accounted for 84.97% of total operating revenue, generating CNY 311.25 million, an increase of 8.34% year-on-year[79]. Profit Distribution - The company reported a profit distribution plan of 15 RMB per 10 shares (including tax) for a total of 80,000,000 shares[4]. - The company plans to distribute a cash dividend of 15 RMB per 10 shares, totaling 120,000,000 RMB, which represents 100% of the distributable profit[163]. - The company's distributable profit for the year is reported at 318,777,111.03 RMB[163]. - Cash dividends are generally distributed annually, with a minimum of 10% of the distributable profit for the year allocated for cash dividends[158]. - In mature stages without significant capital expenditure, cash dividends should constitute at least 80% of the profit distribution; in cases with significant expenditures, this minimum is 40%[158]. - The company has a three-year shareholder return plan (2021-2023) that guides its profit distribution strategy[156]. Technology and Innovation - The company has developed its own sludge deep dewatering technology, achieving a sludge moisture content of approximately 45%[15]. - The company is focused on developing sludge treatment technologies and equipment to address the increasing sludge disposal challenges in China[33]. - The company's deep dehydration technology can reduce sludge moisture content from 65%-99% to approximately 45% under normal temperature and pressure conditions, demonstrating significant economic efficiency[68]. - The company's deep dehydration technology achieves over 95% energy savings compared to the "mechanical dehydration + thermal drying" two-stage technology[71]. - The company has established a comprehensive sludge treatment technology system that adapts to various sludge types and disposal paths, enhancing its operational stability[70]. - The company is developing technologies for urban mixed waste treatment and resource utilization, aiming to enhance its market position[85]. - The company is committed to advancing its core technologies, focusing on economic efficiency, energy conservation, and carbon reduction in sludge treatment[48]. Market and Industry Outlook - The sludge treatment market in China is projected to exceed 90 billion yuan by 2024, driven by increasing sludge generation and stricter government regulations[34]. - The global demand for energy storage batteries is expected to grow significantly, with a forecast of 600 GWh in shipments by 2025, reflecting a 140.3% year-on-year increase in 2022[40]. - The market for energy storage and power lithium battery equipment is anticipated to exceed 300 billion yuan by 2025, with a compound annual growth rate of 17% from 2023 to 2025[41]. - The company is actively engaging with local governments and water service groups to promote its sludge treatment technology and expand its project footprint[61]. - The company is expanding its market presence in economically developed regions, targeting large and medium-sized cities for sludge disposal needs[44]. Governance and Compliance - The company has established a governance structure that complies with relevant laws and regulations, ensuring independent operation from its controlling shareholder[119]. - The board of directors consists of 9 members, including 3 independent directors, meeting legal requirements for composition[120]. - The company has independent financial, personnel, and operational systems, ensuring no interference from the controlling shareholder[123]. - The company maintains a clear asset ownership structure, with no guarantees provided for shareholders' debts[124]. - The company has established a robust internal control system to mitigate operational risks and ensure effective management oversight[165]. Research and Development - The company has a total of 74 R&D personnel, accounting for 22.16% of the total workforce[67]. - The company emphasizes talent development and has established partnerships with universities to enhance its R&D capabilities[66]. - The company achieved a research and development investment of ¥19,638,107.30 in 2022, which represents 5.36% of its operating revenue[88]. - The number of R&D personnel increased to 74 in 2022, reflecting a growth of 5.71% compared to 70 in 2021[88]. Social Responsibility and Sustainability - The company actively participates in social responsibility initiatives, integrating ESG principles into daily operations and enhancing governance quality[176]. - The company emphasizes employee rights and development, implementing various training programs to enhance skills and management experience[177]. - The company adheres to strict environmental regulations, ensuring stable pollutant discharge and proper waste disposal[178]. - The company has a strong commitment to safety management, with established protocols and training to enhance employee safety awareness[178]. Risks and Challenges - Potential risks include the possibility of new projects not meeting expected commercial benefits due to varying wastewater characteristics across cities[114]. - The company faces risks of product or service substitution if it fails to timely upgrade its technology to meet customer and regulatory demands[115]. - The departure of key personnel with core technology knowledge could adversely affect the company's operational efficiency and project execution[115]. Employee and Management Structure - The total number of employees at the end of the reporting period is 334, with 207 in the parent company and 127 in major subsidiaries[152]. - The professional composition includes 218 production personnel, 9 sales personnel, 74 technical personnel, 10 financial personnel, and 23 administrative personnel[152]. - The educational background of employees shows 17 with master's degrees or above, 44 with bachelor's degrees, 28 with associate degrees, and 245 with other qualifications[152]. Shareholder Engagement - The company continues to prioritize transparency and shareholder engagement through regular meetings and disclosures[129]. - The company held four shareholder meetings during the reporting period, with 100% investor participation in all meetings[129]. - The company confirmed the audited financial reports for the years 2018-2021 and 2019-2022 in the respective shareholder meetings[129].