商品期货套期保值业务管理制度 第一章 总 则 第一条 为规范赣州腾远钴业新材料股份有限公司（以下简称"公司"）期货 业务交易监管流程，防范交易风险，实现稳健经营，确保套期保值资金的安全， 根据《公司章程》的规定，特制定本制度。 第二条 本制度所称"期货套期保值业务"是指：公司以规避生产经营中使用 的主要原材料及生产的产品因价格波动所产生的风险为目的，结合销售和生产采 购计划，进行期货交易所上市标准化期货合约的交易，实现抵消现货市场交易中 存在的价格波动风险，以此达到稳定采购成本的目的，保障公司业务稳步发展。 第三条 公司从事期货套期保值业务时遵循以下原则： 1、公司在从事自营范围内的保值业务时，应遵循本制度。 2、公司在期货市场，仅限于从事套期保值业务，不得进行投机和套利交易。 3、公司进行套期保值的数量原则上不得超过实际现货交易数量的 100%，期 货持仓量不超过套期保值的现货量。 4、期货持仓时间应与现货保值所需的计价期相匹配，签订现货合同后，相 应的套期保值头寸持有时间原则上不得超出现货合同点价的时间。 5、公司应当以自己的名义设立套期保值交易账户，不使用他人账户进行套 期保值业务，公司自有交易账户也不 ...

赣州腾远钴业新材料股份有限公司 2023 年 1-6 月非经营性资金占用及其他关联资金往来情况汇总表 编制单位：赣州腾远钴业新材料股份有限公司 单位：万元 | 非经营性资金占用 资金占用方名称 | | 占用方与上 | 上市公司 | | 2023 年 1-6 | 2023 | 年 1-6 月占 | | 2023 年 1-6 | 月 | 2023 年 1-6 | | 2023 年 6 月 | | 占用形 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | 市公司的关 | 核算的会 | 币种 | 月占用资金余 | | 用累计发生金额 | | 占用资金的利 | | 月偿还累计发 | | 末占用资金 | | 成原因 | 占用性质 | | | | 联关系 | 计科目 | | 额 | | （不含利息） | | 息（如有） | | 生金额 | | 余 额 | | | | | | | | | | | | | | | | | | | | | 非经营 | | ...

赣州腾远钴业新材料股份有限公司 开展商品期货套期保值业务的可行性分析报告 公司套期保值业务的交易品种限于在场内市场交易的与公司的生产经营相 关产品的期货品种。 （二）资金来源 资金来源为公司自有资金，不涉及募集资金。 （三）审议程序 本事项经公司董事会审计委员会、董事会、监事会审议通过，独立董事发表 明确同意的独立意见，保荐机构发表了无异议的核查意见。公司与提供套期保值 业务的金融机构不存在关联关系。公司开展商品期货套期保值业务不构成关联交 易，该事项在董事会审批权限内，无需提交公司股东大会审议。 （四）额度、期限及授权 公司商品期货套期保值业务开展中占用的保证金最高额度不超过（即授权有 效期内任一时点都不超过）1 亿元人民币。上述额度自董事会审议通过之日起 12 个月内有效，在审批期限内可循环使用。董事会授权公司经营管理层在上述额度 范围内具体签署套期保值业务相关协议及文件。 一、开展商品期货套期保值业务的目的 赣州腾远钴业新材料股份有限公司及下属子公司（以下简称"公司"）拟利 用期货工具的避险保值功能，根据生产经营计划择机开展商品期货套期保值业务， 有效降低市场价格波动风险，保障公司主营业务稳步发展。 二 ...

一、 保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 不适用 | | 2.督导公司建立健全并有效执行规章制度 | | | 的情况 | | | （1）是否督导公司建立健全规章制度（包括 | | | 但不限于防止关联方占用公司资源的制度、 | 是 | | 募集资金管理制度、内控制度、内部审计制 | | | 度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 次 2 | | （2）公司募集资金项目进展是否与信息披 | 是 | | 露文件一致 | | | 4.公司治理督导情况 | | | （1）列席公司股东大会次数 | 次，已阅读相关文件 0 | | （2）列席公司董事会次数 | 0 次，已阅读相关文件 | | （3）列席公司监事会次数 | 0 次，已阅读相关文件 | | 5.现场检查情况 | | | （1）现场检查次数 | 1 次 | | （2）现场检查报告 ...

赣州腾远钴业新材料股份有限公司独立董事 关于第三届董事会第七次会议相关事项的独立意见 根据《上市公司独立董事规则》《深圳证券交易所创业板股票上市规则》和 《赣州腾远钴业新材料股份有限公司章程》等相关规定，作为赣州腾远钴业新 材料股份有限公司（以下简称"公司"）的独立董事，我们认真审阅了公司第三 届董事会第七次会议相关资料，基于独立、客观判断的原则，发表如下独立意见： 一、关于 2023 年半年度募集资金存放与使用情况的专项报告的独立意见 根据《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司 自律监管指引第 2 号——创业板上市公司规范运作》等有关规定，我们对公司 2023 年半年度募集资金存放与使用的情况进行了认真核查，发表如下独立意见： 经核查，2023 年半年度公司募集资金的管理和使用符合中国证监会、深圳 证券交易所关于上市公司募集资金存放和使用的相关规定，符合公司《募集资 金管理办法》的有关规定，如实反映了公司 2023 年半年度募集资金实际存放与 使用情况，不存在募集资金存放和使用违规的情形，不存在改变或变相改变募 集资金投向和损害股东利益的情形。 二、关于公司开展商品期货套期保值业务的独 ...

证券代码：301219 证券简称：腾远钴业 赣州腾远钴业新材料股份有限公司 投资者关系活动记录表 | --- | --- | --- | |------------------------|---------------------------------------------------------|---------------------| | | □特定对象调研 | 分析师会议 | | 投资者关系活动类别 | □媒体采访 □新闻发布会 现场参观 | 业绩说明会□路演活动 | | | 其他 | | | 参与单位名称及人员姓名 | 通过全景网http://ir.p5w.net/资者集体接待日活动"的投资者 | | 时间 2023年05月19日 地点 全景网"投资者关系互动平台"（ http://ir.p5w.net/） | --- | |------------------------| | 董事长 罗 | | 总经理 林 灵 | | 副总经理 罗淑兰 | | 财务总监 陈文伟 | | 董事长助理、董事会秘书 | 上市公司接待 人员姓名 公司于2023年5月19日通过全景网"投资者关系互动平台" 网络远 ...

证券代码：301219 证券简称：腾远钴业 投资者关系活动记录表 | --- | --- | --- | --- | |--------------------|--------------------------------|-----------------------------|---------------| | | | | 编号：2023-02 | | | □特定对象调研 | 分析师会议 | | | 投资者关系活动类别 | □媒体采访 □新闻发布会 现场参观 | 业绩说明会□路演活动 | | | | 其他（ ） | | | | 参与单位名称 | 东方财富路演 | | | | 及人员姓名 | 参与"2022 | 年度网上业绩说明会"的投资者 | | 时间 2023年05月16日 地点 东方财富路演https://roadshow.eastmoney.com/luyan/4282117 | --- | |-------------------------------| | 董事长 罗 | | 董 事 吴阳红 | | 独立董事 程 林 | | 总经理 林 | | 财务总监 陈文伟 | | 董事长助理、董 ...

Financial Performance - The company's revenue for Q1 2023 was CNY 1,097,143,472.45, a decrease of 30.71% compared to CNY 1,583,457,434.88 in the same period last year[6] - Net profit attributable to shareholders was CNY 7,975,421.97, down 98.25% from CNY 456,840,170.96 year-on-year[6] - The net profit after deducting non-recurring gains and losses was CNY 5,785,761.71, a decline of 98.73% compared to CNY 456,697,598.91 in the previous year[6] - Basic and diluted earnings per share were both CNY 0.04, a decrease of 98.51% from CNY 2.69 in the previous year[6] - Total operating revenue for Q1 2023 was approximately 1.097 billion, a decrease of 30.6% compared to 1.583 billion in the same period last year[44] - The net profit for Q1 2023 was approximately 7.98 million, a significant decrease from 456.8 million in Q1 2022[46] Cash Flow and Assets - The net cash flow from operating activities was CNY -358,151,368.66, showing an improvement of 7.47% from CNY -387,083,889.62 in the same period last year[6] - The company's cash and cash equivalents decreased to CNY 3,861,818,438.89 from CNY 4,471,007,947.90 at the beginning of the year[10] - The company's cash and cash equivalents at the end of the period decreased to 3,768,823,104.92 CNY from 5,411,089,409.33 CNY, a decline of approximately 30.3%[21] - The net cash flow from investing activities was -177,663,064.25 CNY, worsening from -120,433,025.56 CNY in the previous period[21] - Total assets at the end of the reporting period were CNY 9,365,133,663.17, down 1.31% from CNY 9,489,855,178.35 at the end of the previous year[6] Operating Costs and Expenses - Total operating costs for Q1 2023 were approximately 979.6 million, down 4.4% from 1.025 billion in Q1 2022[44] - The company's research and development expenses decreased by 37.15% to 16,014,769.68 CNY compared to the previous year[28] - Research and development expenses for Q1 2023 were approximately 16 million, down 37.1% from 25.5 million in the previous year[46] - The company reported a financial expense of approximately -19.9 million in Q1 2023, compared to a financial expense of 3.1 million in Q1 2022[46] Shareholder Information - The total number of common shareholders at the end of the reporting period was 24,711[32] - The largest shareholder, Luo Jie, holds 22.43% of the shares, amounting to 50,840,820 shares[32] - Xie Fubiao, the second-largest shareholder, owns 10.36% of the shares, totaling 23,497,386 shares[32] - Xiamen Tungsten Co., Ltd. holds 9.05% of the shares, equivalent to 20,520,000 shares[32] - The total number of restricted shares at the beginning of the period was 180,760,497, with 81,979,174 shares released during the period[35] - The total number of unrestricted shares held by the top 10 shareholders is 98,781,323[35] - The company plans to release certain restricted shares on March 29, 2023, and September 17, 2023[35] - The company has a significant number of shares held by institutional investors, including Shanghai Automotive Group Co., Ltd. with 2,586,503 shares[38] - The total number of shares held by other restricted shareholders is 21,753,849, with 17,134,549 shares released during the period[38] - The company has a strategy to manage its shareholding structure effectively, ensuring compliance with relevant regulations[32] Production Capacity and Projects - The company has the capacity to produce 40,000 tons of copper and 10,000 tons of cobalt intermediate products, with plans to increase copper production capacity to 60,000 tons after the completion of the Congo Phase III project[9] - As of March 31, 2023, the company has entered trial production for 13,500 tons of cobalt and 10,000 tons of nickel as part of its smart technology upgrade project[39] - The lithium carbonate production line has been installed and is expected to commence production in Q2 2023[39] - The first phase of the 40,000 tons ternary precursor and 10,000 tons cobalt oxide project began construction in December 2022, with trial production expected by the end of 2023[39] Accounts Receivable and Inventory - The accounts receivable increased by 40.75% to 187,334,666.21 CNY due to increased product sales at the end of the quarter[28] - Inventory decreased to CNY 2,139,059,296.52 from CNY 2,375,376,160.82 at the beginning of the year[12] - The company's short-term borrowings decreased by 60.12% to 77,765,839.03 CNY, reflecting a reduction in procurement scale[28]

Financial Performance - The company reported a significant increase in revenue, achieving a total of 1.5 billion CNY, representing a year-over-year growth of 25%[15]. - The company reported a total revenue of RMB 1.2 billion for the year 2022, representing a year-on-year increase of 15% compared to RMB 1.04 billion in 2021[111]. - The net profit attributable to shareholders was RMB 300 million, up 20% from RMB 250 million in the previous year[111]. - The company's operating revenue for 2022 was CNY 4,800,846,632.27, an increase of 15.39% compared to CNY 4,160,370,245.91 in 2021[117]. - The net profit attributable to shareholders for 2022 was CNY 274,479,428.49, a decrease of 76.14% from CNY 1,150,191,936.83 in 2021[117]. - The basic earnings per share for 2022 was CNY 1.29, down 80.95% from CNY 6.77 in 2021[117]. - The company experienced a significant decline in net profit for 2022 compared to the previous year, primarily due to the continuous drop in cobalt and copper prices, despite an increase in sales volume[100]. - The company reported a substantial increase in inventory purchases to support expansion projects, leading to a higher cost of goods sold due to elevated procurement prices[3]. User Growth and Market Expansion - User data indicates a growth in active users, reaching 2 million, which is a 40% increase compared to the previous year[15]. - User data indicates a growing customer base, with an increase of 15% in active users compared to the previous year, reaching 2 million users[46]. - The company has outlined a future outlook with a projected revenue growth of 30% for 2023, driven by new product launches and market expansion strategies[45]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by the end of 2023[44]. - The company plans to expand its market presence in Europe and North America, targeting a 30% increase in international sales by 2025[110]. Product Development and Innovation - New product launches are expected to contribute an additional 300 million CNY in revenue over the next fiscal year[15]. - New product development includes the introduction of a high-efficiency cobalt extraction technology, expected to reduce production costs by 20%[50]. - New product development includes advanced cobalt materials for battery applications, with an expected launch in Q3 2023[110]. - The company is investing in R&D for sustainable mining technologies, aiming to reduce environmental impact by 40% over the next five years[110]. - A strategic partnership with a leading lithium battery manufacturer has been established to enhance supply chain efficiency and product innovation[110]. Strategic Initiatives - Market expansion plans include entering three new international markets by the end of the fiscal year, targeting a 10% increase in market share[15]. - The company is considering strategic acquisitions to enhance its product portfolio, with potential targets identified in the lithium battery sector[15]. - A strategic acquisition of a local competitor is in progress, which is anticipated to enhance production capacity by 40%[46]. - The company is exploring potential acquisitions to strengthen its resource base and expand its product offerings in the cobalt market[110]. Operational Efficiency - The company has successfully reduced operational costs by 12% through efficiency improvements in production processes[15]. - Inventory levels have been optimized, resulting in a 20% decrease in holding costs compared to the previous year[45]. - The company has established a robust internal audit system to enhance operational effectiveness and risk management[35]. - The company has implemented flexible production to maximize value in the supply chain, continuously improving production processes through technology research and development[170]. Corporate Governance and Compliance - The company has maintained effective internal control over financial reporting, with no significant deficiencies identified as of the evaluation report date[39]. - The company has a complete governance structure that complies with legal and regulatory requirements, with no significant discrepancies identified[21]. - The company has established a complete governance structure, including a board of directors, supervisory board, and various specialized committees, ensuring compliance with relevant regulations[57]. - The company has established a robust corporate governance structure, ensuring compliance with all regulatory requirements and protecting shareholder rights[54]. Environmental and Social Responsibility - The company has no significant environmental penalties during the reporting period and has complied with pollution discharge standards[25]. - The company has implemented measures to reduce carbon emissions, achieving a reduction of 15% in carbon output through various energy efficiency initiatives[50]. - The company is focusing on the recycling of used lithium-ion batteries, with a comprehensive recycling workshop for 15,000 tons of battery waste already completed and in operation[127]. - The company has established strategic partnerships across various segments of the industry chain to enhance the recycling and utilization of secondary resources[127]. Risks and Challenges - The company faces risks related to political and economic instability in the Democratic Republic of Congo, which may affect operations[64]. - The company has not engaged in foreign exchange hedging, exposing it to currency risk as its overseas sales and procurement increase[65]. - The company has recognized a significant amount of inventory impairment provision due to low cobalt prices during the reporting period[3]. - The company’s management has emphasized the importance of understanding the risks associated with forward-looking statements in their future plans[101].